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HCC INSURANCE HOLDINGS, INC. 401K PLAN 401k Plan overview

Plan NameHCC INSURANCE HOLDINGS, INC. 401K PLAN
Plan identification number 002

HCC INSURANCE HOLDINGS, INC. 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HCC INSURANCE HOLDINGS, INC. has sponsored the creation of one or more 401k plans.

Company Name:HCC INSURANCE HOLDINGS, INC.
Employer identification number (EIN):760336636
NAIC Classification:524150

Additional information about HCC INSURANCE HOLDINGS, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date: 1991-03-27
Company Identification Number: 2258593
Legal Registered Office Address: 160 Greentree Dr Ste 101

Dover
United States of America (USA)
19904

More information about HCC INSURANCE HOLDINGS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HCC INSURANCE HOLDINGS, INC. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-01-01KATHLEEN MCCUTCHEON KATHLEEN MCCUTCHEON2017-10-06
0022015-01-01KATHLEEN MCCUTCHEON KATHLEEN MCCUTCHEON2016-10-14
0022014-01-01SUSAN L. HOWIE SUSAN L. HOWIE2015-07-28
0022013-01-01SUSAN L. HOWIE SUSAN L. HOWIE2014-08-15
0022012-01-01SUSAN L. HOWIE SUSAN L. HOWIE2013-09-25
0022011-01-01SUSAN L. HOWIE SUSAN L. HOWIE2012-10-02
0022010-01-01SUSAN HOWIE SUSAN HOWIE2011-09-27
0022009-01-01SUSAN HOWIE
0022009-01-01SUSAN HOWIE SUSAN HOWIE2010-10-15
0022009-01-012010-07-30

Plan Statistics for HCC INSURANCE HOLDINGS, INC. 401K PLAN

401k plan membership statisitcs for HCC INSURANCE HOLDINGS, INC. 401K PLAN

Measure Date Value
2016: HCC INSURANCE HOLDINGS, INC. 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,367
Total number of active participants reported on line 7a of the Form 55002016-01-012,111
Number of retired or separated participants receiving benefits2016-01-0112
Number of other retired or separated participants entitled to future benefits2016-01-01426
Total of all active and inactive participants2016-01-012,549
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-012,549
Number of participants with account balances2016-01-012,193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0171
2015: HCC INSURANCE HOLDINGS, INC. 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012,275
Total number of active participants reported on line 7a of the Form 55002015-01-011,956
Number of retired or separated participants receiving benefits2015-01-016
Number of other retired or separated participants entitled to future benefits2015-01-01405
Total of all active and inactive participants2015-01-012,367
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-012,367
Number of participants with account balances2015-01-012,073
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0159
2014: HCC INSURANCE HOLDINGS, INC. 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,712
Total number of active participants reported on line 7a of the Form 55002014-01-011,448
Number of retired or separated participants receiving benefits2014-01-017
Number of other retired or separated participants entitled to future benefits2014-01-01337
Total of all active and inactive participants2014-01-011,792
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,792
Number of participants with account balances2014-01-011,512
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0156
2013: HCC INSURANCE HOLDINGS, INC. 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,709
Total number of active participants reported on line 7a of the Form 55002013-01-011,382
Number of retired or separated participants receiving benefits2013-01-015
Number of other retired or separated participants entitled to future benefits2013-01-01325
Total of all active and inactive participants2013-01-011,712
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,712
Number of participants with account balances2013-01-011,473
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0120
2012: HCC INSURANCE HOLDINGS, INC. 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,730
Total number of active participants reported on line 7a of the Form 55002012-01-011,379
Number of retired or separated participants receiving benefits2012-01-016
Number of other retired or separated participants entitled to future benefits2012-01-01324
Total of all active and inactive participants2012-01-011,709
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,709
Number of participants with account balances2012-01-011,455
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01131
2011: HCC INSURANCE HOLDINGS, INC. 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,712
Total number of active participants reported on line 7a of the Form 55002011-01-011,412
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-01315
Total of all active and inactive participants2011-01-011,729
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-011,730
Number of participants with account balances2011-01-011,428
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01154
2010: HCC INSURANCE HOLDINGS, INC. 401K PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,703
Total number of active participants reported on line 7a of the Form 55002010-01-011,418
Number of retired or separated participants receiving benefits2010-01-013
Number of other retired or separated participants entitled to future benefits2010-01-01290
Total of all active and inactive participants2010-01-011,711
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-011,712
Number of participants with account balances2010-01-011,419
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-01131
2009: HCC INSURANCE HOLDINGS, INC. 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,595
Total number of active participants reported on line 7a of the Form 55002009-01-011,430
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-01271
Total of all active and inactive participants2009-01-011,703
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,703
Number of participants with account balances2009-01-011,338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01132

Financial Data on HCC INSURANCE HOLDINGS, INC. 401K PLAN

Measure Date Value
2016 : HCC INSURANCE HOLDINGS, INC. 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$37,801,892
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$13,009,456
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$12,949,367
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Value of total corrective distributions2016-12-31$648
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$23,763,561
Value of total assets at end of year2016-12-31$233,169,985
Value of total assets at beginning of year2016-12-31$208,377,549
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$59,441
Total interest from all sources2016-12-31$1,522,772
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$6,586,050
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$6,586,050
Administrative expenses professional fees incurred2016-12-31$15,084
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Funding deficiency by the employer to the plan for this plan year2016-12-31$0
Amount contributed by the employer to the plan for this plan year2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$11,710,472
Participant contributions at end of year2016-12-31$3,277,986
Participant contributions at beginning of year2016-12-31$2,967,444
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$5,553,721
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Other income not declared elsewhere2016-12-31$0
Administrative expenses (other) incurred2016-12-31$3,231
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$24,792,436
Value of net assets at end of year (total assets less liabilities)2016-12-31$233,169,985
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$208,377,549
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$182,556,475
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$163,891,497
Value of interest in pooled separate accounts at end of year2016-12-31$0
Value of interest in pooled separate accounts at beginning of year2016-12-31$0
Interest on participant loans2016-12-31$128,097
Interest earned on other investments2016-12-31$1,394,675
Value of interest in common/collective trusts at end of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$47,335,524
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$41,518,608
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$5,929,509
Net investment gain/loss from pooled separate accounts2016-12-31$0
Net investment gain or loss from common/collective trusts2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$0
Assets. Invements in employer securities at beginning of year2016-12-31$0
Contributions received in cash from employer2016-12-31$6,499,368
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$12,949,367
Contract administrator fees2016-12-31$41,126
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31HAM, LANGSTON AND BREZINA, LLP
Accountancy firm EIN2016-12-31760448495
2015 : HCC INSURANCE HOLDINGS, INC. 401K PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-3,893,012
Total unrealized appreciation/depreciation of assets2015-12-31$-3,893,012
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$42,730,139
Total loss/gain on sale of assets2015-12-31$7,503,126
Total of all expenses incurred2015-12-31$15,459,026
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$15,339,504
Expenses. Certain deemed distributions of participant loans2015-12-31$-4,320
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$40,360,411
Value of total assets at end of year2015-12-31$208,377,549
Value of total assets at beginning of year2015-12-31$181,106,436
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$123,842
Total interest from all sources2015-12-31$1,528,956
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$13,234,734
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$13,110,923
Administrative expenses professional fees incurred2015-12-31$14,599
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$10,757,883
Participant contributions at end of year2015-12-31$2,967,444
Participant contributions at beginning of year2015-12-31$2,603,221
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$23,489,507
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$47,129
Administrative expenses (other) incurred2015-12-31$-2,856
Total non interest bearing cash at beginning of year2015-12-31$9,275
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$27,271,113
Value of net assets at end of year (total assets less liabilities)2015-12-31$208,377,549
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$181,106,436
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$69,305
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$163,891,497
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$133,195,693
Value of interest in pooled separate accounts at end of year2015-12-31$0
Value of interest in pooled separate accounts at beginning of year2015-12-31$0
Interest on participant loans2015-12-31$118,872
Interest earned on other investments2015-12-31$1,409,613
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$291,752
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$291,752
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$471
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$41,518,608
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$36,932,222
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-16,004,076
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$0
Assets. Invements in employer securities at beginning of year2015-12-31$8,027,144
Contributions received in cash from employer2015-12-31$6,113,021
Income. Dividends from common stock2015-12-31$123,811
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$15,339,504
Contract administrator fees2015-12-31$42,794
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$11,815,731
Aggregate carrying amount (costs) on sale of assets2015-12-31$4,312,605
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31HAM, LANGSTON AND BREZINA, LLP
Accountancy firm EIN2015-12-31760448495
2014 : HCC INSURANCE HOLDINGS, INC. 401K PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$745,674
Total unrealized appreciation/depreciation of assets2014-12-31$745,674
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$26,410,742
Total loss/gain on sale of assets2014-12-31$334,421
Total of all expenses incurred2014-12-31$12,355,516
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$12,302,478
Expenses. Certain deemed distributions of participant loans2014-12-31$5,417
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$14,873,116
Value of total assets at end of year2014-12-31$181,106,436
Value of total assets at beginning of year2014-12-31$167,051,210
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$47,621
Total interest from all sources2014-12-31$1,353,335
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$8,901,309
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$8,746,151
Administrative expenses professional fees incurred2014-12-31$14,500
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,500,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$8,769,094
Participant contributions at end of year2014-12-31$2,603,221
Participant contributions at beginning of year2014-12-31$2,601,699
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,300,877
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$47,129
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$38,736
Administrative expenses (other) incurred2014-12-31$1,586
Total non interest bearing cash at end of year2014-12-31$9,275
Total non interest bearing cash at beginning of year2014-12-31$11,173
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$14,055,226
Value of net assets at end of year (total assets less liabilities)2014-12-31$181,106,436
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$167,051,210
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$75
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$133,195,693
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$121,113,285
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$106,061
Interest earned on other investments2014-12-31$1,247,022
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$291,752
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$334,119
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$334,119
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$252
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$36,932,222
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$35,548,297
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$202,887
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$8,027,144
Assets. Invements in employer securities at beginning of year2014-12-31$7,403,901
Contributions received in cash from employer2014-12-31$4,803,145
Income. Dividends from common stock2014-12-31$155,158
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$12,302,478
Contract administrator fees2014-12-31$31,460
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$623,249
Aggregate carrying amount (costs) on sale of assets2014-12-31$288,828
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31HAM, LANGSTON AND BREZINA, LLP
Accountancy firm EIN2014-12-31760448495
2013 : HCC INSURANCE HOLDINGS, INC. 401K PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$1,283,099
Total unrealized appreciation/depreciation of assets2013-12-31$1,283,099
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$42,578,339
Total loss/gain on sale of assets2013-12-31$119,422
Total of all expenses incurred2013-12-31$7,313,924
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$7,250,378
Expenses. Certain deemed distributions of participant loans2013-12-31$3,876
Value of total corrective distributions2013-12-31$9,380
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$15,722,543
Value of total assets at end of year2013-12-31$167,051,210
Value of total assets at beginning of year2013-12-31$131,786,795
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$50,290
Total interest from all sources2013-12-31$1,337,114
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$6,213,887
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$6,091,842
Administrative expenses professional fees incurred2013-12-31$15,742
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,500,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$8,337,449
Participant contributions at end of year2013-12-31$2,601,699
Participant contributions at beginning of year2013-12-31$2,325,926
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,599,702
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$38,736
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$28,198
Administrative expenses (other) incurred2013-12-31$5,373
Total non interest bearing cash at end of year2013-12-31$11,173
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$35,264,415
Value of net assets at end of year (total assets less liabilities)2013-12-31$167,051,210
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$131,786,795
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$121,113,285
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$91,032,742
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$101,127
Interest earned on other investments2013-12-31$1,235,671
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$334,119
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$248,240
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$248,240
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$316
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$35,548,297
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$32,303,880
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$17,902,274
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$7,403,901
Assets. Invements in employer securities at beginning of year2013-12-31$5,847,809
Contributions received in cash from employer2013-12-31$4,785,392
Income. Dividends from common stock2013-12-31$122,045
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$7,250,378
Contract administrator fees2013-12-31$29,175
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$229,286
Aggregate carrying amount (costs) on sale of assets2013-12-31$109,864
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31HAM, LANGSTON AND BREZINA, LLP
Accountancy firm EIN2013-12-31760448495
2012 : HCC INSURANCE HOLDINGS, INC. 401K PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$1,377,811
Total unrealized appreciation/depreciation of assets2012-12-31$1,377,811
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$27,566,852
Total loss/gain on sale of assets2012-12-31$232,602
Total of all expenses incurred2012-12-31$7,695,752
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$7,644,369
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Value of total corrective distributions2012-12-31$2,242
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$13,316,826
Value of total assets at end of year2012-12-31$131,786,795
Value of total assets at beginning of year2012-12-31$111,915,695
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$49,141
Total interest from all sources2012-12-31$1,373,575
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$3,258,575
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$3,153,968
Administrative expenses professional fees incurred2012-12-31$8,430
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$7,649,515
Participant contributions at end of year2012-12-31$2,325,926
Participant contributions at beginning of year2012-12-31$2,426,866
Assets. Other investments not covered elsewhere at end of year2012-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,271,537
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$28,198
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$27,670
Other income not declared elsewhere2012-12-31$0
Administrative expenses (other) incurred2012-12-31$3,167
Total non interest bearing cash at beginning of year2012-12-31$10,413
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$19,871,100
Value of net assets at end of year (total assets less liabilities)2012-12-31$131,786,795
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$111,915,695
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$7,437
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$91,032,742
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$75,386,113
Value of interest in pooled separate accounts at end of year2012-12-31$0
Value of interest in pooled separate accounts at beginning of year2012-12-31$0
Interest on participant loans2012-12-31$100,508
Interest earned on other investments2012-12-31$1,272,619
Value of interest in common/collective trusts at end of year2012-12-31$0
Value of interest in common/collective trusts at beginning of year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$248,240
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$297,375
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$297,375
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$448
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$32,303,880
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$29,189,360
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$8,007,463
Net investment gain/loss from pooled separate accounts2012-12-31$0
Net investment gain or loss from common/collective trusts2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$5,847,809
Assets. Invements in employer securities at beginning of year2012-12-31$4,577,898
Contributions received in cash from employer2012-12-31$4,395,774
Income. Dividends from common stock2012-12-31$104,607
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$7,644,369
Contract administrator fees2012-12-31$30,107
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$586,243
Aggregate carrying amount (costs) on sale of assets2012-12-31$353,641
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31HAM, LANGSTON AND BREZINA, LLP
Accountancy firm EIN2012-12-31760448495
2011 : HCC INSURANCE HOLDINGS, INC. 401K PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-298,134
Total unrealized appreciation/depreciation of assets2011-12-31$-298,134
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$12,395,983
Total loss/gain on sale of assets2011-12-31$88,629
Total of all expenses incurred2011-12-31$7,134,534
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$7,083,039
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$4,197
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$12,847,705
Value of total assets at end of year2011-12-31$111,915,695
Value of total assets at beginning of year2011-12-31$106,654,246
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$47,298
Total interest from all sources2011-12-31$1,296,178
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$2,483,227
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$2,386,082
Administrative expenses professional fees incurred2011-12-31$14,261
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$7,364,480
Participant contributions at end of year2011-12-31$2,426,866
Participant contributions at beginning of year2011-12-31$2,006,450
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,105,093
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$27,670
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$25,504
Other income not declared elsewhere2011-12-31$0
Administrative expenses (other) incurred2011-12-31$862
Total non interest bearing cash at end of year2011-12-31$10,413
Total non interest bearing cash at beginning of year2011-12-31$84,290
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$5,261,449
Value of net assets at end of year (total assets less liabilities)2011-12-31$111,915,695
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$106,654,246
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$75,386,113
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$75,786,086
Value of interest in pooled separate accounts at end of year2011-12-31$0
Value of interest in pooled separate accounts at beginning of year2011-12-31$0
Interest on participant loans2011-12-31$97,863
Interest earned on other investments2011-12-31$1,197,943
Value of interest in common/collective trusts at end of year2011-12-31$0
Value of interest in common/collective trusts at beginning of year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$297,375
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$280,351
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$280,351
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$372
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$29,189,360
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$23,867,298
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-4,021,622
Net investment gain/loss from pooled separate accounts2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$4,577,898
Assets. Invements in employer securities at beginning of year2011-12-31$4,604,267
Contributions received in cash from employer2011-12-31$4,378,132
Income. Dividends from common stock2011-12-31$97,145
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$7,083,039
Contract administrator fees2011-12-31$32,175
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$246,179
Aggregate carrying amount (costs) on sale of assets2011-12-31$157,550
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31HAM, LANGSTON AND BREZINA, L.L.P.
Accountancy firm EIN2011-12-31760448495
2010 : HCC INSURANCE HOLDINGS, INC. 401K PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$134,751
Total unrealized appreciation/depreciation of assets2010-12-31$134,751
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$75,181
Total income from all sources (including contributions)2010-12-31$22,933,453
Total loss/gain on sale of assets2010-12-31$31,943
Total of all expenses incurred2010-12-31$6,605,698
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$6,563,011
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$1,740
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$12,142,830
Value of total assets at end of year2010-12-31$106,654,246
Value of total assets at beginning of year2010-12-31$90,401,672
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$40,947
Total interest from all sources2010-12-31$1,117,257
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,539,407
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,448,911
Administrative expenses professional fees incurred2010-12-31$13,902
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$6,933,535
Participant contributions at end of year2010-12-31$2,006,450
Participant contributions at beginning of year2010-12-31$1,587,021
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,106,529
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$25,504
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$22,559
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$75,181
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$330
Total non interest bearing cash at end of year2010-12-31$84,290
Total non interest bearing cash at beginning of year2010-12-31$75,181
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$16,327,755
Value of net assets at end of year (total assets less liabilities)2010-12-31$106,654,246
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$90,326,491
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$75,786,086
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$63,222,549
Value of interest in pooled separate accounts at end of year2010-12-31$0
Value of interest in pooled separate accounts at beginning of year2010-12-31$15,690
Interest on participant loans2010-12-31$87,361
Interest earned on other investments2010-12-31$1,029,487
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$280,351
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$236,332
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$236,332
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$409
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$23,867,298
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$20,793,516
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$7,966,569
Net investment gain/loss from pooled separate accounts2010-12-31$696
Net investment gain or loss from common/collective trusts2010-12-31$0
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$4,604,267
Assets. Invements in employer securities at beginning of year2010-12-31$4,448,824
Contributions received in cash from employer2010-12-31$4,102,766
Income. Dividends from common stock2010-12-31$90,496
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$6,563,011
Contract administrator fees2010-12-31$26,715
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$134,520
Aggregate carrying amount (costs) on sale of assets2010-12-31$102,577
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31HAM, LANGSTON AND BREZINA, L.L.P.
Accountancy firm EIN2010-12-31760448495
2009 : HCC INSURANCE HOLDINGS, INC. 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for HCC INSURANCE HOLDINGS, INC. 401K PLAN

2016: HCC INSURANCE HOLDINGS, INC. 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HCC INSURANCE HOLDINGS, INC. 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HCC INSURANCE HOLDINGS, INC. 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HCC INSURANCE HOLDINGS, INC. 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HCC INSURANCE HOLDINGS, INC. 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HCC INSURANCE HOLDINGS, INC. 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: HCC INSURANCE HOLDINGS, INC. 401K PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: HCC INSURANCE HOLDINGS, INC. 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60034
Policy instance 1
Insurance contract or identification numberMR 60034
Number of Individuals Covered2367
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $24,981
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $24,981
Insurance broker organization code?1
Insurance broker nameUSI SECURITIES INC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60034
Policy instance 1
Insurance contract or identification numberMR 60034
Number of Individuals Covered1792
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $23,735
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $23,735
Insurance broker organization code?1
Insurance broker nameUSI SECURITIES INC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60034
Policy instance 1
Insurance contract or identification numberMR 60034
Number of Individuals Covered1712
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $22,162
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $22,162
Insurance broker organization code?1
Insurance broker nameUSI SECURITIES INC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60034
Policy instance 1
Insurance contract or identification numberMR 60034
Number of Individuals Covered1709
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $17,213
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17,213
Insurance broker organization code?1
Insurance broker nameUSI SECURITIES INC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60034
Policy instance 1
Insurance contract or identification numberMR 60034
Number of Individuals Covered1730
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $26,313
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60034
Policy instance 1
Insurance contract or identification numberMR 60034
Number of Individuals Covered1712
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $22,951
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $22,951
Insurance broker organization code?1
Insurance broker nameLPL FINANCIAL CORPORATION

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