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SECURITY FIRST MANAGERS LLC 401 K PROFIT SHARING PLAN TRUST 401k Plan overview

Plan NameSECURITY FIRST MANAGERS LLC 401 K PROFIT SHARING PLAN TRUST
Plan identification number 001

SECURITY FIRST MANAGERS LLC 401 K PROFIT SHARING PLAN TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SECURITY FIRST MANAGERS, LLC has sponsored the creation of one or more 401k plans.

Company Name:SECURITY FIRST MANAGERS, LLC
Employer identification number (EIN):753176413
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Additional information about SECURITY FIRST MANAGERS, LLC

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 2004-11-19
Company Identification Number: L04000084197
Legal Registered Office Address: 1001 BROADWAY AVE.

ORMOND BEACH

32174

More information about SECURITY FIRST MANAGERS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SECURITY FIRST MANAGERS LLC 401 K PROFIT SHARING PLAN TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01BETTY CARROLL
0012016-01-01BETTY CARROLL2017-07-18
0012015-01-01BETTY CARROLL2016-06-09
0012014-01-01BETTY CARROLL2015-07-03
0012013-01-01STARR FORD2014-07-15
0012012-01-01SECURITY FIRST MANAGERS, LLC2013-07-18
0012011-01-01SECURITY FIRST MANAGERS, LLC2012-05-30
0012010-01-01SECURITY FIRST MANAGERS, LLC2011-07-22

Plan Statistics for SECURITY FIRST MANAGERS LLC 401 K PROFIT SHARING PLAN TRUST

401k plan membership statisitcs for SECURITY FIRST MANAGERS LLC 401 K PROFIT SHARING PLAN TRUST

Measure Date Value
2021: SECURITY FIRST MANAGERS LLC 401 K PROFIT SHARING PLAN TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01433
Total number of active participants reported on line 7a of the Form 55002021-01-01420
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0158
Total of all active and inactive participants2021-01-01478
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01478
Number of participants with account balances2021-01-01334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0147
2020: SECURITY FIRST MANAGERS LLC 401 K PROFIT SHARING PLAN TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01442
Total number of active participants reported on line 7a of the Form 55002020-01-01395
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0131
Total of all active and inactive participants2020-01-01426
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01426
Number of participants with account balances2020-01-01296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0131
2019: SECURITY FIRST MANAGERS LLC 401 K PROFIT SHARING PLAN TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01344
Total number of active participants reported on line 7a of the Form 55002019-01-01411
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0123
Total of all active and inactive participants2019-01-01434
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01434
Number of participants with account balances2019-01-01280
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0118
2018: SECURITY FIRST MANAGERS LLC 401 K PROFIT SHARING PLAN TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01294
Total number of active participants reported on line 7a of the Form 55002018-01-01323
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0119
Total of all active and inactive participants2018-01-01342
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01343
Number of participants with account balances2018-01-01224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0123
2017: SECURITY FIRST MANAGERS LLC 401 K PROFIT SHARING PLAN TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01216
Total number of active participants reported on line 7a of the Form 55002017-01-01266
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0112
Total of all active and inactive participants2017-01-01278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01279
Number of participants with account balances2017-01-01172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-019

Financial Data on SECURITY FIRST MANAGERS LLC 401 K PROFIT SHARING PLAN TRUST

Measure Date Value
2022 : SECURITY FIRST MANAGERS LLC 401 K PROFIT SHARING PLAN TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$616,690
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,555,919
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,449,938
Expenses. Certain deemed distributions of participant loans2022-12-31$5,460
Value of total corrective distributions2022-12-31$10,932
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$3,011,189
Value of total assets at end of year2022-12-31$13,764,001
Value of total assets at beginning of year2022-12-31$14,703,230
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$89,589
Total interest from all sources2022-12-31$27,074
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$4,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,740,440
Participant contributions at end of year2022-12-31$310,041
Participant contributions at beginning of year2022-12-31$438,399
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$250,545
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-939,229
Value of net assets at end of year (total assets less liabilities)2022-12-31$13,764,001
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$14,703,230
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$66,890
Value of interest in pooled separate accounts at end of year2022-12-31$12,458,036
Value of interest in pooled separate accounts at beginning of year2022-12-31$13,969,373
Interest on participant loans2022-12-31$15,910
Interest earned on other investments2022-12-31$11,164
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$995,924
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$295,458
Net investment gain/loss from pooled separate accounts2022-12-31$-2,421,573
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,020,204
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,449,938
Contract administrator fees2022-12-31$22,699
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31HOWELL FERGUSON, PA
Accountancy firm EIN2022-12-31593186310
2021 : SECURITY FIRST MANAGERS LLC 401 K PROFIT SHARING PLAN TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$4,252,459
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,002,372
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$925,877
Expenses. Certain deemed distributions of participant loans2021-12-31$19,172
Value of total corrective distributions2021-12-31$22,472
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,465,546
Value of total assets at end of year2021-12-31$14,703,230
Value of total assets at beginning of year2021-12-31$11,453,143
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$34,851
Total interest from all sources2021-12-31$20,180
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$4,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,518,460
Participant contributions at end of year2021-12-31$438,399
Participant contributions at beginning of year2021-12-31$301,170
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$30,376
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,250,087
Value of net assets at end of year (total assets less liabilities)2021-12-31$14,703,230
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$11,453,143
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$13,969,373
Value of interest in pooled separate accounts at beginning of year2021-12-31$10,878,269
Interest on participant loans2021-12-31$16,047
Interest earned on other investments2021-12-31$4,133
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$295,458
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$273,704
Net investment gain/loss from pooled separate accounts2021-12-31$1,766,733
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$916,710
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$925,877
Contract administrator fees2021-12-31$34,851
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31THOMAS HOWELL FERGUSON, PA
Accountancy firm EIN2021-12-31593186310
2020 : SECURITY FIRST MANAGERS LLC 401 K PROFIT SHARING PLAN TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,972,493
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,157,875
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,097,245
Expenses. Certain deemed distributions of participant loans2020-12-31$1,835
Value of total corrective distributions2020-12-31$44,565
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,552,206
Value of total assets at end of year2020-12-31$11,453,143
Value of total assets at beginning of year2020-12-31$8,638,525
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$14,230
Total interest from all sources2020-12-31$19,164
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,435,944
Participant contributions at end of year2020-12-31$301,170
Participant contributions at beginning of year2020-12-31$220,708
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$259,608
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,814,618
Value of net assets at end of year (total assets less liabilities)2020-12-31$11,453,143
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$8,638,525
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$10,878,269
Value of interest in pooled separate accounts at beginning of year2020-12-31$8,303,742
Interest on participant loans2020-12-31$15,002
Interest earned on other investments2020-12-31$4,162
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$273,704
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$114,075
Net investment gain/loss from pooled separate accounts2020-12-31$1,401,123
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$856,654
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,097,245
Contract administrator fees2020-12-31$14,230
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31THOMAS HOWELL FERGUSON P.A.
Accountancy firm EIN2020-12-31593186310
2019 : SECURITY FIRST MANAGERS LLC 401 K PROFIT SHARING PLAN TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,426,764
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$604,266
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$572,246
Expenses. Certain deemed distributions of participant loans2019-12-31$1,267
Value of total corrective distributions2019-12-31$13,637
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,059,864
Value of total assets at end of year2019-12-31$8,638,525
Value of total assets at beginning of year2019-12-31$5,816,027
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$17,116
Total interest from all sources2019-12-31$14,019
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,199,095
Participant contributions at end of year2019-12-31$220,708
Participant contributions at beginning of year2019-12-31$212,279
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$190,092
Other income not declared elsewhere2019-12-31$2,978
Administrative expenses (other) incurred2019-12-31$2,978
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,822,498
Value of net assets at end of year (total assets less liabilities)2019-12-31$8,638,525
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$5,816,027
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$8,303,742
Value of interest in pooled separate accounts at beginning of year2019-12-31$5,484,439
Interest on participant loans2019-12-31$12,200
Interest earned on other investments2019-12-31$1,819
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$114,075
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$119,309
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from pooled separate accounts2019-12-31$1,349,903
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$670,677
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$572,246
Contract administrator fees2019-12-31$14,138
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31THOMAS HOWELL FERGUSON P.A.
Accountancy firm EIN2019-12-31593186310
2018 : SECURITY FIRST MANAGERS LLC 401 K PROFIT SHARING PLAN TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,298,096
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$412,603
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$366,243
Expenses. Certain deemed distributions of participant loans2018-12-31$948
Value of total corrective distributions2018-12-31$34,518
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,669,235
Value of total assets at end of year2018-12-31$5,816,027
Value of total assets at beginning of year2018-12-31$4,930,534
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$10,894
Total interest from all sources2018-12-31$9,873
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$931,929
Participant contributions at end of year2018-12-31$212,279
Participant contributions at beginning of year2018-12-31$180,389
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$199,151
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$885,493
Value of net assets at end of year (total assets less liabilities)2018-12-31$5,816,027
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$4,930,534
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$5,484,439
Value of interest in pooled separate accounts at beginning of year2018-12-31$4,671,297
Interest on participant loans2018-12-31$8,687
Interest earned on other investments2018-12-31$1,186
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$119,309
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$78,848
Net investment gain/loss from pooled separate accounts2018-12-31$-381,012
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$538,155
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$366,243
Contract administrator fees2018-12-31$10,894
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31THOMAS HOWELL FERGUSON P.A.
Accountancy firm EIN2018-12-31593186310
2017 : SECURITY FIRST MANAGERS LLC 401 K PROFIT SHARING PLAN TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,647,307
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$343,332
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$312,824
Expenses. Certain deemed distributions of participant loans2017-12-31$19,396
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,100,379
Value of total assets at end of year2017-12-31$4,930,534
Value of total assets at beginning of year2017-12-31$2,626,559
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$11,112
Total interest from all sources2017-12-31$8,265
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$781,513
Participant contributions at end of year2017-12-31$180,389
Participant contributions at beginning of year2017-12-31$83,480
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$897,847
Other income not declared elsewhere2017-12-31$428
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,303,975
Value of net assets at end of year (total assets less liabilities)2017-12-31$4,930,534
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,626,559
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$4,671,297
Value of interest in pooled separate accounts at beginning of year2017-12-31$2,363,431
Interest on participant loans2017-12-31$7,025
Interest earned on other investments2017-12-31$1,240
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$78,848
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$179,648
Net investment gain/loss from pooled separate accounts2017-12-31$538,235
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$421,019
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$312,824
Contract administrator fees2017-12-31$11,112
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31THOMAS HOWELL FERGUSON P.A.
Accountancy firm EIN2017-12-31593186310

Form 5500 Responses for SECURITY FIRST MANAGERS LLC 401 K PROFIT SHARING PLAN TRUST

2021: SECURITY FIRST MANAGERS LLC 401 K PROFIT SHARING PLAN TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SECURITY FIRST MANAGERS LLC 401 K PROFIT SHARING PLAN TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SECURITY FIRST MANAGERS LLC 401 K PROFIT SHARING PLAN TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SECURITY FIRST MANAGERS LLC 401 K PROFIT SHARING PLAN TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SECURITY FIRST MANAGERS LLC 401 K PROFIT SHARING PLAN TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number068964
Policy instance 1
Insurance contract or identification number068964
Number of Individuals Covered543
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number068964
Policy instance 1
Insurance contract or identification number068964
Number of Individuals Covered478
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number068964
Policy instance 1
Insurance contract or identification number068964
Number of Individuals Covered426
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number068964
Policy instance 1
Insurance contract or identification number068964
Number of Individuals Covered434
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $35,650
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $35,650
Amount paid for insurance broker fees0
Insurance broker organization code?3
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number068964
Policy instance 1
Insurance contract or identification number068964
Number of Individuals Covered343
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $27,099
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $27,099
Insurance broker organization code?3
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number068964
Policy instance 1
Insurance contract or identification number068964
Number of Individuals Covered279
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $19,514
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $19,514
Insurance broker organization code?3
Insurance broker nameUBS FINANCIAL SERVICES INC

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