Logo

ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 401k Plan overview

Plan NameST. JOSEPH HOLDINGS, LLC 401(K) PLAN
Plan identification number 001

ST. JOSEPH HOLDINGS, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ST. JOSEPH HOLDINGS, LLC has sponsored the creation of one or more 401k plans.

Company Name:ST. JOSEPH HOLDINGS, LLC
Employer identification number (EIN):800109664
NAIC Classification:623000
NAIC Description: Nursing and Residential Care Facilities

Additional information about ST. JOSEPH HOLDINGS, LLC

Jurisdiction of Incorporation: Colorado Department of State
Incorporation Date: 2003-12-30
Company Identification Number: 20031410158
Legal Registered Office Address: 15304 E MONMOUTH PL

Aurora
United States of America (USA)
80015

More information about ST. JOSEPH HOLDINGS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ST. JOSEPH HOLDINGS, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01JOE LUCITO2023-08-30
0012021-01-01JOE LUCITO2022-10-03
0012020-01-01JOE LUCITO2021-09-24
0012019-01-01JOE LUCITO2020-09-28
0012018-01-01JOE LUCITO2019-09-26
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01JOE LUCITO
0012013-01-01JOE LUCITO
0012012-01-01JOE LUCITO

Plan Statistics for ST. JOSEPH HOLDINGS, LLC 401(K) PLAN

401k plan membership statisitcs for ST. JOSEPH HOLDINGS, LLC 401(K) PLAN

Measure Date Value
2022: ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,707
Total number of active participants reported on line 7a of the Form 55002022-01-011,495
Number of retired or separated participants receiving benefits2022-01-0139
Number of other retired or separated participants entitled to future benefits2022-01-01156
Total of all active and inactive participants2022-01-011,690
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-011,690
Number of participants with account balances2022-01-01485
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0135
2021: ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,516
Total number of active participants reported on line 7a of the Form 55002021-01-011,545
Number of retired or separated participants receiving benefits2021-01-0133
Number of other retired or separated participants entitled to future benefits2021-01-01138
Total of all active and inactive participants2021-01-011,716
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-011,716
Number of participants with account balances2021-01-01453
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0124
2020: ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,461
Total number of active participants reported on line 7a of the Form 55002020-01-011,289
Number of retired or separated participants receiving benefits2020-01-0113
Number of other retired or separated participants entitled to future benefits2020-01-01131
Total of all active and inactive participants2020-01-011,433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-011,433
Number of participants with account balances2020-01-01376
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0117
2019: ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,458
Total number of active participants reported on line 7a of the Form 55002019-01-011,236
Number of retired or separated participants receiving benefits2019-01-0120
Number of other retired or separated participants entitled to future benefits2019-01-01161
Total of all active and inactive participants2019-01-011,417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011,417
Number of participants with account balances2019-01-01407
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0135
2018: ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,315
Total number of active participants reported on line 7a of the Form 55002018-01-011,187
Number of retired or separated participants receiving benefits2018-01-0119
Number of other retired or separated participants entitled to future benefits2018-01-01155
Total of all active and inactive participants2018-01-011,361
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,361
Number of participants with account balances2018-01-01422
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0122
2017: ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,205
Total number of active participants reported on line 7a of the Form 55002017-01-011,035
Number of retired or separated participants receiving benefits2017-01-0114
Number of other retired or separated participants entitled to future benefits2017-01-01153
Total of all active and inactive participants2017-01-011,202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,202
Number of participants with account balances2017-01-01379
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0111
2016: ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,216
Total number of active participants reported on line 7a of the Form 55002016-01-011,092
Number of retired or separated participants receiving benefits2016-01-0111
Number of other retired or separated participants entitled to future benefits2016-01-01120
Total of all active and inactive participants2016-01-011,223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,223
Number of participants with account balances2016-01-01369
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0138
2015: ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,162
Total number of active participants reported on line 7a of the Form 55002015-01-011,090
Number of retired or separated participants receiving benefits2015-01-0114
Number of other retired or separated participants entitled to future benefits2015-01-01112
Total of all active and inactive participants2015-01-011,216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,216
Number of participants with account balances2015-01-01362
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0130
2014: ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,117
Total number of active participants reported on line 7a of the Form 55002014-01-011,067
Number of retired or separated participants receiving benefits2014-01-014
Number of other retired or separated participants entitled to future benefits2014-01-0191
Total of all active and inactive participants2014-01-011,162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,162
Number of participants with account balances2014-01-01311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0123
2013: ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,057
Total number of active participants reported on line 7a of the Form 55002013-01-011,023
Number of retired or separated participants receiving benefits2013-01-015
Number of other retired or separated participants entitled to future benefits2013-01-0189
Total of all active and inactive participants2013-01-011,117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,117
Number of participants with account balances2013-01-01299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0134
2012: ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-010
Total number of active participants reported on line 7a of the Form 55002012-01-01989
Number of retired or separated participants receiving benefits2012-01-012
Number of other retired or separated participants entitled to future benefits2012-01-0166
Total of all active and inactive participants2012-01-011,057
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,057
Number of participants with account balances2012-01-01295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0122

Financial Data on ST. JOSEPH HOLDINGS, LLC 401(K) PLAN

Measure Date Value
2022 : ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$44,501
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$32,181
Total income from all sources (including contributions)2022-12-31$-418,784
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$970,447
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$797,238
Value of total corrective distributions2022-12-31$44,501
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,414,608
Value of total assets at end of year2022-12-31$8,937,975
Value of total assets at beginning of year2022-12-31$10,314,886
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$128,708
Total interest from all sources2022-12-31$6,574
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$4,442
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,272,965
Participant contributions at end of year2022-12-31$127,144
Participant contributions at beginning of year2022-12-31$150,143
Participant contributions at end of year2022-12-31$38,923
Participant contributions at beginning of year2022-12-31$43,422
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$106,643
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$44,501
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$32,181
Other income not declared elsewhere2022-12-31$-633
Liabilities. Value of operating payables at end of year2022-12-31$0
Liabilities. Value of operating payables at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,389,231
Value of net assets at end of year (total assets less liabilities)2022-12-31$8,893,474
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$10,282,705
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$8,143,183
Value of interest in pooled separate accounts at beginning of year2022-12-31$9,579,738
Interest on participant loans2022-12-31$6,574
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$593,725
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$506,583
Net investment gain/loss from pooled separate accounts2022-12-31$-1,839,333
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$35,000
Employer contributions (assets) at end of year2022-12-31$35,000
Employer contributions (assets) at beginning of year2022-12-31$35,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$797,238
Contract administrator fees2022-12-31$124,266
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31HENRY & PETERS, PC
Accountancy firm EIN2022-12-31751503978
2021 : ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$32,181
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$45,604
Total income from all sources (including contributions)2021-12-31$2,431,211
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$878,820
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$686,630
Expenses. Certain deemed distributions of participant loans2021-12-31$21,232
Value of total corrective distributions2021-12-31$32,181
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,197,786
Value of total assets at end of year2021-12-31$10,314,886
Value of total assets at beginning of year2021-12-31$8,775,918
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$138,777
Total interest from all sources2021-12-31$16,246
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$7,090
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,160,424
Participant contributions at end of year2021-12-31$150,143
Participant contributions at beginning of year2021-12-31$173,602
Participant contributions at end of year2021-12-31$43,422
Participant contributions at beginning of year2021-12-31$47,028
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$2,362
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$32,181
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$45,604
Other income not declared elsewhere2021-12-31$891
Liabilities. Value of operating payables at end of year2021-12-31$0
Liabilities. Value of operating payables at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,552,391
Value of net assets at end of year (total assets less liabilities)2021-12-31$10,282,705
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$8,730,314
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$9,579,738
Value of interest in pooled separate accounts at beginning of year2021-12-31$7,959,149
Interest on participant loans2021-12-31$8,322
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$7,924
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$506,583
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$561,139
Net investment gain/loss from pooled separate accounts2021-12-31$1,216,288
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$35,000
Employer contributions (assets) at end of year2021-12-31$35,000
Employer contributions (assets) at beginning of year2021-12-31$35,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$686,630
Contract administrator fees2021-12-31$131,687
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31HENRY & PETERS, PC
Accountancy firm EIN2021-12-31751503978
2020 : ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$45,604
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$47,788
Total income from all sources (including contributions)2020-12-31$2,384,266
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,634,548
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,452,921
Expenses. Certain deemed distributions of participant loans2020-12-31$7,811
Value of total corrective distributions2020-12-31$45,604
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,134,108
Value of total assets at end of year2020-12-31$8,775,918
Value of total assets at beginning of year2020-12-31$8,028,384
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$128,212
Total interest from all sources2020-12-31$16,032
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$8,501
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$969,962
Participant contributions at end of year2020-12-31$173,602
Participant contributions at beginning of year2020-12-31$166,001
Participant contributions at end of year2020-12-31$47,028
Participant contributions at beginning of year2020-12-31$1,072
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$129,146
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$45,604
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$47,788
Liabilities. Value of operating payables at end of year2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$749,718
Value of net assets at end of year (total assets less liabilities)2020-12-31$8,730,314
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$7,980,596
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$7,959,149
Value of interest in pooled separate accounts at beginning of year2020-12-31$7,389,043
Interest on participant loans2020-12-31$8,416
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$7,616
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$561,139
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$442,268
Net investment gain/loss from pooled separate accounts2020-12-31$1,234,126
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$35,000
Employer contributions (assets) at end of year2020-12-31$35,000
Employer contributions (assets) at beginning of year2020-12-31$30,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,452,921
Contract administrator fees2020-12-31$119,711
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31HENRY & PETERS, PC
Accountancy firm EIN2020-12-31751503978
2019 : ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$47,788
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$47,200
Total income from all sources (including contributions)2019-12-31$2,648,013
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,008,952
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,807,072
Expenses. Certain deemed distributions of participant loans2019-12-31$29,893
Value of total corrective distributions2019-12-31$47,788
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,106,168
Value of total assets at end of year2019-12-31$8,028,384
Value of total assets at beginning of year2019-12-31$7,388,735
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$124,199
Total interest from all sources2019-12-31$16,351
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$16,106
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$948,372
Participant contributions at end of year2019-12-31$166,001
Participant contributions at beginning of year2019-12-31$157,540
Participant contributions at end of year2019-12-31$1,072
Participant contributions at beginning of year2019-12-31$12,129
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$127,796
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$47,788
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$46,829
Liabilities. Value of operating payables at end of year2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$371
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$639,061
Value of net assets at end of year (total assets less liabilities)2019-12-31$7,980,596
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,341,535
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$7,389,043
Value of interest in pooled separate accounts at beginning of year2019-12-31$6,702,147
Interest on participant loans2019-12-31$8,974
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$7,377
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$442,268
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$486,919
Net investment gain/loss from pooled separate accounts2019-12-31$1,525,494
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$30,000
Employer contributions (assets) at end of year2019-12-31$30,000
Employer contributions (assets) at beginning of year2019-12-31$30,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,807,072
Contract administrator fees2019-12-31$108,093
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31HENRY & PETERS, PC
Accountancy firm EIN2019-12-31751503978
2018 : ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$47,200
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$31,321
Total income from all sources (including contributions)2018-12-31$522,750
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,007,210
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$862,010
Expenses. Certain deemed distributions of participant loans2018-12-31$19,138
Value of total corrective distributions2018-12-31$46,829
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$950,231
Value of total assets at end of year2018-12-31$7,388,735
Value of total assets at beginning of year2018-12-31$7,857,316
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$79,233
Total interest from all sources2018-12-31$12,848
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$866,529
Participant contributions at end of year2018-12-31$157,540
Participant contributions at beginning of year2018-12-31$146,016
Participant contributions at end of year2018-12-31$12,129
Participant contributions at beginning of year2018-12-31$7,191
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$53,702
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$46,829
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$30,950
Liabilities. Value of operating payables at end of year2018-12-31$371
Liabilities. Value of operating payables at beginning of year2018-12-31$371
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-484,460
Value of net assets at end of year (total assets less liabilities)2018-12-31$7,341,535
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$7,825,995
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$6,702,147
Value of interest in pooled separate accounts at beginning of year2018-12-31$7,280,175
Interest on participant loans2018-12-31$7,214
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$5,634
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$486,919
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$393,934
Net investment gain/loss from pooled separate accounts2018-12-31$-440,329
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$30,000
Employer contributions (assets) at end of year2018-12-31$30,000
Employer contributions (assets) at beginning of year2018-12-31$30,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$862,010
Contract administrator fees2018-12-31$79,233
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31HENRY & PETERS, PC
Accountancy firm EIN2018-12-31751503978
2017 : ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$31,321
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$77
Total income from all sources (including contributions)2017-12-31$2,190,643
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,147,691
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$926,678
Expenses. Certain deemed distributions of participant loans2017-12-31$18,994
Value of total corrective distributions2017-12-31$111,640
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,026,583
Value of total assets at end of year2017-12-31$7,857,316
Value of total assets at beginning of year2017-12-31$6,783,120
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$90,379
Total interest from all sources2017-12-31$5,470
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$868,347
Participant contributions at end of year2017-12-31$146,016
Participant contributions at beginning of year2017-12-31$80,397
Participant contributions at end of year2017-12-31$7,191
Participant contributions at beginning of year2017-12-31$4,386
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$128,236
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$30,950
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$-67
Liabilities. Value of operating payables at end of year2017-12-31$371
Liabilities. Value of operating payables at beginning of year2017-12-31$77
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,042,952
Value of net assets at end of year (total assets less liabilities)2017-12-31$7,825,995
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$6,783,043
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$7,280,175
Value of interest in pooled separate accounts at beginning of year2017-12-31$6,228,673
Interest on participant loans2017-12-31$5,470
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$393,934
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$469,664
Net investment gain/loss from pooled separate accounts2017-12-31$1,158,657
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$30,000
Employer contributions (assets) at end of year2017-12-31$30,000
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$926,678
Contract administrator fees2017-12-31$90,379
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31HENRY & PETERS, PC
Accountancy firm EIN2017-12-31751503978
2016 : ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$77
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,616,257
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,126,359
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$928,284
Value of total corrective distributions2016-12-31$122,006
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,187,345
Value of total assets at end of year2016-12-31$6,783,120
Value of total assets at beginning of year2016-12-31$6,293,145
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$76,069
Total interest from all sources2016-12-31$11,564
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,024,485
Participant contributions at end of year2016-12-31$80,397
Participant contributions at beginning of year2016-12-31$114,648
Participant contributions at end of year2016-12-31$4,386
Participant contributions at beginning of year2016-12-31$4,147
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$162,860
Liabilities. Value of operating payables at end of year2016-12-31$77
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$489,898
Value of net assets at end of year (total assets less liabilities)2016-12-31$6,783,043
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,293,145
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$6,228,673
Value of interest in pooled separate accounts at beginning of year2016-12-31$5,814,426
Interest on participant loans2016-12-31$5,573
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$5,991
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$469,664
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$337,879
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$-2,550
Net investment gain/loss from pooled separate accounts2016-12-31$419,898
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$22,045
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$928,284
Contract administrator fees2016-12-31$76,069
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HENRY & PETERS, PC
Accountancy firm EIN2016-12-31751503978
2015 : ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$83
Total income from all sources (including contributions)2015-12-31$1,066,923
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$745,755
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$536,398
Expenses. Certain deemed distributions of participant loans2015-12-31$17,742
Value of total corrective distributions2015-12-31$121,997
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,101,000
Value of total assets at end of year2015-12-31$6,293,145
Value of total assets at beginning of year2015-12-31$5,972,060
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$69,618
Total interest from all sources2015-12-31$6,065
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$997,047
Participant contributions at end of year2015-12-31$114,648
Participant contributions at beginning of year2015-12-31$155,889
Participant contributions at end of year2015-12-31$4,147
Participant contributions at beginning of year2015-12-31$32,520
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$81,908
Liabilities. Value of operating payables at end of year2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$83
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$321,168
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,293,145
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,971,977
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$5,814,426
Value of interest in pooled separate accounts at beginning of year2015-12-31$5,458,264
Interest on participant loans2015-12-31$6,065
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$337,879
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$270,273
Net investment gain/loss from pooled separate accounts2015-12-31$-40,142
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$22,045
Employer contributions (assets) at end of year2015-12-31$22,045
Employer contributions (assets) at beginning of year2015-12-31$55,114
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$536,398
Contract administrator fees2015-12-31$69,618
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HENRY & PETERS, PC
Accountancy firm EIN2015-12-31123456789
2014 : ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$83
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,559,909
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$970,689
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$862,241
Value of total corrective distributions2014-12-31$48,556
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,218,667
Value of total assets at end of year2014-12-31$5,972,060
Value of total assets at beginning of year2014-12-31$5,382,757
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$59,892
Total interest from all sources2014-12-31$4,421
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$870,817
Participant contributions at end of year2014-12-31$155,889
Participant contributions at beginning of year2014-12-31$91,618
Participant contributions at end of year2014-12-31$32,520
Participant contributions at beginning of year2014-12-31$26,143
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$292,736
Liabilities. Value of operating payables at end of year2014-12-31$83
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$589,220
Value of net assets at end of year (total assets less liabilities)2014-12-31$5,971,977
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,382,757
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$5,458,264
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,962,152
Interest on participant loans2014-12-31$4,421
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$270,273
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$255,182
Net investment gain/loss from pooled separate accounts2014-12-31$336,821
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$55,114
Employer contributions (assets) at end of year2014-12-31$55,114
Employer contributions (assets) at beginning of year2014-12-31$47,662
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$862,241
Contract administrator fees2014-12-31$59,892
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HENRY & PETERS, PC
Accountancy firm EIN2014-12-31123456789
2013 : ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,935,458
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$579,466
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$453,450
Expenses. Certain deemed distributions of participant loans2013-12-31$34,295
Value of total corrective distributions2013-12-31$9,647
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,109,916
Value of total assets at end of year2013-12-31$5,382,757
Value of total assets at beginning of year2013-12-31$4,026,765
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$82,074
Total interest from all sources2013-12-31$8,472
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$425,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$823,901
Participant contributions at end of year2013-12-31$91,618
Participant contributions at beginning of year2013-12-31$95,751
Participant contributions at end of year2013-12-31$26,143
Participant contributions at beginning of year2013-12-31$26,279
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$238,353
Administrative expenses (other) incurred2013-12-31$17,393
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,355,992
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,382,757
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,026,765
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$4,962,152
Value of interest in pooled separate accounts at beginning of year2013-12-31$3,576,174
Interest on participant loans2013-12-31$4,211
Interest earned on other investments2013-12-31$4,261
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$255,182
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$274,381
Net investment gain/loss from pooled separate accounts2013-12-31$817,070
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$47,662
Employer contributions (assets) at end of year2013-12-31$47,662
Employer contributions (assets) at beginning of year2013-12-31$54,180
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$453,450
Contract administrator fees2013-12-31$64,681
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HENRY & PETERS, PC
Accountancy firm EIN2013-12-31123456789
2012 : ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2012 401k financial data
Total transfer of assets to this plan2012-12-31$3,304,000
Total income from all sources (including contributions)2012-12-31$1,037,371
Total of all expenses incurred2012-12-31$314,606
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$275,762
Expenses. Certain deemed distributions of participant loans2012-12-31$11,197
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$917,578
Value of total assets at end of year2012-12-31$4,026,765
Value of total assets at beginning of year2012-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$27,647
Total interest from all sources2012-12-31$3,683
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$350,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$738,098
Participant contributions at end of year2012-12-31$95,751
Participant contributions at beginning of year2012-12-31$0
Participant contributions at end of year2012-12-31$26,279
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$125,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$722,765
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,026,765
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$3,576,174
Interest on participant loans2012-12-31$3,683
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$274,381
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$116,110
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$54,180
Employer contributions (assets) at end of year2012-12-31$54,180
Employer contributions (assets) at beginning of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$275,762
Contract administrator fees2012-12-31$27,647
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BARR & WOODARD, LLC
Accountancy firm EIN2012-12-31271400243

Form 5500 Responses for ST. JOSEPH HOLDINGS, LLC 401(K) PLAN

2022: ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ST. JOSEPH HOLDINGS, LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01First time form 5500 has been submittedYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342159-000
Policy instance 1
Insurance contract or identification number342159-000
Number of Individuals Covered485
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $89,458
Total amount of fees paid to insurance companyUSD $4,442
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP PENSION FUNDING
Commission paid to Insurance BrokerUSD $89,458
Insurance broker organization code?3
Amount paid for insurance broker fees4442
Additional information about fees paid to insurance brokerTPA FEES
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342159-000
Policy instance 1
Insurance contract or identification number342159-000
Number of Individuals Covered453
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $93,257
Total amount of fees paid to insurance companyUSD $4,706
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP PENSION FUNDING
Commission paid to Insurance BrokerUSD $56,135
Insurance broker organization code?3
Amount paid for insurance broker fees4706
Additional information about fees paid to insurance brokerTPA FEES
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342159-000
Policy instance 1
Insurance contract or identification number342159-000
Number of Individuals Covered377
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $75,894
Total amount of fees paid to insurance companyUSD $3,815
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP PENSION FUNDING
Commission paid to Insurance BrokerUSD $25,804
Insurance broker organization code?3
Amount paid for insurance broker fees3815
Additional information about fees paid to insurance brokerTPA FEES
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342159-000
Policy instance 1
Insurance contract or identification number342159-000
Number of Individuals Covered408
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $77,982
Total amount of fees paid to insurance companyUSD $3,919
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP PENSION FUNDING
Commission paid to Insurance BrokerUSD $26,514
Insurance broker organization code?3
Amount paid for insurance broker fees3919
Additional information about fees paid to insurance brokerTPA FEES
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342159-000
Policy instance 1
Insurance contract or identification number342159-000
Number of Individuals Covered422
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $76,403
Total amount of fees paid to insurance companyUSD $3,821
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP PENSION FUNDING
Commission paid to Insurance BrokerUSD $25,977
Insurance broker organization code?3
Amount paid for insurance broker fees3821
Additional information about fees paid to insurance brokerTPA FEES
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342159-000
Policy instance 1
Insurance contract or identification number342159-000
Number of Individuals Covered379
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $72,000
Total amount of fees paid to insurance companyUSD $3,596
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP PENSION FUNDING
Commission paid to Insurance BrokerUSD $21,143
Insurance broker organization code?3
Amount paid for insurance broker fees3596
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameHEARD MCELROY & VESTAL, LLC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342159-000
Policy instance 1
Insurance contract or identification number342159-000
Number of Individuals Covered362
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $59,850
Total amount of fees paid to insurance companyUSD $2,935
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP PENSION FUNDING
Commission paid to Insurance BrokerUSD $23,940
Insurance broker organization code?3
Amount paid for insurance broker fees2935
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameHEARD MCELROY & VESTAL, LLC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342159-000
Policy instance 1
Insurance contract or identification number342159-000
Number of Individuals Covered361
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $53,862
Total amount of fees paid to insurance companyUSD $2,695
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP PENSION FUNDING
Commission paid to Insurance BrokerUSD $21,545
Insurance broker organization code?3
Amount paid for insurance broker fees2695
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameHEARD MCELROY & VESTAL, LLC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342159-000
Policy instance 1
Insurance contract or identification number342159-000
Number of Individuals Covered299
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $44,570
Total amount of fees paid to insurance companyUSD $2,141
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP PENSION FUNDING
Commission paid to Insurance BrokerUSD $17,828
Insurance broker organization code?3
Amount paid for insurance broker fees2141
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameHEARD MCELROY & VESTAL, LLC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342159-000
Policy instance 1
Insurance contract or identification number342159-000
Number of Individuals Covered295
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $25,314
Total amount of fees paid to insurance companyUSD $1,225
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP PENSION FUNDING
Commission paid to Insurance BrokerUSD $11,707
Insurance broker organization code?3
Amount paid for insurance broker fees1225
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameHEARD MCELROY & VESTAL, LLC

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S1