Logo

KAWASAKI TENNESSEE INC. 401K PLAN 401k Plan overview

Plan NameKAWASAKI TENNESSEE INC. 401K PLAN
Plan identification number 001

KAWASAKI TENNESSEE INC. 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

KAWASAKI TENNESSEE, INC. has sponsored the creation of one or more 401k plans.

Company Name:KAWASAKI TENNESSEE, INC.
Employer identification number (EIN):760719404
NAIC Classification:332900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KAWASAKI TENNESSEE INC. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01SUSIE WOODS-IPOCK2024-09-10
0012022-01-01SUSIE WOODS-IPOCK2023-09-12
0012021-01-01SUSIE WOODS-IPOCK2022-09-11
0012020-01-01SUSIE WOODS-IPOCK2021-08-31
0012019-01-01
0012018-01-01SUSIE WOODS-IPOCK
0012017-01-01SUSIE WOODS-IPOCK2018-07-11
0012016-01-01SUSIE WOODS-IPOCK2017-05-09
0012015-01-01SUSIE WOODS-IPOCK2016-03-11
0012014-01-01SUSIE WOODS-IPOCK2015-05-29
0012013-01-01SUSIE HUSKEY2014-06-18
0012012-01-01SUSIE HUSKEY2013-09-11
0012011-01-01SUSIE HUSKEY2012-09-20
0012010-01-01SUSIE HUSKEY2011-08-18

Plan Statistics for KAWASAKI TENNESSEE INC. 401K PLAN

401k plan membership statisitcs for KAWASAKI TENNESSEE INC. 401K PLAN

Measure Date Value
2023: KAWASAKI TENNESSEE INC. 401K PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01281
Total number of active participants reported on line 7a of the Form 55002023-01-01240
Number of retired or separated participants receiving benefits2023-01-013
Number of other retired or separated participants entitled to future benefits2023-01-018
Total of all active and inactive participants2023-01-01251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01251
Number of participants with account balances2023-01-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-019
2022: KAWASAKI TENNESSEE INC. 401K PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01305
Total number of active participants reported on line 7a of the Form 55002022-01-01249
Number of retired or separated participants receiving benefits2022-01-013
Number of other retired or separated participants entitled to future benefits2022-01-0121
Total of all active and inactive participants2022-01-01273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01273
Number of participants with account balances2022-01-01145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0114
2021: KAWASAKI TENNESSEE INC. 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01282
Total number of active participants reported on line 7a of the Form 55002021-01-01250
Number of retired or separated participants receiving benefits2021-01-016
Number of other retired or separated participants entitled to future benefits2021-01-0136
Total of all active and inactive participants2021-01-01292
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01292
Number of participants with account balances2021-01-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0121
2020: KAWASAKI TENNESSEE INC. 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01259
Total number of active participants reported on line 7a of the Form 55002020-01-01245
Number of retired or separated participants receiving benefits2020-01-015
Number of other retired or separated participants entitled to future benefits2020-01-0115
Total of all active and inactive participants2020-01-01265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01265
Number of participants with account balances2020-01-01127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0112
2019: KAWASAKI TENNESSEE INC. 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01226
Total number of active participants reported on line 7a of the Form 55002019-01-01238
Number of retired or separated participants receiving benefits2019-01-014
Number of other retired or separated participants entitled to future benefits2019-01-017
Total of all active and inactive participants2019-01-01249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01249
Number of participants with account balances2019-01-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0110
2018: KAWASAKI TENNESSEE INC. 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01146
Total number of active participants reported on line 7a of the Form 55002018-01-01191
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-018
Total of all active and inactive participants2018-01-01200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01200
Number of participants with account balances2018-01-0179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-014

Financial Data on KAWASAKI TENNESSEE INC. 401K PLAN

Measure Date Value
2023 : KAWASAKI TENNESSEE INC. 401K PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$951,215
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$241,606
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$221,478
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$506,190
Value of total assets at end of year2023-12-31$3,517,404
Value of total assets at beginning of year2023-12-31$2,807,795
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$20,128
Total interest from all sources2023-12-31$12,670
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$3,710
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$3,710
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$1,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$300,015
Participant contributions at end of year2023-12-31$211,749
Participant contributions at beginning of year2023-12-31$156,239
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$709,609
Value of net assets at end of year (total assets less liabilities)2023-12-31$3,517,404
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$2,807,795
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$5,092
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$2,956,679
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$2,375,678
Interest on participant loans2023-12-31$12,670
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$348,976
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$275,878
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$428,645
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$206,175
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$221,478
Contract administrator fees2023-12-31$8,036
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31KRUGGEL LAWTON & COMPANY, LLC
Accountancy firm EIN2023-12-31351307701
2022 : KAWASAKI TENNESSEE INC. 401K PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-87,113
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$240,888
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$225,368
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$476,691
Value of total assets at end of year2022-12-31$2,807,795
Value of total assets at beginning of year2022-12-31$3,135,796
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$15,520
Total interest from all sources2022-12-31$5,554
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,428
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,428
Administrative expenses professional fees incurred2022-12-31$8,365
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$288,906
Participant contributions at end of year2022-12-31$156,239
Participant contributions at beginning of year2022-12-31$97,938
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$154
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-328,001
Value of net assets at end of year (total assets less liabilities)2022-12-31$2,807,795
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$3,135,796
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$4,405
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$2,375,678
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$2,781,131
Interest on participant loans2022-12-31$5,554
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$275,878
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$256,518
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-571,786
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$187,785
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$55
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$225,368
Contract administrator fees2022-12-31$2,750
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31KRUGGEL LAWTON & COMPANY, LLC
Accountancy firm EIN2022-12-31351307701
2021 : KAWASAKI TENNESSEE INC. 401K PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$793,645
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$185,911
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$178,027
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$481,340
Value of total assets at end of year2021-12-31$3,135,796
Value of total assets at beginning of year2021-12-31$2,528,062
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$7,884
Total interest from all sources2021-12-31$4,508
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,315
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,315
Administrative expenses professional fees incurred2021-12-31$2,500
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$271,181
Participant contributions at end of year2021-12-31$97,938
Participant contributions at beginning of year2021-12-31$94,236
Participant contributions at end of year2021-12-31$154
Participant contributions at beginning of year2021-12-31$9,335
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$30,398
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$607,734
Value of net assets at end of year (total assets less liabilities)2021-12-31$3,135,796
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$2,528,062
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$3,134
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$2,781,131
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$2,166,275
Interest on participant loans2021-12-31$4,508
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$256,518
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$252,506
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$305,482
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$179,761
Employer contributions (assets) at end of year2021-12-31$55
Employer contributions (assets) at beginning of year2021-12-31$5,710
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$178,027
Contract administrator fees2021-12-31$2,250
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31KRUGGEL LAWTON & COMPANY, LLC
Accountancy firm EIN2021-12-31351307701
2020 : KAWASAKI TENNESSEE INC. 401K PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$683,772
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$165,901
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$159,109
Expenses. Certain deemed distributions of participant loans2020-12-31$-4,491
Value of total corrective distributions2020-12-31$1,046
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$396,986
Value of total assets at end of year2020-12-31$2,528,062
Value of total assets at beginning of year2020-12-31$2,010,191
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$10,237
Total interest from all sources2020-12-31$5,051
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,456
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,456
Administrative expenses professional fees incurred2020-12-31$5,500
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$250,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$234,601
Participant contributions at end of year2020-12-31$94,236
Participant contributions at beginning of year2020-12-31$97,080
Participant contributions at end of year2020-12-31$9,335
Participant contributions at beginning of year2020-12-31$295
Other income not declared elsewhere2020-12-31$23
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$517,871
Value of net assets at end of year (total assets less liabilities)2020-12-31$2,528,062
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$2,010,191
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$2,162
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$2,166,275
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$1,679,521
Interest on participant loans2020-12-31$5,051
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$252,506
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$233,194
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$279,256
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$162,385
Employer contributions (assets) at end of year2020-12-31$5,710
Employer contributions (assets) at beginning of year2020-12-31$101
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$159,109
Contract administrator fees2020-12-31$2,575
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KRUGGEL LAWTON & COMPANY, LLC
Accountancy firm EIN2020-12-31351307701
2019 : KAWASAKI TENNESSEE INC. 401K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$636,453
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$172,692
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$158,777
Expenses. Certain deemed distributions of participant loans2019-12-31$10,801
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$339,387
Value of total assets at end of year2019-12-31$2,010,191
Value of total assets at beginning of year2019-12-31$1,546,430
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$3,114
Total interest from all sources2019-12-31$7,404
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$250,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$213,020
Participant contributions at end of year2019-12-31$97,080
Participant contributions at beginning of year2019-12-31$112,847
Participant contributions at end of year2019-12-31$295
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$463,761
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,010,191
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,546,430
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,679,521
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,258,289
Income. Interest from loans (other than to participants)2019-12-31$5,025
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$2,379
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$233,194
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$175,294
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$289,662
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$126,367
Employer contributions (assets) at end of year2019-12-31$101
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$158,777
Contract administrator fees2019-12-31$3,114
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KRUGGEL LAWTON & COMPANY, LLC
Accountancy firm EIN2019-12-31351307701
2018 : KAWASAKI TENNESSEE INC. 401K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$198,826
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$782,708
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$765,796
Expenses. Certain deemed distributions of participant loans2018-12-31$14,523
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$324,919
Value of total assets at end of year2018-12-31$1,546,430
Value of total assets at beginning of year2018-12-31$2,130,312
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$2,389
Total interest from all sources2018-12-31$6,747
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$250,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$145,393
Participant contributions at end of year2018-12-31$112,847
Participant contributions at beginning of year2018-12-31$99,947
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$82,570
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-583,882
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,546,430
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,130,312
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$1,258,289
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$1,837,165
Interest on participant loans2018-12-31$4,882
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$1,865
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$175,294
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$193,200
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-132,840
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$96,956
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$765,796
Contract administrator fees2018-12-31$2,389
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KRUGGEL LAWTON & COMPANY, LLC
Accountancy firm EIN2018-12-31351307701

Form 5500 Responses for KAWASAKI TENNESSEE INC. 401K PLAN

2023: KAWASAKI TENNESSEE INC. 401K PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: KAWASAKI TENNESSEE INC. 401K PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: KAWASAKI TENNESSEE INC. 401K PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: KAWASAKI TENNESSEE INC. 401K PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: KAWASAKI TENNESSEE INC. 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: KAWASAKI TENNESSEE INC. 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number937944-01
Policy instance 1
Insurance contract or identification number937944-01
Number of Individuals Covered136
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $12,945
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number937944-01
Policy instance 1
Insurance contract or identification number937944-01
Number of Individuals Covered146
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $12,007
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,007
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number937944-01
Policy instance 1
Insurance contract or identification number937944-01
Number of Individuals Covered154
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $12,358
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,358
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number937944-01
Policy instance 1
Insurance contract or identification number937944-01
Number of Individuals Covered127
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $8,715
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,715
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number937944-01
Policy instance 1
Insurance contract or identification number937944-01
Number of Individuals Covered105
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $7,533
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,533
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number937944-01
Policy instance 1
Insurance contract or identification number937944-01
Number of Individuals Covered79
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $7,339
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,339
Insurance broker organization code?3

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S1