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SPERRY & RICE RETIREMENT PLAN 401k Plan overview

Plan NameSPERRY & RICE RETIREMENT PLAN
Plan identification number 001

SPERRY & RICE RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SPERRY & RICE, LLC has sponsored the creation of one or more 401k plans.

Company Name:SPERRY & RICE, LLC
Employer identification number (EIN):811145148
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SPERRY & RICE RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01KRISTIN GROSSMAN2023-07-06
0012021-01-01
0012021-01-01JERROLD E STONE2022-07-21
0012020-01-01KRISTIN GROSSMAN2021-07-07
0012019-01-01KRISTIN GROSSMAN2020-07-07
0012018-01-01
0012017-01-01KRISTIN GROSSMAN
0012017-01-01KRISTIN GROSSMAN
0012016-01-01B. RANDALL DOBBS
0012015-01-01B. RANDALL DOBBS

Plan Statistics for SPERRY & RICE RETIREMENT PLAN

401k plan membership statisitcs for SPERRY & RICE RETIREMENT PLAN

Measure Date Value
2021: SPERRY & RICE RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0165
Total number of active participants reported on line 7a of the Form 55002021-01-0153
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-0153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0153
Number of participants with account balances2021-01-0130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2018: SPERRY & RICE RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01131
Total number of active participants reported on line 7a of the Form 55002018-01-0182
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0115
Total of all active and inactive participants2018-01-0198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0198
Number of participants with account balances2018-01-0162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-011
2017: SPERRY & RICE RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01131
Total number of active participants reported on line 7a of the Form 55002017-01-01123
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0114
Total of all active and inactive participants2017-01-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01137
Number of participants with account balances2017-01-0175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2016: SPERRY & RICE RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01143
Total number of active participants reported on line 7a of the Form 55002016-01-01111
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0126
Total of all active and inactive participants2016-01-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01137
Number of participants with account balances2016-01-0181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: SPERRY & RICE RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01137
Total number of active participants reported on line 7a of the Form 55002015-01-01116
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0122
Total of all active and inactive participants2015-01-01138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01138
Number of participants with account balances2015-01-0187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011

Financial Data on SPERRY & RICE RETIREMENT PLAN

Measure Date Value
2021 : SPERRY & RICE RETIREMENT PLAN 2021 401k financial data
Transfers to/from the plan2021-12-31$0
Total plan liabilities at end of year2021-12-31$0
Total plan liabilities at beginning of year2021-12-31$0
Total income from all sources2021-12-31$295,181
Expenses. Total of all expenses incurred2021-12-31$270,818
Benefits paid (including direct rollovers)2021-12-31$257,279
Total plan assets at end of year2021-12-31$1,393,746
Total plan assets at beginning of year2021-12-31$1,369,383
Value of fidelity bond covering the plan2021-12-31$1,000,000
Total contributions received or receivable from participants2021-12-31$82,310
Expenses. Other expenses not covered elsewhere2021-12-31$0
Contributions received from other sources (not participants or employers)2021-12-31$0
Other income received2021-12-31$161,460
Net income (gross income less expenses)2021-12-31$24,363
Net plan assets at end of year (total assets less liabilities)2021-12-31$1,393,746
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$1,369,383
Assets. Value of participant loans2021-12-31$6,134
Total contributions received or receivable from employer(s)2021-12-31$51,411
Value of certain deemed distributions of participant loans2021-12-31$0
Value of corrective distributions2021-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$13,539
2018 : SPERRY & RICE RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total transfer of assets from this plan2018-12-31$444,549
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$93,557
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$137,876
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$119,772
Value of total corrective distributions2018-12-31$6,250
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$126,064
Value of total assets at end of year2018-12-31$1,052,508
Value of total assets at beginning of year2018-12-31$1,541,376
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$11,854
Total interest from all sources2018-12-31$1,915
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$43,554
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$43,554
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$155,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$74,836
Participant contributions at end of year2018-12-31$58,033
Participant contributions at beginning of year2018-12-31$39,649
Participant contributions at beginning of year2018-12-31$2,293
Administrative expenses (other) incurred2018-12-31$11,854
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-44,319
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,052,508
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,541,376
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$854,673
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$1,260,629
Interest on participant loans2018-12-31$1,915
Value of interest in common/collective trusts at end of year2018-12-31$139,802
Value of interest in common/collective trusts at beginning of year2018-12-31$236,791
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-82,151
Net investment gain or loss from common/collective trusts2018-12-31$4,175
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$51,228
Employer contributions (assets) at beginning of year2018-12-31$2,014
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$119,772
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PLANTE & MORAN
Accountancy firm EIN2018-12-31381357951
2017 : SPERRY & RICE RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets from this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$298,071
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$380,129
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$368,415
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$153,755
Value of total assets at end of year2017-12-31$1,541,376
Value of total assets at beginning of year2017-12-31$1,623,434
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$11,714
Total interest from all sources2017-12-31$2,467
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$29,373
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$29,373
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$163,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$88,237
Participant contributions at end of year2017-12-31$39,649
Participant contributions at beginning of year2017-12-31$47,246
Participant contributions at end of year2017-12-31$2,293
Participant contributions at beginning of year2017-12-31$2,048
Administrative expenses (other) incurred2017-12-31$11,714
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-82,058
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,541,376
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,623,434
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$1,260,629
Value of interest in pooled separate accounts at beginning of year2017-12-31$1,300,868
Interest on participant loans2017-12-31$2,467
Value of interest in common/collective trusts at end of year2017-12-31$236,791
Value of interest in common/collective trusts at beginning of year2017-12-31$271,903
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$111,015
Net investment gain or loss from common/collective trusts2017-12-31$1,461
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$65,518
Employer contributions (assets) at end of year2017-12-31$2,014
Employer contributions (assets) at beginning of year2017-12-31$1,369
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$368,415
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PLANTE & MORAN
Accountancy firm EIN2017-12-31381357951
2016 : SPERRY & RICE RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$260,398
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$431,838
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$416,453
Value of total corrective distributions2016-12-31$1,868
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$160,527
Value of total assets at end of year2016-12-31$1,623,434
Value of total assets at beginning of year2016-12-31$1,794,874
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$13,517
Total interest from all sources2016-12-31$1,955
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$90,783
Participant contributions at end of year2016-12-31$47,246
Participant contributions at beginning of year2016-12-31$34,140
Participant contributions at end of year2016-12-31$2,048
Participant contributions at beginning of year2016-12-31$2,505
Administrative expenses (other) incurred2016-12-31$13,517
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-171,440
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,623,434
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,794,874
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$1,300,868
Value of interest in pooled separate accounts at beginning of year2016-12-31$1,427,495
Interest on participant loans2016-12-31$1,955
Value of interest in common/collective trusts at end of year2016-12-31$271,903
Value of interest in common/collective trusts at beginning of year2016-12-31$329,011
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$97,916
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$69,744
Employer contributions (assets) at end of year2016-12-31$1,369
Employer contributions (assets) at beginning of year2016-12-31$1,723
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$416,453
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2016-12-31381357951
2015 : SPERRY & RICE RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$143,929
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$132,582
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$125,790
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$174,090
Value of total assets at end of year2015-12-31$1,794,874
Value of total assets at beginning of year2015-12-31$1,783,527
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$6,792
Total interest from all sources2015-12-31$2,137
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$100,652
Participant contributions at end of year2015-12-31$34,140
Participant contributions at beginning of year2015-12-31$52,692
Participant contributions at end of year2015-12-31$2,505
Participant contributions at beginning of year2015-12-31$344
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$11,347
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,794,874
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,783,527
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$1,427,495
Value of interest in pooled separate accounts at beginning of year2015-12-31$1,728,926
Interest on participant loans2015-12-31$2,137
Value of interest in common/collective trusts at end of year2015-12-31$329,011
Value of interest in common/collective trusts at beginning of year2015-12-31$1,241
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$0
Net investment gain/loss from pooled separate accounts2015-12-31$-32,298
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$73,438
Employer contributions (assets) at end of year2015-12-31$1,723
Employer contributions (assets) at beginning of year2015-12-31$324
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$125,790
Contract administrator fees2015-12-31$6,792
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2015-12-31381357951

Form 5500 Responses for SPERRY & RICE RETIREMENT PLAN

2021: SPERRY & RICE RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2018: SPERRY & RICE RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SPERRY & RICE RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SPERRY & RICE RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SPERRY & RICE RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number97174
Policy instance 1
Insurance contract or identification number97174
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $5,977
Total amount of fees paid to insurance companyUSD $4,468
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $5,360
Insurance broker organization code?3
Amount paid for insurance broker fees4468
Additional information about fees paid to insurance brokerSALES/ ADMINISTRATION
Insurance broker nameCREATIVE RETIREMENT SYSTEMS, INC.
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number601826-000
Policy instance 2
Insurance contract or identification number601826-000
Number of Individuals Covered87
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $13,379
Total amount of fees paid to insurance companyUSD $22
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,379
Insurance broker organization code?3
Amount paid for insurance broker fees22
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameCEATIVE RETIREMENT SYSTEMS, INC.

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