401k Plan data: PEROT EMPLOYEE RETIREMENT SAVINGS PLAN plan

PEROT EMPLOYEE RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	PEROT EMPLOYEE RETIREMENT SAVINGS PLAN
Plan identification number	333

PEROT EMPLOYEE RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PETRUS TRUST COMPANY, LTA has sponsored the creation of one or more 401k plans.

Company Name: PETRUS TRUST COMPANY, LTA

Employer identification number (EIN): 800168836

NAIC Classification: 523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PEROT EMPLOYEE RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
333 2023-01-01 SHELAGH CACIOPPO 2024-07-30 KALLIE MYERS 2024-07-30
333 2022-01-01
333 2021-01-01 J.Y. ROBB III 2022-08-01
333 2020-01-01 J.Y. ROBB III 2021-10-04

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
333	2023-01-01	SHELAGH CACIOPPO	2024-07-30	KALLIE MYERS	2024-07-30
333	2022-01-01
333	2021-01-01	J.Y. ROBB III	2022-08-01
333	2020-01-01	J.Y. ROBB III	2021-10-04

Plan Statistics for PEROT EMPLOYEE RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for PEROT EMPLOYEE RETIREMENT SAVINGS PLAN

Measure Date Value
2023: PEROT EMPLOYEE RETIREMENT SAVINGS PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 139
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 97
Number of retired or separated participants receiving benefits 2023-01-01 2
Number of other retired or separated participants entitled to future benefits 2023-01-01 41
Total of all active and inactive participants 2023-01-01 140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 140
Number of participants with account balances 2023-01-01 138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 4
2021: PEROT EMPLOYEE RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 102
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 81
Number of retired or separated participants receiving benefits 2021-01-01 2
Number of other retired or separated participants entitled to future benefits 2021-01-01 46
Total of all active and inactive participants 2021-01-01 129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 129
Number of participants with account balances 2021-01-01 127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 3
2020: PEROT EMPLOYEE RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 99
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 102
Number of retired or separated participants receiving benefits 2020-01-01 1
Number of other retired or separated participants entitled to future benefits 2020-01-01 22
Total of all active and inactive participants 2020-01-01 125
Total participants 2020-01-01 125
Number of participants with account balances 2020-01-01 122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 1

Measure	Date	Value
2023: PEROT EMPLOYEE RETIREMENT SAVINGS PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	139
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	97
Number of retired or separated participants receiving benefits	2023-01-01	2
Number of other retired or separated participants entitled to future benefits	2023-01-01	41
Total of all active and inactive participants	2023-01-01	140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	140
Number of participants with account balances	2023-01-01	138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	4
2021: PEROT EMPLOYEE RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	102
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	81
Number of retired or separated participants receiving benefits	2021-01-01	2
Number of other retired or separated participants entitled to future benefits	2021-01-01	46
Total of all active and inactive participants	2021-01-01	129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	129
Number of participants with account balances	2021-01-01	127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	3
2020: PEROT EMPLOYEE RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	99
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	102
Number of retired or separated participants receiving benefits	2020-01-01	1
Number of other retired or separated participants entitled to future benefits	2020-01-01	22
Total of all active and inactive participants	2020-01-01	125
Total participants	2020-01-01	125
Number of participants with account balances	2020-01-01	122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	1

Financial Data on PEROT EMPLOYEE RETIREMENT SAVINGS PLAN

Measure	Date	Value
2023 : PEROT EMPLOYEE RETIREMENT SAVINGS PLAN 2023 401k financial data
Total income from all sources (including contributions)	2023-12-31	$10,638,529
Total of all expenses incurred	2023-12-31	$5,762,729
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$5,762,083
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$2,197,999
Value of total assets at end of year	2023-12-31	$53,694,675
Value of total assets at beginning of year	2023-12-31	$48,818,875
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$646
Total interest from all sources	2023-12-31	$11,733
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$1,849,027
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-12-31	$1,849,027
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2023-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$1,332,740
Participant contributions at end of year	2023-12-31	$171,309
Participant contributions at beginning of year	2023-12-31	$243,385
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Value of net income/loss	2023-12-31	$4,875,800
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$53,694,675
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$48,818,875
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-12-31	$52,122,274
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-12-31	$44,461,551
Interest on participant loans	2023-12-31	$11,733
Value of interest in common/collective trusts at end of year	2023-12-31	$1,401,092
Value of interest in common/collective trusts at beginning of year	2023-12-31	$4,113,939
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$6,508,744
Net investment gain or loss from common/collective trusts	2023-12-31	$71,026
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	No
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Contributions received in cash from employer	2023-12-31	$865,259
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$5,762,083
Contract administrator fees	2023-12-31	$646
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2023-12-31	No
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	HUSELTON, MORGAN & MAULTSBY, P.C.
Accountancy firm EIN	2023-12-31	752409112
2021 : PEROT EMPLOYEE RETIREMENT SAVINGS PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$8,437,028
Total of all expenses incurred	2021-12-31	$4,422,217
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$4,420,795
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,958,186
Value of total assets at end of year	2021-12-31	$58,711,750
Value of total assets at beginning of year	2021-12-31	$54,696,939
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$1,422
Total interest from all sources	2021-12-31	$12,422
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$2,500,081
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$2,500,081
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,149,719
Participant contributions at end of year	2021-12-31	$219,327
Participant contributions at beginning of year	2021-12-31	$234,305
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$7,971
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$4,014,811
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$58,711,750
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$54,696,939
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$53,767,093
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$50,093,319
Interest on participant loans	2021-12-31	$12,422
Value of interest in common/collective trusts at end of year	2021-12-31	$4,725,330
Value of interest in common/collective trusts at beginning of year	2021-12-31	$4,369,315
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$3,897,235
Net investment gain or loss from common/collective trusts	2021-12-31	$69,104
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$800,496
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$4,420,795
Contract administrator fees	2021-12-31	$1,422
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	No
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	HUSELTON, MORGAN & MAULTSBY, P.C.
Accountancy firm EIN	2021-12-31	752409112
2020 : PEROT EMPLOYEE RETIREMENT SAVINGS PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$9,942,643
Total of all expenses incurred	2020-12-31	$2,229,926
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$2,229,672
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$2,752,096
Value of total assets at end of year	2020-12-31	$54,696,939
Value of total assets at beginning of year	2020-12-31	$46,984,222
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$254
Total interest from all sources	2020-12-31	$11,856
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$1,650,357
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$1,650,357
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,420,192
Participant contributions at end of year	2020-12-31	$234,305
Participant contributions at beginning of year	2020-12-31	$140,515
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$349,418
Other income not declared elsewhere	2020-12-31	$4,135
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$7,712,717
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$54,696,939
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$46,984,222
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$50,093,319
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$42,172,206
Interest on participant loans	2020-12-31	$11,856
Value of interest in common/collective trusts at end of year	2020-12-31	$4,369,315
Value of interest in common/collective trusts at beginning of year	2020-12-31	$4,671,501
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$5,415,266
Net investment gain or loss from common/collective trusts	2020-12-31	$108,933
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$982,486
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$2,229,672
Contract administrator fees	2020-12-31	$254
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	No
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	HUSELTON, MORGAN & MAULTSBY, P.C.
Accountancy firm EIN	2020-12-31	752409112

Form 5500 Responses for PEROT EMPLOYEE RETIREMENT SAVINGS PLAN

2023: PEROT EMPLOYEE RETIREMENT SAVINGS PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2021: PEROT EMPLOYEE RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: PEROT EMPLOYEE RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

PEROT EMPLOYEE RETIREMENT SAVINGS PLAN [EIN = 751138655]

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Company Name:	PETRUS TRUST COMPANY, LTA
Employer identification number (EIN):	800168836
NAIC Classification:	523900