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SOUTHWEST AGENCY, INC. 401(K) PLAN 401k Plan overview

Plan NameSOUTHWEST AGENCY, INC. 401(K) PLAN
Plan identification number 001

SOUTHWEST AGENCY, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

SOUTHWEST AGENCY, INC. has sponsored the creation of one or more 401k plans.

Company Name:SOUTHWEST AGENCY, INC.
Employer identification number (EIN):770409311
NAIC Classification:524140

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTHWEST AGENCY, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-10-01JOHN HOLT2016-12-20
0012014-10-01JOHN HOLT2016-06-16
0012013-10-01JOHN HOLT2015-07-16
0012012-10-01JOHN HOLT2014-07-15
0012011-10-01JOHN HOLT2013-07-11
0012010-10-01JOHN HOLT2013-05-28
0012008-10-01JOHN HOLT
0012007-10-01JOHN HOLT
0012006-10-01JOHN HOLT
0012005-10-01JOHN HOLT
0012004-10-01JOHN HOLT

Plan Statistics for SOUTHWEST AGENCY, INC. 401(K) PLAN

401k plan membership statisitcs for SOUTHWEST AGENCY, INC. 401(K) PLAN

Measure Date Value
2008: SOUTHWEST AGENCY, INC. 401(K) PLAN 2008 401k membership
Total participants, beginning-of-year2008-10-012
Total number of active participants reported on line 7a of the Form 55002008-10-011
Number of retired or separated participants receiving benefits2008-10-010
Number of other retired or separated participants entitled to future benefits2008-10-010
Total of all active and inactive participants2008-10-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-10-010
Total participants2008-10-011
Number of participants with account balances2008-10-011
2007: SOUTHWEST AGENCY, INC. 401(K) PLAN 2007 401k membership
Total participants, beginning-of-year2007-10-012
Total number of active participants reported on line 7a of the Form 55002007-10-012
Number of retired or separated participants receiving benefits2007-10-010
Number of other retired or separated participants entitled to future benefits2007-10-010
Total of all active and inactive participants2007-10-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2007-10-010
Total participants2007-10-012
Number of participants with account balances2007-10-011
2006: SOUTHWEST AGENCY, INC. 401(K) PLAN 2006 401k membership
Total participants, beginning-of-year2006-10-012
Total number of active participants reported on line 7a of the Form 55002006-10-012
Number of retired or separated participants receiving benefits2006-10-010
Number of other retired or separated participants entitled to future benefits2006-10-010
Total of all active and inactive participants2006-10-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2006-10-010
Total participants2006-10-012
Number of participants with account balances2006-10-011
2005: SOUTHWEST AGENCY, INC. 401(K) PLAN 2005 401k membership
Total participants, beginning-of-year2005-10-012
Total number of active participants reported on line 7a of the Form 55002005-10-012
Number of retired or separated participants receiving benefits2005-10-010
Number of other retired or separated participants entitled to future benefits2005-10-010
Total of all active and inactive participants2005-10-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2005-10-010
Total participants2005-10-012
Number of participants with account balances2005-10-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2005-10-010
2004: SOUTHWEST AGENCY, INC. 401(K) PLAN 2004 401k membership
Total participants, beginning-of-year2004-10-011
Total number of active participants reported on line 7a of the Form 55002004-10-011
Number of retired or separated participants receiving benefits2004-10-010
Number of other retired or separated participants entitled to future benefits2004-10-010
Total of all active and inactive participants2004-10-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2004-10-010
Total participants2004-10-011
Number of participants with account balances2004-10-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2004-10-010

Financial Data on SOUTHWEST AGENCY, INC. 401(K) PLAN

Measure Date Value
2009 : SOUTHWEST AGENCY, INC. 401(K) PLAN 2009 401k financial data
Total income from all sources2009-09-30$-13,918
Expenses. Total of all expenses incurred2009-09-30$150,000
Benefits paid (including direct rollovers)2009-09-30$150,000
Total plan assets at end of year2009-09-30$486,614
Total plan assets at beginning of year2009-09-30$650,532
Other income received2009-09-30$-13,918
Net income (gross income less expenses)2009-09-30$-163,918
Net plan assets at end of year (total assets less liabilities)2009-09-30$486,614
Net plan assets at beginning of year (total assets less liabilities)2009-09-30$650,532
Assets. Value of participant loans2009-09-30$43,396
2008 : SOUTHWEST AGENCY, INC. 401(K) PLAN 2008 401k financial data
Total income from all sources2008-09-30$307,153
Total plan assets at end of year2008-09-30$650,532
Total plan assets at beginning of year2008-09-30$343,379
Other income received2008-09-30$307,153
Net income (gross income less expenses)2008-09-30$307,153
Net plan assets at end of year (total assets less liabilities)2008-09-30$650,532
Net plan assets at beginning of year (total assets less liabilities)2008-09-30$343,379
Assets. Value of participant loans2008-09-30$47,815
2007 : SOUTHWEST AGENCY, INC. 401(K) PLAN 2007 401k financial data
Total income from all sources2007-09-30$1,755
Total plan assets at end of year2007-09-30$343,379
Total plan assets at beginning of year2007-09-30$341,624
Other income received2007-09-30$1,755
Net income (gross income less expenses)2007-09-30$1,755
Net plan assets at end of year (total assets less liabilities)2007-09-30$343,379
Net plan assets at beginning of year (total assets less liabilities)2007-09-30$341,624
Assets. Value of participant loans2007-09-30$50,000
2006 : SOUTHWEST AGENCY, INC. 401(K) PLAN 2006 401k financial data
Total income from all sources2006-09-30$23,540
Expenses. Total of all expenses incurred2006-09-30$0
Total plan assets at end of year2006-09-30$341,624
Total plan assets at beginning of year2006-09-30$318,084
Other income received2006-09-30$23,540
Net income (gross income less expenses)2006-09-30$23,540
Net plan assets at end of year (total assets less liabilities)2006-09-30$341,624
Net plan assets at beginning of year (total assets less liabilities)2006-09-30$318,084
Assets. Value of participant loans2006-09-30$50,000
2005 : SOUTHWEST AGENCY, INC. 401(K) PLAN 2005 401k financial data
Total income from all sources2005-09-30$-1,518
Expenses. Total of all expenses incurred2005-09-30$0
Total plan assets at end of year2005-09-30$318,084
Total plan assets at beginning of year2005-09-30$319,602
Other income received2005-09-30$-1,518
Net income (gross income less expenses)2005-09-30$-1,518
Net plan assets at end of year (total assets less liabilities)2005-09-30$318,084
Net plan assets at beginning of year (total assets less liabilities)2005-09-30$319,602
Assets. Value of participant loans2005-09-30$50,000

Form 5500 Responses for SOUTHWEST AGENCY, INC. 401(K) PLAN

2008: SOUTHWEST AGENCY, INC. 401(K) PLAN 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo
2008-10-01Plan funding arrangement – TrustYes
2008-10-01Plan benefit arrangement - TrustYes
2007: SOUTHWEST AGENCY, INC. 401(K) PLAN 2007 form 5500 responses
2007-10-01Type of plan entitySingle employer plan
2007-10-01Submission has been amendedNo
2007-10-01This submission is the final filingNo
2007-10-01This return/report is a short plan year return/report (less than 12 months)No
2007-10-01Plan is a collectively bargained planNo
2007-10-01Plan funding arrangement – TrustYes
2007-10-01Plan benefit arrangement - TrustYes
2006: SOUTHWEST AGENCY, INC. 401(K) PLAN 2006 form 5500 responses
2006-10-01Type of plan entitySingle employer plan
2006-10-01Submission has been amendedNo
2006-10-01This submission is the final filingNo
2006-10-01This return/report is a short plan year return/report (less than 12 months)No
2006-10-01Plan is a collectively bargained planNo
2006-10-01Plan funding arrangement – TrustYes
2006-10-01Plan benefit arrangement - TrustYes
2005: SOUTHWEST AGENCY, INC. 401(K) PLAN 2005 form 5500 responses
2005-10-01Type of plan entitySingle employer plan
2005-10-01Submission has been amendedNo
2005-10-01This submission is the final filingNo
2005-10-01This return/report is a short plan year return/report (less than 12 months)No
2005-10-01Plan is a collectively bargained planNo
2005-10-01Plan funding arrangement – TrustYes
2005-10-01Plan benefit arrangement - TrustYes
2004: SOUTHWEST AGENCY, INC. 401(K) PLAN 2004 form 5500 responses
2004-10-01Type of plan entitySingle employer plan
2004-10-01Submission has been amendedYes
2004-10-01This submission is the final filingNo
2004-10-01This return/report is a short plan year return/report (less than 12 months)No
2004-10-01Plan is a collectively bargained planNo
2004-10-01Plan funding arrangement – TrustYes
2004-10-01Plan benefit arrangement - TrustYes

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