ASPEN GUARD, LLC has sponsored the creation of one or more 401k plans.
Measure | Date | Value |
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2020 : ASPEN GUARD, LLC 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $518,809 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $81,490 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $66,487 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $371,030 |
Value of total assets at end of year | 2020-12-31 | $1,216,435 |
Value of total assets at beginning of year | 2020-12-31 | $779,116 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $15,003 |
Total interest from all sources | 2020-12-31 | $284 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $13,296 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $13,296 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $282,065 |
Participant contributions at end of year | 2020-12-31 | $17,287 |
Participant contributions at beginning of year | 2020-12-31 | $2,093 |
Participant contributions at end of year | 2020-12-31 | $26,520 |
Participant contributions at beginning of year | 2020-12-31 | $13,694 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $11,032 |
Other income not declared elsewhere | 2020-12-31 | $1,125 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $437,319 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $1,216,435 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $779,116 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $7,180 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $1,040,431 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $609,713 |
Interest on participant loans | 2020-12-31 | $284 |
Income. Interest from loans (other than to participants) | 2020-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $45,213 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $52,715 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $133,074 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $77,933 |
Employer contributions (assets) at end of year | 2020-12-31 | $86,984 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $100,901 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $66,487 |
Contract administrator fees | 2020-12-31 | $7,823 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | MULLINS CLEMMONS & MAYES, PLLC |
Accountancy firm EIN | 2020-12-31 | 621409003 |
2019 : ASPEN GUARD, LLC 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $370,596 |
Total income from all sources (including contributions) | 2019-12-31 | $370,596 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $63,851 |
Total of all expenses incurred | 2019-12-31 | $63,851 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $49,666 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $49,666 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $273,468 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $273,468 |
Value of total assets at end of year | 2019-12-31 | $701,084 |
Value of total assets at end of year | 2019-12-31 | $701,084 |
Value of total assets at beginning of year | 2019-12-31 | $394,339 |
Value of total assets at beginning of year | 2019-12-31 | $394,339 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $14,185 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $14,185 |
Total interest from all sources | 2019-12-31 | $207 |
Total interest from all sources | 2019-12-31 | $207 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $10,890 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $10,890 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $10,890 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $10,890 |
Was this plan covered by a fidelity bond | 2019-12-31 | No |
Was this plan covered by a fidelity bond | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $212,111 |
Contributions received from participants | 2019-12-31 | $212,111 |
Participant contributions at end of year | 2019-12-31 | $2,093 |
Participant contributions at end of year | 2019-12-31 | $2,093 |
Participant contributions at beginning of year | 2019-12-31 | $3,552 |
Participant contributions at beginning of year | 2019-12-31 | $3,552 |
Participant contributions at end of year | 2019-12-31 | $0 |
Participant contributions at end of year | 2019-12-31 | $0 |
Participant contributions at beginning of year | 2019-12-31 | $3,189 |
Participant contributions at beginning of year | 2019-12-31 | $3,189 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $61,357 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $61,357 |
Other income not declared elsewhere | 2019-12-31 | $1,375 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $306,745 |
Value of net income/loss | 2019-12-31 | $306,745 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $701,084 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $701,084 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $394,339 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $394,339 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $4,812 |
Investment advisory and management fees | 2019-12-31 | $4,812 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $609,713 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $609,713 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $302,398 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $302,398 |
Interest on participant loans | 2019-12-31 | $207 |
Interest on participant loans | 2019-12-31 | $207 |
Income. Interest from loans (other than to participants) | 2019-12-31 | $0 |
Income. Interest from loans (other than to participants) | 2019-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $52,715 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $52,715 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $48,637 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $48,637 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $86,031 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $86,031 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $64,338 |
Employer contributions (assets) at end of year | 2019-12-31 | $36,563 |
Employer contributions (assets) at end of year | 2019-12-31 | $36,563 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $36,563 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $36,563 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $49,666 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $49,666 |
Contract administrator fees | 2019-12-31 | $9,373 |
Contract administrator fees | 2019-12-31 | $9,373 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | MULLINS CLEMMONS & MAYES, PLLC |
Accountancy firm name | 2019-12-31 | MULLINS CLEMMONS & MAYES, PLLC |
Accountancy firm EIN | 2019-12-31 | 621409003 |
Accountancy firm EIN | 2019-12-31 | 621409003 |
2018 : ASPEN GUARD, LLC 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $212,028 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $8,609 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $5,633 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $235,384 |
Value of total assets at end of year | 2018-12-31 | $394,339 |
Value of total assets at beginning of year | 2018-12-31 | $190,920 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $2,976 |
Total interest from all sources | 2018-12-31 | $92 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $5,168 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $5,168 |
Was this plan covered by a fidelity bond | 2018-12-31 | No |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $186,436 |
Participant contributions at end of year | 2018-12-31 | $3,552 |
Participant contributions at end of year | 2018-12-31 | $3,189 |
Participant contributions at beginning of year | 2018-12-31 | $9,039 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $12,385 |
Other income not declared elsewhere | 2018-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $203,419 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $394,339 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $190,920 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $2,675 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $302,398 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $135,773 |
Interest on participant loans | 2018-12-31 | $92 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $48,637 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $17,686 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-28,616 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $36,563 |
Employer contributions (assets) at end of year | 2018-12-31 | $36,563 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $28,422 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $5,633 |
Contract administrator fees | 2018-12-31 | $301 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | MULLINS CLEMMONS & MAYES, PLLC |
Accountancy firm EIN | 2018-12-31 | 621409003 |
2017 : ASPEN GUARD, LLC 401(K) PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $158,622 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $468 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $184 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $151,272 |
Value of total assets at end of year | 2017-12-31 | $158,154 |
Value of total assets at beginning of year | 2017-12-31 | $0 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $284 |
Total interest from all sources | 2017-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $1,675 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $1,675 |
Was this plan covered by a fidelity bond | 2017-12-31 | No |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $118,673 |
Participant contributions at end of year | 2017-12-31 | $4,695 |
Participant contributions at beginning of year | 2017-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $32,599 |
Other income not declared elsewhere | 2017-12-31 | $72 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $158,154 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $158,154 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $0 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $135,773 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $17,686 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $5,603 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $184 |
Contract administrator fees | 2017-12-31 | $284 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |