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QUANAH FINANCIAL CORPORATION ESOP 401k Plan overview

Plan NameQUANAH FINANCIAL CORPORATION ESOP
Plan identification number 002

QUANAH FINANCIAL CORPORATION ESOP Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

QUANAH FINANCIAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:QUANAH FINANCIAL CORPORATION
Employer identification number (EIN):752639189
NAIC Classification:551111
NAIC Description:Offices of Bank Holding Companies

Additional information about QUANAH FINANCIAL CORPORATION

Jurisdiction of Incorporation: Virginia Secretary of State
Incorporation Date: 1997-06-01
Company Identification Number: 0488235
Legal Registered Office Address: LECLAIRRYAN, A PROFESSIONAL CORPORATION
919 EAST MAIN STREET, 24TH FLOOR
RICHMOND
United States of America (USA)
23219

More information about QUANAH FINANCIAL CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan QUANAH FINANCIAL CORPORATION ESOP

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01LEAH WEBSTER2023-10-10
0022021-01-01LEAH WEBSTER2022-10-07
0022020-01-01LEAH WEBSTER2021-10-13
0022019-01-01LEAH WEBSTER2020-07-22
0022018-01-01LEAH WEBSTER2019-07-22
0022017-01-01
0022017-01-01
0022016-01-01
0022016-01-01LEAH WEBSTER2018-09-27
0022015-01-01KENNETH LEE HORTON
0022015-01-01
0022014-01-01KENNETH LEE HORTON
0022013-01-01KENNETH LEE HORTON
0022012-01-01KENNETH LEE HORTON
0022011-01-01KENNETH LEE HORTON
0022010-01-01KENNETH LEE HORTON

Plan Statistics for QUANAH FINANCIAL CORPORATION ESOP

401k plan membership statisitcs for QUANAH FINANCIAL CORPORATION ESOP

Measure Date Value
2022: QUANAH FINANCIAL CORPORATION ESOP 2022 401k membership
Total participants, beginning-of-year2022-01-0131
Total number of active participants reported on line 7a of the Form 55002022-01-0125
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0110
Total of all active and inactive participants2022-01-0135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-0135
Number of participants with account balances2022-01-0124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: QUANAH FINANCIAL CORPORATION ESOP 2021 401k membership
Total participants, beginning-of-year2021-01-0127
Total number of active participants reported on line 7a of the Form 55002021-01-0116
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-014
Total of all active and inactive participants2021-01-0120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0120
Number of participants with account balances2021-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: QUANAH FINANCIAL CORPORATION ESOP 2020 401k membership
Total participants, beginning-of-year2020-01-0124
Total number of active participants reported on line 7a of the Form 55002020-01-0118
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0111
Total of all active and inactive participants2020-01-0129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0129
Number of participants with account balances2020-01-0127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: QUANAH FINANCIAL CORPORATION ESOP 2019 401k membership
Total participants, beginning-of-year2019-01-0128
Total number of active participants reported on line 7a of the Form 55002019-01-0119
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-014
Total of all active and inactive participants2019-01-0123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0123
Number of participants with account balances2019-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: QUANAH FINANCIAL CORPORATION ESOP 2018 401k membership
Total participants, beginning-of-year2018-01-0129
Total number of active participants reported on line 7a of the Form 55002018-01-0119
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-016
Total of all active and inactive participants2018-01-0125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0125
Number of participants with account balances2018-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: QUANAH FINANCIAL CORPORATION ESOP 2017 401k membership
Total participants, beginning-of-year2017-01-0122
Total number of active participants reported on line 7a of the Form 55002017-01-0114
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-014
Total of all active and inactive participants2017-01-0118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0118
Number of participants with account balances2017-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: QUANAH FINANCIAL CORPORATION ESOP 2016 401k membership
Total participants, beginning-of-year2016-01-0125
Total number of active participants reported on line 7a of the Form 55002016-01-0119
Number of retired or separated participants receiving benefits2016-01-013
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-0122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0122
Number of participants with account balances2016-01-0119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: QUANAH FINANCIAL CORPORATION ESOP 2015 401k membership
Total participants, beginning-of-year2015-01-0129
Total number of active participants reported on line 7a of the Form 55002015-01-0116
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-019
Total of all active and inactive participants2015-01-0125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0125
Number of participants with account balances2015-01-0120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: QUANAH FINANCIAL CORPORATION ESOP 2014 401k membership
Total participants, beginning-of-year2014-01-0123
Total number of active participants reported on line 7a of the Form 55002014-01-0124
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-015
Total of all active and inactive participants2014-01-0129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0129
Number of participants with account balances2014-01-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-013
2013: QUANAH FINANCIAL CORPORATION ESOP 2013 401k membership
Total participants, beginning-of-year2013-01-0126
Total number of active participants reported on line 7a of the Form 55002013-01-0119
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-014
Total of all active and inactive participants2013-01-0123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0123
Number of participants with account balances2013-01-0120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-012
2012: QUANAH FINANCIAL CORPORATION ESOP 2012 401k membership
Total participants, beginning-of-year2012-01-0124
Total number of active participants reported on line 7a of the Form 55002012-01-0121
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-015
Total of all active and inactive participants2012-01-0126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0126
Number of participants with account balances2012-01-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: QUANAH FINANCIAL CORPORATION ESOP 2011 401k membership
Total participants, beginning-of-year2011-01-0124
Total number of active participants reported on line 7a of the Form 55002011-01-0123
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-011
Total of all active and inactive participants2011-01-0124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0124
Number of participants with account balances2011-01-0117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2010: QUANAH FINANCIAL CORPORATION ESOP 2010 401k membership
Total participants, beginning-of-year2010-01-0122
Total number of active participants reported on line 7a of the Form 55002010-01-0120
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-013
Total of all active and inactive participants2010-01-0123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0123
Number of participants with account balances2010-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010

Financial Data on QUANAH FINANCIAL CORPORATION ESOP

Measure Date Value
2022 : QUANAH FINANCIAL CORPORATION ESOP 2022 401k financial data
Total plan liabilities at end of year2022-12-31$0
Total plan liabilities at beginning of year2022-12-31$0
Total income from all sources2022-12-31$112,947
Expenses. Total of all expenses incurred2022-12-31$236,948
Benefits paid (including direct rollovers)2022-12-31$236,565
Total plan assets at end of year2022-12-31$2,212,618
Total plan assets at beginning of year2022-12-31$2,336,619
Total contributions received or receivable from participants2022-12-31$57,496
Expenses. Other expenses not covered elsewhere2022-12-31$0
Contributions received from other sources (not participants or employers)2022-12-31$0
Other income received2022-12-31$22,288
Noncash contributions received2022-12-31$0
Net income (gross income less expenses)2022-12-31$-124,001
Net plan assets at end of year (total assets less liabilities)2022-12-31$2,212,618
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$2,336,619
Assets. Value of participant loans2022-12-31$15,072
Assets. Value of employer securities2022-12-31$1,543,212
Total contributions received or receivable from employer(s)2022-12-31$33,163
Value of certain deemed distributions of participant loans2022-12-31$0
Value of corrective distributions2022-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$383
2021 : QUANAH FINANCIAL CORPORATION ESOP 2021 401k financial data
Total plan liabilities at end of year2021-12-31$0
Total plan liabilities at beginning of year2021-12-31$0
Total income from all sources2021-12-31$260,039
Expenses. Total of all expenses incurred2021-12-31$58,880
Benefits paid (including direct rollovers)2021-12-31$58,080
Total plan assets at end of year2021-12-31$2,336,619
Total plan assets at beginning of year2021-12-31$2,135,460
Total contributions received or receivable from participants2021-12-31$52,447
Expenses. Other expenses not covered elsewhere2021-12-31$0
Contributions received from other sources (not participants or employers)2021-12-31$0
Other income received2021-12-31$179,699
Noncash contributions received2021-12-31$0
Net income (gross income less expenses)2021-12-31$201,159
Net plan assets at end of year (total assets less liabilities)2021-12-31$2,336,619
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$2,135,460
Assets. Value of participant loans2021-12-31$14,763
Assets. Value of employer securities2021-12-31$1,371,744
Total contributions received or receivable from employer(s)2021-12-31$27,893
Value of certain deemed distributions of participant loans2021-12-31$0
Value of corrective distributions2021-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$800
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
2020 : QUANAH FINANCIAL CORPORATION ESOP 2020 401k financial data
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$50,488
Expenses. Total of all expenses incurred2020-12-31$32,314
Benefits paid (including direct rollovers)2020-12-31$32,314
Total plan assets at end of year2020-12-31$2,135,460
Total plan assets at beginning of year2020-12-31$2,117,286
Total contributions received or receivable from participants2020-12-31$52,811
Expenses. Other expenses not covered elsewhere2020-12-31$0
Contributions received from other sources (not participants or employers)2020-12-31$0
Other income received2020-12-31$-33,688
Noncash contributions received2020-12-31$0
Net income (gross income less expenses)2020-12-31$18,174
Net plan assets at end of year (total assets less liabilities)2020-12-31$2,135,460
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$2,117,286
Assets. Value of participant loans2020-12-31$25,230
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022020-12-31$805
Assets. Value of employer securities2020-12-31$1,294,223
Total contributions received or receivable from employer(s)2020-12-31$31,365
Value of certain deemed distributions of participant loans2020-12-31$0
Value of corrective distributions2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : QUANAH FINANCIAL CORPORATION ESOP 2019 401k financial data
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$291,961
Expenses. Total of all expenses incurred2019-12-31$45,228
Benefits paid (including direct rollovers)2019-12-31$44,796
Total plan assets at end of year2019-12-31$2,117,286
Total plan assets at beginning of year2019-12-31$1,870,553
Total contributions received or receivable from participants2019-12-31$44,816
Expenses. Other expenses not covered elsewhere2019-12-31$0
Contributions received from other sources (not participants or employers)2019-12-31$0
Other income received2019-12-31$237,450
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$246,733
Net plan assets at end of year (total assets less liabilities)2019-12-31$2,117,286
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$1,870,553
Assets. Value of participant loans2019-12-31$35,609
Assets. Value of employer securities2019-12-31$1,415,088
Total contributions received or receivable from employer(s)2019-12-31$9,695
Value of certain deemed distributions of participant loans2019-12-31$0
Value of corrective distributions2019-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$432
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : QUANAH FINANCIAL CORPORATION ESOP 2018 401k financial data
Transfers to/from the plan2018-12-31$0
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$141,339
Expenses. Total of all expenses incurred2018-12-31$3,108
Benefits paid (including direct rollovers)2018-12-31$3,000
Total plan assets at end of year2018-12-31$1,870,553
Total plan assets at beginning of year2018-12-31$1,732,322
Total contributions received or receivable from participants2018-12-31$41,940
Expenses. Other expenses not covered elsewhere2018-12-31$0
Contributions received from other sources (not participants or employers)2018-12-31$0
Other income received2018-12-31$89,903
Noncash contributions received2018-12-31$0
Net income (gross income less expenses)2018-12-31$138,231
Net plan assets at end of year (total assets less liabilities)2018-12-31$1,870,553
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$1,732,322
Assets. Value of participant loans2018-12-31$44,708
Assets. Value of employer securities2018-12-31$1,277,510
Total contributions received or receivable from employer(s)2018-12-31$9,496
Value of certain deemed distributions of participant loans2018-12-31$0
Value of corrective distributions2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$108
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : QUANAH FINANCIAL CORPORATION ESOP 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$664,085
Expenses. Total of all expenses incurred2017-12-31$8
Benefits paid (including direct rollovers)2017-12-31$0
Total plan assets at end of year2017-12-31$1,732,322
Total plan assets at beginning of year2017-12-31$1,068,245
Total contributions received or receivable from participants2017-12-31$36,466
Expenses. Other expenses not covered elsewhere2017-12-31$8
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$618,464
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$664,077
Net plan assets at end of year (total assets less liabilities)2017-12-31$1,732,322
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,068,245
Assets. Value of participant loans2017-12-31$54,500
Assets. Value of employer securities2017-12-31$1,149,759
Total contributions received or receivable from employer(s)2017-12-31$9,155
Value of certain deemed distributions of participant loans2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : QUANAH FINANCIAL CORPORATION ESOP 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$200,000
Total plan liabilities at beginning of year2016-12-31$200,000
Total income from all sources2016-12-31$270,519
Expenses. Total of all expenses incurred2016-12-31$0
Benefits paid (including direct rollovers)2016-12-31$0
Total plan assets at end of year2016-12-31$1,068,245
Total plan assets at beginning of year2016-12-31$797,726
Value of fidelity bond covering the plan2016-12-31$182,500
Total contributions received or receivable from participants2016-12-31$33,124
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$229,044
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$270,519
Net plan assets at end of year (total assets less liabilities)2016-12-31$868,245
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$597,726
Assets. Value of employer securities2016-12-31$929,274
Total contributions received or receivable from employer(s)2016-12-31$8,351
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$0
2015 : QUANAH FINANCIAL CORPORATION ESOP 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$200,000
Total plan liabilities at beginning of year2015-12-31$200,000
Total income from all sources2015-12-31$1,805
Expenses. Total of all expenses incurred2015-12-31$79,189
Benefits paid (including direct rollovers)2015-12-31$79,039
Total plan assets at end of year2015-12-31$797,726
Total plan assets at beginning of year2015-12-31$875,110
Value of fidelity bond covering the plan2015-12-31$182,500
Total contributions received or receivable from participants2015-12-31$32,558
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$80,224
Other income received2015-12-31$-118,634
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$-77,384
Net plan assets at end of year (total assets less liabilities)2015-12-31$597,726
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$675,110
Assets. Value of employer securities2015-12-31$406,787
Total contributions received or receivable from employer(s)2015-12-31$7,657
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$150
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : QUANAH FINANCIAL CORPORATION ESOP 2014 401k financial data
Total plan liabilities at end of year2014-12-31$200,000
Total plan liabilities at beginning of year2014-12-31$200,000
Total income from all sources2014-12-31$58,413
Expenses. Total of all expenses incurred2014-12-31$8,976
Benefits paid (including direct rollovers)2014-12-31$8,916
Total plan assets at end of year2014-12-31$875,110
Total plan assets at beginning of year2014-12-31$825,673
Value of fidelity bond covering the plan2014-12-31$182,500
Total contributions received or receivable from participants2014-12-31$32,327
Other income received2014-12-31$18,528
Net income (gross income less expenses)2014-12-31$49,437
Net plan assets at end of year (total assets less liabilities)2014-12-31$675,110
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$625,673
Assets. Value of employer securities2014-12-31$565,241
Total contributions received or receivable from employer(s)2014-12-31$7,558
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$60
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : QUANAH FINANCIAL CORPORATION ESOP 2013 401k financial data
Total plan liabilities at end of year2013-12-31$200,000
Total plan liabilities at beginning of year2013-12-31$200,000
Total income from all sources2013-12-31$118,032
Expenses. Total of all expenses incurred2013-12-31$17,255
Benefits paid (including direct rollovers)2013-12-31$17,195
Total plan assets at end of year2013-12-31$825,673
Total plan assets at beginning of year2013-12-31$724,896
Value of fidelity bond covering the plan2013-12-31$1,825,000
Total contributions received or receivable from participants2013-12-31$35,248
Other income received2013-12-31$74,677
Net income (gross income less expenses)2013-12-31$100,777
Net plan assets at end of year (total assets less liabilities)2013-12-31$625,673
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$524,896
Assets. Value of employer securities2013-12-31$573,235
Total contributions received or receivable from employer(s)2013-12-31$8,107
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$60
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : QUANAH FINANCIAL CORPORATION ESOP 2012 401k financial data
Total plan liabilities at end of year2012-12-31$200,000
Total plan liabilities at beginning of year2012-12-31$200,013
Total income from all sources2012-12-31$63,858
Total plan assets at end of year2012-12-31$724,896
Total plan assets at beginning of year2012-12-31$661,051
Value of fidelity bond covering the plan2012-12-31$1,825,000
Total contributions received or receivable from participants2012-12-31$37,741
Other income received2012-12-31$17,454
Net income (gross income less expenses)2012-12-31$63,858
Net plan assets at end of year (total assets less liabilities)2012-12-31$524,896
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$461,038
Assets. Value of employer securities2012-12-31$537,579
Total contributions received or receivable from employer(s)2012-12-31$8,663
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : QUANAH FINANCIAL CORPORATION ESOP 2011 401k financial data
Total plan liabilities at end of year2011-12-31$200,013
Total income from all sources2011-12-31$4,901
Expenses. Total of all expenses incurred2011-12-31$18,218
Benefits paid (including direct rollovers)2011-12-31$18,193
Total plan assets at end of year2011-12-31$661,051
Total plan assets at beginning of year2011-12-31$474,355
Value of fidelity bond covering the plan2011-12-31$1,825,000
Total contributions received or receivable from participants2011-12-31$33,318
Other income received2011-12-31$-36,789
Net income (gross income less expenses)2011-12-31$-13,317
Net plan assets at end of year (total assets less liabilities)2011-12-31$461,038
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$474,355
Assets. Value of employer securities2011-12-31$537,579
Total contributions received or receivable from employer(s)2011-12-31$8,372
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$25
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : QUANAH FINANCIAL CORPORATION ESOP 2010 401k financial data
Total income from all sources2010-12-31$-37,325
Total plan assets at end of year2010-12-31$471,080
Total plan assets at beginning of year2010-12-31$508,405
Value of fidelity bond covering the plan2010-12-31$1,825,000
Total contributions received or receivable from participants2010-12-31$30,654
Other income received2010-12-31$-76,451
Net income (gross income less expenses)2010-12-31$-37,325
Net plan assets at end of year (total assets less liabilities)2010-12-31$471,080
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$508,405
Assets. Value of employer securities2010-12-31$388,165
Total contributions received or receivable from employer(s)2010-12-31$8,472
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0

Form 5500 Responses for QUANAH FINANCIAL CORPORATION ESOP

2022: QUANAH FINANCIAL CORPORATION ESOP 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: QUANAH FINANCIAL CORPORATION ESOP 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: QUANAH FINANCIAL CORPORATION ESOP 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: QUANAH FINANCIAL CORPORATION ESOP 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: QUANAH FINANCIAL CORPORATION ESOP 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: QUANAH FINANCIAL CORPORATION ESOP 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: QUANAH FINANCIAL CORPORATION ESOP 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: QUANAH FINANCIAL CORPORATION ESOP 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedYes
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: QUANAH FINANCIAL CORPORATION ESOP 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: QUANAH FINANCIAL CORPORATION ESOP 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: QUANAH FINANCIAL CORPORATION ESOP 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: QUANAH FINANCIAL CORPORATION ESOP 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: QUANAH FINANCIAL CORPORATION ESOP 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81I181
Policy instance 1
Insurance contract or identification number81I181
Number of Individuals Covered20
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $1,263
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,263
Insurance broker organization code?3
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG39576
Policy instance 1
Insurance contract or identification numberG39576
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-11-22
Total amount of commissions paid to insurance brokerUSD $3,679
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,902
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81I181
Policy instance 2
Insurance contract or identification number81I181
Number of Individuals Covered19
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $9,327
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,327
Insurance broker organization code?3
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG39576
Policy instance 1
Insurance contract or identification numberG39576
Number of Individuals Covered20
Insurance policy start date2020-09-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $1,559
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,559
Insurance broker organization code?4
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG39576
Policy instance 1
Insurance contract or identification numberG39576
Number of Individuals Covered20
Insurance policy start date2019-09-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $6,444
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,444
Insurance broker organization code?4
AMERITAS LIFE INSURANCE CORP. (National Association of Insurance Commissioners NAIC id number: 61301 )
Policy contract number668891
Policy instance 2
Insurance contract or identification number668891
Number of Individuals Covered23
Insurance policy start date2019-01-01
Insurance policy end date2019-10-22
Total amount of commissions paid to insurance brokerUSD $2,657
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,535
Insurance broker organization code?4
AMERITAS LIFE INSURANCE CORP. (National Association of Insurance Commissioners NAIC id number: 61301 )
Policy contract numberE668891
Policy instance 1
Insurance contract or identification numberE668891
Number of Individuals Covered22
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $16,501
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,422
Insurance broker organization code?3
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number633091
Policy instance 1
Insurance contract or identification number633091
Number of Individuals Covered20
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $2,789
Total amount of fees paid to insurance companyUSD $316
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,789
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Insurance broker nameSWBC INVESTMENT ADVISORY SERVICES L

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