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VANGUARD GRAPHICS, LLC 401(K) PLAN 401k Plan overview

Plan NameVANGUARD GRAPHICS, LLC 401(K) PLAN
Plan identification number 001

VANGUARD GRAPHICS, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

VANGUARD GRAPHICS, LLC has sponsored the creation of one or more 401k plans.

Company Name:VANGUARD GRAPHICS, LLC
Employer identification number (EIN):811968431
NAIC Classification:323100

Additional information about VANGUARD GRAPHICS, LLC

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 2016-03-25
Company Identification Number: 4919006
Legal Registered Office Address: 17 HALL WOODS ROAD
Tompkins
ITHACA
United States of America (USA)
14850

More information about VANGUARD GRAPHICS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VANGUARD GRAPHICS, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01DEAN RUDY
0012017-01-01DEAN RUDY
0012016-01-01KAREN HOYT

Plan Statistics for VANGUARD GRAPHICS, LLC 401(K) PLAN

401k plan membership statisitcs for VANGUARD GRAPHICS, LLC 401(K) PLAN

Measure Date Value
2018: VANGUARD GRAPHICS, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01225
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: VANGUARD GRAPHICS, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01226
Total number of active participants reported on line 7a of the Form 55002017-01-01117
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-01104
Total of all active and inactive participants2017-01-01223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01225
Number of participants with account balances2017-01-01208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: VANGUARD GRAPHICS, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01168
Total number of active participants reported on line 7a of the Form 55002016-01-01141
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0182
Total of all active and inactive participants2016-01-01223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01223
Number of participants with account balances2016-01-01207
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010

Financial Data on VANGUARD GRAPHICS, LLC 401(K) PLAN

Measure Date Value
2018 : VANGUARD GRAPHICS, LLC 401(K) PLAN 2018 401k financial data
Total transfer of assets from this plan2018-02-15$4,037,042
Total income from all sources (including contributions)2018-02-15$13,372
Total of all expenses incurred2018-02-15$324,520
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-02-15$320,362
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-02-15$25,098
Value of total assets at end of year2018-02-15$0
Value of total assets at beginning of year2018-02-15$4,348,190
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-02-15$4,158
Total interest from all sources2018-02-15$841
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-02-15Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-02-15$4,037,042
Was this plan covered by a fidelity bond2018-02-15Yes
Value of fidelity bond cover2018-02-15$500,000
If this is an individual account plan, was there a blackout period2018-02-15Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-02-15$0
Were there any nonexempt tranactions with any party-in-interest2018-02-15No
Contributions received from participants2018-02-15$25,098
Participant contributions at end of year2018-02-15$0
Participant contributions at beginning of year2018-02-15$77,321
Participant contributions at end of year2018-02-15$0
Participant contributions at beginning of year2018-02-15$4,855
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-02-15$0
Administrative expenses (other) incurred2018-02-15$4,158
Total non interest bearing cash at end of year2018-02-15$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-02-15No
Value of net income/loss2018-02-15$-311,148
Value of net assets at end of year (total assets less liabilities)2018-02-15$0
Value of net assets at beginning of year (total assets less liabilities)2018-02-15$4,348,190
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-02-15No
Were any loans by the plan or fixed income obligations due to the plan in default2018-02-15No
Were any leases to which the plan was party in default or uncollectible2018-02-15No
Value of interest in pooled separate accounts at end of year2018-02-15$0
Value of interest in pooled separate accounts at beginning of year2018-02-15$4,018,249
Interest on participant loans2018-02-15$487
Interest earned on other investments2018-02-15$354
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-02-15$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-02-15$247,765
Net investment gain/loss from pooled separate accounts2018-02-15$-12,567
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-02-15No
Was there a failure to transmit to the plan any participant contributions2018-02-15No
Has the plan failed to provide any benefit when due under the plan2018-02-15No
Employer contributions (assets) at end of year2018-02-15$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-02-15$320,362
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-02-15Yes
Did the plan have assets held for investment2018-02-15No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-02-15No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-02-15Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-02-15Yes
Opinion of an independent qualified public accountant for this plan2018-02-15Disclaimer
Accountancy firm name2018-02-15SCIARABBA WALKER & CO., LLP
Accountancy firm EIN2018-02-15161071694
2017 : VANGUARD GRAPHICS, LLC 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$861,601
Total of all expenses incurred2017-12-31$625,795
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$609,813
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$298,431
Value of total assets at end of year2017-12-31$4,348,190
Value of total assets at beginning of year2017-12-31$4,112,384
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$15,982
Total interest from all sources2017-12-31$7,745
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$298,431
Participant contributions at end of year2017-12-31$77,321
Participant contributions at beginning of year2017-12-31$150,770
Participant contributions at end of year2017-12-31$4,855
Administrative expenses (other) incurred2017-12-31$15,982
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$235,806
Value of net assets at end of year (total assets less liabilities)2017-12-31$4,348,190
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,112,384
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$4,018,249
Value of interest in pooled separate accounts at beginning of year2017-12-31$3,659,232
Interest on participant loans2017-12-31$4,704
Interest earned on other investments2017-12-31$3,041
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$247,765
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$302,382
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$21
Net investment gain/loss from pooled separate accounts2017-12-31$555,404
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$609,813
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SCIARABBA WALKER & CO., LLP
Accountancy firm EIN2017-12-31161071694
2016 : VANGUARD GRAPHICS, LLC 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$561,369
Total of all expenses incurred2016-12-31$601,991
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$587,290
Expenses. Certain deemed distributions of participant loans2016-12-31$70
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$279,526
Value of total assets at end of year2016-12-31$4,112,384
Value of total assets at beginning of year2016-12-31$4,153,006
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$14,631
Total interest from all sources2016-12-31$7,825
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$279,526
Participant contributions at end of year2016-12-31$150,770
Participant contributions at beginning of year2016-12-31$218,647
Other income not declared elsewhere2016-12-31$3,738
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-40,622
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,112,384
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,153,006
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$3,659,232
Value of interest in pooled separate accounts at beginning of year2016-12-31$3,570,392
Interest on participant loans2016-12-31$7,825
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$302,382
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$363,967
Net investment gain/loss from pooled separate accounts2016-12-31$270,280
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$587,290
Contract administrator fees2016-12-31$14,631
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SCIARABBA WALKER & CO., LLP
Accountancy firm EIN2016-12-31161071694

Form 5500 Responses for VANGUARD GRAPHICS, LLC 401(K) PLAN

2018: VANGUARD GRAPHICS, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: VANGUARD GRAPHICS, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: VANGUARD GRAPHICS, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number341333
Policy instance 1
Insurance contract or identification number341333
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-02-15
Total amount of commissions paid to insurance brokerUSD $3,464
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,732
Amount paid for insurance broker fees0
Additional information about fees paid to insurance broker0
Insurance broker organization code?3
Insurance broker nameAXA NETWORK LLC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number341333-000
Policy instance 1
Insurance contract or identification number341333-000
Number of Individuals Covered208
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $21,272
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,636
Insurance broker organization code?3
Insurance broker nameDAVID L HUNGERFORD, AXA NETWORK LLC

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