FUNCTION ENGINEERING, INC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan FUNCTION ENGINEERING, INC 401(K) PLAN
| Measure | Date | Value |
|---|
| 2016: FUNCTION ENGINEERING, INC 401(K) PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 48 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 6 |
| Total of all active and inactive participants | 2016-01-01 | 54 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 54 |
| Number of participants with account balances | 2016-01-01 | 51 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: FUNCTION ENGINEERING, INC 401(K) PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 52 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 44 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 9 |
| Total of all active and inactive participants | 2015-01-01 | 53 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 53 |
| Number of participants with account balances | 2015-01-01 | 52 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: FUNCTION ENGINEERING, INC 401(K) PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 49 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 42 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 10 |
| Total of all active and inactive participants | 2014-01-01 | 52 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 52 |
| Number of participants with account balances | 2014-01-01 | 52 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
| 2013: FUNCTION ENGINEERING, INC 401(K) PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 50 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 43 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 7 |
| Total of all active and inactive participants | 2013-01-01 | 50 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 50 |
| Number of participants with account balances | 2013-01-01 | 49 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
| 2012: FUNCTION ENGINEERING, INC 401(K) PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 48 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 43 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 7 |
| Total of all active and inactive participants | 2012-01-01 | 50 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 50 |
| Number of participants with account balances | 2012-01-01 | 43 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: FUNCTION ENGINEERING, INC 401(K) PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 44 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 41 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 6 |
| Total of all active and inactive participants | 2011-01-01 | 47 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 47 |
| Number of participants with account balances | 2011-01-01 | 46 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2016 : FUNCTION ENGINEERING, INC 401(K) PLAN 2016 401k financial data |
|---|
| Total plan liabilities at end of year | 2016-12-31 | $0 |
| Total plan liabilities at beginning of year | 2016-12-31 | $0 |
| Total income from all sources | 2016-12-31 | $1,530,031 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $436,844 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $393,066 |
| Total plan assets at end of year | 2016-12-31 | $10,839,005 |
| Total plan assets at beginning of year | 2016-12-31 | $9,745,818 |
| Value of fidelity bond covering the plan | 2016-12-31 | $0 |
| Total contributions received or receivable from participants | 2016-12-31 | $528,758 |
| Contributions received from other sources (not participants or employers) | 2016-12-31 | $99,694 |
| Other income received | 2016-12-31 | $630,923 |
| Net income (gross income less expenses) | 2016-12-31 | $1,093,187 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $10,839,005 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $9,745,818 |
| Assets. Value of participant loans | 2016-12-31 | $15,545 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $270,656 |
| Value of certain deemed distributions of participant loans | 2016-12-31 | $0 |
| Value of corrective distributions | 2016-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $43,778 |
| 2015 : FUNCTION ENGINEERING, INC 401(K) PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $578,802 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $514,339 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $511,985 |
| Total plan assets at end of year | 2015-12-31 | $9,745,818 |
| Total plan assets at beginning of year | 2015-12-31 | $9,681,355 |
| Value of fidelity bond covering the plan | 2015-12-31 | $900,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $470,253 |
| Expenses. Other expenses not covered elsewhere | 2015-12-31 | $2,354 |
| Contributions received from other sources (not participants or employers) | 2015-12-31 | $21,237 |
| Other income received | 2015-12-31 | $-166,978 |
| Net income (gross income less expenses) | 2015-12-31 | $64,463 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $9,745,818 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $9,681,355 |
| Assets. Value of participant loans | 2015-12-31 | $35,052 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $254,290 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| 2014 : FUNCTION ENGINEERING, INC 401(K) PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $1,208,356 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $165,162 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $165,089 |
| Total plan assets at end of year | 2014-12-31 | $9,681,355 |
| Total plan assets at beginning of year | 2014-12-31 | $8,638,161 |
| Value of fidelity bond covering the plan | 2014-12-31 | $900,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $485,264 |
| Expenses. Other expenses not covered elsewhere | 2014-12-31 | $73 |
| Contributions received from other sources (not participants or employers) | 2014-12-31 | $64,779 |
| Other income received | 2014-12-31 | $398,793 |
| Net income (gross income less expenses) | 2014-12-31 | $1,043,194 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $9,681,355 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $8,638,161 |
| Assets. Value of participant loans | 2014-12-31 | $53,648 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $259,520 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| 2013 : FUNCTION ENGINEERING, INC 401(K) PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $2,189,059 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $426,304 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $426,206 |
| Total plan assets at end of year | 2013-12-31 | $8,638,161 |
| Total plan assets at beginning of year | 2013-12-31 | $6,875,406 |
| Value of fidelity bond covering the plan | 2013-12-31 | $900,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $425,220 |
| Expenses. Other expenses not covered elsewhere | 2013-12-31 | $98 |
| Other income received | 2013-12-31 | $1,545,835 |
| Net income (gross income less expenses) | 2013-12-31 | $1,762,755 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $8,638,161 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $6,875,406 |
| Assets. Value of participant loans | 2013-12-31 | $71,441 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $218,004 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| 2012 : FUNCTION ENGINEERING, INC 401(K) PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $1,437,797 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $11,977 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $11,816 |
| Total plan assets at end of year | 2012-12-31 | $6,875,406 |
| Total plan assets at beginning of year | 2012-12-31 | $5,449,586 |
| Value of fidelity bond covering the plan | 2012-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $430,914 |
| Expenses. Other expenses not covered elsewhere | 2012-12-31 | $161 |
| Other income received | 2012-12-31 | $781,896 |
| Net income (gross income less expenses) | 2012-12-31 | $1,425,820 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $6,875,406 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $5,449,586 |
| Assets. Value of participant loans | 2012-12-31 | $88,464 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $224,987 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| 2011 : FUNCTION ENGINEERING, INC 401(K) PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $703,268 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $427,422 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $427,422 |
| Total plan assets at end of year | 2011-12-31 | $5,449,586 |
| Total plan assets at beginning of year | 2011-12-31 | $5,173,740 |
| Value of fidelity bond covering the plan | 2011-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $426,027 |
| Contributions received from other sources (not participants or employers) | 2011-12-31 | $170,571 |
| Other income received | 2011-12-31 | $-115,540 |
| Net income (gross income less expenses) | 2011-12-31 | $275,846 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $5,449,586 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $5,173,740 |
| Assets. Value of participant loans | 2011-12-31 | $32,865 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $222,210 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| 2016: FUNCTION ENGINEERING, INC 401(K) PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: FUNCTION ENGINEERING, INC 401(K) PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: FUNCTION ENGINEERING, INC 401(K) PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: FUNCTION ENGINEERING, INC 401(K) PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: FUNCTION ENGINEERING, INC 401(K) PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: FUNCTION ENGINEERING, INC 401(K) PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-823746 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-823746 | | Number of Individuals Covered | 52 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $2,354 | | Total amount of fees paid to insurance company | USD $3,916 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Commission paid to Insurance Broker | USD $2,354 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 3916 | | Additional information about fees paid to insurance broker | SALES/MARKETING | | Insurance broker name | MERRILL LYNCH PIERCE FENNER SMITH I |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-823746 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-823746 | | Number of Individuals Covered | 52 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $26,067 | | Total amount of fees paid to insurance company | USD $3,521 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Commission paid to Insurance Broker | USD $26,067 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 3521 | | Additional information about fees paid to insurance broker | SALES/MARKETING | | Insurance broker name | MERRILL LYNCH PIERCE FENNER SMITH I |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-823746 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-823746 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $21,400 | | Total amount of fees paid to insurance company | USD $2,898 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Commission paid to Insurance Broker | USD $21,400 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 2898 | | Additional information about fees paid to insurance broker | SALES/MARKETING | | Insurance broker name | MERRILL LYNCH PIERCE FENNER SMITH I |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-823746 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-823746 | | Number of Individuals Covered | 43 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $17,852 | | Total amount of fees paid to insurance company | USD $2,332 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Commission paid to Insurance Broker | USD $17,852 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 2332 | | Additional information about fees paid to insurance broker | SALES/MARKETING | | Insurance broker name | MERRILL LYNCH PIERCE FENNER SMITH I |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-823746 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-823746 | | Number of Individuals Covered | 47 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $24,806 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No |
|
