LTD FINANCIAL SERVICES LP has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan LTD FINANCIAL SERVICES 401(K) PLAN
Measure | Date | Value |
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2018 : LTD FINANCIAL SERVICES 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $-16,427 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $440,583 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $432,008 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $1,044 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $88,549 |
Value of total assets at end of year | 2018-12-31 | $1,494,891 |
Value of total assets at beginning of year | 2018-12-31 | $1,951,901 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $7,531 |
Total interest from all sources | 2018-12-31 | $5,887 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $0 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $88,549 |
Participant contributions at end of year | 2018-12-31 | $109,947 |
Participant contributions at beginning of year | 2018-12-31 | $130,227 |
Administrative expenses (other) incurred | 2018-12-31 | $7,531 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-457,010 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $1,494,891 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $1,951,901 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $1,332,141 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $1,758,373 |
Interest on participant loans | 2018-12-31 | $5,067 |
Interest earned on other investments | 2018-12-31 | $820 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $52,803 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $63,301 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-110,863 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $432,008 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | CANAS, CPA, LLC |
Accountancy firm EIN | 2018-12-31 | 371845238 |
2017 : LTD FINANCIAL SERVICES 401(K) PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $458,638 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $577,847 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $561,763 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $4,418 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $125,189 |
Value of total assets at end of year | 2017-12-31 | $1,951,901 |
Value of total assets at beginning of year | 2017-12-31 | $2,071,110 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $11,666 |
Total interest from all sources | 2017-12-31 | $8,479 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $121,486 |
Participant contributions at end of year | 2017-12-31 | $130,227 |
Participant contributions at beginning of year | 2017-12-31 | $219,566 |
Other income not declared elsewhere | 2017-12-31 | $9,511 |
Administrative expenses (other) incurred | 2017-12-31 | $11,666 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $-119,209 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $1,951,901 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $2,071,110 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $1,758,373 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $1,797,082 |
Interest on participant loans | 2017-12-31 | $7,423 |
Interest earned on other investments | 2017-12-31 | $1,056 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $63,301 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $54,462 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $324,970 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $3,703 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $561,763 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | CANAS, CPA, LLC |
Accountancy firm EIN | 2017-12-31 | 371845238 |
2016 : LTD FINANCIAL SERVICES 401(K) PLAN 2016 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $363,907 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $1,269,213 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,238,770 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $14,358 |
Value of total corrective distributions | 2016-12-31 | $915 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $213,800 |
Value of total assets at end of year | 2016-12-31 | $2,071,110 |
Value of total assets at beginning of year | 2016-12-31 | $2,976,416 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $15,170 |
Total interest from all sources | 2016-12-31 | $9,959 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $201,048 |
Participant contributions at end of year | 2016-12-31 | $219,566 |
Participant contributions at beginning of year | 2016-12-31 | $196,652 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $2,554 |
Other income not declared elsewhere | 2016-12-31 | $70 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $-905,306 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $2,071,110 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $2,976,416 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $1,797,082 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $2,698,980 |
Interest on participant loans | 2016-12-31 | $8,350 |
Interest earned on other investments | 2016-12-31 | $1,609 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $54,462 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $80,784 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $140,078 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $10,198 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,238,770 |
Contract administrator fees | 2016-12-31 | $15,170 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | SUMMIT CPA GROUP |
Accountancy firm EIN | 2016-12-31 | 113730017 |
2015 : LTD FINANCIAL SERVICES 401(K) PLAN 2015 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $265,546 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $812,493 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $749,794 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $52,164 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $327,052 |
Value of total assets at end of year | 2015-12-31 | $2,976,416 |
Value of total assets at beginning of year | 2015-12-31 | $3,523,363 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $10,535 |
Total interest from all sources | 2015-12-31 | $10,663 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $312,273 |
Participant contributions at end of year | 2015-12-31 | $196,652 |
Participant contributions at beginning of year | 2015-12-31 | $258,985 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $14,779 |
Administrative expenses (other) incurred | 2015-12-31 | $10,535 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-546,947 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $2,976,416 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $3,523,363 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $2,698,980 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $2,949,942 |
Interest on participant loans | 2015-12-31 | $8,894 |
Interest earned on other investments | 2015-12-31 | $1,769 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $80,784 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $314,436 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-72,169 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $749,794 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | SUMMIT CPA GROUP |
Accountancy firm EIN | 2015-12-31 | 113730017 |
2014 : LTD FINANCIAL SERVICES 401(K) PLAN 2014 401k financial data |
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Total income from all sources (including contributions) | 2014-12-31 | $474,216 |
Total of all expenses incurred | 2014-12-31 | $205,099 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $195,355 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $300,836 |
Value of total assets at end of year | 2014-12-31 | $3,523,363 |
Value of total assets at beginning of year | 2014-12-31 | $3,254,246 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $9,744 |
Total interest from all sources | 2014-12-31 | $11,619 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $300,751 |
Participant contributions at end of year | 2014-12-31 | $258,985 |
Participant contributions at beginning of year | 2014-12-31 | $308,843 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $16 |
Other income not declared elsewhere | 2014-12-31 | $2,596 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $269,117 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $3,523,363 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $3,254,246 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $2,949,942 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $2,575,584 |
Interest on participant loans | 2014-12-31 | $11,619 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $314,436 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $369,819 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $159,165 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $69 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $195,355 |
Contract administrator fees | 2014-12-31 | $9,744 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | BUFFINGTON & COMPANY |
Accountancy firm EIN | 2014-12-31 | 760260164 |
2013 : LTD FINANCIAL SERVICES 401(K) PLAN 2013 401k financial data |
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Total income from all sources (including contributions) | 2013-12-31 | $828,674 |
Total of all expenses incurred | 2013-12-31 | $332,235 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $322,741 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $295,382 |
Value of total assets at end of year | 2013-12-31 | $3,254,246 |
Value of total assets at beginning of year | 2013-12-31 | $2,757,807 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $9,494 |
Total interest from all sources | 2013-12-31 | $14,490 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $295,382 |
Participant contributions at end of year | 2013-12-31 | $308,843 |
Participant contributions at beginning of year | 2013-12-31 | $300,939 |
Participant contributions at beginning of year | 2013-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $496,439 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $3,254,246 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,757,807 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $2,575,584 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $2,126,925 |
Interest on participant loans | 2013-12-31 | $11,774 |
Interest earned on other investments | 2013-12-31 | $2,716 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $369,819 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $329,943 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $518,802 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $322,741 |
Contract administrator fees | 2013-12-31 | $9,494 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | BUFFINGTON & COMPANY |
Accountancy firm EIN | 2013-12-31 | 760260164 |
2012 : LTD FINANCIAL SERVICES 401(K) PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $607,408 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $358,388 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $350,038 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $330,470 |
Value of total assets at end of year | 2012-12-31 | $2,757,807 |
Value of total assets at beginning of year | 2012-12-31 | $2,508,787 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $8,350 |
Total interest from all sources | 2012-12-31 | $16,711 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $325,848 |
Participant contributions at end of year | 2012-12-31 | $300,939 |
Participant contributions at beginning of year | 2012-12-31 | $314,775 |
Participant contributions at end of year | 2012-12-31 | $0 |
Participant contributions at beginning of year | 2012-12-31 | $28 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $4,622 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $249,020 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $2,757,807 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,508,787 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $2,126,925 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $1,729,453 |
Interest on participant loans | 2012-12-31 | $12,943 |
Interest earned on other investments | 2012-12-31 | $3,768 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $329,943 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $464,531 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $260,227 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $350,038 |
Contract administrator fees | 2012-12-31 | $8,350 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | BUFFINGTON AND COMPANY, P.C. |
Accountancy firm EIN | 2012-12-31 | 760260164 |
2011 : LTD FINANCIAL SERVICES 401(K) PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $281,534 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $124,894 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $114,073 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $359,197 |
Value of total assets at end of year | 2011-12-31 | $2,508,787 |
Value of total assets at beginning of year | 2011-12-31 | $2,352,147 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $10,821 |
Total interest from all sources | 2011-12-31 | $17,188 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Administrative expenses professional fees incurred | 2011-12-31 | $10,821 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $359,197 |
Participant contributions at end of year | 2011-12-31 | $314,775 |
Participant contributions at beginning of year | 2011-12-31 | $234,204 |
Participant contributions at end of year | 2011-12-31 | $28 |
Participant contributions at beginning of year | 2011-12-31 | $32 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $156,640 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $2,508,787 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,352,147 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $0 |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $1,729,453 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $1,708,739 |
Interest on participant loans | 2011-12-31 | $10,428 |
Interest earned on other investments | 2011-12-31 | $6,760 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $464,531 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $409,172 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-94,851 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $114,073 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | BUFFINGTON & COMPANY, P. C. |
Accountancy firm EIN | 2011-12-31 | 760260164 |
2010 : LTD FINANCIAL SERVICES 401(K) PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $481,860 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $173,757 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $154,965 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $11,770 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $237,144 |
Value of total assets at end of year | 2010-12-31 | $2,352,147 |
Value of total assets at beginning of year | 2010-12-31 | $2,044,044 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $7,022 |
Total interest from all sources | 2010-12-31 | $12,194 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Administrative expenses professional fees incurred | 2010-12-31 | $7,022 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $236,743 |
Participant contributions at end of year | 2010-12-31 | $234,204 |
Participant contributions at beginning of year | 2010-12-31 | $194,589 |
Participant contributions at end of year | 2010-12-31 | $32 |
Participant contributions at beginning of year | 2010-12-31 | $7,520 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $401 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $308,103 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $2,352,147 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $2,044,044 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $1,406,018 |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $1,708,739 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $0 |
Interest on participant loans | 2010-12-31 | $9,634 |
Interest earned on other investments | 2010-12-31 | $2,560 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $435,917 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $435,917 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $409,172 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $0 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $232,522 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $154,965 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | BUFFINGTON & COMPANY, P.C. |
Accountancy firm EIN | 2010-12-31 | 760260164 |
2009 : LTD FINANCIAL SERVICES 401(K) PLAN 2009 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |