401k Plan data: K. MARSHALL COOK, PC 401(K) PLAN plan

K. MARSHALL COOK, PC 401(K) PLAN 401k Plan overview

Plan Name	K. MARSHALL COOK, PC 401(K) PLAN
Plan identification number	001

K. MARSHALL COOK, PC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

K. MARSHALL COOK, PC has sponsored the creation of one or more 401k plans.

Company Name: K. MARSHALL COOK, PC

Employer identification number (EIN): 810672613

NAIC Classification: 551112
NAIC Description: Offices of Other Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan K. MARSHALL COOK, PC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01 BRET SVEDBERG 2019-08-01
001 2018-01-01 BRET SVEDBERG 2019-10-10
001 2017-01-01
001 2016-01-01
001 2016-01-01 BRET SVEDBERG 2019-04-03
001 2016-01-01 MELANIE TU 2017-10-13
001 2011-01-01 K. MARSHALL COOK 2012-08-30
001 2010-01-01 RIC EDELMAN
001 2009-01-01 RIC EDELMAN

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2019-01-01	BRET SVEDBERG	2019-08-01
001	2018-01-01	BRET SVEDBERG	2019-10-10
001	2017-01-01
001	2016-01-01
001	2016-01-01	BRET SVEDBERG	2019-04-03
001	2016-01-01	MELANIE TU	2017-10-13
001	2011-01-01	K. MARSHALL COOK	2012-08-30
001	2010-01-01	RIC EDELMAN
001	2009-01-01	RIC EDELMAN

Plan Statistics for K. MARSHALL COOK, PC 401(K) PLAN

401k plan membership statisitcs for K. MARSHALL COOK, PC 401(K) PLAN

Measure Date Value
2019: K. MARSHALL COOK, PC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 669
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 434
Number of retired or separated participants receiving benefits 2019-01-01 27
Number of other retired or separated participants entitled to future benefits 2019-01-01 137
Total of all active and inactive participants 2019-01-01 598
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 598
Number of participants with account balances 2019-01-01 584
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: K. MARSHALL COOK, PC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 670
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 516
Number of retired or separated participants receiving benefits 2018-01-01 13
Number of other retired or separated participants entitled to future benefits 2018-01-01 134
Total of all active and inactive participants 2018-01-01 663
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 663
Number of participants with account balances 2018-01-01 654
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 46
2017: K. MARSHALL COOK, PC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 636
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 579
Number of retired or separated participants receiving benefits 2017-01-01 16
Number of other retired or separated participants entitled to future benefits 2017-01-01 76
Total of all active and inactive participants 2017-01-01 671
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 671
Number of participants with account balances 2017-01-01 656
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 31
2016: K. MARSHALL COOK, PC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 689
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 524
Number of retired or separated participants receiving benefits 2016-01-01 10
Number of other retired or separated participants entitled to future benefits 2016-01-01 70
Total of all active and inactive participants 2016-01-01 604
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 604
Number of participants with account balances 2016-01-01 591
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 32
2010: K. MARSHALL COOK, PC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 199
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 212
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 27
Total of all active and inactive participants 2010-01-01 239
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 239
Number of participants with account balances 2010-01-01 220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 7
2009: K. MARSHALL COOK, PC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 203
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 169
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 29
Total of all active and inactive participants 2009-01-01 198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 199
Number of participants with account balances 2009-01-01 190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 10

Measure	Date	Value
2019: K. MARSHALL COOK, PC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	669
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	434
Number of retired or separated participants receiving benefits	2019-01-01	27
Number of other retired or separated participants entitled to future benefits	2019-01-01	137
Total of all active and inactive participants	2019-01-01	598
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	598
Number of participants with account balances	2019-01-01	584
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: K. MARSHALL COOK, PC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	670
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	516
Number of retired or separated participants receiving benefits	2018-01-01	13
Number of other retired or separated participants entitled to future benefits	2018-01-01	134
Total of all active and inactive participants	2018-01-01	663
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	663
Number of participants with account balances	2018-01-01	654
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	46
2017: K. MARSHALL COOK, PC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	636
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	579
Number of retired or separated participants receiving benefits	2017-01-01	16
Number of other retired or separated participants entitled to future benefits	2017-01-01	76
Total of all active and inactive participants	2017-01-01	671
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	671
Number of participants with account balances	2017-01-01	656
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	31
2016: K. MARSHALL COOK, PC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	689
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	524
Number of retired or separated participants receiving benefits	2016-01-01	10
Number of other retired or separated participants entitled to future benefits	2016-01-01	70
Total of all active and inactive participants	2016-01-01	604
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	604
Number of participants with account balances	2016-01-01	591
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	32
2010: K. MARSHALL COOK, PC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	199
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	212
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	27
Total of all active and inactive participants	2010-01-01	239
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	239
Number of participants with account balances	2010-01-01	220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	7
2009: K. MARSHALL COOK, PC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	203
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	169
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	29
Total of all active and inactive participants	2009-01-01	198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	199
Number of participants with account balances	2009-01-01	190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	10

Financial Data on K. MARSHALL COOK, PC 401(K) PLAN

Measure	Date	Value
2019 : K. MARSHALL COOK, PC 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$3,552
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$1,643
Total income from all sources (including contributions)	2019-12-31	$33,304,339
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$6,244,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$6,026,900
Expenses. Certain deemed distributions of participant loans	2019-12-31	$70,313
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$10,799,182
Value of total assets at end of year	2019-12-31	$120,804,546
Value of total assets at beginning of year	2019-12-31	$93,742,713
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$147,202
Total interest from all sources	2019-12-31	$43,778
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$2,900,735
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$2,900,735
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$6,172,555
Participant contributions at end of year	2019-12-31	$788,948
Participant contributions at beginning of year	2019-12-31	$861,515
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$1,915,207
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$3,552
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$1,643
Administrative expenses (other) incurred	2019-12-31	$52,119
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$27,059,924
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$120,800,994
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$93,741,070
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$115,473,268
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$90,027,500
Interest on participant loans	2019-12-31	$43,778
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$4,432,006
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$2,754,305
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$2,754,305
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$19,560,644
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$2,711,420
Employer contributions (assets) at end of year	2019-12-31	$110,324
Employer contributions (assets) at beginning of year	2019-12-31	$99,393
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$6,026,900
Contract administrator fees	2019-12-31	$95,083
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	CARON & BLETZER, PLLC
Accountancy firm EIN	2019-12-31	043499945
2018 : K. MARSHALL COOK, PC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$1,643
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$1,659,003
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$4,218,575
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$4,017,082
Expenses. Certain deemed distributions of participant loans	2018-12-31	$18,423
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$11,004,393
Value of total assets at end of year	2018-12-31	$93,742,713
Value of total assets at beginning of year	2018-12-31	$96,300,642
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$183,070
Total interest from all sources	2018-12-31	$34,436
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$3,117,598
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$3,117,598
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$6,788,977
Participant contributions at end of year	2018-12-31	$861,515
Participant contributions at beginning of year	2018-12-31	$528,967
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$2,044,213
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$1,643
Administrative expenses (other) incurred	2018-12-31	$59,860
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-2,559,572
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$93,741,070
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$96,300,642
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$90,027,500
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$92,741,270
Interest on participant loans	2018-12-31	$34,236
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$2,754,305
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$2,915,192
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$2,915,192
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$200
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-12,497,424
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$2,171,203
Employer contributions (assets) at end of year	2018-12-31	$99,393
Employer contributions (assets) at beginning of year	2018-12-31	$115,213
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$4,017,082
Contract administrator fees	2018-12-31	$123,210
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	CARON & BLETZER, PLLC
Accountancy firm EIN	2018-12-31	043499945
2017 : K. MARSHALL COOK, PC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$24,348,805
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$2,966,301
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$2,812,870
Expenses. Certain deemed distributions of participant loans	2017-12-31	$3,009
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$10,424,860
Value of total assets at end of year	2017-12-31	$96,300,642
Value of total assets at beginning of year	2017-12-31	$74,918,138
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$150,422
Total interest from all sources	2017-12-31	$18,715
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$2,624,481
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$2,624,481
Administrative expenses professional fees incurred	2017-12-31	$139,789
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$6,317,892
Participant contributions at end of year	2017-12-31	$528,967
Participant contributions at beginning of year	2017-12-31	$354,687
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$2,087,366
Other income not declared elsewhere	2017-12-31	$18
Administrative expenses (other) incurred	2017-12-31	$10,633
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$21,382,504
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$96,300,642
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$74,918,138
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$92,741,270
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$71,826,499
Interest on participant loans	2017-12-31	$18,715
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$2,915,192
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$2,626,801
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$2,626,801
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$11,280,731
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$2,019,602
Employer contributions (assets) at end of year	2017-12-31	$115,213
Employer contributions (assets) at beginning of year	2017-12-31	$110,151
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$2,812,870
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	CARON & BLETZER, PLLC
Accountancy firm EIN	2017-12-31	043499945
2016 : K. MARSHALL COOK, PC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets from this plan	2016-12-31	$12,925,492
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$251,587
Total income from all sources (including contributions)	2016-12-31	$16,630,941
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$4,317,462
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$4,180,247
Expenses. Certain deemed distributions of participant loans	2016-12-31	$4,366
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$8,843,452
Value of total assets at end of year	2016-12-31	$74,918,138
Value of total assets at beginning of year	2016-12-31	$75,781,738
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$132,849
Total interest from all sources	2016-12-31	$13,825
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$1,696,879
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$1,696,879
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$5,625,966
Participant contributions at end of year	2016-12-31	$354,687
Participant contributions at beginning of year	2016-12-31	$452,523
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$256,335
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$1,457,967
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$251,587
Administrative expenses (other) incurred	2016-12-31	$61,249
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$12,313,479
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$74,918,138
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$75,530,151
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$71,826,499
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$71,529,114
Interest on participant loans	2016-12-31	$13,980
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$2,626,801
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$3,414,028
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$3,414,028
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$-155
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$6,076,785
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$1,759,519
Employer contributions (assets) at end of year	2016-12-31	$110,151
Employer contributions (assets) at beginning of year	2016-12-31	$129,738
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$4,180,247
Contract administrator fees	2016-12-31	$71,600
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CARON & BLETZER, PLLC
Accountancy firm EIN	2016-12-31	043499945
2011 : K. MARSHALL COOK, PC 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-09-30	$0
Total transfer of assets from this plan	2011-09-30	$18,947,601
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total income from all sources (including contributions)	2011-09-30	$-934,557
Total loss/gain on sale of assets	2011-09-30	$0
Total of all expenses incurred	2011-09-30	$1,540,886
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-09-30	$1,516,186
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-09-30	$2,231,713
Value of total assets at end of year	2011-09-30	$0
Value of total assets at beginning of year	2011-09-30	$21,423,044
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-09-30	$24,700
Total interest from all sources	2011-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-09-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2011-09-30	$0
Was this plan covered by a fidelity bond	2011-09-30	Yes
Value of fidelity bond cover	2011-09-30	$1,000,000
If this is an individual account plan, was there a blackout period	2011-09-30	Yes
Were there any nonexempt tranactions with any party-in-interest	2011-09-30	No
Contributions received from participants	2011-09-30	$1,618,000
Income. Received or receivable in cash from other sources (including rollovers)	2011-09-30	$113,352
Administrative expenses (other) incurred	2011-09-30	$24,700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Value of net income/loss	2011-09-30	$-2,475,443
Value of net assets at end of year (total assets less liabilities)	2011-09-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2011-09-30	$21,423,044
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-09-30	No
Were any leases to which the plan was party in default or uncollectible	2011-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-09-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-09-30	$21,423,044
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-09-30	$-3,166,270
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-09-30	No
Was there a failure to transmit to the plan any participant contributions	2011-09-30	No
Has the plan failed to provide any benefit when due under the plan	2011-09-30	No
Contributions received in cash from employer	2011-09-30	$500,361
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-09-30	$1,516,186
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-09-30	Yes
Did the plan have assets held for investment	2011-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-09-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-09-30	Disclaimer
Accountancy firm name	2011-09-30	WATKINS MEEGAN LLC
Accountancy firm EIN	2011-09-30	521297695
2010 : K. MARSHALL COOK, PC 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$6,051,999
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$565,563
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$529,614
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,700,387
Value of total assets at end of year	2010-12-31	$21,423,044
Value of total assets at beginning of year	2010-12-31	$15,936,608
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$35,949
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$336,240
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$336,240
Assets. Real estate other than employer real property at end of year	2010-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2010-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2010-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2010-12-31	$0
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,733,047
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$0
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$472,776
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$0
Assets. Loans (other than to participants) at end of year	2010-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$0
Administrative expenses (other) incurred	2010-12-31	$35,949
Liabilities. Value of operating payables at end of year	2010-12-31	$0
Liabilities. Value of operating payables at beginning of year	2010-12-31	$0
Total non interest bearing cash at end of year	2010-12-31	$0
Total non interest bearing cash at beginning of year	2010-12-31	$8
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Income. Non cash contributions	2010-12-31	$0
Value of net income/loss	2010-12-31	$5,486,436
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$21,423,044
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$15,936,608
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at end of year	2010-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2010-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$21,423,044
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$15,474,501
Value of interest in master investment trust accounts at end of year	2010-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2010-12-31	$0
Value of interest in common/collective trusts at end of year	2010-12-31	$0
Value of interest in common/collective trusts at beginning of year	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2010-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2010-12-31	$0
Asset value of US Government securities at end of year	2010-12-31	$0
Asset value of US Government securities at beginning of year	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$3,015,372
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$0
Assets. Invements in employer securities at beginning of year	2010-12-31	$0
Assets. Value of employer real property at end of year	2010-12-31	$0
Assets. Value of employer real property at beginning of year	2010-12-31	$0
Contributions received in cash from employer	2010-12-31	$494,564
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$462,099
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$529,614
Asset. Corporate debt instrument preferred debt at end of year	2010-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2010-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2010-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2010-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2010-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Liabilities. Value of acquisition indebtedness at end of year	2010-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2010-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	WATKINS MEEGAN LLC
Accountancy firm EIN	2010-12-31	521297695
2009 : K. MARSHALL COOK, PC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for K. MARSHALL COOK, PC 401(K) PLAN

2019: K. MARSHALL COOK, PC 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: K. MARSHALL COOK, PC 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: K. MARSHALL COOK, PC 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: K. MARSHALL COOK, PC 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2010: K. MARSHALL COOK, PC 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: K. MARSHALL COOK, PC 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	K. MARSHALL COOK, PC
Employer identification number (EIN):	810672613
NAIC Classification:	551112
NAIC Description:	Offices of Other Holding Companies