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HARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN 401k Plan overview

Plan NameHARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN
Plan identification number 001

HARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HARPER & COMPANY CPA'S, LLC has sponsored the creation of one or more 401k plans.

Company Name:HARPER & COMPANY CPA'S, LLC
Employer identification number (EIN):812793035
NAIC Classification:541211
NAIC Description:Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01GLENN HARPER

Plan Statistics for HARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN

401k plan membership statisitcs for HARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN

Measure Date Value
2023: HARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-0120
Total number of active participants reported on line 7a of the Form 55002023-01-0112
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-017
Total of all active and inactive participants2023-01-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-0119
Number of participants with account balances2023-01-0119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-011
2022: HARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0119
Total number of active participants reported on line 7a of the Form 55002022-01-0112
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-018
Total of all active and inactive participants2022-01-0120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-0120
Number of participants with account balances2022-01-0119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-011
2021: HARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0119
Total number of active participants reported on line 7a of the Form 55002021-01-0113
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-016
Total of all active and inactive participants2021-01-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0119
Number of participants with account balances2021-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-012
2020: HARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0121
Total number of active participants reported on line 7a of the Form 55002020-01-0115
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-014
Total of all active and inactive participants2020-01-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0119
Number of participants with account balances2020-01-0119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: HARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0119
Total number of active participants reported on line 7a of the Form 55002019-01-0113
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-018
Total of all active and inactive participants2019-01-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0121
Number of participants with account balances2019-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-012
2018: HARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0120
Total number of active participants reported on line 7a of the Form 55002018-01-0112
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-017
Total of all active and inactive participants2018-01-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0119
Number of participants with account balances2018-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-011
2017: HARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0122
Total number of active participants reported on line 7a of the Form 55002017-01-0111
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-019
Total of all active and inactive participants2017-01-0120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0120
Number of participants with account balances2017-01-0114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010

Financial Data on HARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN

Measure Date Value
2023 : HARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN 2023 401k financial data
Total income from all sources2023-12-31$561,365
Expenses. Total of all expenses incurred2023-12-31$1,158,206
Benefits paid (including direct rollovers)2023-12-31$1,145,074
Total plan assets at end of year2023-12-31$1,170,130
Total plan assets at beginning of year2023-12-31$1,766,971
Value of fidelity bond covering the plan2023-12-31$190,000
Total contributions received or receivable from participants2023-12-31$124,636
Other income received2023-12-31$319,137
Net income (gross income less expenses)2023-12-31$-596,841
Net plan assets at end of year (total assets less liabilities)2023-12-31$1,170,130
Net plan assets at beginning of year (total assets less liabilities)2023-12-31$1,766,971
Total contributions received or receivable from employer(s)2023-12-31$117,592
Expenses. Administrative service providers (salaries,fees and commissions)2023-12-31$13,132
2022 : HARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN 2022 401k financial data
Total income from all sources2022-12-31$-65,752
Expenses. Total of all expenses incurred2022-12-31$12,950
Benefits paid (including direct rollovers)2022-12-31$2,037
Total plan assets at end of year2022-12-31$1,766,971
Total plan assets at beginning of year2022-12-31$1,845,673
Value of fidelity bond covering the plan2022-12-31$184,568
Total contributions received or receivable from participants2022-12-31$123,339
Other income received2022-12-31$-311,030
Net income (gross income less expenses)2022-12-31$-78,702
Net plan assets at end of year (total assets less liabilities)2022-12-31$1,766,971
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$1,845,673
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022022-12-31$3,748
Total contributions received or receivable from employer(s)2022-12-31$121,939
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$10,913
2021 : HARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN 2021 401k financial data
Total income from all sources2021-12-31$426,087
Expenses. Total of all expenses incurred2021-12-31$15,532
Benefits paid (including direct rollovers)2021-12-31$2,285
Total plan assets at end of year2021-12-31$1,845,673
Total plan assets at beginning of year2021-12-31$1,435,118
Value of fidelity bond covering the plan2021-12-31$143,512
Total contributions received or receivable from participants2021-12-31$132,095
Contributions received from other sources (not participants or employers)2021-12-31$17,329
Other income received2021-12-31$167,969
Net income (gross income less expenses)2021-12-31$410,555
Net plan assets at end of year (total assets less liabilities)2021-12-31$1,845,673
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$1,435,118
Total contributions received or receivable from employer(s)2021-12-31$108,694
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$13,247
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
2020 : HARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN 2020 401k financial data
Total income from all sources2020-12-31$652,938
Expenses. Total of all expenses incurred2020-12-31$163,247
Benefits paid (including direct rollovers)2020-12-31$156,406
Total plan assets at end of year2020-12-31$1,435,118
Total plan assets at beginning of year2020-12-31$945,427
Value of fidelity bond covering the plan2020-12-31$100,000
Total contributions received or receivable from participants2020-12-31$116,674
Contributions received from other sources (not participants or employers)2020-12-31$119,849
Other income received2020-12-31$277,333
Net income (gross income less expenses)2020-12-31$489,691
Net plan assets at end of year (total assets less liabilities)2020-12-31$1,435,118
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$945,427
Total contributions received or receivable from employer(s)2020-12-31$139,082
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$6,841
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : HARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN 2019 401k financial data
Total income from all sources2019-12-31$378,445
Expenses. Total of all expenses incurred2019-12-31$259,137
Benefits paid (including direct rollovers)2019-12-31$255,195
Total plan assets at end of year2019-12-31$945,427
Total plan assets at beginning of year2019-12-31$826,119
Value of fidelity bond covering the plan2019-12-31$100,000
Total contributions received or receivable from participants2019-12-31$82,869
Other income received2019-12-31$170,422
Net income (gross income less expenses)2019-12-31$119,308
Net plan assets at end of year (total assets less liabilities)2019-12-31$945,427
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$826,119
Total contributions received or receivable from employer(s)2019-12-31$125,154
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$3,942
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : HARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN 2018 401k financial data
Total income from all sources2018-12-31$149,190
Expenses. Total of all expenses incurred2018-12-31$2,054
Total plan assets at end of year2018-12-31$826,119
Total plan assets at beginning of year2018-12-31$678,983
Value of fidelity bond covering the plan2018-12-31$100,000
Total contributions received or receivable from participants2018-12-31$74,053
Other income received2018-12-31$-45,749
Net income (gross income less expenses)2018-12-31$147,136
Net plan assets at end of year (total assets less liabilities)2018-12-31$826,119
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$678,983
Total contributions received or receivable from employer(s)2018-12-31$120,886
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$2,054
2017 : HARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN 2017 401k financial data
Total income from all sources2017-12-31$232,059
Expenses. Total of all expenses incurred2017-12-31$3,793
Benefits paid (including direct rollovers)2017-12-31$2,976
Total plan assets at end of year2017-12-31$678,983
Total plan assets at beginning of year2017-12-31$450,717
Value of fidelity bond covering the plan2017-12-31$50,000
Total contributions received or receivable from participants2017-12-31$48,919
Contributions received from other sources (not participants or employers)2017-12-31$595
Other income received2017-12-31$97,779
Net income (gross income less expenses)2017-12-31$228,266
Net plan assets at end of year (total assets less liabilities)2017-12-31$678,983
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$450,717
Total contributions received or receivable from employer(s)2017-12-31$84,766
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$817
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0

Form 5500 Responses for HARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN

2023: HARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: HARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HARPER & COMPANY CPA'S, LLC SAFE HARBOR 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes

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