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ENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST 401k Plan overview

Plan NameENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST
Plan identification number 002

ENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ENERGY WEST, INC. has sponsored the creation of one or more 401k plans.

Company Name:ENERGY WEST, INC.
Employer identification number (EIN):810141785
NAIC Classification:211110
NAIC Description: Oil and Gas Extraction, Oil

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022015-07-01MELANY VILLENEUVE MELANY VILLENEUVE2017-04-12
0022014-07-01MELANY VILLENEUVE
0022013-07-01MELANY VILLENEUVE
0022012-07-01MELANY VILLENEUVE
0022011-07-01MELANY VILLENEUVE
0022010-07-01MELANY VILLENEUVE
0022009-07-01MELANY VILLENEUVE MELANY VILLENEUVE2011-04-13

Plan Statistics for ENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST

401k plan membership statisitcs for ENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST

Measure Date Value
2015: ENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-07-01402
Total number of active participants reported on line 7a of the Form 55002015-07-01185
Number of retired or separated participants receiving benefits2015-07-010
Number of other retired or separated participants entitled to future benefits2015-07-01194
Total of all active and inactive participants2015-07-01379
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-01379
Number of participants with account balances2015-07-01371
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-0134
2014: ENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-07-01383
Total number of active participants reported on line 7a of the Form 55002014-07-01234
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-01167
Total of all active and inactive participants2014-07-01401
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-011
Total participants2014-07-01402
Number of participants with account balances2014-07-01394
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-0122
2013: ENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-07-01355
Total number of active participants reported on line 7a of the Form 55002013-07-01264
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-01118
Total of all active and inactive participants2013-07-01382
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-011
Total participants2013-07-01383
Number of participants with account balances2013-07-01370
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-0129
2012: ENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-07-01327
Total number of active participants reported on line 7a of the Form 55002012-07-01254
Number of retired or separated participants receiving benefits2012-07-010
Number of other retired or separated participants entitled to future benefits2012-07-01100
Total of all active and inactive participants2012-07-01354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-011
Total participants2012-07-01355
Number of participants with account balances2012-07-01343
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-0118
2011: ENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-07-01263
Total number of active participants reported on line 7a of the Form 55002011-07-01240
Number of retired or separated participants receiving benefits2011-07-011
Number of other retired or separated participants entitled to future benefits2011-07-0186
Total of all active and inactive participants2011-07-01327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-01327
Number of participants with account balances2011-07-01315
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-0129
2010: ENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year2010-07-01236
Total number of active participants reported on line 7a of the Form 55002010-07-01197
Number of retired or separated participants receiving benefits2010-07-011
Number of other retired or separated participants entitled to future benefits2010-07-0165
Total of all active and inactive participants2010-07-01263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-07-010
Total participants2010-07-01263
Number of participants with account balances2010-07-01253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-07-0121
2009: ENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-07-01165
Total number of active participants reported on line 7a of the Form 55002009-07-01183
Number of retired or separated participants receiving benefits2009-07-011
Number of other retired or separated participants entitled to future benefits2009-07-0152
Total of all active and inactive participants2009-07-01236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-010
Total participants2009-07-01236
Number of participants with account balances2009-07-01214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-010

Financial Data on ENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST

Measure Date Value
2016 : ENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-06-30$-229,289
Total unrealized appreciation/depreciation of assets2016-06-30$-229,289
Total transfer of assets to this plan2016-06-30$0
Total transfer of assets from this plan2016-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Expenses. Interest paid2016-06-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-06-30$0
Total income from all sources (including contributions)2016-06-30$880,790
Total loss/gain on sale of assets2016-06-30$-59,593
Total of all expenses incurred2016-06-30$4,237,221
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$4,160,592
Expenses. Certain deemed distributions of participant loans2016-06-30$38,825
Value of total corrective distributions2016-06-30$448
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$1,129,163
Value of total assets at end of year2016-06-30$12,888,959
Value of total assets at beginning of year2016-06-30$16,245,390
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$37,356
Total interest from all sources2016-06-30$8,341
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$607,561
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-06-30$567,428
Assets. Real estate other than employer real property at end of year2016-06-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-06-30$0
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$500,000
If this is an individual account plan, was there a blackout period2016-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-30$0
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$625,673
Participant contributions at end of year2016-06-30$199,116
Participant contributions at beginning of year2016-06-30$215,989
Assets. Other investments not covered elsewhere at end of year2016-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2016-06-30$31,071
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-06-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-06-30$0
Assets. Loans (other than to participants) at end of year2016-06-30$0
Other income not declared elsewhere2016-06-30$13,585
Administrative expenses (other) incurred2016-06-30$37,356
Total non interest bearing cash at end of year2016-06-30$30
Total non interest bearing cash at beginning of year2016-06-30$130
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Income. Non cash contributions2016-06-30$0
Value of net income/loss2016-06-30$-3,356,431
Value of net assets at end of year (total assets less liabilities)2016-06-30$12,888,959
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$16,245,390
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Assets. partnership/joint venture interests at end of year2016-06-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$10,718,959
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$13,186,645
Interest on participant loans2016-06-30$8,341
Interest earned on other investments2016-06-30$0
Income. Interest from US Government securities2016-06-30$0
Income. Interest from corporate debt instruments2016-06-30$0
Value of interest in common/collective trusts at end of year2016-06-30$1,436,269
Value of interest in common/collective trusts at beginning of year2016-06-30$1,701,416
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-06-30$12,267
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-06-30$143
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-06-30$143
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-06-30$0
Asset value of US Government securities at end of year2016-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-06-30$-616,798
Net investment gain/loss from pooled separate accounts2016-06-30$0
Net investment gain or loss from common/collective trusts2016-06-30$27,820
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30Yes
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Assets. Invements in employer securities at end of year2016-06-30$522,318
Assets. Invements in employer securities at beginning of year2016-06-30$1,141,067
Contributions received in cash from employer2016-06-30$472,419
Income. Dividends from preferred stock2016-06-30$0
Income. Dividends from common stock2016-06-30$40,133
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$4,160,592
Asset. Corporate debt instrument preferred debt at end of year2016-06-30$0
Asset. Corporate debt instrument debt (other) at end of year2016-06-30$0
Assets. Corporate common stocks other than exployer securities at end of year2016-06-30$0
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Aggregate proceeds on sale of assets2016-06-30$511,652
Aggregate carrying amount (costs) on sale of assets2016-06-30$571,245
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30DOUGLAS WILSON AND COMPANY
Accountancy firm EIN2016-06-30810446334
2015 : ENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-06-30$-33,028
Total unrealized appreciation/depreciation of assets2015-06-30$-33,028
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total income from all sources (including contributions)2015-06-30$1,694,201
Total loss/gain on sale of assets2015-06-30$-7,294
Total of all expenses incurred2015-06-30$1,778,737
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$1,673,165
Expenses. Certain deemed distributions of participant loans2015-06-30$60,330
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$1,134,857
Value of total assets at end of year2015-06-30$16,245,390
Value of total assets at beginning of year2015-06-30$16,329,926
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$45,242
Total interest from all sources2015-06-30$9,675
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$1,249,418
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-06-30$1,201,899
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$500,000
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$596,031
Participant contributions at end of year2015-06-30$215,989
Participant contributions at beginning of year2015-06-30$257,699
Income. Received or receivable in cash from other sources (including rollovers)2015-06-30$3,654
Other income not declared elsewhere2015-06-30$1,857
Administrative expenses (other) incurred2015-06-30$45,242
Total non interest bearing cash at end of year2015-06-30$130
Total non interest bearing cash at beginning of year2015-06-30$195
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$-84,536
Value of net assets at end of year (total assets less liabilities)2015-06-30$16,245,390
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$16,329,926
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$13,186,645
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$12,842,600
Interest on participant loans2015-06-30$9,675
Value of interest in common/collective trusts at end of year2015-06-30$1,701,416
Value of interest in common/collective trusts at beginning of year2015-06-30$1,992,388
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-06-30$143
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-06-30$2,437
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-06-30$2,437
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-06-30$-693,612
Net investment gain or loss from common/collective trusts2015-06-30$32,328
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Assets. Invements in employer securities at end of year2015-06-30$1,141,067
Assets. Invements in employer securities at beginning of year2015-06-30$1,234,607
Contributions received in cash from employer2015-06-30$535,172
Income. Dividends from common stock2015-06-30$47,519
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$1,673,165
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Aggregate proceeds on sale of assets2015-06-30$120,161
Aggregate carrying amount (costs) on sale of assets2015-06-30$127,455
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30DOUGLAS WILSON AND COMPANY
Accountancy firm EIN2015-06-30810446334
2014 : ENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-06-30$32,466
Total unrealized appreciation/depreciation of assets2014-06-30$32,466
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total income from all sources (including contributions)2014-06-30$3,424,578
Total loss/gain on sale of assets2014-06-30$-51,799
Total of all expenses incurred2014-06-30$1,318,779
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$1,262,135
Expenses. Certain deemed distributions of participant loans2014-06-30$31,977
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$1,087,461
Value of total assets at end of year2014-06-30$16,329,926
Value of total assets at beginning of year2014-06-30$14,224,127
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$24,667
Total interest from all sources2014-06-30$9,439
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$759,435
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-06-30$690,480
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$1,000,000
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$587,893
Participant contributions at end of year2014-06-30$257,699
Participant contributions at beginning of year2014-06-30$206,681
Income. Received or receivable in cash from other sources (including rollovers)2014-06-30$26,135
Other income not declared elsewhere2014-06-30$1,980
Administrative expenses (other) incurred2014-06-30$24,667
Total non interest bearing cash at end of year2014-06-30$195
Total non interest bearing cash at beginning of year2014-06-30$110
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$2,105,799
Value of net assets at end of year (total assets less liabilities)2014-06-30$16,329,926
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$14,224,127
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$12,842,600
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$10,634,126
Interest on participant loans2014-06-30$9,438
Value of interest in common/collective trusts at end of year2014-06-30$1,992,388
Value of interest in common/collective trusts at beginning of year2014-06-30$1,868,208
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-06-30$2,437
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-06-30$17,903
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-06-30$17,903
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-06-30$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-06-30$1,555,724
Net investment gain or loss from common/collective trusts2014-06-30$29,872
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Assets. Invements in employer securities at end of year2014-06-30$1,234,607
Assets. Invements in employer securities at beginning of year2014-06-30$1,497,099
Contributions received in cash from employer2014-06-30$473,433
Income. Dividends from common stock2014-06-30$68,955
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$1,262,135
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Aggregate proceeds on sale of assets2014-06-30$623,171
Aggregate carrying amount (costs) on sale of assets2014-06-30$674,970
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30DOUGLAS WILSON AND COMPANY
Accountancy firm EIN2014-06-30810446334
2013 : ENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-06-30$29,506
Total unrealized appreciation/depreciation of assets2013-06-30$29,506
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total income from all sources (including contributions)2013-06-30$2,740,069
Total loss/gain on sale of assets2013-06-30$-2,130
Total of all expenses incurred2013-06-30$345,204
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$309,127
Expenses. Certain deemed distributions of participant loans2013-06-30$22,689
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$959,318
Value of total assets at end of year2013-06-30$14,224,127
Value of total assets at beginning of year2013-06-30$11,829,262
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$13,388
Total interest from all sources2013-06-30$7,140
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$486,978
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-06-30$410,394
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$1,000,000
If this is an individual account plan, was there a blackout period2013-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$531,153
Participant contributions at end of year2013-06-30$206,681
Participant contributions at beginning of year2013-06-30$168,604
Income. Received or receivable in cash from other sources (including rollovers)2013-06-30$6,531
Other income not declared elsewhere2013-06-30$1,436
Administrative expenses (other) incurred2013-06-30$13,388
Total non interest bearing cash at end of year2013-06-30$110
Total non interest bearing cash at beginning of year2013-06-30$60
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$2,394,865
Value of net assets at end of year (total assets less liabilities)2013-06-30$14,224,127
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$11,829,262
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$10,634,126
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$8,912,110
Interest on participant loans2013-06-30$7,140
Value of interest in common/collective trusts at end of year2013-06-30$1,868,208
Value of interest in common/collective trusts at beginning of year2013-06-30$1,295,666
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-06-30$17,903
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-06-30$7,370
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-06-30$7,370
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-06-30$1,230,063
Net investment gain or loss from common/collective trusts2013-06-30$27,758
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Assets. Invements in employer securities at end of year2013-06-30$1,497,099
Assets. Invements in employer securities at beginning of year2013-06-30$1,445,452
Contributions received in cash from employer2013-06-30$421,634
Income. Dividends from common stock2013-06-30$76,584
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$309,127
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Aggregate proceeds on sale of assets2013-06-30$203,405
Aggregate carrying amount (costs) on sale of assets2013-06-30$205,535
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30DOUGLAS WILSON AND COMPANY
Accountancy firm EIN2013-06-30810446334
2012 : ENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-06-30$-203,093
Total unrealized appreciation/depreciation of assets2012-06-30$-203,093
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total income from all sources (including contributions)2012-06-30$688,573
Total loss/gain on sale of assets2012-06-30$-5,095
Total of all expenses incurred2012-06-30$222,341
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$196,614
Expenses. Certain deemed distributions of participant loans2012-06-30$15,084
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$899,851
Value of total assets at end of year2012-06-30$11,829,262
Value of total assets at beginning of year2012-06-30$11,363,030
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$10,643
Total interest from all sources2012-06-30$9,240
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$306,908
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-06-30$228,110
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$1,000,000
If this is an individual account plan, was there a blackout period2012-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$508,745
Participant contributions at end of year2012-06-30$168,604
Participant contributions at beginning of year2012-06-30$197,815
Income. Received or receivable in cash from other sources (including rollovers)2012-06-30$13,007
Other income not declared elsewhere2012-06-30$876
Administrative expenses (other) incurred2012-06-30$10,643
Total non interest bearing cash at end of year2012-06-30$60
Total non interest bearing cash at beginning of year2012-06-30$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$466,232
Value of net assets at end of year (total assets less liabilities)2012-06-30$11,829,262
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$11,363,030
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$8,912,110
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$8,393,810
Interest on participant loans2012-06-30$9,240
Value of interest in common/collective trusts at end of year2012-06-30$1,295,666
Value of interest in common/collective trusts at beginning of year2012-06-30$1,117,885
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-06-30$7,370
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-06-30$142
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-06-30$142
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-06-30$-355,550
Net investment gain or loss from common/collective trusts2012-06-30$35,436
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30Yes
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Assets. Invements in employer securities at end of year2012-06-30$1,445,452
Assets. Invements in employer securities at beginning of year2012-06-30$1,653,328
Contributions received in cash from employer2012-06-30$378,099
Income. Dividends from common stock2012-06-30$78,798
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$196,614
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Aggregate proceeds on sale of assets2012-06-30$249,793
Aggregate carrying amount (costs) on sale of assets2012-06-30$254,888
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30DOUGLAS WILSON AND COMPANY
Accountancy firm EIN2012-06-30810446334
2011 : ENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-06-30$94,602
Total unrealized appreciation/depreciation of assets2011-06-30$94,602
Total transfer of assets to this plan2011-06-30$871,802
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total income from all sources (including contributions)2011-06-30$2,707,802
Total loss/gain on sale of assets2011-06-30$-4,446
Total of all expenses incurred2011-06-30$250,679
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$240,869
Expenses. Certain deemed distributions of participant loans2011-06-30$1,799
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$834,429
Value of total assets at end of year2011-06-30$11,363,030
Value of total assets at beginning of year2011-06-30$8,034,105
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$8,011
Total interest from all sources2011-06-30$6,385
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$232,104
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-06-30$154,158
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$1,000,000
If this is an individual account plan, was there a blackout period2011-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-06-30$0
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$450,117
Participant contributions at end of year2011-06-30$197,815
Participant contributions at beginning of year2011-06-30$52,313
Income. Received or receivable in cash from other sources (including rollovers)2011-06-30$45,392
Other income not declared elsewhere2011-06-30$-11,484
Administrative expenses (other) incurred2011-06-30$8,011
Total non interest bearing cash at end of year2011-06-30$50
Total non interest bearing cash at beginning of year2011-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$2,457,123
Value of net assets at end of year (total assets less liabilities)2011-06-30$11,363,030
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$8,034,105
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-06-30$8,393,810
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$5,403,724
Interest on participant loans2011-06-30$6,383
Value of interest in common/collective trusts at end of year2011-06-30$1,117,885
Value of interest in common/collective trusts at beginning of year2011-06-30$864,338
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-06-30$142
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-06-30$140
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-06-30$140
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-06-30$2
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-06-30$1,498,788
Net investment gain or loss from common/collective trusts2011-06-30$57,424
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Assets. Invements in employer securities at end of year2011-06-30$1,653,328
Assets. Invements in employer securities at beginning of year2011-06-30$1,713,590
Contributions received in cash from employer2011-06-30$338,920
Income. Dividends from common stock2011-06-30$77,946
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$240,869
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Aggregate proceeds on sale of assets2011-06-30$514,421
Aggregate carrying amount (costs) on sale of assets2011-06-30$518,867
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30DOUGLAS WILSON AND COMPANY
Accountancy firm EIN2011-06-30810446334
2010 : ENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-06-30$0

Form 5500 Responses for ENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST

2015: ENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement - TrustYes
2014: ENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement - TrustYes
2013: ENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement - TrustYes
2012: ENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement - TrustYes
2011: ENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement - TrustYes
2010: ENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST 2010 form 5500 responses
2010-07-01Type of plan entitySingle employer plan
2010-07-01Submission has been amendedYes
2010-07-01This submission is the final filingNo
2010-07-01This return/report is a short plan year return/report (less than 12 months)No
2010-07-01Plan is a collectively bargained planNo
2010-07-01Plan funding arrangement – TrustYes
2010-07-01Plan benefit arrangement - TrustYes
2009: ENERGY WEST, INC. RETIREMENT SAVINGS PLAN & TRUST 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement - TrustYes

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