401k Plan data: EFH RETIREMENT PLAN plan

EFH RETIREMENT PLAN 401k Plan overview

Plan Name	EFH RETIREMENT PLAN
Plan identification number	002

EFH RETIREMENT PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
Code section 401(h) arrangement - Plan contains separate accounts under Code section 401(h) to provide employee health benefits.
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ENERGY FUTURE HOLDINGS CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: ENERGY FUTURE HOLDINGS CORPORATION

Employer identification number (EIN): 752669310

NAIC Classification: 551112
NAIC Description: Offices of Other Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EFH RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2012-01-01 CYNDIE EWERT
002 2011-01-01 RUSSELL GRAVES
002 2009-01-01 RUSSEL GRAVES RUSSEL GRAVES 2010-10-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2012-01-01	CYNDIE EWERT
002	2011-01-01	RUSSELL GRAVES
002	2009-01-01	RUSSEL GRAVES	RUSSEL GRAVES	2010-10-15

Plan Statistics for EFH RETIREMENT PLAN

401k plan membership statisitcs for EFH RETIREMENT PLAN

Measure Date Value
2012: EFH RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 28,613
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,139
Number of retired or separated participants receiving benefits 2012-01-01 15
Number of other retired or separated participants entitled to future benefits 2012-01-01 18
Total of all active and inactive participants 2012-01-01 1,172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 2
Total participants 2012-01-01 1,174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 24
2011: EFH RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 29,158
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 6,772
Number of retired or separated participants receiving benefits 2011-01-01 8,680
Number of other retired or separated participants entitled to future benefits 2011-01-01 10,900
Total of all active and inactive participants 2011-01-01 26,352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 2,261
Total participants 2011-01-01 28,613
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 116
2009: EFH RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 29,652
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 7,188
Number of retired or separated participants receiving benefits 2009-01-01 8,307
Number of other retired or separated participants entitled to future benefits 2009-01-01 11,579
Total of all active and inactive participants 2009-01-01 27,074
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 2,332
Total participants 2009-01-01 29,406
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 171

Measure	Date	Value
2012: EFH RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	28,613
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,139
Number of retired or separated participants receiving benefits	2012-01-01	15
Number of other retired or separated participants entitled to future benefits	2012-01-01	18
Total of all active and inactive participants	2012-01-01	1,172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	2
Total participants	2012-01-01	1,174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	24
2011: EFH RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	29,158
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	6,772
Number of retired or separated participants receiving benefits	2011-01-01	8,680
Number of other retired or separated participants entitled to future benefits	2011-01-01	10,900
Total of all active and inactive participants	2011-01-01	26,352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	2,261
Total participants	2011-01-01	28,613
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	116
2009: EFH RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	29,652
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	7,188
Number of retired or separated participants receiving benefits	2009-01-01	8,307
Number of other retired or separated participants entitled to future benefits	2009-01-01	11,579
Total of all active and inactive participants	2009-01-01	27,074
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	2,332
Total participants	2009-01-01	29,406
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	171

Financial Data on EFH RETIREMENT PLAN

Measure	Date	Value
2012 : EFH RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$3,229,378
Total unrealized appreciation/depreciation of assets	2012-12-31	$3,229,378
Total transfer of assets to this plan	2012-12-31	$0
Total transfer of assets from this plan	2012-12-31	$2,598,726,903
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$36,920,432
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$9,293,015
Total income from all sources (including contributions)	2012-12-31	$291,681,587
Total loss/gain on sale of assets	2012-12-31	$164,453,883
Total of all expenses incurred	2012-12-31	$130,572,128
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$116,678,274
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$8,786,598
Value of total assets at end of year	2012-12-31	$178,577,893
Value of total assets at beginning of year	2012-12-31	$2,588,567,920
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$13,893,854
Total interest from all sources	2012-12-31	$59,585,524
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$13,589,936
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$1,039,750
Administrative expenses professional fees incurred	2012-12-31	$1,625,409
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-12-31	$15,000,000
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$3,201,285
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$8,528,925
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$84,303,333
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$15,013,172
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$23,363,334
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$36,841,685
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$7,649,371
Other income not declared elsewhere	2012-12-31	$426,603
Administrative expenses (other) incurred	2012-12-31	$7,469,997
Liabilities. Value of operating payables at end of year	2012-12-31	$78,747
Liabilities. Value of operating payables at beginning of year	2012-12-31	$1,643,644
Total non interest bearing cash at end of year	2012-12-31	$0
Total non interest bearing cash at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$161,109,459
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$141,657,461
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,579,274,905
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$4,798,448
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$9,104,581
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$190,607,954
Interest earned on other investments	2012-12-31	$3,726,884
Income. Interest from US Government securities	2012-12-31	$1,357,629
Income. Interest from corporate debt instruments	2012-12-31	$54,481,379
Value of interest in common/collective trusts at end of year	2012-12-31	$33,500,623
Value of interest in common/collective trusts at beginning of year	2012-12-31	$155,362,709
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$5,121,605
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$12,689,161
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$12,689,161
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$19,632
Assets. Value of investments in 103.12 investment entities at end of year	2012-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2012-12-31	$80,999,079
Asset value of US Government securities at end of year	2012-12-31	$47,171,537
Asset value of US Government securities at beginning of year	2012-12-31	$55,299,241
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$18,125,416
Net investment gain or loss from common/collective trusts	2012-12-31	$23,484,249
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$5,585,313
Employer contributions (assets) at end of year	2012-12-31	$5,585,313
Employer contributions (assets) at beginning of year	2012-12-31	$89,837,277
Income. Dividends from preferred stock	2012-12-31	$501,080
Income. Dividends from common stock	2012-12-31	$12,049,106
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$116,678,274
Asset. Corporate debt instrument preferred debt at end of year	2012-12-31	$13,330,824
Asset. Corporate debt instrument preferred debt at beginning of year	2012-12-31	$666,672,615
Asset. Corporate debt instrument debt (other) at end of year	2012-12-31	$41,221,313
Asset. Corporate debt instrument debt (other) at beginning of year	2012-12-31	$729,582,150
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$484,851,067
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$4,269,966,641
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$4,105,512,758
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	MCCONNELL & JONES, LLP
Accountancy firm EIN	2012-12-31	760488832
2011 : EFH RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$91,159,119
Total unrealized appreciation/depreciation of assets	2011-12-31	$91,159,119
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$9,293,015
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$13,664,101
Total income from all sources (including contributions)	2011-12-31	$291,401,277
Total loss/gain on sale of assets	2011-12-31	$27,455,649
Total of all expenses incurred	2011-12-31	$157,137,708
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$144,493,169
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$94,753,101
Value of total assets at end of year	2011-12-31	$2,588,567,920
Value of total assets at beginning of year	2011-12-31	$2,458,675,437
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$12,644,539
Total interest from all sources	2011-12-31	$80,022,012
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$13,739,233
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,776,496
Administrative expenses professional fees incurred	2011-12-31	$291,374
Assets. Corporate prefeered stocks other than exployer securities at end of year	2011-12-31	$15,000,000
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2011-12-31	$15,000,000
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$20,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$4,915,824
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$84,303,333
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$79,523,572
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$23,363,334
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$22,127,225
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$7,649,371
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$12,197,082
Other income not declared elsewhere	2011-12-31	$1,799,688
Administrative expenses (other) incurred	2011-12-31	$6,097,317
Liabilities. Value of operating payables at end of year	2011-12-31	$1,643,644
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$134,263,569
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,579,274,905
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,445,011,336
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$6,255,848
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$190,607,954
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$201,723,064
Interest earned on other investments	2011-12-31	$5,072,373
Income. Interest from US Government securities	2011-12-31	$1,350,229
Income. Interest from corporate debt instruments	2011-12-31	$73,583,714
Value of interest in common/collective trusts at end of year	2011-12-31	$155,362,709
Value of interest in common/collective trusts at beginning of year	2011-12-31	$244,294,773
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$12,689,161
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$3,913,622
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$3,913,622
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$15,696
Assets. Value of investments in 103.12 investment entities at end of year	2011-12-31	$80,999,079
Asset value of US Government securities at end of year	2011-12-31	$55,299,241
Asset value of US Government securities at beginning of year	2011-12-31	$22,377,471
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-12,891,606
Net investment gain or loss from common/collective trusts	2011-12-31	$2,509,903
Net gain/loss from 103.12 investment entities	2011-12-31	$-7,145,822
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	Yes
Contributions received in cash from employer	2011-12-31	$89,837,277
Employer contributions (assets) at end of year	2011-12-31	$89,837,277
Employer contributions (assets) at beginning of year	2011-12-31	$172,180,069
Income. Dividends from preferred stock	2011-12-31	$306,730
Income. Dividends from common stock	2011-12-31	$11,656,007
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$144,493,169
Asset. Corporate debt instrument preferred debt at end of year	2011-12-31	$666,672,615
Asset. Corporate debt instrument preferred debt at beginning of year	2011-12-31	$545,385,273
Asset. Corporate debt instrument debt (other) at end of year	2011-12-31	$729,582,150
Asset. Corporate debt instrument debt (other) at beginning of year	2011-12-31	$652,015,860
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$484,851,067
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$500,134,508
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$1,467,019
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$833,783,699
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$806,328,050
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	MCCONNELL & JONES, LLP
Accountancy firm EIN	2011-12-31	760488832
2010 : EFH RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$97,440,241
Total unrealized appreciation/depreciation of assets	2010-12-31	$97,440,241
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$13,664,101
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$7,055,338
Total income from all sources (including contributions)	2010-12-31	$504,365,641
Total loss/gain on sale of assets	2010-12-31	$48,587,342
Total of all expenses incurred	2010-12-31	$157,090,359
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$141,951,010
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$217,696,449
Value of total assets at end of year	2010-12-31	$2,458,675,437
Value of total assets at beginning of year	2010-12-31	$2,104,791,392
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$15,139,349
Total interest from all sources	2010-12-31	$72,945,523
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$10,784,626
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$1,327,194
Administrative expenses professional fees incurred	2010-12-31	$473,614
Assets. Corporate prefeered stocks other than exployer securities at end of year	2010-12-31	$15,000,000
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2010-12-31	$15,000,000
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$5,016,380
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$79,523,572
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$24,797,716
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$22,127,225
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$23,961,682
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$12,197,082
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$6,072,925
Other income not declared elsewhere	2010-12-31	$476,949
Administrative expenses (other) incurred	2010-12-31	$8,567,647
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$347,275,282
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,445,011,336
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,097,736,054
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$6,098,088
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$201,723,064
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$183,244,317
Interest earned on other investments	2010-12-31	$2,849,135
Income. Interest from US Government securities	2010-12-31	$735,634
Income. Interest from corporate debt instruments	2010-12-31	$69,359,613
Value of interest in common/collective trusts at end of year	2010-12-31	$244,294,773
Value of interest in common/collective trusts at beginning of year	2010-12-31	$392,385,132
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$3,913,622
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$31,975,845
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$31,975,845
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$1,141
Asset value of US Government securities at end of year	2010-12-31	$22,377,471
Asset value of US Government securities at beginning of year	2010-12-31	$22,203,179
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$36,151,552
Net investment gain or loss from common/collective trusts	2010-12-31	$20,282,959
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	Yes
Contributions received in cash from employer	2010-12-31	$212,680,069
Employer contributions (assets) at end of year	2010-12-31	$172,180,069
Employer contributions (assets) at beginning of year	2010-12-31	$0
Income. Dividends from preferred stock	2010-12-31	$195,558
Income. Dividends from common stock	2010-12-31	$9,261,874
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$141,951,010
Asset. Corporate debt instrument preferred debt at end of year	2010-12-31	$545,385,273
Asset. Corporate debt instrument preferred debt at beginning of year	2010-12-31	$358,175,574
Asset. Corporate debt instrument debt (other) at end of year	2010-12-31	$652,015,860
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$606,538,633
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$500,134,508
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$446,509,314
Liabilities. Value of benefit claims payable at end of year	2010-12-31	$1,467,019
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$982,413
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$1,028,240,352
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$979,653,010
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	MCCONNELL & JONES, LLP
Accountancy firm EIN	2010-12-31	760488832
2009 : EFH RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for EFH RETIREMENT PLAN

2012: EFH RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: EFH RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: EFH RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

EFH RETIREMENT PLAN [EIN = 462488810]

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Company Name:	ENERGY FUTURE HOLDINGS CORPORATION
Employer identification number (EIN):	752669310
NAIC Classification:	551112
NAIC Description:	Offices of Other Holding Companies