401k Plan data: EFH HEALTH CARE AND LIFE INSURANCE PLAN plan

EFH HEALTH CARE AND LIFE INSURANCE PLAN 401k Plan overview

Plan Name	EFH HEALTH CARE AND LIFE INSURANCE PLAN
Plan identification number	501

EFH HEALTH CARE AND LIFE INSURANCE PLAN Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Health (other than dental or vision) Life insurance Dental Other welfare benefit cover

401k Sponsoring company profile

ENERGY FUTURE HOLDINGS CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: ENERGY FUTURE HOLDINGS CORPORATION

Employer identification number (EIN): 752669310

NAIC Classification: 551112
NAIC Description: Offices of Other Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EFH HEALTH CARE AND LIFE INSURANCE PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
501 2015-01-01 CYNDIE EWERT
501 2014-01-01 CYNDIE EWERT
501 2013-01-01 CYNDIE EWERT
501 2012-01-01 CYNDIE EWERT
501 2011-01-01 CYNDIE EWERT
501 2010-01-01 CYNDIE EWEET
501 2009-01-01 CYNDIE EWERT

Plan id#	Filing Submission Date	Name of Administrator
501	2015-01-01	CYNDIE EWERT
501	2014-01-01	CYNDIE EWERT
501	2013-01-01	CYNDIE EWERT
501	2012-01-01	CYNDIE EWERT
501	2011-01-01	CYNDIE EWERT
501	2010-01-01	CYNDIE EWEET
501	2009-01-01	CYNDIE EWERT

Plan Statistics for EFH HEALTH CARE AND LIFE INSURANCE PLAN

401k plan membership statisitcs for EFH HEALTH CARE AND LIFE INSURANCE PLAN

Measure Date Value
2015: EFH HEALTH CARE AND LIFE INSURANCE PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 6,850
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 5,508
Number of retired or separated participants receiving benefits 2015-01-01 1,350
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 6,858
2014: EFH HEALTH CARE AND LIFE INSURANCE PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 15,194
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 5,718
Number of retired or separated participants receiving benefits 2014-01-01 1,660
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 7,378
2013: EFH HEALTH CARE AND LIFE INSURANCE PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 15,194
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 9,339
Number of retired or separated participants receiving benefits 2013-01-01 6,475
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 15,814
2012: EFH HEALTH CARE AND LIFE INSURANCE PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 18,111
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 9,452
Number of retired or separated participants receiving benefits 2012-01-01 7,662
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 17,114
2011: EFH HEALTH CARE AND LIFE INSURANCE PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 16,511
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 9,830
Number of retired or separated participants receiving benefits 2011-01-01 8,281
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 18,111
2010: EFH HEALTH CARE AND LIFE INSURANCE PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 18,830
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 8,334
Number of retired or separated participants receiving benefits 2010-01-01 8,177
Number of other retired or separated participants entitled to future benefits 2010-01-01 0
Total of all active and inactive participants 2010-01-01 16,511
2009: EFH HEALTH CARE AND LIFE INSURANCE PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 16,562
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 9,428
Number of retired or separated participants receiving benefits 2009-01-01 9,402
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 18,830

Measure	Date	Value
2015: EFH HEALTH CARE AND LIFE INSURANCE PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	6,850
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	5,508
Number of retired or separated participants receiving benefits	2015-01-01	1,350
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	6,858
2014: EFH HEALTH CARE AND LIFE INSURANCE PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	15,194
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	5,718
Number of retired or separated participants receiving benefits	2014-01-01	1,660
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	7,378
2013: EFH HEALTH CARE AND LIFE INSURANCE PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	15,194
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	9,339
Number of retired or separated participants receiving benefits	2013-01-01	6,475
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	15,814
2012: EFH HEALTH CARE AND LIFE INSURANCE PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	18,111
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	9,452
Number of retired or separated participants receiving benefits	2012-01-01	7,662
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	17,114
2011: EFH HEALTH CARE AND LIFE INSURANCE PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	16,511
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	9,830
Number of retired or separated participants receiving benefits	2011-01-01	8,281
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	18,111
2010: EFH HEALTH CARE AND LIFE INSURANCE PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	18,830
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	8,334
Number of retired or separated participants receiving benefits	2010-01-01	8,177
Number of other retired or separated participants entitled to future benefits	2010-01-01	0
Total of all active and inactive participants	2010-01-01	16,511
2009: EFH HEALTH CARE AND LIFE INSURANCE PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	16,562
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	9,428
Number of retired or separated participants receiving benefits	2009-01-01	9,402
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	18,830

Financial Data on EFH HEALTH CARE AND LIFE INSURANCE PLAN

Measure	Date	Value
2015 : EFH HEALTH CARE AND LIFE INSURANCE PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$1,198,595
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$83,057,918
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$82,099,118
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$78,418,447
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$83,057,814
Value of total assets at end of year	2015-12-31	$224,484
Value of total assets at beginning of year	2015-12-31	$464,279
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$3,680,671
Total interest from all sources	2015-12-31	$104
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$13,949,310
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$27
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$7
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$958,800
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$224,484
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$464,279
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$0
Value of interest in common/collective trusts at end of year	2015-12-31	$0
Value of interest in common/collective trusts at beginning of year	2015-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$224,457
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$464,272
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$464,272
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$104
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$69,108,504
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$78,418,447
Contract administrator fees	2015-12-31	$3,680,671
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	MCCONNELL AND JONES, LLP
Accountancy firm EIN	2015-12-31	760488832
2014 : EFH HEALTH CARE AND LIFE INSURANCE PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$219,584
Total unrealized appreciation/depreciation of assets	2014-12-31	$219,584
Total transfer of assets from this plan	2014-12-31	$99,275,102
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$119,308,773
Total loss/gain on sale of assets	2014-12-31	$1,295,321
Total of all expenses incurred	2014-12-31	$117,593,418
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$110,931,328
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$117,593,418
Value of total assets at end of year	2014-12-31	$464,279
Value of total assets at beginning of year	2014-12-31	$98,024,026
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$6,662,090
Total interest from all sources	2014-12-31	$200,450
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$27,233,675
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$7
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$1,000,078
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,715,355
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$464,279
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$98,024,026
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$97,023,948
Value of interest in common/collective trusts at end of year	2014-12-31	$0
Value of interest in common/collective trusts at beginning of year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$464,272
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$200,450
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$90,359,743
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$110,931,328
Contract administrator fees	2014-12-31	$6,662,090
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$1,295,321
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	MCCONNELL AND JONES, LLP
Accountancy firm EIN	2014-12-31	760488832
2013 : EFH HEALTH CARE AND LIFE INSURANCE PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$157,036,790
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$159,494,441
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$152,263,597
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$139,092,245
Value of total assets at end of year	2013-12-31	$98,024,026
Value of total assets at beginning of year	2013-12-31	$100,481,677
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$7,230,844
Total interest from all sources	2013-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$6,000
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$31,758,560
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$1,000,078
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$253
Administrative expenses (other) incurred	2013-12-31	$15,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-2,457,651
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$98,024,026
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$100,481,677
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$97,023,948
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$100,481,424
Value of interest in common/collective trusts at end of year	2013-12-31	$0
Value of interest in common/collective trusts at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$17,944,545
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$107,333,685
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$152,263,597
Contract administrator fees	2013-12-31	$7,209,544
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	MCCONNELL AND JONES, LLP
Accountancy firm EIN	2013-12-31	760488832
2012 : EFH HEALTH CARE AND LIFE INSURANCE PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$149,168,280
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$151,461,095
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$145,923,150
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$136,227,339
Value of total assets at end of year	2012-12-31	$100,481,677
Value of total assets at beginning of year	2012-12-31	$102,774,492
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$5,537,945
Total interest from all sources	2012-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$1,500
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$35,248,972
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$157,817
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$85,221
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$253
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$6
Administrative expenses (other) incurred	2012-12-31	$18,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-2,292,815
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$100,481,677
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$102,774,492
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$100,481,424
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$96,173,023
Value of interest in common/collective trusts at end of year	2012-12-31	$0
Value of interest in common/collective trusts at beginning of year	2012-12-31	$6,443,646
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$12,940,941
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$100,893,146
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$145,923,150
Contract administrator fees	2012-12-31	$5,518,145
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	MCCONNELL AND JONES LLP
Accountancy firm EIN	2012-12-31	760488832
2011 : EFH HEALTH CARE AND LIFE INSURANCE PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$142,333,477
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$146,361,180
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$140,294,262
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$139,977,244
Value of total assets at end of year	2011-12-31	$102,774,492
Value of total assets at beginning of year	2011-12-31	$106,802,195
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$6,066,918
Total interest from all sources	2011-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$33,001,814
Participant contributions at end of year	2011-12-31	$157,817
Participant contributions at beginning of year	2011-12-31	$216,188
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$6
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$495
Administrative expenses (other) incurred	2011-12-31	$-13,696
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-4,027,703
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$102,774,492
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$106,802,195
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$2,300
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$96,173,023
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$98,617,154
Value of interest in common/collective trusts at end of year	2011-12-31	$6,443,646
Value of interest in common/collective trusts at beginning of year	2011-12-31	$7,968,358
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$187,049
Net investment gain or loss from common/collective trusts	2011-12-31	$2,169,184
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$106,975,430
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$140,294,262
Contract administrator fees	2011-12-31	$6,078,314
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	MCCONNELL AND JONES LLP
Accountancy firm EIN	2011-12-31	760488832
2010 : EFH HEALTH CARE AND LIFE INSURANCE PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$146,727,646
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$141,561,018
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$136,259,087
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$136,519,778
Value of total assets at end of year	2010-12-31	$106,802,195
Value of total assets at beginning of year	2010-12-31	$101,635,567
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$5,301,931
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$34,837,243
Participant contributions at end of year	2010-12-31	$216,188
Participant contributions at beginning of year	2010-12-31	$250,041
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$495
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$918
Administrative expenses (other) incurred	2010-12-31	$2,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$5,166,628
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$106,802,195
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$101,635,567
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$2,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$98,617,154
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$89,112,730
Value of interest in common/collective trusts at end of year	2010-12-31	$7,968,358
Value of interest in common/collective trusts at beginning of year	2010-12-31	$12,271,878
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$0
Net investment gain or loss from common/collective trusts	2010-12-31	$2,451,546
Net gain/loss from 103.12 investment entities	2010-12-31	$7,756,322
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$101,682,535
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$136,259,087
Contract administrator fees	2010-12-31	$5,297,431
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	MCCONNELL AND JONES LLP
Accountancy firm EIN	2010-12-31	760594870

Form 5500 Responses for EFH HEALTH CARE AND LIFE INSURANCE PLAN

2015: EFH HEALTH CARE AND LIFE INSURANCE PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2015-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2014: EFH HEALTH CARE AND LIFE INSURANCE PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2014-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2013: EFH HEALTH CARE AND LIFE INSURANCE PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2013-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2012: EFH HEALTH CARE AND LIFE INSURANCE PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2012-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2011: EFH HEALTH CARE AND LIFE INSURANCE PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2011-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2010: EFH HEALTH CARE AND LIFE INSURANCE PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2010-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2009: EFH HEALTH CARE AND LIFE INSURANCE PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes
2009-01-01	Plan benefit arrangement – General assets of the sponsor	Yes

Insurance Providers Used on plan

MAGELLAN HEALTH SERVICES (National Association of Insurance Commissioners NAIC id number: 54199 )
Policy contract number	ENGF0-001
Policy instance	3
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number	0146255
Policy instance	2
S & W HEALTH PLAN (National Association of Insurance Commissioners NAIC id number: 95099 )
Policy contract number	000376
Policy instance	1
MAGELLAN HEALTH SERVICES (National Association of Insurance Commissioners NAIC id number: 54199 )
Policy contract number	MULTIPLE
Policy instance	3
S & W HEALTH PLAN (National Association of Insurance Commissioners NAIC id number: 95099 )
Policy contract number	000376
Policy instance	1
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number	MULTIPLE
Policy instance	2
MAGELLAN HEALTH SERVICES (National Association of Insurance Commissioners NAIC id number: 54199 )
Policy contract number	ENGF0-001
Policy instance	3
BLUECROSS BLUESHIELD OF TEXAS (National Association of Insurance Commissioners NAIC id number: 70670 )
Policy contract number	079581
Policy instance	4
S & W HEALTH PLAN (National Association of Insurance Commissioners NAIC id number: 95099 )
Policy contract number	MULTIPLE
Policy instance	1
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number	MULTIPLE
Policy instance	2
S & W HEALTH PLAN (National Association of Insurance Commissioners NAIC id number: 95099 )
Policy contract number	MULTIPLE
Policy instance	1
BLUECROSS BLUESHIELD OF TEXAS (National Association of Insurance Commissioners NAIC id number: 70670 )
Policy contract number	79581
Policy instance	4
MAGELLAN HEALTH SERVICES (National Association of Insurance Commissioners NAIC id number: 54199 )
Policy contract number	ENGF0-001
Policy instance	3
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number	MULTIPLE
Policy instance	2
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number	146600/146255
Policy instance	3
S & W HEALTH PLAN (National Association of Insurance Commissioners NAIC id number: 95099 )
Policy contract number	000376
Policy instance	2
UNITED HEALTHCARE BENEFITS OF TX (National Association of Insurance Commissioners NAIC id number: 95174 )
Policy contract number	601610
Policy instance	1
AETNA EMPLOYEE ASSISTANCE PLAN (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract number	476582
Policy instance	4
S & W HEALTH PLAN (National Association of Insurance Commissioners NAIC id number: 95099 )
Policy contract number	000376
Policy instance	2
UNITED HEALTHCARE BENEFITS OF TX (National Association of Insurance Commissioners NAIC id number: 95174 )
Policy contract number	601610
Policy instance	1
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract number	476581
Policy instance	3

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Company Name:	ENERGY FUTURE HOLDINGS CORPORATION
Employer identification number (EIN):	752669310
NAIC Classification:	551112
NAIC Description:	Offices of Other Holding Companies