401k Plan data: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN plan

RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RONALD L. WOLFE & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: RONALD L. WOLFE & ASSOCIATES, INC.

Employer identification number (EIN): 770001135

NAIC Classification: 531310

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-11-01
001 2020-11-01
001 2019-11-01
001 2018-11-01
001 2017-11-01
001 2016-11-01 DAVID A. PECKHAM, FOR SBPC, INC.
001 2016-11-01
001 2015-11-01 DAVID A. PECKHAM, FOR SBPC, INC.
001 2014-11-01 DAVID A. PECKHAM, FOR SBPC, INC.
001 2014-11-01 DAVID A. PECKHAM, FOR SBPC, INC.
001 2013-11-01 DAVID A. PECKHAM, FOR SBPC, INC.
001 2012-11-01 DAVID A. PECKHAM, FOR SBPC, INC.
001 2011-11-01 DAVID PECKHAM
001 2009-11-01 DAVID PECKHAM
001 2008-11-01

Plan Statistics for RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2021: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-11-01 42
Total number of active participants reported on line 7a of the Form 5500 2021-11-01 27
Number of retired or separated participants receiving benefits 2021-11-01 0
Number of other retired or separated participants entitled to future benefits 2021-11-01 7
Total of all active and inactive participants 2021-11-01 34
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-11-01 0
Total participants 2021-11-01 34
Number of participants with account balances 2021-11-01 34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-11-01 3
2020: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-11-01 42
Total number of active participants reported on line 7a of the Form 5500 2020-11-01 32
Number of retired or separated participants receiving benefits 2020-11-01 0
Number of other retired or separated participants entitled to future benefits 2020-11-01 7
Total of all active and inactive participants 2020-11-01 39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-11-01 0
Total participants 2020-11-01 39
Number of participants with account balances 2020-11-01 35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-11-01 8
2019: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-11-01 37
Total number of active participants reported on line 7a of the Form 5500 2019-11-01 34
Number of retired or separated participants receiving benefits 2019-11-01 0
Number of other retired or separated participants entitled to future benefits 2019-11-01 1
Total of all active and inactive participants 2019-11-01 35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-11-01 0
Total participants 2019-11-01 35
Number of participants with account balances 2019-11-01 35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-11-01 3
2018: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-11-01 39
Total number of active participants reported on line 7a of the Form 5500 2018-11-01 31
Number of retired or separated participants receiving benefits 2018-11-01 0
Number of other retired or separated participants entitled to future benefits 2018-11-01 5
Total of all active and inactive participants 2018-11-01 36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-11-01 0
Total participants 2018-11-01 36
Number of participants with account balances 2018-11-01 35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-11-01 3
2017: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-11-01 40
Total number of active participants reported on line 7a of the Form 5500 2017-11-01 32
Number of retired or separated participants receiving benefits 2017-11-01 0
Number of other retired or separated participants entitled to future benefits 2017-11-01 3
Total of all active and inactive participants 2017-11-01 35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-11-01 0
Total participants 2017-11-01 35
Number of participants with account balances 2017-11-01 33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-11-01 5
2016: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-11-01 40
Total number of active participants reported on line 7a of the Form 5500 2016-11-01 33
Number of retired or separated participants receiving benefits 2016-11-01 0
Number of other retired or separated participants entitled to future benefits 2016-11-01 9
Total of all active and inactive participants 2016-11-01 42
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-11-01 0
Total participants 2016-11-01 42
Number of participants with account balances 2016-11-01 42
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-11-01 0
2015: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-11-01 40
Total number of active participants reported on line 7a of the Form 5500 2015-11-01 24
Number of retired or separated participants receiving benefits 2015-11-01 0
Number of other retired or separated participants entitled to future benefits 2015-11-01 8
Total of all active and inactive participants 2015-11-01 32
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-11-01 0
Total participants 2015-11-01 32
Number of participants with account balances 2015-11-01 31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-11-01 4
2014: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-11-01 44
Total number of active participants reported on line 7a of the Form 5500 2014-11-01 40
Number of retired or separated participants receiving benefits 2014-11-01 0
Number of other retired or separated participants entitled to future benefits 2014-11-01 4
Total of all active and inactive participants 2014-11-01 44
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-11-01 0
Total participants 2014-11-01 44
Number of participants with account balances 2014-11-01 44
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-11-01 0
2013: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-11-01 52
Total number of active participants reported on line 7a of the Form 5500 2013-11-01 40
Number of retired or separated participants receiving benefits 2013-11-01 0
Number of other retired or separated participants entitled to future benefits 2013-11-01 4
Total of all active and inactive participants 2013-11-01 44
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-11-01 0
Total participants 2013-11-01 44
Number of participants with account balances 2013-11-01 44
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-11-01 6
2012: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-11-01 55
Total number of active participants reported on line 7a of the Form 5500 2012-11-01 44
Number of retired or separated participants receiving benefits 2012-11-01 0
Number of other retired or separated participants entitled to future benefits 2012-11-01 3
Total of all active and inactive participants 2012-11-01 47
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-11-01 0
Total participants 2012-11-01 47
Number of participants with account balances 2012-11-01 46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-11-01 3
2011: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-11-01 42
Total number of active participants reported on line 7a of the Form 5500 2011-11-01 40
Number of retired or separated participants receiving benefits 2011-11-01 0
Number of other retired or separated participants entitled to future benefits 2011-11-01 9
Total of all active and inactive participants 2011-11-01 49
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-11-01 0
Total participants 2011-11-01 49
Number of participants with account balances 2011-11-01 49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-11-01 5
2009: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-11-01 48
Total number of active participants reported on line 7a of the Form 5500 2009-11-01 34
Number of retired or separated participants receiving benefits 2009-11-01 0
Number of other retired or separated participants entitled to future benefits 2009-11-01 13
Total of all active and inactive participants 2009-11-01 47
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-11-01 0
Total participants 2009-11-01 47
Number of participants with account balances 2009-11-01 47
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-11-01 5

Measure	Date	Value
2021: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-11-01	42
Total number of active participants reported on line 7a of the Form 5500	2021-11-01	27
Number of retired or separated participants receiving benefits	2021-11-01	0
Number of other retired or separated participants entitled to future benefits	2021-11-01	7
Total of all active and inactive participants	2021-11-01	34
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-11-01	0
Total participants	2021-11-01	34
Number of participants with account balances	2021-11-01	34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-11-01	3
2020: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-11-01	42
Total number of active participants reported on line 7a of the Form 5500	2020-11-01	32
Number of retired or separated participants receiving benefits	2020-11-01	0
Number of other retired or separated participants entitled to future benefits	2020-11-01	7
Total of all active and inactive participants	2020-11-01	39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-11-01	0
Total participants	2020-11-01	39
Number of participants with account balances	2020-11-01	35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-11-01	8
2019: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-11-01	37
Total number of active participants reported on line 7a of the Form 5500	2019-11-01	34
Number of retired or separated participants receiving benefits	2019-11-01	0
Number of other retired or separated participants entitled to future benefits	2019-11-01	1
Total of all active and inactive participants	2019-11-01	35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-11-01	0
Total participants	2019-11-01	35
Number of participants with account balances	2019-11-01	35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-11-01	3
2018: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-11-01	39
Total number of active participants reported on line 7a of the Form 5500	2018-11-01	31
Number of retired or separated participants receiving benefits	2018-11-01	0
Number of other retired or separated participants entitled to future benefits	2018-11-01	5
Total of all active and inactive participants	2018-11-01	36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-11-01	0
Total participants	2018-11-01	36
Number of participants with account balances	2018-11-01	35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-11-01	3
2017: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-11-01	40
Total number of active participants reported on line 7a of the Form 5500	2017-11-01	32
Number of retired or separated participants receiving benefits	2017-11-01	0
Number of other retired or separated participants entitled to future benefits	2017-11-01	3
Total of all active and inactive participants	2017-11-01	35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-11-01	0
Total participants	2017-11-01	35
Number of participants with account balances	2017-11-01	33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-11-01	5
2016: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-11-01	40
Total number of active participants reported on line 7a of the Form 5500	2016-11-01	33
Number of retired or separated participants receiving benefits	2016-11-01	0
Number of other retired or separated participants entitled to future benefits	2016-11-01	9
Total of all active and inactive participants	2016-11-01	42
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-11-01	0
Total participants	2016-11-01	42
Number of participants with account balances	2016-11-01	42
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-11-01	0
2015: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-11-01	40
Total number of active participants reported on line 7a of the Form 5500	2015-11-01	24
Number of retired or separated participants receiving benefits	2015-11-01	0
Number of other retired or separated participants entitled to future benefits	2015-11-01	8
Total of all active and inactive participants	2015-11-01	32
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-11-01	0
Total participants	2015-11-01	32
Number of participants with account balances	2015-11-01	31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-11-01	4
2014: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-11-01	44
Total number of active participants reported on line 7a of the Form 5500	2014-11-01	40
Number of retired or separated participants receiving benefits	2014-11-01	0
Number of other retired or separated participants entitled to future benefits	2014-11-01	4
Total of all active and inactive participants	2014-11-01	44
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-11-01	0
Total participants	2014-11-01	44
Number of participants with account balances	2014-11-01	44
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-11-01	0
2013: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-11-01	52
Total number of active participants reported on line 7a of the Form 5500	2013-11-01	40
Number of retired or separated participants receiving benefits	2013-11-01	0
Number of other retired or separated participants entitled to future benefits	2013-11-01	4
Total of all active and inactive participants	2013-11-01	44
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-11-01	0
Total participants	2013-11-01	44
Number of participants with account balances	2013-11-01	44
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-11-01	6
2012: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-11-01	55
Total number of active participants reported on line 7a of the Form 5500	2012-11-01	44
Number of retired or separated participants receiving benefits	2012-11-01	0
Number of other retired or separated participants entitled to future benefits	2012-11-01	3
Total of all active and inactive participants	2012-11-01	47
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-11-01	0
Total participants	2012-11-01	47
Number of participants with account balances	2012-11-01	46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-11-01	3
2011: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-11-01	42
Total number of active participants reported on line 7a of the Form 5500	2011-11-01	40
Number of retired or separated participants receiving benefits	2011-11-01	0
Number of other retired or separated participants entitled to future benefits	2011-11-01	9
Total of all active and inactive participants	2011-11-01	49
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-11-01	0
Total participants	2011-11-01	49
Number of participants with account balances	2011-11-01	49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-11-01	5
2009: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-11-01	48
Total number of active participants reported on line 7a of the Form 5500	2009-11-01	34
Number of retired or separated participants receiving benefits	2009-11-01	0
Number of other retired or separated participants entitled to future benefits	2009-11-01	13
Total of all active and inactive participants	2009-11-01	47
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-11-01	0
Total participants	2009-11-01	47
Number of participants with account balances	2009-11-01	47
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-11-01	5

Financial Data on RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2022 : RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total plan liabilities at end of year	2022-10-31	$239,141
Total plan liabilities at beginning of year	2022-10-31	$520
Total income from all sources	2022-10-31	$125,526
Expenses. Total of all expenses incurred	2022-10-31	$497,068
Benefits paid (including direct rollovers)	2022-10-31	$489,262
Total plan assets at end of year	2022-10-31	$3,478,082
Total plan assets at beginning of year	2022-10-31	$3,611,003
Value of fidelity bond covering the plan	2022-10-31	$2,444,659
Total contributions received or receivable from participants	2022-10-31	$104,427
Assets. Value of loans (other than to participants)	2022-10-31	$2,444,659
Expenses. Other expenses not covered elsewhere	2022-10-31	$222
Other income received	2022-10-31	$-3,901
Net income (gross income less expenses)	2022-10-31	$-371,542
Net plan assets at end of year (total assets less liabilities)	2022-10-31	$3,238,941
Net plan assets at beginning of year (total assets less liabilities)	2022-10-31	$3,610,483
Assets. Value of participant loans	2022-10-31	$2,474
Total contributions received or receivable from employer(s)	2022-10-31	$25,000
Expenses. Administrative service providers (salaries,fees and commissions)	2022-10-31	$7,584
2021 : RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total plan liabilities at end of year	2021-10-31	$520
Total plan liabilities at beginning of year	2021-10-31	$28,650
Total income from all sources	2021-10-31	$492,771
Expenses. Total of all expenses incurred	2021-10-31	$422,649
Benefits paid (including direct rollovers)	2021-10-31	$420,176
Total plan assets at end of year	2021-10-31	$3,611,003
Total plan assets at beginning of year	2021-10-31	$3,569,011
Value of fidelity bond covering the plan	2021-10-31	$2,255,985
Total contributions received or receivable from participants	2021-10-31	$133,105
Assets. Value of loans (other than to participants)	2021-10-31	$2,255,985
Expenses. Other expenses not covered elsewhere	2021-10-31	$111
Other income received	2021-10-31	$359,666
Net income (gross income less expenses)	2021-10-31	$70,122
Net plan assets at end of year (total assets less liabilities)	2021-10-31	$3,610,483
Net plan assets at beginning of year (total assets less liabilities)	2021-10-31	$3,540,361
Assets. Value of participant loans	2021-10-31	$4,050
Expenses. Administrative service providers (salaries,fees and commissions)	2021-10-31	$2,362
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-10-31	$0
2020 : RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total plan liabilities at end of year	2020-10-31	$28,650
Total plan liabilities at beginning of year	2020-10-31	$13,495
Total income from all sources	2020-10-31	$344,867
Expenses. Total of all expenses incurred	2020-10-31	$106,192
Benefits paid (including direct rollovers)	2020-10-31	$99,046
Total plan assets at end of year	2020-10-31	$3,569,011
Total plan assets at beginning of year	2020-10-31	$3,315,181
Value of fidelity bond covering the plan	2020-10-31	$2,088,904
Total contributions received or receivable from participants	2020-10-31	$98,978
Assets. Value of loans (other than to participants)	2020-10-31	$2,088,904
Expenses. Other expenses not covered elsewhere	2020-10-31	$115
Other income received	2020-10-31	$195,889
Net income (gross income less expenses)	2020-10-31	$238,675
Net plan assets at end of year (total assets less liabilities)	2020-10-31	$3,540,361
Net plan assets at beginning of year (total assets less liabilities)	2020-10-31	$3,301,686
Assets. Value of participant loans	2020-10-31	$5,532
Total contributions received or receivable from employer(s)	2020-10-31	$50,000
Expenses. Administrative service providers (salaries,fees and commissions)	2020-10-31	$7,031
2019 : RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total plan liabilities at end of year	2019-10-31	$13,495
Total plan liabilities at beginning of year	2019-10-31	$5,981
Total income from all sources	2019-10-31	$410,450
Expenses. Total of all expenses incurred	2019-10-31	$132,834
Benefits paid (including direct rollovers)	2019-10-31	$124,062
Total plan assets at end of year	2019-10-31	$3,315,181
Total plan assets at beginning of year	2019-10-31	$3,030,051
Value of fidelity bond covering the plan	2019-10-31	$2,422,676
Total contributions received or receivable from participants	2019-10-31	$72,946
Assets. Value of loans (other than to participants)	2019-10-31	$2,422,676
Expenses. Other expenses not covered elsewhere	2019-10-31	$861
Other income received	2019-10-31	$237,504
Net income (gross income less expenses)	2019-10-31	$277,616
Net plan assets at end of year (total assets less liabilities)	2019-10-31	$3,301,686
Net plan assets at beginning of year (total assets less liabilities)	2019-10-31	$3,024,070
Total contributions received or receivable from employer(s)	2019-10-31	$100,000
Expenses. Administrative service providers (salaries,fees and commissions)	2019-10-31	$7,911
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-10-31	$0
2018 : RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-10-31	$0
2017 : RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total plan liabilities at end of year	2017-10-31	$0
Total plan liabilities at beginning of year	2017-10-31	$7,748
Total income from all sources	2017-10-31	$230,509
Expenses. Total of all expenses incurred	2017-10-31	$211,063
Benefits paid (including direct rollovers)	2017-10-31	$194,822
Total plan assets at end of year	2017-10-31	$2,850,291
Total plan assets at beginning of year	2017-10-31	$2,627,530
Value of fidelity bond covering the plan	2017-10-31	$2,112,229
Total contributions received or receivable from participants	2017-10-31	$52,671
Assets. Value of loans (other than to participants)	2017-10-31	$2,112,229
Expenses. Other expenses not covered elsewhere	2017-10-31	$3,582
Other income received	2017-10-31	$77,838
Net income (gross income less expenses)	2017-10-31	$230,509
Net plan assets at end of year (total assets less liabilities)	2017-10-31	$2,850,291
Net plan assets at beginning of year (total assets less liabilities)	2017-10-31	$2,619,782
Total contributions received or receivable from employer(s)	2017-10-31	$100,000
Expenses. Administrative service providers (salaries,fees and commissions)	2017-10-31	$12,659
2016 : RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total plan liabilities at end of year	2016-10-31	$7,748
Total plan liabilities at beginning of year	2016-10-31	$100,778
Total income from all sources	2016-10-31	$205,243
Expenses. Total of all expenses incurred	2016-10-31	$61,490
Benefits paid (including direct rollovers)	2016-10-31	$52,008
Total plan assets at end of year	2016-10-31	$2,627,530
Total plan assets at beginning of year	2016-10-31	$2,576,807
Value of fidelity bond covering the plan	2016-10-31	$2,103,097
Total contributions received or receivable from participants	2016-10-31	$44,033
Assets. Value of loans (other than to participants)	2016-10-31	$2,103,097
Expenses. Other expenses not covered elsewhere	2016-10-31	$7,530
Other income received	2016-10-31	$161,210
Net income (gross income less expenses)	2016-10-31	$143,753
Net plan assets at end of year (total assets less liabilities)	2016-10-31	$2,619,782
Net plan assets at beginning of year (total assets less liabilities)	2016-10-31	$2,476,029
Expenses. Administrative service providers (salaries,fees and commissions)	2016-10-31	$1,952
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-10-31	$0
2015 : RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total plan liabilities at end of year	2015-10-31	$0
Total plan liabilities at beginning of year	2015-10-31	$14,876
Total income from all sources	2015-10-31	$184,355
Expenses. Total of all expenses incurred	2015-10-31	$194,404
Benefits paid (including direct rollovers)	2015-10-31	$184,162
Total plan assets at end of year	2015-10-31	$2,586,880
Total plan assets at beginning of year	2015-10-31	$2,417,401
Value of fidelity bond covering the plan	2015-10-31	$1,996,091
Total contributions received or receivable from participants	2015-10-31	$40,276
Assets. Value of loans (other than to participants)	2015-10-31	$1,996,091
Expenses. Other expenses not covered elsewhere	2015-10-31	$1,556
Other income received	2015-10-31	$128,959
Net income (gross income less expenses)	2015-10-31	$184,355
Net plan assets at end of year (total assets less liabilities)	2015-10-31	$2,586,880
Net plan assets at beginning of year (total assets less liabilities)	2015-10-31	$2,402,525
Total contributions received or receivable from employer(s)	2015-10-31	$15,120
Expenses. Administrative service providers (salaries,fees and commissions)	2015-10-31	$8,686
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-10-31	$0
2014 : RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total plan liabilities at end of year	2014-10-31	$14,876
Total plan liabilities at beginning of year	2014-10-31	$34,432
Total income from all sources	2014-10-31	$278,980
Expenses. Total of all expenses incurred	2014-10-31	$54,639
Benefits paid (including direct rollovers)	2014-10-31	$39,945
Total plan assets at end of year	2014-10-31	$2,429,289
Total plan assets at beginning of year	2014-10-31	$2,224,504
Value of fidelity bond covering the plan	2014-10-31	$2,007,980
Total contributions received or receivable from participants	2014-10-31	$45,504
Assets. Value of loans (other than to participants)	2014-10-31	$2,007,980
Expenses. Other expenses not covered elsewhere	2014-10-31	$2,094
Other income received	2014-10-31	$171,476
Net income (gross income less expenses)	2014-10-31	$224,341
Net plan assets at end of year (total assets less liabilities)	2014-10-31	$2,414,413
Net plan assets at beginning of year (total assets less liabilities)	2014-10-31	$2,190,072
Assets. Value of participant loans	2014-10-31	$1,933
Total contributions received or receivable from employer(s)	2014-10-31	$62,000
Expenses. Administrative service providers (salaries,fees and commissions)	2014-10-31	$12,600
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-10-31	$0
2013 : RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-10-31	$34,432
Total plan liabilities at beginning of year	2013-10-31	$4,365
Total income from all sources	2013-10-31	$333,537
Expenses. Total of all expenses incurred	2013-10-31	$131,433
Benefits paid (including direct rollovers)	2013-10-31	$126,333
Total plan assets at end of year	2013-10-31	$2,224,504
Total plan assets at beginning of year	2013-10-31	$1,992,333
Value of fidelity bond covering the plan	2013-10-31	$1,260,000
Total contributions received or receivable from participants	2013-10-31	$40,639
Assets. Value of loans (other than to participants)	2013-10-31	$1,740,390
Expenses. Other expenses not covered elsewhere	2013-10-31	$3,432
Other income received	2013-10-31	$192,898
Noncash contributions received	2013-10-31	$97,500
Net income (gross income less expenses)	2013-10-31	$202,104
Net plan assets at end of year (total assets less liabilities)	2013-10-31	$2,190,072
Net plan assets at beginning of year (total assets less liabilities)	2013-10-31	$1,987,968
Assets. Value of participant loans	2013-10-31	$10,856
Total contributions received or receivable from employer(s)	2013-10-31	$2,500
Expenses. Administrative service providers (salaries,fees and commissions)	2013-10-31	$1,668
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-10-31	$0
2012 : RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan	2012-10-31	$0
Total plan liabilities at end of year	2012-10-31	$4,530
Total plan liabilities at beginning of year	2012-10-31	$5,715
Total income from all sources	2012-10-31	$267,654
Expenses. Total of all expenses incurred	2012-10-31	$9,919
Benefits paid (including direct rollovers)	2012-10-31	$165
Total plan assets at end of year	2012-10-31	$2,144,364
Total plan assets at beginning of year	2012-10-31	$1,887,814
Value of fidelity bond covering the plan	2012-10-31	$1,250,000
Total contributions received or receivable from participants	2012-10-31	$44,181
Assets. Value of loans (other than to participants)	2012-10-31	$1,650,381
Expenses. Other expenses not covered elsewhere	2012-10-31	$4,117
Other income received	2012-10-31	$123,473
Net income (gross income less expenses)	2012-10-31	$257,735
Net plan assets at end of year (total assets less liabilities)	2012-10-31	$2,139,834
Net plan assets at beginning of year (total assets less liabilities)	2012-10-31	$1,882,099
Assets. Value of participant loans	2012-10-31	$7,424
Total contributions received or receivable from employer(s)	2012-10-31	$100,000
Expenses. Administrative service providers (salaries,fees and commissions)	2012-10-31	$5,637
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-10-31	$0
2011 : RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan	2011-10-31	$0
Total plan liabilities at end of year	2011-10-31	$5,715
Total plan liabilities at beginning of year	2011-10-31	$0
Total income from all sources	2011-10-31	$303,836
Expenses. Total of all expenses incurred	2011-10-31	$80,030
Benefits paid (including direct rollovers)	2011-10-31	$71,513
Total plan assets at end of year	2011-10-31	$1,894,820
Total plan assets at beginning of year	2011-10-31	$1,665,299
Value of fidelity bond covering the plan	2011-10-31	$1,250,000
Total contributions received or receivable from participants	2011-10-31	$40,549
Assets. Value of loans (other than to participants)	2011-10-31	$1,494,369
Expenses. Other expenses not covered elsewhere	2011-10-31	$1,953
Other income received	2011-10-31	$120,787
Net income (gross income less expenses)	2011-10-31	$223,806
Net plan assets at end of year (total assets less liabilities)	2011-10-31	$1,889,105
Net plan assets at beginning of year (total assets less liabilities)	2011-10-31	$1,665,299
Assets. Value of participant loans	2011-10-31	$9,629
Total contributions received or receivable from employer(s)	2011-10-31	$142,500
Expenses. Administrative service providers (salaries,fees and commissions)	2011-10-31	$6,564
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-10-31	$0
2010 : RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-10-31	$0

Form 5500 Responses for RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

2021: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-11-01	Type of plan entity	Single employer plan
2021-11-01	Plan funding arrangement – Insurance	Yes
2021-11-01	Plan funding arrangement – Trust	Yes
2021-11-01	Plan benefit arrangement – Insurance	Yes
2021-11-01	Plan benefit arrangement - Trust	Yes
2020: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-11-01	Type of plan entity	Single employer plan
2020-11-01	Plan funding arrangement – Trust	Yes
2020-11-01	Plan benefit arrangement - Trust	Yes
2019: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-11-01	Type of plan entity	Single employer plan
2019-11-01	Plan funding arrangement – Trust	Yes
2019-11-01	Plan benefit arrangement - Trust	Yes
2018: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-11-01	Type of plan entity	Single employer plan
2018-11-01	Plan funding arrangement – Trust	Yes
2018-11-01	Plan benefit arrangement - Trust	Yes
2017: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-11-01	Type of plan entity	Single employer plan
2017-11-01	Plan funding arrangement – Trust	Yes
2017-11-01	Plan benefit arrangement - Trust	Yes
2016: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-11-01	Type of plan entity	Single employer plan
2016-11-01	Submission has been amended	Yes
2016-11-01	Plan funding arrangement – Trust	Yes
2016-11-01	Plan benefit arrangement - Trust	Yes
2015: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-11-01	Type of plan entity	Single employer plan
2015-11-01	Plan funding arrangement – Trust	Yes
2015-11-01	Plan benefit arrangement - Trust	Yes
2014: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-11-01	Type of plan entity	Single employer plan
2014-11-01	Submission has been amended	Yes
2014-11-01	Plan funding arrangement – Trust	Yes
2014-11-01	Plan benefit arrangement - Trust	Yes
2013: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-11-01	Type of plan entity	Single employer plan
2013-11-01	Submission has been amended	Yes
2013-11-01	Plan funding arrangement – Trust	Yes
2013-11-01	Plan benefit arrangement - Trust	Yes
2012: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-11-01	Type of plan entity	Single employer plan
2012-11-01	Plan funding arrangement – Trust	Yes
2012-11-01	Plan benefit arrangement - Trust	Yes
2011: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-11-01	Type of plan entity	Single employer plan
2011-11-01	Submission has been amended	Yes
2011-11-01	This submission is the final filing	No
2011-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-11-01	Plan is a collectively bargained plan	No
2011-11-01	Plan funding arrangement – Trust	Yes
2011-11-01	Plan benefit arrangement - Trust	Yes
2009: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-11-01	Type of plan entity	Single employer plan
2009-11-01	Submission has been amended	No
2009-11-01	This submission is the final filing	No
2009-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-11-01	Plan is a collectively bargained plan	No
2009-11-01	Plan funding arrangement – Trust	Yes
2009-11-01	Plan benefit arrangement - Trust	Yes
2008: RONALD L. WOLFE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2008 form 5500 responses
2008-11-01	Type of plan entity	Single employer plan
2008-11-01	Submission has been amended	No
2008-11-01	This submission is the final filing	No
2008-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-11-01	Plan is a collectively bargained plan	No

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

749314-01

Policy instance

Insurance contract or identification number	749314-01
Number of Individuals Covered	13
Insurance policy start date	2022-04-23
Insurance policy end date	2022-10-31
Total amount of commissions paid to insurance broker	USD $1,237
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $1,237
Insurance broker organization code?	3

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Company Name:	RONALD L. WOLFE & ASSOCIATES, INC.
Employer identification number (EIN):	770001135
NAIC Classification:	531310