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OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameOAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN
Plan identification number 001

OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

OAK VALLEY COMMUNITY BANK has sponsored the creation of one or more 401k plans.

Company Name:OAK VALLEY COMMUNITY BANK
Employer identification number (EIN):770262278
NAIC Classification:522110
NAIC Description:Commercial Banking

Additional information about OAK VALLEY COMMUNITY BANK

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C1666422

More information about OAK VALLEY COMMUNITY BANK

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01RICK MCCARTY2023-09-21 RICK MCCARTY2023-09-21
0012021-01-01RICK MCCARTY2022-10-14 RICK MCCARTY2022-10-14
0012020-01-01RICK MCCARTY2021-10-06 RICK MCCARTY2021-10-06
0012019-01-01RICK MCCARTY2020-10-13
0012018-01-01RICK MCCARTY2019-10-15 RICK MCCARTY2019-10-15
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01RICK MCCARTY
0012013-01-01RICK MCCARTY
0012012-01-01RICK MCCARTY
0012011-01-01RICK MCCARTY
0012010-01-01RICK MCCARTY
0012009-01-01RICK MCCARTY

Plan Statistics for OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01242
Total number of active participants reported on line 7a of the Form 55002022-01-01181
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0168
Total of all active and inactive participants2022-01-01249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01249
Number of participants with account balances2022-01-01246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0114
2021: OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01213
Total number of active participants reported on line 7a of the Form 55002021-01-01162
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0160
Total of all active and inactive participants2021-01-01222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01222
Number of participants with account balances2021-01-01218
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0111
2020: OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01206
Total number of active participants reported on line 7a of the Form 55002020-01-01167
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0137
Total of all active and inactive participants2020-01-01204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01204
Number of participants with account balances2020-01-01201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0113
2019: OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01196
Total number of active participants reported on line 7a of the Form 55002019-01-01168
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0119
Total of all active and inactive participants2019-01-01187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01187
Number of participants with account balances2019-01-01180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-015
2018: OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01190
Total number of active participants reported on line 7a of the Form 55002018-01-01157
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0120
Total of all active and inactive participants2018-01-01177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01177
Number of participants with account balances2018-01-01171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-017
2017: OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01195
Total number of active participants reported on line 7a of the Form 55002017-01-01138
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0141
Total of all active and inactive participants2017-01-01179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01179
Number of participants with account balances2017-01-01173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0112
2016: OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01184
Total number of active participants reported on line 7a of the Form 55002016-01-01132
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0148
Total of all active and inactive participants2016-01-01180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01180
Number of participants with account balances2016-01-01172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0114
2015: OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01171
Total number of active participants reported on line 7a of the Form 55002015-01-01136
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0131
Total of all active and inactive participants2015-01-01167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01167
Number of participants with account balances2015-01-01159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0110
2014: OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01149
Total number of active participants reported on line 7a of the Form 55002014-01-01120
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0130
Total of all active and inactive participants2014-01-01150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01150
Number of participants with account balances2014-01-01144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-016
2013: OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01140
Total number of active participants reported on line 7a of the Form 55002013-01-01116
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0124
Total of all active and inactive participants2013-01-01140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01140
Number of participants with account balances2013-01-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-019
2012: OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01141
Total number of active participants reported on line 7a of the Form 55002012-01-01117
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0119
Total of all active and inactive participants2012-01-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01136
Number of participants with account balances2012-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014
2011: OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01127
Total number of active participants reported on line 7a of the Form 55002011-01-01111
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0112
Total of all active and inactive participants2011-01-01123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01123
Number of participants with account balances2011-01-01107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-016
2010: OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01117
Total number of active participants reported on line 7a of the Form 55002010-01-01107
Number of retired or separated participants receiving benefits2010-01-011
Number of other retired or separated participants entitled to future benefits2010-01-0112
Total of all active and inactive participants2010-01-01120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01120
Number of participants with account balances2010-01-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-017
2009: OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01139
Total number of active participants reported on line 7a of the Form 55002009-01-01102
Number of retired or separated participants receiving benefits2009-01-014
Number of other retired or separated participants entitled to future benefits2009-01-0111
Total of all active and inactive participants2009-01-01117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01117
Number of participants with account balances2009-01-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-017

Financial Data on OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$3,110,965
Total unrealized appreciation/depreciation of assets2022-12-31$3,110,965
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$516
Total income from all sources (including contributions)2022-12-31$3,605,305
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,766,594
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,704,552
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,366,781
Value of total assets at end of year2022-12-31$25,552,214
Value of total assets at beginning of year2022-12-31$23,714,019
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$62,042
Total interest from all sources2022-12-31$8,779
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$177,129
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,233,604
Participant contributions at end of year2022-12-31$170,416
Participant contributions at beginning of year2022-12-31$113,256
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$1,094
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$212,079
Other income not declared elsewhere2022-12-31$-944
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$1,838,711
Value of net assets at end of year (total assets less liabilities)2022-12-31$25,552,214
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$23,713,503
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$62,042
Value of interest in pooled separate accounts at end of year2022-12-31$11,492,639
Value of interest in pooled separate accounts at beginning of year2022-12-31$12,870,590
Interest on participant loans2022-12-31$8,719
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$88,799
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$3,604
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$3,604
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$60
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$223,899
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$521,280
Net investment gain/loss from pooled separate accounts2022-12-31$-2,057,405
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$13,576,461
Assets. Invements in employer securities at beginning of year2022-12-31$10,200,293
Contributions received in cash from employer2022-12-31$921,098
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$3,902
Income. Dividends from common stock2022-12-31$177,129
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,704,552
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Liabilities. Value of benefit claims payable at end of year2022-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$516
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31GRIMBLEBY COLEMAN ADVISORS & ACNTS
Accountancy firm EIN2022-12-31770000018
2021 : OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$422,165
Total unrealized appreciation/depreciation of assets2021-12-31$422,165
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$516
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$3,815,760
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$774,841
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$707,267
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,993,762
Value of total assets at end of year2021-12-31$23,714,019
Value of total assets at beginning of year2021-12-31$20,672,584
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$67,574
Total interest from all sources2021-12-31$6,036
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$160,722
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,151,349
Participant contributions at end of year2021-12-31$113,256
Participant contributions at beginning of year2021-12-31$77,646
Participant contributions at end of year2021-12-31$1,094
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$14,329
Other income not declared elsewhere2021-12-31$3,370
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,040,919
Value of net assets at end of year (total assets less liabilities)2021-12-31$23,713,503
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$20,672,584
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$67,574
Value of interest in pooled separate accounts at end of year2021-12-31$12,870,590
Value of interest in pooled separate accounts at beginning of year2021-12-31$10,725,859
Interest on participant loans2021-12-31$6,034
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$3,604
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$6,899
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$6,899
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$521,280
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$950,866
Net investment gain/loss from pooled separate accounts2021-12-31$1,229,705
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$10,200,293
Assets. Invements in employer securities at beginning of year2021-12-31$8,895,490
Contributions received in cash from employer2021-12-31$828,084
Employer contributions (assets) at end of year2021-12-31$3,902
Employer contributions (assets) at beginning of year2021-12-31$15,824
Income. Dividends from common stock2021-12-31$160,722
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$707,267
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Liabilities. Value of benefit claims payable at end of year2021-12-31$516
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31GRIMBLEBY COLEMAN, CPA'S INC.
Accountancy firm EIN2021-12-31770000018
2020 : OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$-1,387,539
Total unrealized appreciation/depreciation of assets2020-12-31$-1,387,539
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$888
Total income from all sources (including contributions)2020-12-31$2,086,757
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$384,368
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$319,435
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,740,706
Value of total assets at end of year2020-12-31$20,672,584
Value of total assets at beginning of year2020-12-31$18,971,083
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$64,933
Total interest from all sources2020-12-31$5,458
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$140,869
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,007,100
Participant contributions at end of year2020-12-31$77,646
Participant contributions at beginning of year2020-12-31$98,351
Other income not declared elsewhere2020-12-31$7,390
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,702,389
Value of net assets at end of year (total assets less liabilities)2020-12-31$20,672,584
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$18,970,195
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$64,933
Value of interest in pooled separate accounts at end of year2020-12-31$10,725,859
Value of interest in pooled separate accounts at beginning of year2020-12-31$8,846,188
Interest on participant loans2020-12-31$5,455
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$6,899
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$8,971
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$8,971
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$3
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$950,866
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$480,654
Net investment gain/loss from pooled separate accounts2020-12-31$1,579,873
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$8,895,490
Assets. Invements in employer securities at beginning of year2020-12-31$9,515,425
Contributions received in cash from employer2020-12-31$733,606
Employer contributions (assets) at end of year2020-12-31$15,824
Employer contributions (assets) at beginning of year2020-12-31$21,494
Income. Dividends from common stock2020-12-31$140,869
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$319,435
Liabilities. Value of benefit claims payable at end of year2020-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$888
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31GRIMBLEBY COLEMAN, CPA'S INC.
Accountancy firm EIN2020-12-31770000018
2019 : OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$548,438
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$548,438
Total unrealized appreciation/depreciation of assets2019-12-31$548,438
Total unrealized appreciation/depreciation of assets2019-12-31$548,438
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$888
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,573
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,573
Total income from all sources (including contributions)2019-12-31$3,904,099
Total income from all sources (including contributions)2019-12-31$3,904,099
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,595,013
Total of all expenses incurred2019-12-31$1,595,013
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,576,012
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,576,012
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,566,713
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,566,713
Value of total assets at end of year2019-12-31$18,971,083
Value of total assets at beginning of year2019-12-31$16,662,682
Value of total assets at beginning of year2019-12-31$16,662,682
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$19,001
Total interest from all sources2019-12-31$5,927
Total interest from all sources2019-12-31$5,927
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$132,560
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$132,560
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$897,612
Contributions received from participants2019-12-31$897,612
Participant contributions at end of year2019-12-31$98,351
Participant contributions at end of year2019-12-31$98,351
Participant contributions at beginning of year2019-12-31$124,673
Participant contributions at beginning of year2019-12-31$124,673
Other income not declared elsewhere2019-12-31$888
Other income not declared elsewhere2019-12-31$888
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,309,086
Value of net income/loss2019-12-31$2,309,086
Value of net assets at end of year (total assets less liabilities)2019-12-31$18,970,195
Value of net assets at end of year (total assets less liabilities)2019-12-31$18,970,195
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$16,661,109
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$16,661,109
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$19,001
Investment advisory and management fees2019-12-31$19,001
Value of interest in pooled separate accounts at end of year2019-12-31$8,846,188
Value of interest in pooled separate accounts at beginning of year2019-12-31$6,954,246
Value of interest in pooled separate accounts at beginning of year2019-12-31$6,954,246
Interest on participant loans2019-12-31$5,911
Interest on participant loans2019-12-31$5,911
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$8,971
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$8,971
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$12,484
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$12,484
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$12,484
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$12,484
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$16
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$16
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$480,654
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$480,654
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$563,971
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$563,971
Net investment gain/loss from pooled separate accounts2019-12-31$1,649,573
Net investment gain/loss from pooled separate accounts2019-12-31$1,649,573
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$9,515,425
Assets. Invements in employer securities at beginning of year2019-12-31$8,999,915
Assets. Invements in employer securities at beginning of year2019-12-31$8,999,915
Contributions received in cash from employer2019-12-31$669,101
Employer contributions (assets) at end of year2019-12-31$21,494
Employer contributions (assets) at end of year2019-12-31$21,494
Employer contributions (assets) at beginning of year2019-12-31$7,393
Employer contributions (assets) at beginning of year2019-12-31$7,393
Income. Dividends from common stock2019-12-31$132,560
Income. Dividends from common stock2019-12-31$132,560
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,576,012
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,576,012
Liabilities. Value of benefit claims payable at end of year2019-12-31$888
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$1,573
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GRIMBLEBY COLEMAN, CPA'S INC.
Accountancy firm EIN2019-12-31770000018
2018 : OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-646,737
Total unrealized appreciation/depreciation of assets2018-12-31$-646,737
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,573
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$576,083
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$216,952
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$207,979
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,539,166
Value of total assets at end of year2018-12-31$16,662,682
Value of total assets at beginning of year2018-12-31$16,301,978
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$8,973
Total interest from all sources2018-12-31$5,212
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$120,848
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$847,441
Participant contributions at end of year2018-12-31$124,673
Participant contributions at beginning of year2018-12-31$102,288
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$71,522
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$359,131
Value of net assets at end of year (total assets less liabilities)2018-12-31$16,661,109
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$16,301,978
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$8,973
Value of interest in pooled separate accounts at end of year2018-12-31$6,954,246
Value of interest in pooled separate accounts at beginning of year2018-12-31$6,687,826
Interest on participant loans2018-12-31$5,049
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$12,484
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$111,465
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$111,465
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$163
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$563,971
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$475,928
Net investment gain or loss from common/collective trusts2018-12-31$-442,406
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$8,999,915
Assets. Invements in employer securities at beginning of year2018-12-31$8,922,281
Contributions received in cash from employer2018-12-31$620,203
Employer contributions (assets) at end of year2018-12-31$7,393
Employer contributions (assets) at beginning of year2018-12-31$2,190
Income. Dividends from common stock2018-12-31$120,848
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$207,979
Liabilities. Value of benefit claims payable at end of year2018-12-31$1,573
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31GRIMBLEBY COLEMAN, CPA'S INC.
Accountancy firm EIN2018-12-31770000018
2017 : OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$3,168,745
Total unrealized appreciation/depreciation of assets2017-12-31$3,168,745
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$5,542,359
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$775,896
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$763,827
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,220,774
Value of total assets at end of year2017-12-31$16,301,978
Value of total assets at beginning of year2017-12-31$11,535,515
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$12,069
Total interest from all sources2017-12-31$5,235
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$112,532
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$712,204
Participant contributions at end of year2017-12-31$102,288
Participant contributions at beginning of year2017-12-31$83,605
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Liabilities. Value of operating payables at end of year2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,766,463
Value of net assets at end of year (total assets less liabilities)2017-12-31$16,301,978
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$11,535,515
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$12,069
Value of interest in pooled separate accounts at end of year2017-12-31$6,687,826
Value of interest in pooled separate accounts at beginning of year2017-12-31$5,518,826
Interest on participant loans2017-12-31$5,206
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$111,465
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$4,976
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$4,976
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$29
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$475,928
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$289,024
Asset value of US Government securities at end of year2017-12-31$0
Asset value of US Government securities at beginning of year2017-12-31$0
Net investment gain or loss from common/collective trusts2017-12-31$1,035,073
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$8,922,281
Assets. Invements in employer securities at beginning of year2017-12-31$5,635,463
Contributions received in cash from employer2017-12-31$508,570
Employer contributions (assets) at end of year2017-12-31$2,190
Employer contributions (assets) at beginning of year2017-12-31$3,621
Income. Dividends from preferred stock2017-12-31$112,532
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$763,827
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GRIMBLEBY COLEMAN, CPA'S INC.
Accountancy firm EIN2017-12-31770000018
2016 : OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$955,437
Total unrealized appreciation/depreciation of assets2016-12-31$955,437
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,724,014
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$264,390
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$259,479
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,309,242
Value of total assets at end of year2016-12-31$11,535,515
Value of total assets at beginning of year2016-12-31$9,075,891
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,911
Total interest from all sources2016-12-31$5,490
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$100,034
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$710,560
Participant contributions at end of year2016-12-31$83,605
Participant contributions at beginning of year2016-12-31$110,503
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$110,061
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Liabilities. Value of operating payables at end of year2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,459,624
Value of net assets at end of year (total assets less liabilities)2016-12-31$11,535,515
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$9,075,891
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$4,911
Value of interest in pooled separate accounts at end of year2016-12-31$5,518,826
Value of interest in pooled separate accounts at beginning of year2016-12-31$4,560,112
Interest on participant loans2016-12-31$5,351
Interest earned on other investments2016-12-31$136
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$4,976
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$7,746
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$7,746
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$3
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$289,024
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$195,879
Asset value of US Government securities at end of year2016-12-31$0
Asset value of US Government securities at beginning of year2016-12-31$0
Net investment gain or loss from common/collective trusts2016-12-31$353,811
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$5,635,463
Assets. Invements in employer securities at beginning of year2016-12-31$4,201,651
Contributions received in cash from employer2016-12-31$488,621
Employer contributions (assets) at end of year2016-12-31$3,621
Employer contributions (assets) at beginning of year2016-12-31$0
Income. Dividends from preferred stock2016-12-31$100,034
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$259,479
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GRIMBLEBY COLEMAN, CPA'S INC.
Accountancy firm EIN2016-12-31770000018
2015 : OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$82,851
Total unrealized appreciation/depreciation of assets2015-12-31$82,851
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,215,334
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$407,958
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$402,118
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,070,354
Value of total assets at end of year2015-12-31$9,075,891
Value of total assets at beginning of year2015-12-31$8,268,515
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$5,840
Total interest from all sources2015-12-31$5,740
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$80,484
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$614,709
Participant contributions at end of year2015-12-31$110,503
Participant contributions at beginning of year2015-12-31$67,463
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$23,952
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,645
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Liabilities. Value of operating payables at end of year2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$807,376
Value of net assets at end of year (total assets less liabilities)2015-12-31$9,075,891
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$8,268,515
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$5,840
Value of interest in pooled separate accounts at end of year2015-12-31$4,560,112
Value of interest in pooled separate accounts at beginning of year2015-12-31$4,253,956
Interest on participant loans2015-12-31$5,736
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$7,746
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$315
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$315
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$4
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$195,879
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$149,700
Asset value of US Government securities at end of year2015-12-31$0
Asset value of US Government securities at beginning of year2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$-24,095
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$4,201,651
Assets. Invements in employer securities at beginning of year2015-12-31$3,773,129
Contributions received in cash from employer2015-12-31$454,000
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Income. Dividends from preferred stock2015-12-31$80,484
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$402,118
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GRIMBLEBY COLEMAN, CPA'S INC.
Accountancy firm EIN2015-12-31770000018
2014 : OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$663,094
Total unrealized appreciation/depreciation of assets2014-12-31$663,094
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,129,048
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$903,623
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$894,832
Expenses. Certain deemed distributions of participant loans2014-12-31$1,532
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,146,609
Value of total assets at end of year2014-12-31$8,268,515
Value of total assets at beginning of year2014-12-31$7,043,090
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$7,259
Total interest from all sources2014-12-31$4,316
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$60,639
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$513,196
Participant contributions at end of year2014-12-31$67,463
Participant contributions at beginning of year2014-12-31$102,856
Participant contributions at end of year2014-12-31$23,952
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$262,413
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Liabilities. Value of operating payables at end of year2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,225,425
Value of net assets at end of year (total assets less liabilities)2014-12-31$8,268,515
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$7,043,090
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$7,259
Value of interest in pooled separate accounts at end of year2014-12-31$4,253,956
Value of interest in pooled separate accounts at beginning of year2014-12-31$3,781,897
Interest on participant loans2014-12-31$4,307
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$315
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$836
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$836
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$9
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$149,700
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$91,236
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$254,390
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$3,773,129
Assets. Invements in employer securities at beginning of year2014-12-31$3,066,265
Contributions received in cash from employer2014-12-31$371,000
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$0
Income. Dividends from preferred stock2014-12-31$60,639
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$894,832
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GRIMBLEBY COLEMAN, CPA'S INC.
Accountancy firm EIN2014-12-31770000018
2013 : OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$317,249
Total unrealized appreciation/depreciation of assets2013-12-31$317,249
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,764,573
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$693,367
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$661,430
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$839,418
Value of total assets at end of year2013-12-31$7,043,090
Value of total assets at beginning of year2013-12-31$5,971,884
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$31,937
Total interest from all sources2013-12-31$6,945
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$1,891
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$462,908
Participant contributions at end of year2013-12-31$102,856
Participant contributions at beginning of year2013-12-31$143,613
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$39,053
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,071,206
Value of net assets at end of year (total assets less liabilities)2013-12-31$7,043,090
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,971,884
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$25,999
Value of interest in pooled separate accounts at end of year2013-12-31$3,781,897
Value of interest in pooled separate accounts at beginning of year2013-12-31$2,976,011
Interest on participant loans2013-12-31$6,945
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$836
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$4,608
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$4,608
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$91,236
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$72,812
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$600,961
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$3,066,265
Assets. Invements in employer securities at beginning of year2013-12-31$2,767,668
Contributions received in cash from employer2013-12-31$337,457
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$7,172
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$661,430
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Contract administrator fees2013-12-31$4,047
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GRIMBLEBY COLEMAN, CPA'S INC.
Accountancy firm EIN2013-12-31770000018
2012 : OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$237,175
Total unrealized appreciation/depreciation of assets2012-12-31$237,175
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,999
Total income from all sources (including contributions)2012-12-31$1,396,494
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$242,774
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$211,179
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$804,033
Value of total assets at end of year2012-12-31$5,971,884
Value of total assets at beginning of year2012-12-31$4,820,163
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$31,595
Total interest from all sources2012-12-31$9,338
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$825
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$466,238
Participant contributions at end of year2012-12-31$143,613
Participant contributions at beginning of year2012-12-31$108,597
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Liabilities. Value of operating payables at end of year2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$1,999
Total non interest bearing cash at end of year2012-12-31$0
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,153,720
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,971,884
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,818,164
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$16,670
Value of interest in pooled separate accounts at end of year2012-12-31$2,976,011
Value of interest in pooled separate accounts at beginning of year2012-12-31$2,327,059
Interest on participant loans2012-12-31$6,367
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$4,608
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$224,093
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$224,093
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$2,971
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$72,812
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$72,494
Asset value of US Government securities at end of year2012-12-31$0
Asset value of US Government securities at beginning of year2012-12-31$0
Net investment gain or loss from common/collective trusts2012-12-31$345,948
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$2,767,668
Assets. Invements in employer securities at beginning of year2012-12-31$2,029,786
Contributions received in cash from employer2012-12-31$337,795
Employer contributions (assets) at end of year2012-12-31$7,172
Employer contributions (assets) at beginning of year2012-12-31$58,134
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$211,179
Asset. Corporate debt instrument preferred debt at end of year2012-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2012-12-31$0
Contract administrator fees2012-12-31$14,100
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GRIMBLEBY COLEMAN, CPA'S INC.
Accountancy firm EIN2012-12-31770000018
2011 : OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$227,915
Total unrealized appreciation/depreciation of assets2011-12-31$227,915
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$3,935
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Expenses. Interest paid2011-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$0
Total income from all sources (including contributions)2011-12-31$794,174
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$325,902
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$297,574
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$670,795
Value of total assets at end of year2011-12-31$4,822,099
Value of total assets at beginning of year2011-12-31$4,349,892
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$28,328
Total interest from all sources2011-12-31$10,656
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$250
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$387,361
Participant contributions at end of year2011-12-31$108,597
Participant contributions at beginning of year2011-12-31$127,999
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Liabilities. Value of operating payables at end of year2011-12-31$3,935
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$468,272
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,818,164
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,349,892
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$15,732
Value of interest in pooled separate accounts at end of year2011-12-31$2,327,059
Value of interest in pooled separate accounts at beginning of year2011-12-31$2,332,103
Interest on participant loans2011-12-31$6,949
Income. Interest from loans (other than to participants)2011-12-31$0
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$224,093
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$395,200
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$395,200
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$3,707
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$74,430
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$68,330
Asset value of US Government securities at end of year2011-12-31$0
Asset value of US Government securities at beginning of year2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$-115,192
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$2,029,786
Assets. Invements in employer securities at beginning of year2011-12-31$1,426,260
Contributions received in cash from employer2011-12-31$283,434
Employer contributions (assets) at end of year2011-12-31$58,134
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$297,574
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$0
Contract administrator fees2011-12-31$12,346
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GRIMBLEBY COLEMAN, CPA'S INC.
Accountancy firm EIN2011-12-31770000018
2010 : OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$352,182
Total unrealized appreciation/depreciation of assets2010-12-31$352,182
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,241,775
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$359,120
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$335,049
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$608,656
Value of total assets at end of year2010-12-31$4,349,892
Value of total assets at beginning of year2010-12-31$3,467,237
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$24,071
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$12,932
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$0
Assets. Real estate other than employer real property at end of year2010-12-31$0
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$230
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$349,968
Participant contributions at end of year2010-12-31$127,999
Participant contributions at beginning of year2010-12-31$140,965
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$8,554
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Assets. Loans (other than to participants) at end of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$91
Administrative expenses (other) incurred2010-12-31$0
Liabilities. Value of operating payables at end of year2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$882,655
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,349,892
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,467,237
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$0
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Investment advisory and management fees2010-12-31$2,511
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$0
Value of interest in pooled separate accounts at end of year2010-12-31$2,332,103
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,891,293
Interest on participant loans2010-12-31$7,952
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in master investment trust accounts at end of year2010-12-31$0
Value of interest in master investment trust accounts at beginning of year2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$395,200
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$275,439
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$275,439
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$4,980
Assets. Value of investments in 103.12 investment entities at end of year2010-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$68,330
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$115,779
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Asset value of US Government securities at end of year2010-12-31$0
Asset value of US Government securities at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$267,914
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$1,426,260
Assets. Invements in employer securities at beginning of year2010-12-31$1,035,207
Assets. Value of employer real property at end of year2010-12-31$0
Assets. Value of employer real property at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$258,688
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$0
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$335,049
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Contract administrator fees2010-12-31$21,330
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Liabilities. Value of benefit claims payable at end of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31GRIMBLEBY COLEMAN, CPA'S, INC.
Accountancy firm EIN2010-12-31770000018
2009 : OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN

2022: OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: OAK VALLEY COMMUNITY BANK 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number1260996-01
Policy instance 1
Insurance contract or identification number1260996-01
Number of Individuals Covered232
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number1260996-01
Policy instance 2
Insurance contract or identification number1260996-01
Number of Individuals Covered206
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number601322-000
Policy instance 1
Insurance contract or identification number601322-000
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number601322-000
Policy instance 1
Insurance contract or identification number601322-000
Number of Individuals Covered201
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number601322-000
Policy instance 1
Insurance contract or identification number601322-000
Number of Individuals Covered180
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $20,741
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $20,741
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number601322-000
Policy instance 1
Insurance contract or identification number601322-000
Number of Individuals Covered157
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $23,073
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $23,073
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number601322-000
Policy instance 1
Insurance contract or identification number601322-000
Number of Individuals Covered153
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $19,411
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $19,411
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH LIFE AGENCY, INC.
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number601322-000
Policy instance 1
Insurance contract or identification number601322-000
Number of Individuals Covered151
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $13,830
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,830
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH LIFE AGENCY, INC.
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number601322-000
Policy instance 1
Insurance contract or identification number601322-000
Number of Individuals Covered136
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $7,294
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,294
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH LIFE AGENCY, INC.
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number601322-000
Policy instance 2
Insurance contract or identification number601322-000
Number of Individuals Covered125
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $25,999
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $25,999
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH LIFE AGENCY, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number70522
Policy instance 1
Insurance contract or identification number70522
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-07-15
Total amount of commissions paid to insurance brokerUSD $6,274
Total amount of fees paid to insurance companyUSD $1,811
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,274
Insurance broker organization code?3
Amount paid for insurance broker fees1811
Additional information about fees paid to insurance brokerTPA FEES AND COMPENSATION
Insurance broker namePENSION MANAGEMENT CONSULTANTS, INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number70522
Policy instance 1
Insurance contract or identification number70522
Number of Individuals Covered119
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $14,118
Total amount of fees paid to insurance companyUSD $2,268
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,118
Insurance broker organization code?3
Amount paid for insurance broker fees2268
Additional information about fees paid to insurance brokerTPA FEES AND COMPENSATION
Insurance broker namePENSION MANAGEMENT CONSULTANTS, INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number70522
Policy instance 1
Insurance contract or identification number70522
Number of Individuals Covered101
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $12,720
Total amount of fees paid to insurance companyUSD $1,507
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number70522
Policy instance 1
Insurance contract or identification number70522
Number of Individuals Covered93
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $10,987
Total amount of fees paid to insurance companyUSD $1,302
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,987
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
Amount paid for insurance broker fees1072
Insurance broker nameVALLEY PENSION SERVICES, INC.

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