Logo

A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 401k Plan overview

Plan NameA.W.A.R.E., INC. RETIREMENT PLAN AND TRUST
Plan identification number 002

A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

A.W.A.R.E. INC. has sponsored the creation of one or more 401k plans.

Company Name:A.W.A.R.E. INC.
Employer identification number (EIN):810360391
NAIC Classification:624100
NAIC Description: Individual and Family Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01GERI F WYANT
0022016-01-01LAWRENCE NOONAN OR GERI F WYANT
0022015-01-01LAWRENCE NOONAN OR GERI F WYANT
0022014-01-01LAWRENCE NOONAN OR GERI F WYANT
0022013-01-01LAWRENCE NOONAN OR GERI F WYANT
0022012-01-01LAWRENCE NOONAN OR GERI F WYANT
0022011-01-01LAWRENCE NOONAN LAWRENCE NOONAN2012-10-16
0022010-01-01GERI WYANT
0022009-07-01GERI L. FRANCISCO-WYANT

Plan Statistics for A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST

401k plan membership statisitcs for A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST

Measure Date Value
2020: A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01735
Total number of active participants reported on line 7a of the Form 55002020-01-01509
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0191
Total of all active and inactive participants2020-01-01600
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01600
Number of participants with account balances2020-01-01243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0115
2019: A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01700
Total number of active participants reported on line 7a of the Form 55002019-01-01650
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0178
Total of all active and inactive participants2019-01-01728
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01728
Number of participants with account balances2019-01-01213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-019
2018: A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01823
Total number of active participants reported on line 7a of the Form 55002018-01-01475
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0174
Total of all active and inactive participants2018-01-01549
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01549
Number of participants with account balances2018-01-01193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-017
2017: A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01942
Total number of active participants reported on line 7a of the Form 55002017-01-01727
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0161
Total of all active and inactive participants2017-01-01788
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01788
Number of participants with account balances2017-01-01177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0119
2016: A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01783
Total number of active participants reported on line 7a of the Form 55002016-01-01668
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0160
Total of all active and inactive participants2016-01-01728
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01728
Number of participants with account balances2016-01-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0110
2015: A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01781
Total number of active participants reported on line 7a of the Form 55002015-01-01682
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0156
Total of all active and inactive participants2015-01-01738
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01738
Number of participants with account balances2015-01-01171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0111
2014: A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01915
Total number of active participants reported on line 7a of the Form 55002014-01-01676
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0152
Total of all active and inactive participants2014-01-01729
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01729
Number of participants with account balances2014-01-01172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0112
2013: A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01738
Total number of active participants reported on line 7a of the Form 55002013-01-01745
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0133
Total of all active and inactive participants2013-01-01779
Total participants2013-01-01779
Number of participants with account balances2013-01-01163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-019
2012: A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01807
Total number of active participants reported on line 7a of the Form 55002012-01-01684
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0126
Total of all active and inactive participants2012-01-01711
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01711
Number of participants with account balances2012-01-01145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0116
2011: A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01684
Total number of active participants reported on line 7a of the Form 55002011-01-01638
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0144
Total of all active and inactive participants2011-01-01682
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01682
Number of participants with account balances2011-01-01160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-016
2010: A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-01681
Total number of active participants reported on line 7a of the Form 55002010-01-01659
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0136
Total of all active and inactive participants2010-01-01695
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01695
Number of participants with account balances2010-01-01159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-016
2009: A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-07-01628
Total number of active participants reported on line 7a of the Form 55002009-07-01738
Number of retired or separated participants receiving benefits2009-07-010
Number of other retired or separated participants entitled to future benefits2009-07-0141
Total of all active and inactive participants2009-07-01779
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-010
Total participants2009-07-01779
Number of participants with account balances2009-07-01157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-013

Financial Data on A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST

Measure Date Value
2020 : A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,308,596
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$677,438
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$632,023
Expenses. Certain deemed distributions of participant loans2020-12-31$7,255
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$677,279
Value of total assets at end of year2020-12-31$5,302,232
Value of total assets at beginning of year2020-12-31$4,671,074
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$38,160
Total interest from all sources2020-12-31$19,739
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$38,160
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$430,909
Participant contributions at end of year2020-12-31$105,805
Participant contributions at beginning of year2020-12-31$104,753
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$22,113
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$631,158
Value of net assets at end of year (total assets less liabilities)2020-12-31$5,302,232
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$4,671,074
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$299,078
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$267,979
Interest on participant loans2020-12-31$5,285
Value of interest in common/collective trusts at end of year2020-12-31$4,781,427
Value of interest in common/collective trusts at beginning of year2020-12-31$4,189,781
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$4,617
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$3,003
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$3,003
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$14,454
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$111,305
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$104,973
Net investment gain/loss from pooled separate accounts2020-12-31$611,578
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$224,257
Employer contributions (assets) at beginning of year2020-12-31$585
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$632,023
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31AZ & COMPANY
Accountancy firm EIN2020-12-31810385940
2019 : A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,225,778
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$333,866
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$333,366
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$575,491
Value of total assets at end of year2019-12-31$4,671,074
Value of total assets at beginning of year2019-12-31$3,779,162
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$500
Total interest from all sources2019-12-31$8,978
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$380,118
Participant contributions at end of year2019-12-31$104,753
Participant contributions at beginning of year2019-12-31$143,150
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$21,712
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$891,912
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,671,074
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,779,162
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$267,979
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$279,562
Interest on participant loans2019-12-31$7,796
Value of interest in common/collective trusts at end of year2019-12-31$4,189,781
Value of interest in common/collective trusts at beginning of year2019-12-31$3,259,730
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$3,003
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,515
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,515
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$1,182
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$104,973
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$95,205
Net investment gain/loss from pooled separate accounts2019-12-31$641,309
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$173,661
Employer contributions (assets) at end of year2019-12-31$585
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$333,366
Contract administrator fees2019-12-31$500
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31AZ & COMPANY
Accountancy firm EIN2019-12-31810385940
2018 : A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$387
Total income from all sources (including contributions)2018-12-31$186,884
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$213,446
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$205,518
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$460,388
Value of total assets at end of year2018-12-31$3,779,162
Value of total assets at beginning of year2018-12-31$3,806,111
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$7,928
Total interest from all sources2018-12-31$8,186
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$351,690
Participant contributions at end of year2018-12-31$143,150
Participant contributions at beginning of year2018-12-31$122,779
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$33,375
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$387
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-26,562
Value of net assets at end of year (total assets less liabilities)2018-12-31$3,779,162
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,805,724
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$279,562
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$255,871
Interest on participant loans2018-12-31$7,153
Value of interest in common/collective trusts at end of year2018-12-31$3,259,730
Value of interest in common/collective trusts at beginning of year2018-12-31$3,327,446
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,515
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$6,104
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$6,104
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$1,033
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$95,205
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$93,903
Net investment gain/loss from pooled separate accounts2018-12-31$-281,690
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$75,323
Employer contributions (assets) at beginning of year2018-12-31$8
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$205,518
Contract administrator fees2018-12-31$7,928
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31AZ & COMPANY
Accountancy firm EIN2018-12-31810385940
2017 : A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$387
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$986,735
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$369,324
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$352,732
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$434,410
Value of total assets at end of year2017-12-31$3,806,111
Value of total assets at beginning of year2017-12-31$3,188,313
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$16,592
Total interest from all sources2017-12-31$35,791
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$334,023
Participant contributions at end of year2017-12-31$122,779
Participant contributions at beginning of year2017-12-31$87,731
Participant contributions at beginning of year2017-12-31$6
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$25,207
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$387
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$617,411
Value of net assets at end of year (total assets less liabilities)2017-12-31$3,805,724
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,188,313
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$255,871
Value of interest in pooled separate accounts at beginning of year2017-12-31$2,693,509
Interest on participant loans2017-12-31$11,538
Value of interest in common/collective trusts at end of year2017-12-31$3,327,446
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$6,104
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$7,447
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$7,447
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$24,253
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$93,903
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$399,620
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$199,452
Net investment gain or loss from common/collective trusts2017-12-31$317,082
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$75,180
Employer contributions (assets) at end of year2017-12-31$8
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$352,732
Contract administrator fees2017-12-31$16,592
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31AZ & COMPANY
Accountancy firm EIN2017-12-31810385940
2016 : A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$507,789
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$686,099
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$678,153
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$359,019
Value of total assets at end of year2016-12-31$3,188,313
Value of total assets at beginning of year2016-12-31$3,366,623
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$7,946
Total interest from all sources2016-12-31$18,205
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$291,597
Participant contributions at end of year2016-12-31$87,731
Participant contributions at beginning of year2016-12-31$75,892
Participant contributions at end of year2016-12-31$6
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$202
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-178,310
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,188,313
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,366,623
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$2,693,509
Value of interest in pooled separate accounts at beginning of year2016-12-31$2,689,204
Interest on participant loans2016-12-31$6,145
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$7,447
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$12,316
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$12,316
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$12,060
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$399,620
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$589,211
Net investment gain/loss from pooled separate accounts2016-12-31$130,565
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$67,220
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$678,153
Contract administrator fees2016-12-31$7,946
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31AZ & COMPANY
Accountancy firm EIN2016-12-31810385940
2015 : A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$385,398
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$595,030
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$593,950
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$365,653
Value of total assets at end of year2015-12-31$3,366,623
Value of total assets at beginning of year2015-12-31$3,576,255
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,080
Total interest from all sources2015-12-31$21,371
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$275,616
Participant contributions at end of year2015-12-31$75,892
Participant contributions at beginning of year2015-12-31$131,808
Participant contributions at beginning of year2015-12-31$13
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$26,407
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-209,632
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,366,623
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,576,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$2,689,204
Value of interest in pooled separate accounts at beginning of year2015-12-31$2,698,850
Interest on participant loans2015-12-31$5,056
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$12,316
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$8,139
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$8,139
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$16,315
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$589,211
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$737,442
Net investment gain/loss from pooled separate accounts2015-12-31$-1,626
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$63,630
Employer contributions (assets) at beginning of year2015-12-31$3
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$593,950
Contract administrator fees2015-12-31$1,080
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31AZ & COMPANY
Accountancy firm EIN2015-12-31810385940
2014 : A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$2,394
Total income from all sources (including contributions)2014-12-31$543,368
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$228,798
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$221,569
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$345,084
Value of total assets at end of year2014-12-31$3,576,255
Value of total assets at beginning of year2014-12-31$3,264,079
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$7,229
Total interest from all sources2014-12-31$15,296
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$269,778
Participant contributions at end of year2014-12-31$131,808
Participant contributions at beginning of year2014-12-31$105,038
Participant contributions at end of year2014-12-31$13
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$13,818
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$195
Administrative expenses (other) incurred2014-12-31$720
Liabilities. Value of operating payables at beginning of year2014-12-31$2,394
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$314,570
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,576,255
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,261,685
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$2,698,850
Value of interest in pooled separate accounts at beginning of year2014-12-31$2,783,545
Interest on participant loans2014-12-31$5,939
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$8,139
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$11,751
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$11,751
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$9,357
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$737,442
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$363,550
Net investment gain/loss from pooled separate accounts2014-12-31$182,988
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$61,488
Employer contributions (assets) at end of year2014-12-31$3
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$221,569
Contract administrator fees2014-12-31$6,509
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31AZ & COMPANY
Accountancy firm EIN2014-12-31810385940
2013 : A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$2,394
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$2,054
Total income from all sources (including contributions)2013-12-31$866,657
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$156,537
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$156,017
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$339,837
Value of total assets at end of year2013-12-31$3,264,079
Value of total assets at beginning of year2013-12-31$2,553,619
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$520
Total interest from all sources2013-12-31$12,810
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$259,228
Participant contributions at end of year2013-12-31$105,038
Participant contributions at beginning of year2013-12-31$94,593
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$21,633
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$195
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$158
Administrative expenses (other) incurred2013-12-31$520
Liabilities. Value of operating payables at end of year2013-12-31$2,394
Liabilities. Value of operating payables at beginning of year2013-12-31$2,054
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$710,120
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,261,685
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,551,565
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$2,783,545
Value of interest in pooled separate accounts at beginning of year2013-12-31$2,135,018
Interest on participant loans2013-12-31$5,824
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$11,751
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$10,706
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$10,706
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$6,986
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$363,550
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$313,144
Net investment gain/loss from pooled separate accounts2013-12-31$514,010
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$58,976
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$156,017
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31AZ & COMPANY
Accountancy firm EIN2013-12-31810385940
2012 : A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$2,054
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,350
Total income from all sources (including contributions)2012-12-31$538,254
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$256,687
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$255,247
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$290,099
Value of total assets at end of year2012-12-31$2,553,619
Value of total assets at beginning of year2012-12-31$2,271,348
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,440
Total interest from all sources2012-12-31$11,635
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$235,094
Participant contributions at end of year2012-12-31$94,593
Participant contributions at beginning of year2012-12-31$102,149
Participant contributions at beginning of year2012-12-31$8,332
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,265
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$158
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$207
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$85
Administrative expenses (other) incurred2012-12-31$1,440
Liabilities. Value of operating payables at end of year2012-12-31$2,054
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$281,567
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,551,565
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,269,998
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$2,135,018
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,841,058
Interest on participant loans2012-12-31$5,521
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$10,706
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$4,869
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$4,869
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$6,114
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$313,144
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$312,788
Net investment gain/loss from pooled separate accounts2012-12-31$236,520
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$53,740
Employer contributions (assets) at beginning of year2012-12-31$1,945
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$255,247
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$1,265
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31AZ & COMPANY
Accountancy firm EIN2012-12-31810385940
2011 : A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,350
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$168
Total income from all sources (including contributions)2011-12-31$186,685
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$139,130
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$138,575
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$251,049
Value of total assets at end of year2011-12-31$2,271,348
Value of total assets at beginning of year2011-12-31$2,222,611
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$555
Total interest from all sources2011-12-31$9,594
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$200,893
Participant contributions at end of year2011-12-31$102,149
Participant contributions at beginning of year2011-12-31$57,806
Participant contributions at end of year2011-12-31$8,332
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$3,485
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$207
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$85
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$66
Administrative expenses (other) incurred2011-12-31$555
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$47,555
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,269,998
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,222,443
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$1,841,058
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,916,779
Interest on participant loans2011-12-31$4,063
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$4,869
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,300
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,300
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$5,531
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$312,788
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$246,726
Net investment gain/loss from pooled separate accounts2011-12-31$-73,958
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$46,671
Employer contributions (assets) at end of year2011-12-31$1,945
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$138,575
Liabilities. Value of benefit claims payable at end of year2011-12-31$1,265
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$102
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31AZ & COMPANY
Accountancy firm EIN2011-12-31810385940
2010 : A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$168
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$64
Total income from all sources (including contributions)2010-12-31$454,331
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$160,124
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$159,404
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$257,543
Value of total assets at end of year2010-12-31$2,222,611
Value of total assets at beginning of year2010-12-31$1,928,300
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$720
Total interest from all sources2010-12-31$9,597
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$209,481
Participant contributions at end of year2010-12-31$57,806
Participant contributions at beginning of year2010-12-31$62,518
Participant contributions at beginning of year2010-12-31$7,499
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$66
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$64
Administrative expenses (other) incurred2010-12-31$720
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$294,207
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,222,443
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,928,236
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$1,916,779
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,639,317
Interest on participant loans2010-12-31$4,123
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,300
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$549
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$549
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$5,474
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$246,726
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$216,656
Net investment gain/loss from pooled separate accounts2010-12-31$187,191
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$48,062
Employer contributions (assets) at beginning of year2010-12-31$1,761
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$159,404
Liabilities. Value of benefit claims payable at end of year2010-12-31$102
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ANDERSON ZURMUEHLEN & CO., P.C.
Accountancy firm EIN2010-12-31810385940

Form 5500 Responses for A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST

2020: A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan benefit arrangement – InsuranceYes
2019: A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – InsuranceYes
2018: A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2010: A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan benefit arrangement – InsuranceYes
2009: A.W.A.R.E., INC. RETIREMENT PLAN AND TRUST 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)Yes
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number501414-01
Policy instance 1
Insurance contract or identification number501414-01
Number of Individuals Covered34
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number501414-01
Policy instance 1
Insurance contract or identification number501414-01
Number of Individuals Covered12
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number501414-01
Policy instance 1
Insurance contract or identification number501414-01
Number of Individuals Covered8
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number501414-01
Policy instance 1
Insurance contract or identification number501414-01
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM81736
Policy instance 2
Insurance contract or identification numberRM81736
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM81736
Policy instance 1
Insurance contract or identification numberRM81736
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM81736
Policy instance 1
Insurance contract or identification numberRM81736
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM81736
Policy instance 1
Insurance contract or identification numberRM81736
Number of Individuals Covered163
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $20,704
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,005
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL CORPORATION
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM81736
Policy instance 1
Insurance contract or identification numberRM81736
Number of Individuals Covered145
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $18,755
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,755
Insurance broker organization code?3
Insurance broker nameELIZABETH M. HARRIS
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM81736
Policy instance 1
Insurance contract or identification numberRM81736
Number of Individuals Covered160
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $15,852
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM81736
Policy instance 1
Insurance contract or identification numberRM81736
Number of Individuals Covered159
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $15,027
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,027
Insurance broker organization code?3
Insurance broker nameELIZABETH M. HARRIS

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S1