Logo

THERAPEUTIC PATHWAYS 401(K) PLAN 401k Plan overview

Plan NameTHERAPEUTIC PATHWAYS 401(K) PLAN
Plan identification number 001

THERAPEUTIC PATHWAYS 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THERAPEUTIC PATHWAYS, INC. has sponsored the creation of one or more 401k plans.

Company Name:THERAPEUTIC PATHWAYS, INC.
Employer identification number (EIN):770576678
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THERAPEUTIC PATHWAYS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01JOSHUA SLEEPER2023-10-16 JOSHUA SLEEPER2023-10-16
0012021-01-01COLEEN SPARKMAN2022-09-19 COLEEN SPARKMAN2022-09-19
0012020-01-01JANE HOWARD2021-08-02 JANE HOWARD2021-08-02
0012019-01-01COLEEN SPARKMAN2020-10-13 COLEEN SPARKMAN2020-10-13
0012018-01-01
0012017-01-01COLEEN SPARKMAN
0012016-01-01COLEEN SPARKMAN COLEEN SPARKMAN2017-09-25
0012015-01-01COLEEN SPARKMAN
0012014-01-01
0012013-01-01COLEEN SPARKMAN
0012012-01-01COLEEN SPARKMAN
0012011-01-01COLEEN SPARKMAN
0012009-01-01COLEEN R SPARKMAN COLEEN R SPARKMAN2010-10-19

Plan Statistics for THERAPEUTIC PATHWAYS 401(K) PLAN

401k plan membership statisitcs for THERAPEUTIC PATHWAYS 401(K) PLAN

Measure Date Value
2022: THERAPEUTIC PATHWAYS 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01369
Total number of active participants reported on line 7a of the Form 55002022-01-01255
Number of retired or separated participants receiving benefits2022-01-0161
Total of all active and inactive participants2022-01-01316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01316
Number of participants with account balances2022-01-01135
2021: THERAPEUTIC PATHWAYS 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01372
Total number of active participants reported on line 7a of the Form 55002021-01-01268
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0149
Total of all active and inactive participants2021-01-01317
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01317
Number of participants with account balances2021-01-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: THERAPEUTIC PATHWAYS 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01414
Total number of active participants reported on line 7a of the Form 55002020-01-01307
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0167
Total of all active and inactive participants2020-01-01374
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01374
Number of participants with account balances2020-01-01337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0122
2019: THERAPEUTIC PATHWAYS 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01368
Total number of active participants reported on line 7a of the Form 55002019-01-01356
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0158
Total of all active and inactive participants2019-01-01414
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01414
Number of participants with account balances2019-01-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THERAPEUTIC PATHWAYS 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01356
Total number of active participants reported on line 7a of the Form 55002018-01-01270
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0166
Total of all active and inactive participants2018-01-01336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01336
Number of participants with account balances2018-01-01145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THERAPEUTIC PATHWAYS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01309
Total number of active participants reported on line 7a of the Form 55002017-01-01247
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0187
Total of all active and inactive participants2017-01-01334
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01334
Number of participants with account balances2017-01-01164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2016: THERAPEUTIC PATHWAYS 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01286
Total number of active participants reported on line 7a of the Form 55002016-01-01209
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0179
Total of all active and inactive participants2016-01-01288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01288
Number of participants with account balances2016-01-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0112
2015: THERAPEUTIC PATHWAYS 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01227
Total number of active participants reported on line 7a of the Form 55002015-01-01194
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0166
Total of all active and inactive participants2015-01-01260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01260
Number of participants with account balances2015-01-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-016
2014: THERAPEUTIC PATHWAYS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01202
Total number of active participants reported on line 7a of the Form 55002014-01-01173
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0149
Total of all active and inactive participants2014-01-01222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01222
Number of participants with account balances2014-01-01139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-015
2013: THERAPEUTIC PATHWAYS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01172
Total number of active participants reported on line 7a of the Form 55002013-01-01148
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0137
Total of all active and inactive participants2013-01-01185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01185
Number of participants with account balances2013-01-01136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-018
2012: THERAPEUTIC PATHWAYS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01132
Total number of active participants reported on line 7a of the Form 55002012-01-01118
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0117
Total of all active and inactive participants2012-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01135
Number of participants with account balances2012-01-0159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: THERAPEUTIC PATHWAYS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01129
Total number of active participants reported on line 7a of the Form 55002011-01-01102
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0117
Total of all active and inactive participants2011-01-01119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01119
Number of participants with account balances2011-01-0146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-014
2009: THERAPEUTIC PATHWAYS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01156
Total number of active participants reported on line 7a of the Form 55002009-01-01162
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-01163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01163
Number of participants with account balances2009-01-0145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on THERAPEUTIC PATHWAYS 401(K) PLAN

Measure Date Value
2022 : THERAPEUTIC PATHWAYS 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-243,361
Total of all expenses incurred2022-12-31$481,131
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$442,361
Expenses. Certain deemed distributions of participant loans2022-12-31$990
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$686,673
Value of total assets at end of year2022-12-31$4,968,115
Value of total assets at beginning of year2022-12-31$5,692,607
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$37,780
Total interest from all sources2022-12-31$3,328
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$121,562
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$121,562
Administrative expenses professional fees incurred2022-12-31$37,780
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$426,786
Participant contributions at end of year2022-12-31$88,103
Participant contributions at beginning of year2022-12-31$21,594
Participant contributions at end of year2022-12-31$30,948
Participant contributions at beginning of year2022-12-31$16,014
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$40,500
Other income not declared elsewhere2022-12-31$3,294
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-724,492
Value of net assets at end of year (total assets less liabilities)2022-12-31$4,968,115
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$5,692,607
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$4,684,533
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$5,499,450
Interest on participant loans2022-12-31$3,328
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$148,968
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$146,459
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,058,218
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$219,387
Employer contributions (assets) at end of year2022-12-31$15,563
Employer contributions (assets) at beginning of year2022-12-31$9,090
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$442,361
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31LBMC, PC
Accountancy firm EIN2022-12-31621199757
2021 : THERAPEUTIC PATHWAYS 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$1,337,810
Total of all expenses incurred2021-12-31$188,794
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$146,958
Expenses. Certain deemed distributions of participant loans2021-12-31$5,989
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$626,636
Value of total assets at end of year2021-12-31$5,692,607
Value of total assets at beginning of year2021-12-31$4,543,591
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$35,847
Total interest from all sources2021-12-31$1,846
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$149,762
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$149,762
Administrative expenses professional fees incurred2021-12-31$35,847
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$408,816
Participant contributions at end of year2021-12-31$21,594
Participant contributions at beginning of year2021-12-31$32,024
Participant contributions at end of year2021-12-31$16,014
Participant contributions at beginning of year2021-12-31$15,414
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,149,016
Value of net assets at end of year (total assets less liabilities)2021-12-31$5,692,607
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$4,543,591
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$5,499,450
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$4,361,033
Interest on participant loans2021-12-31$1,846
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$146,459
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$126,566
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$559,566
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$217,820
Employer contributions (assets) at end of year2021-12-31$9,090
Employer contributions (assets) at beginning of year2021-12-31$8,554
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$146,958
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ATHERTON & ASSOCIATES, LLP
Accountancy firm EIN2021-12-31941239084
2020 : THERAPEUTIC PATHWAYS 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$1,145,281
Total of all expenses incurred2020-12-31$156,531
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$143,535
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$668,480
Value of total assets at end of year2020-12-31$4,543,591
Value of total assets at beginning of year2020-12-31$3,554,841
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$12,996
Total interest from all sources2020-12-31$3,066
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$68,946
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$68,946
Administrative expenses professional fees incurred2020-12-31$12,996
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$338,756
Participant contributions at end of year2020-12-31$32,024
Participant contributions at beginning of year2020-12-31$37,632
Participant contributions at end of year2020-12-31$15,414
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$140,574
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$988,750
Value of net assets at end of year (total assets less liabilities)2020-12-31$4,543,591
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$3,554,841
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$4,361,033
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$3,405,224
Interest on participant loans2020-12-31$3,066
Value of interest in common/collective trusts at beginning of year2020-12-31$81,348
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$126,566
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$30,637
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$404,789
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$189,150
Employer contributions (assets) at end of year2020-12-31$8,554
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$143,535
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31ATHERTON & ASSOCIATES, LLP
Accountancy firm EIN2020-12-31770550391
2019 : THERAPEUTIC PATHWAYS 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$1,151,416
Total income from all sources (including contributions)2019-12-31$1,151,416
Total of all expenses incurred2019-12-31$202,179
Total of all expenses incurred2019-12-31$202,179
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$198,867
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$198,867
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$511,958
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$511,958
Value of total assets at end of year2019-12-31$3,554,841
Value of total assets at end of year2019-12-31$3,554,841
Value of total assets at beginning of year2019-12-31$2,605,604
Value of total assets at beginning of year2019-12-31$2,605,604
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$3,312
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$3,312
Total interest from all sources2019-12-31$1,584
Total interest from all sources2019-12-31$1,584
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$323,425
Contributions received from participants2019-12-31$323,425
Participant contributions at end of year2019-12-31$37,632
Participant contributions at end of year2019-12-31$37,632
Participant contributions at beginning of year2019-12-31$17,018
Participant contributions at beginning of year2019-12-31$17,018
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$14,453
Participant contributions at beginning of year2019-12-31$14,453
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$4,257
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$4,257
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$949,237
Value of net income/loss2019-12-31$949,237
Value of net assets at end of year (total assets less liabilities)2019-12-31$3,554,841
Value of net assets at end of year (total assets less liabilities)2019-12-31$3,554,841
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,605,604
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,605,604
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$3,405,224
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$3,405,224
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,478,802
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,478,802
Value of interest in pooled separate accounts at beginning of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$0
Interest on participant loans2019-12-31$1,481
Interest on participant loans2019-12-31$1,481
Value of interest in common/collective trusts at end of year2019-12-31$81,348
Value of interest in common/collective trusts at end of year2019-12-31$81,348
Value of interest in common/collective trusts at beginning of year2019-12-31$67,058
Value of interest in common/collective trusts at beginning of year2019-12-31$67,058
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$103
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$103
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$30,637
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$30,637
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$20,065
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$20,065
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$637,874
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$637,874
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$184,276
Contributions received in cash from employer2019-12-31$184,276
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$8,208
Employer contributions (assets) at beginning of year2019-12-31$8,208
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$198,867
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$198,867
Contract administrator fees2019-12-31$3,312
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GUY M. RANSOM, CPA
Accountancy firm name2019-12-31GUY M. RANSOM, CPA
Accountancy firm EIN2019-12-31770550391
Accountancy firm EIN2019-12-31770550391
2018 : THERAPEUTIC PATHWAYS 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-212,844
Total unrealized appreciation/depreciation of assets2018-12-31$-212,844
Total income from all sources (including contributions)2018-12-31$266,278
Total of all expenses incurred2018-12-31$121,124
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$118,363
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$478,233
Value of total assets at end of year2018-12-31$2,605,604
Value of total assets at beginning of year2018-12-31$2,460,450
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$2,761
Total interest from all sources2018-12-31$889
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$308,420
Participant contributions at end of year2018-12-31$17,018
Participant contributions at beginning of year2018-12-31$14,630
Participant contributions at end of year2018-12-31$14,453
Participant contributions at beginning of year2018-12-31$10,265
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$3,368
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$145,154
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,605,604
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,460,450
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$2,478,802
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$2,334,472
Value of interest in pooled separate accounts at end of year2018-12-31$0
Interest on participant loans2018-12-31$889
Value of interest in common/collective trusts at end of year2018-12-31$67,058
Value of interest in common/collective trusts at beginning of year2018-12-31$73,177
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$20,065
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$21,680
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$166,445
Employer contributions (assets) at end of year2018-12-31$8,208
Employer contributions (assets) at beginning of year2018-12-31$6,226
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$118,363
Contract administrator fees2018-12-31$2,761
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31GUY M. RANSOM, CPA
Accountancy firm EIN2018-12-31770550391
2017 : THERAPEUTIC PATHWAYS 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$363,719
Total unrealized appreciation/depreciation of assets2017-12-31$363,719
Total income from all sources (including contributions)2017-12-31$765,296
Total of all expenses incurred2017-12-31$81,725
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$80,131
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$400,246
Value of total assets at end of year2017-12-31$2,460,450
Value of total assets at beginning of year2017-12-31$1,776,879
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,594
Total interest from all sources2017-12-31$1,209
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$122
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$122
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$246,384
Participant contributions at end of year2017-12-31$14,630
Participant contributions at beginning of year2017-12-31$23,222
Participant contributions at end of year2017-12-31$10,265
Participant contributions at beginning of year2017-12-31$9,586
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$683,571
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,460,450
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,776,879
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$2,334,472
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,665,007
Interest on participant loans2017-12-31$1,209
Value of interest in common/collective trusts at end of year2017-12-31$73,177
Value of interest in common/collective trusts at beginning of year2017-12-31$52,213
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$21,680
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$20,982
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$153,862
Employer contributions (assets) at end of year2017-12-31$6,226
Employer contributions (assets) at beginning of year2017-12-31$5,869
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$80,131
Contract administrator fees2017-12-31$1,594
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GUY M. RANSOM, CPA
Accountancy firm EIN2017-12-31770550391
2016 : THERAPEUTIC PATHWAYS 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$118,020
Total unrealized appreciation/depreciation of assets2016-12-31$118,020
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$471,683
Total of all expenses incurred2016-12-31$222,791
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$220,060
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$352,344
Value of total assets at end of year2016-12-31$1,776,879
Value of total assets at beginning of year2016-12-31$1,527,987
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,731
Total interest from all sources2016-12-31$1,248
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$221,824
Participant contributions at end of year2016-12-31$23,222
Participant contributions at beginning of year2016-12-31$35,864
Participant contributions at end of year2016-12-31$9,586
Participant contributions at beginning of year2016-12-31$8,835
Other income not declared elsewhere2016-12-31$71
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$248,892
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,776,879
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,527,987
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,665,007
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,427,757
Interest on participant loans2016-12-31$1,248
Value of interest in common/collective trusts at end of year2016-12-31$52,213
Value of interest in common/collective trusts at beginning of year2016-12-31$31,494
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$20,982
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$18,947
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$130,520
Employer contributions (assets) at end of year2016-12-31$5,869
Employer contributions (assets) at beginning of year2016-12-31$5,090
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$220,060
Contract administrator fees2016-12-31$2,731
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GUY M. RANSOM, CPA
Accountancy firm EIN2016-12-31770550391
2015 : THERAPEUTIC PATHWAYS 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$308,495
Total of all expenses incurred2015-12-31$7,959
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$6,979
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$344,860
Value of total assets at end of year2015-12-31$1,527,987
Value of total assets at beginning of year2015-12-31$1,227,451
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$980
Total interest from all sources2015-12-31$1,831
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$-5
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$-5
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$205,134
Participant contributions at end of year2015-12-31$35,864
Participant contributions at beginning of year2015-12-31$35,315
Participant contributions at end of year2015-12-31$8,835
Participant contributions at beginning of year2015-12-31$7,187
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$17,465
Administrative expenses (other) incurred2015-12-31$980
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$300,536
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,527,987
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,227,451
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,427,757
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,163,790
Interest on participant loans2015-12-31$1,831
Value of interest in common/collective trusts at end of year2015-12-31$31,494
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$18,947
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$16,647
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-38,191
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$122,261
Employer contributions (assets) at end of year2015-12-31$5,090
Employer contributions (assets) at beginning of year2015-12-31$4,512
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$6,979
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GUY M. RANSOM, CPA
Accountancy firm EIN2015-12-31770550391
2014 : THERAPEUTIC PATHWAYS 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$362,288
Total of all expenses incurred2014-12-31$212,695
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$210,383
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$313,798
Value of total assets at end of year2014-12-31$1,227,451
Value of total assets at beginning of year2014-12-31$1,077,858
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,312
Total interest from all sources2014-12-31$654
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$182,928
Participant contributions at end of year2014-12-31$35,315
Participant contributions at beginning of year2014-12-31$6,454
Participant contributions at end of year2014-12-31$7,187
Participant contributions at beginning of year2014-12-31$5,879
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$17,300
Administrative expenses (other) incurred2014-12-31$2,312
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$149,593
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,227,451
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,077,858
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,163,790
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$984,775
Interest on participant loans2014-12-31$654
Value of interest in common/collective trusts at beginning of year2014-12-31$12,006
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$16,647
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$14,547
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$47,836
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$113,570
Employer contributions (assets) at end of year2014-12-31$4,512
Employer contributions (assets) at beginning of year2014-12-31$54,197
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$210,383
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GUY M. RANSOM, CPA
Accountancy firm EIN2014-12-31770550391
2013 : THERAPEUTIC PATHWAYS 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$392,235
Total of all expenses incurred2013-12-31$35,104
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$28,252
Value of total corrective distributions2013-12-31$5,260
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$258,104
Value of total assets at end of year2013-12-31$1,077,858
Value of total assets at beginning of year2013-12-31$720,727
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,592
Total interest from all sources2013-12-31$170
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$133,056
Participant contributions at end of year2013-12-31$6,454
Participant contributions at end of year2013-12-31$5,879
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$3,197
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$357,131
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,077,858
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$720,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$1,080
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$984,775
Value of interest in pooled separate accounts at beginning of year2013-12-31$720,727
Interest on participant loans2013-12-31$170
Value of interest in common/collective trusts at end of year2013-12-31$12,006
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$14,547
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$55,719
Net investment gain/loss from pooled separate accounts2013-12-31$78,242
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$121,851
Employer contributions (assets) at end of year2013-12-31$54,197
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$28,252
Contract administrator fees2013-12-31$512
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GRIMBLEBY COLEMAN CPAS
Accountancy firm EIN2013-12-31770000018
2012 : THERAPEUTIC PATHWAYS 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$203,171
Total of all expenses incurred2012-12-31$54,964
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$54,964
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$119,179
Value of total assets at end of year2012-12-31$720,727
Value of total assets at beginning of year2012-12-31$572,520
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$100,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$73,098
Other income not declared elsewhere2012-12-31$488
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$148,207
Value of net assets at end of year (total assets less liabilities)2012-12-31$720,727
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$572,520
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$720,727
Value of interest in pooled separate accounts at beginning of year2012-12-31$572,520
Net investment gain/loss from pooled separate accounts2012-12-31$83,504
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$46,081
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$54,964
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GRIMBLEBY COLEMAN CPAS
Accountancy firm EIN2012-12-31770000018
2011 : THERAPEUTIC PATHWAYS 401(K) PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$75,127
Total of all expenses incurred2011-12-31$22,882
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$22,767
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$100,151
Value of total assets at end of year2011-12-31$575,517
Value of total assets at beginning of year2011-12-31$523,272
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$115
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$115
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$100,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$67,376
Participant contributions at end of year2011-12-31$2,105
Participant contributions at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$52,245
Value of net assets at end of year (total assets less liabilities)2011-12-31$575,517
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$523,272
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$572,520
Value of interest in pooled separate accounts at beginning of year2011-12-31$523,175
Net investment gain/loss from pooled separate accounts2011-12-31$-25,024
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$32,775
Employer contributions (assets) at end of year2011-12-31$892
Employer contributions (assets) at beginning of year2011-12-31$97
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$22,767
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GRIMBLEBY COLEMAN CPAS
Accountancy firm EIN2011-12-31770000018
2010 : THERAPEUTIC PATHWAYS 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$180,858
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$5,777
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$5,777
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$122,090
Value of total assets at end of year2010-12-31$523,272
Value of total assets at beginning of year2010-12-31$348,191
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$100,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$79,628
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$14,541
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$0
Liabilities. Value of operating payables at end of year2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$175,081
Value of net assets at end of year (total assets less liabilities)2010-12-31$523,272
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$348,191
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$0
Value of interest in pooled separate accounts at end of year2010-12-31$523,175
Value of interest in pooled separate accounts at beginning of year2010-12-31$325,761
Interest on participant loans2010-12-31$0
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$58,768
Net investment gain or loss from common/collective trusts2010-12-31$0
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$42,462
Employer contributions (assets) at end of year2010-12-31$97
Employer contributions (assets) at beginning of year2010-12-31$7,889
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$5,777
Contract administrator fees2010-12-31$0
Liabilities. Value of benefit claims payable at end of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31GRIMBLEBY COLEMAN CPAS
Accountancy firm EIN2010-12-31770000018
2009 : THERAPEUTIC PATHWAYS 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THERAPEUTIC PATHWAYS 401(K) PLAN

2022: THERAPEUTIC PATHWAYS 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THERAPEUTIC PATHWAYS 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THERAPEUTIC PATHWAYS 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THERAPEUTIC PATHWAYS 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THERAPEUTIC PATHWAYS 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THERAPEUTIC PATHWAYS 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THERAPEUTIC PATHWAYS 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THERAPEUTIC PATHWAYS 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THERAPEUTIC PATHWAYS 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THERAPEUTIC PATHWAYS 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THERAPEUTIC PATHWAYS 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THERAPEUTIC PATHWAYS 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THERAPEUTIC PATHWAYS 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number1260775-01
Policy instance 1
Insurance contract or identification number1260775-01
Number of Individuals Covered11
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number1260775-01
Policy instance 1
Insurance contract or identification number1260775-01
Number of Individuals Covered9
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number832838
Policy instance 2
Insurance contract or identification number832838
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $6,778
Total amount of fees paid to insurance companyUSD $920
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $6,778
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number1260775-01
Policy instance 1
Insurance contract or identification number1260775-01
Number of Individuals Covered5
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number832838
Policy instance 1
Insurance contract or identification number832838
Number of Individuals Covered150
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $8,993
Total amount of fees paid to insurance companyUSD $1,723
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $8,993
Additional information about fees paid to insurance brokerCOMMIISSION
Insurance broker organization code?3
Amount paid for insurance broker fees268
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number832838
Policy instance 1
Insurance contract or identification number832838
Number of Individuals Covered141
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $10,459
Total amount of fees paid to insurance companyUSD $1,350
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $10,459
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Amount paid for insurance broker fees1011
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number832838
Policy instance 1
Insurance contract or identification number832838
Number of Individuals Covered160
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $10,012
Total amount of fees paid to insurance companyUSD $570
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $10,012
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Amount paid for insurance broker fees570
Insurance broker nameMERRILL LYNCH, PIERCE, FENNER
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number832838
Policy instance 1
Insurance contract or identification number832838
Number of Individuals Covered138
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $5,083
Total amount of fees paid to insurance companyUSD $507
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $5,083
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
Amount paid for insurance broker fees507
Insurance broker nameMERRILL LYNCH, PIERCE, FENNER
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number832838
Policy instance 1
Insurance contract or identification number832838
Number of Individuals Covered128
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $3,315
Total amount of fees paid to insurance companyUSD $407
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $3,315
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
Amount paid for insurance broker fees407
Insurance broker nameMERRILL LYNCH, PIERCE, FENNER
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806103
Policy instance 2
Insurance contract or identification number806103
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-05-16
Total amount of commissions paid to insurance brokerUSD $375
Total amount of fees paid to insurance companyUSD $2,163
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $375
Amount paid for insurance broker fees2163
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH LIFE AGENCY INC.
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number832838
Policy instance 1
Insurance contract or identification number832838
Number of Individuals Covered105
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $7,423
Total amount of fees paid to insurance companyUSD $3,329
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $7,423
Insurance broker organization code?3
Amount paid for insurance broker fees3200
Additional information about fees paid to insurance brokerTPA ADMINISTRATIVE FEES
Insurance broker nameMERRILL LYNCH PIERCE FENNER SMITH
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806103
Policy instance 1
Insurance contract or identification number806103
Number of Individuals Covered180
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $896
Total amount of fees paid to insurance companyUSD $1,402
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $840
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker nameMERRILL LYNCH LIFE AGENCY INC.
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806103
Policy instance 1
Insurance contract or identification number806103
Number of Individuals Covered179
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $713
Total amount of fees paid to insurance companyUSD $1,289
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806103
Policy instance 2
Insurance contract or identification number806103
Number of Individuals Covered178
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $545
Total amount of fees paid to insurance companyUSD $26
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $194
Amount paid for insurance broker fees19
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH LIFE AGENCY INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number6-15149
Policy instance 1
Insurance contract or identification number6-15149
Number of Individuals Covered0
Insurance policy start date2010-01-15
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $636
Total amount of fees paid to insurance companyUSD $846
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $286
Amount paid for insurance broker fees392
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameWILLIAM E GRIFFITH

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S1