WAGNER EUBANK & NICHOLS, LLP has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan WAGNER EUBANK AND NICHOLS 401K PLAN
Measure | Date | Value |
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2014: WAGNER EUBANK AND NICHOLS 401K PLAN 2014 401k membership |
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Total participants, beginning-of-year | 2014-01-01 | 34 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 34 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 9 |
Total of all active and inactive participants | 2014-01-01 | 43 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 43 |
Number of participants with account balances | 2014-01-01 | 36 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 23 |
2013: WAGNER EUBANK AND NICHOLS 401K PLAN 2013 401k membership |
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Total participants, beginning-of-year | 2013-01-01 | 36 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 33 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 9 |
Total of all active and inactive participants | 2013-01-01 | 42 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 42 |
Number of participants with account balances | 2013-01-01 | 32 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 20 |
2012: WAGNER EUBANK AND NICHOLS 401K PLAN 2012 401k membership |
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Total participants, beginning-of-year | 2012-01-01 | 34 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 32 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 6 |
Total of all active and inactive participants | 2012-01-01 | 38 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 38 |
Number of participants with account balances | 2012-01-01 | 32 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 20 |
2011: WAGNER EUBANK AND NICHOLS 401K PLAN 2011 401k membership |
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Total participants, beginning-of-year | 2011-01-01 | 28 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 28 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 0 |
Total of all active and inactive participants | 2011-01-01 | 28 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 28 |
Number of participants with account balances | 2011-01-01 | 26 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
Measure | Date | Value |
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2014 : WAGNER EUBANK AND NICHOLS 401K PLAN 2014 401k financial data |
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Transfers to/from the plan | 2014-12-31 | $0 |
Total income from all sources | 2014-12-31 | $706,187 |
Expenses. Total of all expenses incurred | 2014-12-31 | $472,915 |
Benefits paid (including direct rollovers) | 2014-12-31 | $470,983 |
Total plan assets at end of year | 2014-12-31 | $3,439,392 |
Total plan assets at beginning of year | 2014-12-31 | $3,206,120 |
Value of fidelity bond covering the plan | 2014-12-31 | $30,000 |
Total contributions received or receivable from participants | 2014-12-31 | $251,341 |
Expenses. Other expenses not covered elsewhere | 2014-12-31 | $296 |
Contributions received from other sources (not participants or employers) | 2014-12-31 | $222,776 |
Other income received | 2014-12-31 | $145,400 |
Net income (gross income less expenses) | 2014-12-31 | $233,272 |
Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $3,439,392 |
Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $3,206,120 |
Assets. Value of participant loans | 2014-12-31 | $19,173 |
Total contributions received or receivable from employer(s) | 2014-12-31 | $86,670 |
Value of certain deemed distributions of participant loans | 2014-12-31 | $0 |
Value of corrective distributions | 2014-12-31 | $1,636 |
Funding deficiency by the employer to the plan for this plan year | 2014-12-31 | $0 |
Minimum employer required contribution for this plan year | 2014-12-31 | $0 |
Amount contributed by the employer to the plan for this plan year | 2014-12-31 | $0 |
2013 : WAGNER EUBANK AND NICHOLS 401K PLAN 2013 401k financial data |
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Transfers to/from the plan | 2013-12-31 | $3,081 |
Total income from all sources | 2013-12-31 | $772,358 |
Expenses. Total of all expenses incurred | 2013-12-31 | $138,239 |
Benefits paid (including direct rollovers) | 2013-12-31 | $132,626 |
Total plan assets at end of year | 2013-12-31 | $3,206,120 |
Total plan assets at beginning of year | 2013-12-31 | $2,568,920 |
Value of fidelity bond covering the plan | 2013-12-31 | $30,000 |
Total contributions received or receivable from participants | 2013-12-31 | $232,367 |
Expenses. Other expenses not covered elsewhere | 2013-12-31 | $334 |
Contributions received from other sources (not participants or employers) | 2013-12-31 | $22,206 |
Other income received | 2013-12-31 | $440,403 |
Net income (gross income less expenses) | 2013-12-31 | $634,119 |
Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $3,206,120 |
Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,568,920 |
Assets. Value of participant loans | 2013-12-31 | $22,571 |
Total contributions received or receivable from employer(s) | 2013-12-31 | $77,382 |
Value of certain deemed distributions of participant loans | 2013-12-31 | $0 |
Value of corrective distributions | 2013-12-31 | $5,279 |
Funding deficiency by the employer to the plan for this plan year | 2013-12-31 | $0 |
Minimum employer required contribution for this plan year | 2013-12-31 | $0 |
Amount contributed by the employer to the plan for this plan year | 2013-12-31 | $0 |
2012 : WAGNER EUBANK AND NICHOLS 401K PLAN 2012 401k financial data |
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Transfers to/from the plan | 2012-12-31 | $67 |
Total income from all sources | 2012-12-31 | $541,378 |
Expenses. Total of all expenses incurred | 2012-12-31 | $35,480 |
Benefits paid (including direct rollovers) | 2012-12-31 | $35,276 |
Total plan assets at end of year | 2012-12-31 | $2,568,919 |
Total plan assets at beginning of year | 2012-12-31 | $2,062,954 |
Value of fidelity bond covering the plan | 2012-12-31 | $30,000 |
Total contributions received or receivable from participants | 2012-12-31 | $221,997 |
Expenses. Other expenses not covered elsewhere | 2012-12-31 | $204 |
Contributions received from other sources (not participants or employers) | 2012-12-31 | $0 |
Other income received | 2012-12-31 | $239,976 |
Net income (gross income less expenses) | 2012-12-31 | $505,898 |
Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $2,568,919 |
Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,062,954 |
Assets. Value of participant loans | 2012-12-31 | $21,955 |
Total contributions received or receivable from employer(s) | 2012-12-31 | $79,405 |
Value of certain deemed distributions of participant loans | 2012-12-31 | $0 |
Value of corrective distributions | 2012-12-31 | $0 |
Funding deficiency by the employer to the plan for this plan year | 2012-12-31 | $0 |
Minimum employer required contribution for this plan year | 2012-12-31 | $0 |
Amount contributed by the employer to the plan for this plan year | 2012-12-31 | $0 |
2011 : WAGNER EUBANK AND NICHOLS 401K PLAN 2011 401k financial data |
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Transfers to/from the plan | 2011-12-31 | $0 |
Total income from all sources | 2011-12-31 | $409,228 |
Expenses. Total of all expenses incurred | 2011-12-31 | $113,309 |
Benefits paid (including direct rollovers) | 2011-12-31 | $97,398 |
Total plan assets at end of year | 2011-12-31 | $2,062,954 |
Total plan assets at beginning of year | 2011-12-31 | $1,767,035 |
Value of fidelity bond covering the plan | 2011-12-31 | $30,000 |
Total contributions received or receivable from participants | 2011-12-31 | $174,001 |
Expenses. Other expenses not covered elsewhere | 2011-12-31 | $7,965 |
Contributions received from other sources (not participants or employers) | 2011-12-31 | $9,208 |
Other income received | 2011-12-31 | $162,618 |
Net income (gross income less expenses) | 2011-12-31 | $295,919 |
Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $2,062,954 |
Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,767,035 |
Assets. Value of participant loans | 2011-12-31 | $12,977 |
Total contributions received or receivable from employer(s) | 2011-12-31 | $63,401 |
Value of certain deemed distributions of participant loans | 2011-12-31 | $0 |
Value of corrective distributions | 2011-12-31 | $7,946 |
Funding deficiency by the employer to the plan for this plan year | 2011-12-31 | $0 |
Minimum employer required contribution for this plan year | 2011-12-31 | $0 |
Amount contributed by the employer to the plan for this plan year | 2011-12-31 | $0 |
2014: WAGNER EUBANK AND NICHOLS 401K PLAN 2014 form 5500 responses |
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2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Insurance | Yes |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement – Insurance | Yes |
2013: WAGNER EUBANK AND NICHOLS 401K PLAN 2013 form 5500 responses |
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2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Insurance | Yes |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement – Insurance | Yes |
2012: WAGNER EUBANK AND NICHOLS 401K PLAN 2012 form 5500 responses |
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2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Insurance | Yes |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement – Insurance | Yes |
2011: WAGNER EUBANK AND NICHOLS 401K PLAN 2011 form 5500 responses |
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2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Insurance | Yes |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement – Insurance | Yes |
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
Policy contract number | GA-827201 |
Policy instance | 1 |
Insurance contract or identification number | GA-827201 | Number of Individuals Covered | 36 | Insurance policy start date | 2014-01-01 | Insurance policy end date | 2014-12-31 | Total amount of commissions paid to insurance broker | USD $6,138 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $6,138 | Insurance broker organization code? | 3 | Insurance broker name | LEE INS SERVICES INC. |
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HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
Policy contract number | GA-827201 |
Policy instance | 1 |
Insurance contract or identification number | GA-827201 | Number of Individuals Covered | 32 | Insurance policy start date | 2013-01-01 | Insurance policy end date | 2013-12-31 | Total amount of commissions paid to insurance broker | USD $5,187 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $5,187 | Insurance broker organization code? | 3 | Insurance broker name | LEE INS SERVICES INC |
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HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
Policy contract number | GA-827201 |
Policy instance | 1 |
Insurance contract or identification number | GA-827201 | Number of Individuals Covered | 32 | Insurance policy start date | 2012-01-01 | Insurance policy end date | 2012-12-31 | Total amount of commissions paid to insurance broker | USD $3,760 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $3,760 | Insurance broker organization code? | 3 | Insurance broker name | LEE INS SERVICES INC |
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HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
Policy contract number | GA-827201 |
Policy instance | 1 |
Insurance contract or identification number | GA-827201 | Number of Individuals Covered | 26 | Insurance policy start date | 2011-01-01 | Insurance policy end date | 2011-12-31 | Total amount of commissions paid to insurance broker | USD $29,791 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
Policy contract number | 11406 |
Policy instance | 2 |
Insurance contract or identification number | 11406 | Number of Individuals Covered | 0 | Insurance policy start date | 2011-01-01 | Insurance policy end date | 2011-08-01 | Total amount of commissions paid to insurance broker | USD $2,691 | Total amount of fees paid to insurance company | USD $3,595 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No |
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