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CLE ORAL & MAXILLOFACIAL SURGERY WESTLAKE 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameCLE ORAL & MAXILLOFACIAL SURGERY WESTLAKE 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number 001

CLE ORAL & MAXILLOFACIAL SURGERY WESTLAKE 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CLE ORAL & MAXILLOFACIAL SURGERY WESTLAKE-MICHAEL SHAPIRO,DDS,INC has sponsored the creation of one or more 401k plans.

Company Name:CLE ORAL & MAXILLOFACIAL SURGERY WESTLAKE-MICHAEL SHAPIRO,DDS,INC
Employer identification number (EIN):810816769
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CLE ORAL & MAXILLOFACIAL SURGERY WESTLAKE 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01MICHAEL SHAPIRO2024-04-30
0012022-01-01
0012022-01-01MICHAEL SHAPIRO
0012021-01-01
0012021-01-01MICHAEL SHAPIRO
0012020-01-01
0012019-01-01
0012018-01-01JEFFREY W. KOSMAN
0012017-01-01JEFFREY W. KOSMAN

Financial Data on CLE ORAL & MAXILLOFACIAL SURGERY WESTLAKE 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2025 : CLE ORAL & MAXILLOFACIAL SURGERY WESTLAKE 401(K) PROFIT SHARING PLAN AND TRUST 2025 401k financial data
Total transfers to/from plan in this plan year2025-04-150
Total liabilities as of the end of the plan year2025-04-150
Total liabilities as of the beginning of the plan year2025-04-150
Total expenses incurred by plan in this plan year2025-04-15275432
Net assets as of the end of the plan year2025-04-150
Total assets as of the beginning of the plan year2025-04-15265735
Value of plan covered by a fidelity bond2025-04-15100000
Participant contributions to plan in this plan year2025-04-150
Other expenses paid from plan in this plan year2025-04-150
Other contributions to plan in this plan year2025-04-150
Other income to plan in this plan year2025-04-159697
Plan net income in this plan year2025-04-15-265735
Net assets as of the end of the plan year2025-04-150
Net assets as of the beginning of the plan year2025-04-15265735
Employer contributions to plan in this plan year2025-04-150
Expensese paid to adminstrative service provicers from plan in this plan year2025-04-151482
2024 : CLE ORAL & MAXILLOFACIAL SURGERY WESTLAKE 401(K) PROFIT SHARING PLAN AND TRUST 2024 401k financial data
Total liabilities as of the end of the plan year2024-04-300
Total liabilities as of the beginning of the plan year2024-04-300
Total expenses incurred by plan in this plan year2024-04-3050190
Net assets as of the end of the plan year2024-04-30265735
Total assets as of the beginning of the plan year2024-04-30270510
Value of plan covered by a fidelity bond2024-04-30100000
Participant contributions to plan in this plan year2024-04-300
Other expenses paid from plan in this plan year2024-04-300
Other contributions to plan in this plan year2024-04-300
Other income to plan in this plan year2024-04-3045415
Plan net income in this plan year2024-04-30-4775
Net assets as of the end of the plan year2024-04-30265735
Net assets as of the beginning of the plan year2024-04-30270510
Employer contributions to plan in this plan year2024-04-300
Expensese paid to adminstrative service provicers from plan in this plan year2024-04-301689
2022 : CLE ORAL & MAXILLOFACIAL SURGERY WESTLAKE 401(K) PROFIT SHARING PLAN AND TRUST 2022 401k financial data
Total plan liabilities at end of year2022-12-31$0
Total plan liabilities at beginning of year2022-12-31$0
Total income from all sources2022-12-31$37,534
Expenses. Total of all expenses incurred2022-12-31$0
Benefits paid (including direct rollovers)2022-12-31$0
Total plan assets at end of year2022-12-31$270,510
Total plan assets at beginning of year2022-12-31$232,976
Value of fidelity bond covering the plan2022-12-31$100,000
Total contributions received or receivable from participants2022-12-31$57,003
Expenses. Other expenses not covered elsewhere2022-12-31$0
Contributions received from other sources (not participants or employers)2022-12-31$0
Other income received2022-12-31$-43,735
Noncash contributions received2022-12-31$0
Net income (gross income less expenses)2022-12-31$37,534
Net plan assets at end of year (total assets less liabilities)2022-12-31$270,510
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$232,976
Total contributions received or receivable from employer(s)2022-12-31$24,266
Value of certain deemed distributions of participant loans2022-12-31$0
Value of corrective distributions2022-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$0
2021 : CLE ORAL & MAXILLOFACIAL SURGERY WESTLAKE 401(K) PROFIT SHARING PLAN AND TRUST 2021 401k financial data
Total income from all sources2021-12-31$115,550
Total plan assets at end of year2021-12-31$232,976
Total plan assets at beginning of year2021-12-31$117,426
Value of fidelity bond covering the plan2021-12-31$100,000
Total contributions received or receivable from participants2021-12-31$65,490
Other income received2021-12-31$19,472
Net income (gross income less expenses)2021-12-31$115,550
Net plan assets at end of year (total assets less liabilities)2021-12-31$232,976
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$117,426
Total contributions received or receivable from employer(s)2021-12-31$30,588
2020 : CLE ORAL & MAXILLOFACIAL SURGERY WESTLAKE 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k financial data
Total income from all sources2020-12-31$56,266
Expenses. Total of all expenses incurred2020-12-31$1,758
Benefits paid (including direct rollovers)2020-12-31$1,758
Total plan assets at end of year2020-12-31$117,426
Total plan assets at beginning of year2020-12-31$62,918
Value of fidelity bond covering the plan2020-12-31$100,000
Total contributions received or receivable from participants2020-12-31$26,820
Other income received2020-12-31$12,491
Net income (gross income less expenses)2020-12-31$54,508
Net plan assets at end of year (total assets less liabilities)2020-12-31$117,426
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$62,918
Total contributions received or receivable from employer(s)2020-12-31$16,955
2019 : CLE ORAL & MAXILLOFACIAL SURGERY WESTLAKE 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k financial data
Total income from all sources2019-12-31$46,828
Total plan assets at end of year2019-12-31$62,918
Total plan assets at beginning of year2019-12-31$16,090
Value of fidelity bond covering the plan2019-12-31$100,000
Total contributions received or receivable from participants2019-12-31$26,802
Other income received2019-12-31$5,981
Net income (gross income less expenses)2019-12-31$46,828
Net plan assets at end of year (total assets less liabilities)2019-12-31$62,918
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$16,090
Total contributions received or receivable from employer(s)2019-12-31$14,045
2018 : CLE ORAL & MAXILLOFACIAL SURGERY WESTLAKE 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k financial data
Total income from all sources2018-12-31$11,625
Total plan assets at end of year2018-12-31$16,090
Total plan assets at beginning of year2018-12-31$4,465
Value of fidelity bond covering the plan2018-12-31$100,000
Total contributions received or receivable from participants2018-12-31$7,489
Contributions received from other sources (not participants or employers)2018-12-31$516
Other income received2018-12-31$-2,118
Net income (gross income less expenses)2018-12-31$11,625
Net plan assets at end of year (total assets less liabilities)2018-12-31$16,090
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$4,465
Total contributions received or receivable from employer(s)2018-12-31$5,738
2017 : CLE ORAL & MAXILLOFACIAL SURGERY WESTLAKE 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total income from all sources2017-12-31$4,465
Total plan assets at end of year2017-12-31$4,465
Total plan assets at beginning of year2017-12-31$0
Value of fidelity bond covering the plan2017-12-31$100,000
Total contributions received or receivable from participants2017-12-31$2,224
Other income received2017-12-31$17
Net income (gross income less expenses)2017-12-31$4,465
Net plan assets at end of year (total assets less liabilities)2017-12-31$4,465
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$0
Total contributions received or receivable from employer(s)2017-12-31$2,224

Form 5500 Responses for CLE ORAL & MAXILLOFACIAL SURGERY WESTLAKE 401(K) PROFIT SHARING PLAN AND TRUST

2022: CLE ORAL & MAXILLOFACIAL SURGERY WESTLAKE 401(K) PROFIT SHARING PLAN AND TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CLE ORAL & MAXILLOFACIAL SURGERY WESTLAKE 401(K) PROFIT SHARING PLAN AND TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CLE ORAL & MAXILLOFACIAL SURGERY WESTLAKE 401(K) PROFIT SHARING PLAN AND TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CLE ORAL & MAXILLOFACIAL SURGERY WESTLAKE 401(K) PROFIT SHARING PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CLE ORAL & MAXILLOFACIAL SURGERY WESTLAKE 401(K) PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CLE ORAL & MAXILLOFACIAL SURGERY WESTLAKE 401(K) PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01First time form 5500 has been submittedYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number300752
Policy instance 1
AMERITAS LIFE INSURANCE CORP. (National Association of Insurance Commissioners NAIC id number: 61301 )
Policy contract numberE638371
Policy instance 2
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number300752
Policy instance 1

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