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PENNY AND HALL ORTHODONTIC PARTNERSHIP DEFINED BENEFIT PENSION PLAN & TRUST 401k Plan overview

Plan NamePENNY AND HALL ORTHODONTIC PARTNERSHIP DEFINED BENEFIT PENSION PLAN & TRUST
Plan identification number 003

PENNY AND HALL ORTHODONTIC PARTNERSHIP DEFINED BENEFIT PENSION PLAN & TRUST Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Benefits are primarily flat dollar (includes dollars per year of service)
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PENNY ORTHODONTICS, P.C. has sponsored the creation of one or more 401k plans.

Company Name:PENNY ORTHODONTICS, P.C.
Employer identification number (EIN):752722300
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PENNY AND HALL ORTHODONTIC PARTNERSHIP DEFINED BENEFIT PENSION PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032015-01-01ROBERT C. PENNY, D.D.S., M.S.
0032014-01-01ROBERT C. PENNY, D.D.S., M.S.
0032013-01-01ROBERT C. PENNY, D.D.S., M.S.
0032012-01-01ROBERT C. PENNY, D.D.S., M.S.
0032011-01-01ROBERT C. PENNY, D.D.S., M.S.
0032009-01-01ROBERT C. PENNY, D.D.S., M.S. ROBERT C. PENNY, D.D.S., M.S.2010-09-21
0032009-01-01ROBERT C. PENNY, D.D.S., M.S. ROBERT C. PENNY, D.D.S., M.S.2010-08-31

Plan Statistics for PENNY AND HALL ORTHODONTIC PARTNERSHIP DEFINED BENEFIT PENSION PLAN & TRUST

401k plan membership statisitcs for PENNY AND HALL ORTHODONTIC PARTNERSHIP DEFINED BENEFIT PENSION PLAN & TRUST

Measure Date Value
2015: PENNY AND HALL ORTHODONTIC PARTNERSHIP DEFINED BENEFIT PENSION PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-0113
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: PENNY AND HALL ORTHODONTIC PARTNERSHIP DEFINED BENEFIT PENSION PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-0113
Total number of active participants reported on line 7a of the Form 55002014-01-0110
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-013
Total of all active and inactive participants2014-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: PENNY AND HALL ORTHODONTIC PARTNERSHIP DEFINED BENEFIT PENSION PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-0113
Total number of active participants reported on line 7a of the Form 55002013-01-0113
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: PENNY AND HALL ORTHODONTIC PARTNERSHIP DEFINED BENEFIT PENSION PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-0116
Total number of active participants reported on line 7a of the Form 55002012-01-0113
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: PENNY AND HALL ORTHODONTIC PARTNERSHIP DEFINED BENEFIT PENSION PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-0115
Total number of active participants reported on line 7a of the Form 55002011-01-0111
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-014
Total of all active and inactive participants2011-01-0115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: PENNY AND HALL ORTHODONTIC PARTNERSHIP DEFINED BENEFIT PENSION PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-0112
Total number of active participants reported on line 7a of the Form 55002009-01-0113
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-0113
Total participants2009-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on PENNY AND HALL ORTHODONTIC PARTNERSHIP DEFINED BENEFIT PENSION PLAN & TRUST

Measure Date Value
2015 : PENNY AND HALL ORTHODONTIC PARTNERSHIP DEFINED BENEFIT PENSION PLAN & TRUST 2015 401k financial data
Total plan liabilities at end of year2015-09-30$0
Total plan liabilities at beginning of year2015-09-30$0
Total income from all sources2015-09-30$4,208
Expenses. Total of all expenses incurred2015-09-30$1,092,737
Benefits paid (including direct rollovers)2015-09-30$1,085,573
Total plan assets at end of year2015-09-30$0
Total plan assets at beginning of year2015-09-30$1,088,529
Value of fidelity bond covering the plan2015-09-30$350,000
Total contributions received or receivable from participants2015-09-30$0
Expenses. Other expenses not covered elsewhere2015-09-30$0
Contributions received from other sources (not participants or employers)2015-09-30$0
Other income received2015-09-30$4,208
Noncash contributions received2015-09-30$0
Net income (gross income less expenses)2015-09-30$-1,088,529
Net plan assets at end of year (total assets less liabilities)2015-09-30$0
Net plan assets at beginning of year (total assets less liabilities)2015-09-30$1,088,529
Assets. Value of assets in partnership/joint-venture interests2015-09-30$0
Total contributions received or receivable from employer(s)2015-09-30$0
Value of certain deemed distributions of participant loans2015-09-30$0
Value of corrective distributions2015-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-09-30$7,164
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
2014 : PENNY AND HALL ORTHODONTIC PARTNERSHIP DEFINED BENEFIT PENSION PLAN & TRUST 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$88,231
Expenses. Total of all expenses incurred2014-12-31$9,402
Benefits paid (including direct rollovers)2014-12-31$0
Total plan assets at end of year2014-12-31$1,088,529
Total plan assets at beginning of year2014-12-31$1,009,700
Value of fidelity bond covering the plan2014-12-31$350,000
Total contributions received or receivable from participants2014-12-31$0
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$96,131
Other income received2014-12-31$-7,900
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$78,829
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,088,529
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,009,700
Assets. Value of assets in partnership/joint-venture interests2014-12-31$94,312
Total contributions received or receivable from employer(s)2014-12-31$0
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$9,402
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : PENNY AND HALL ORTHODONTIC PARTNERSHIP DEFINED BENEFIT PENSION PLAN & TRUST 2013 401k financial data
Total income from all sources2013-12-31$183,926
Expenses. Total of all expenses incurred2013-12-31$8,127
Total plan assets at end of year2013-12-31$1,009,700
Total plan assets at beginning of year2013-12-31$833,901
Value of fidelity bond covering the plan2013-12-31$350,000
Other income received2013-12-31$23,926
Net income (gross income less expenses)2013-12-31$175,799
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,009,700
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$833,901
Assets. Value of assets in partnership/joint-venture interests2013-12-31$31,026
Total contributions received or receivable from employer(s)2013-12-31$160,000
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$8,127
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : PENNY AND HALL ORTHODONTIC PARTNERSHIP DEFINED BENEFIT PENSION PLAN & TRUST 2012 401k financial data
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$67,663
Expenses. Total of all expenses incurred2012-12-31$28,802
Benefits paid (including direct rollovers)2012-12-31$21,078
Total plan assets at end of year2012-12-31$833,901
Total plan assets at beginning of year2012-12-31$795,040
Value of fidelity bond covering the plan2012-12-31$350,000
Other income received2012-12-31$67,663
Net income (gross income less expenses)2012-12-31$38,861
Net plan assets at end of year (total assets less liabilities)2012-12-31$833,901
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$795,040
Assets. Value of assets in partnership/joint-venture interests2012-12-31$31,897
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$7,724
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : PENNY AND HALL ORTHODONTIC PARTNERSHIP DEFINED BENEFIT PENSION PLAN & TRUST 2011 401k financial data
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$69,874
Expenses. Total of all expenses incurred2011-12-31$7,015
Total plan assets at end of year2011-12-31$795,040
Total plan assets at beginning of year2011-12-31$732,181
Value of fidelity bond covering the plan2011-12-31$350,000
Other income received2011-12-31$19,874
Net income (gross income less expenses)2011-12-31$62,859
Net plan assets at end of year (total assets less liabilities)2011-12-31$795,040
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$732,181
Assets. Value of assets in partnership/joint-venture interests2011-12-31$31,477
Total contributions received or receivable from employer(s)2011-12-31$50,000
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$7,015
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : PENNY AND HALL ORTHODONTIC PARTNERSHIP DEFINED BENEFIT PENSION PLAN & TRUST 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$40,692
Expenses. Total of all expenses incurred2010-12-31$5,680
Benefits paid (including direct rollovers)2010-12-31$0
Total plan assets at end of year2010-12-31$732,181
Total plan assets at beginning of year2010-12-31$697,169
Value of fidelity bond covering the plan2010-12-31$350,000
Total contributions received or receivable from participants2010-12-31$0
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$39,692
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$35,012
Net plan assets at end of year (total assets less liabilities)2010-12-31$732,181
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$697,169
Assets. Value of assets in partnership/joint-venture interests2010-12-31$30,973
Total contributions received or receivable from employer(s)2010-12-31$1,000
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$5,680
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : PENNY AND HALL ORTHODONTIC PARTNERSHIP DEFINED BENEFIT PENSION PLAN & TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for PENNY AND HALL ORTHODONTIC PARTNERSHIP DEFINED BENEFIT PENSION PLAN & TRUST

2015: PENNY AND HALL ORTHODONTIC PARTNERSHIP DEFINED BENEFIT PENSION PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingYes
2015-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PENNY AND HALL ORTHODONTIC PARTNERSHIP DEFINED BENEFIT PENSION PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PENNY AND HALL ORTHODONTIC PARTNERSHIP DEFINED BENEFIT PENSION PLAN & TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PENNY AND HALL ORTHODONTIC PARTNERSHIP DEFINED BENEFIT PENSION PLAN & TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PENNY AND HALL ORTHODONTIC PARTNERSHIP DEFINED BENEFIT PENSION PLAN & TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: PENNY AND HALL ORTHODONTIC PARTNERSHIP DEFINED BENEFIT PENSION PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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