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SUSAN LUU DUONG, M.D., PROFIT SHARING PLAN 401k Plan overview

Plan NameSUSAN LUU DUONG, M.D., PROFIT SHARING PLAN
Plan identification number 001

SUSAN LUU DUONG, M.D., PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SUSAN LUU DUONG, M.D. has sponsored the creation of one or more 401k plans.

Company Name:SUSAN LUU DUONG, M.D.
Employer identification number (EIN):770012079
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SUSAN LUU DUONG, M.D., PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01SUSAN LUU
0012011-01-01SUSAN LUU
0012009-01-01SUSAN LUU

Plan Statistics for SUSAN LUU DUONG, M.D., PROFIT SHARING PLAN

401k plan membership statisitcs for SUSAN LUU DUONG, M.D., PROFIT SHARING PLAN

Measure Date Value
2016: SUSAN LUU DUONG, M.D., PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-013
Total number of active participants reported on line 7a of the Form 55002016-01-012
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-012
Number of participants with account balances2016-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SUSAN LUU DUONG, M.D., PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013
Total number of active participants reported on line 7a of the Form 55002015-01-012
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-011
Total of all active and inactive participants2015-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-013
Number of participants with account balances2015-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SUSAN LUU DUONG, M.D., PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013
Total number of active participants reported on line 7a of the Form 55002014-01-013
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-013
Number of participants with account balances2014-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SUSAN LUU DUONG, M.D., PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013
Total number of active participants reported on line 7a of the Form 55002013-01-013
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-013
Number of participants with account balances2013-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SUSAN LUU DUONG, M.D., PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-013
Total number of active participants reported on line 7a of the Form 55002012-01-013
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-013
Number of participants with account balances2012-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SUSAN LUU DUONG, M.D., PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-013
Total number of active participants reported on line 7a of the Form 55002011-01-013
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-013
Number of participants with account balances2011-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: SUSAN LUU DUONG, M.D., PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012
Total number of active participants reported on line 7a of the Form 55002009-01-011
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011
Number of participants with account balances2009-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SUSAN LUU DUONG, M.D., PROFIT SHARING PLAN

Measure Date Value
2016 : SUSAN LUU DUONG, M.D., PROFIT SHARING PLAN 2016 401k financial data
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$10,653
Expenses. Total of all expenses incurred2016-12-31$163,062
Benefits paid (including direct rollovers)2016-12-31$163,062
Total plan assets at end of year2016-12-31$786,335
Total plan assets at beginning of year2016-12-31$938,744
Value of fidelity bond covering the plan2016-12-31$100,000
Total contributions received or receivable from participants2016-12-31$0
Assets. Value of loans (other than to participants)2016-12-31$429,287
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$10,653
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$-152,409
Net plan assets at end of year (total assets less liabilities)2016-12-31$786,335
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$938,744
Total contributions received or receivable from employer(s)2016-12-31$0
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : SUSAN LUU DUONG, M.D., PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$-38,093
Expenses. Total of all expenses incurred2015-12-31$50,000
Benefits paid (including direct rollovers)2015-12-31$50,000
Total plan assets at end of year2015-12-31$938,744
Total plan assets at beginning of year2015-12-31$1,026,837
Value of fidelity bond covering the plan2015-12-31$100,000
Total contributions received or receivable from participants2015-12-31$0
Assets. Value of loans (other than to participants)2015-12-31$474,911
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-38,093
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$-88,093
Net plan assets at end of year (total assets less liabilities)2015-12-31$938,744
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,026,837
Total contributions received or receivable from employer(s)2015-12-31$0
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : SUSAN LUU DUONG, M.D., PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$54,263
Expenses. Total of all expenses incurred2014-12-31$40,775
Benefits paid (including direct rollovers)2014-12-31$40,775
Total plan assets at end of year2014-12-31$1,026,837
Total plan assets at beginning of year2014-12-31$1,013,349
Value of fidelity bond covering the plan2014-12-31$560,000
Total contributions received or receivable from participants2014-12-31$0
Assets. Value of loans (other than to participants)2014-12-31$474,191
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$29,762
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$13,488
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,026,837
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,013,349
Total contributions received or receivable from employer(s)2014-12-31$24,501
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : SUSAN LUU DUONG, M.D., PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$100,044
Expenses. Total of all expenses incurred2013-12-31$37,149
Benefits paid (including direct rollovers)2013-12-31$37,124
Total plan assets at end of year2013-12-31$1,013,349
Total plan assets at beginning of year2013-12-31$950,454
Value of fidelity bond covering the plan2013-12-31$560,000
Total contributions received or receivable from participants2013-12-31$0
Assets. Value of loans (other than to participants)2013-12-31$474,191
Expenses. Other expenses not covered elsewhere2013-12-31$25
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$78,833
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$62,895
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,013,349
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$950,454
Total contributions received or receivable from employer(s)2013-12-31$21,211
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : SUSAN LUU DUONG, M.D., PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$62,052
Expenses. Total of all expenses incurred2012-12-31$35,318
Benefits paid (including direct rollovers)2012-12-31$35,296
Total plan assets at end of year2012-12-31$950,454
Total plan assets at beginning of year2012-12-31$923,720
Value of fidelity bond covering the plan2012-12-31$560,000
Total contributions received or receivable from participants2012-12-31$0
Assets. Value of loans (other than to participants)2012-12-31$485,783
Expenses. Other expenses not covered elsewhere2012-12-31$22
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$39,792
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$26,734
Net plan assets at end of year (total assets less liabilities)2012-12-31$950,454
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$923,720
Total contributions received or receivable from employer(s)2012-12-31$22,260
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$0
2011 : SUSAN LUU DUONG, M.D., PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$27,261
Expenses. Total of all expenses incurred2011-12-31$34,895
Benefits paid (including direct rollovers)2011-12-31$34,815
Total plan assets at end of year2011-12-31$923,720
Total plan assets at beginning of year2011-12-31$931,354
Value of fidelity bond covering the plan2011-12-31$520,000
Total contributions received or receivable from participants2011-12-31$0
Assets. Value of loans (other than to participants)2011-12-31$495,590
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$1,663
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$-7,634
Net plan assets at end of year (total assets less liabilities)2011-12-31$923,720
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$931,354
Assets. Value of participant loans2011-12-31$183
Total contributions received or receivable from employer(s)2011-12-31$25,598
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$80
2010 : SUSAN LUU DUONG, M.D., PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$1,540
Total income from all sources2010-12-31$78,189
Expenses. Total of all expenses incurred2010-12-31$121
Benefits paid (including direct rollovers)2010-12-31$0
Total plan assets at end of year2010-12-31$931,354
Total plan assets at beginning of year2010-12-31$854,826
Value of fidelity bond covering the plan2010-12-31$520,000
Total contributions received or receivable from participants2010-12-31$0
Assets. Value of loans (other than to participants)2010-12-31$517,566
Expenses. Other expenses not covered elsewhere2010-12-31$121
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$40,389
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$78,068
Net plan assets at end of year (total assets less liabilities)2010-12-31$931,354
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$853,286
Assets. Value of participant loans2010-12-31$25,718
Total contributions received or receivable from employer(s)2010-12-31$37,800
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$0

Form 5500 Responses for SUSAN LUU DUONG, M.D., PROFIT SHARING PLAN

2016: SUSAN LUU DUONG, M.D., PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SUSAN LUU DUONG, M.D., PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SUSAN LUU DUONG, M.D., PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SUSAN LUU DUONG, M.D., PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SUSAN LUU DUONG, M.D., PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SUSAN LUU DUONG, M.D., PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SUSAN LUU DUONG, M.D., PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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