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NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 401k Plan overview

Plan NameNORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST
Plan identification number 001

NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Money purchase (other than target benefit)
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NORTHERN MANAGEMENT SERVICES, INC. has sponsored the creation of one or more 401k plans.

Company Name:NORTHERN MANAGEMENT SERVICES, INC.
Employer identification number (EIN):820443572
NAIC Classification:236200

Additional information about NORTHERN MANAGEMENT SERVICES, INC.

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 1996-04-22
Company Identification Number: P96000034851
Legal Registered Office Address: 981 SAN PEDRO

CORAL GABLES

33156

More information about NORTHERN MANAGEMENT SERVICES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01JOHN DESHON2023-10-16
0012021-01-01JOHN DESHON2022-10-13
0012020-01-01JOHN DESHON2021-10-06 JOHN DESHON2021-10-06
0012019-01-01JOHN DESHON2020-08-27 JOHN DESHON2020-08-27
0012018-01-01JOHN DESHON2019-09-19 JOHN DESHON2019-09-19
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01KENT MALONE KENT MALONE2013-07-29
0012011-01-01KENT MALONE KENT MALONE2012-07-25
0012010-01-01KENT MALONE KENT MALONE2011-10-04
0012009-01-01KENT MALONE KENT MALONE2010-10-11

Plan Statistics for NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST

401k plan membership statisitcs for NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST

Measure Date Value
2022: NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01233
Total number of active participants reported on line 7a of the Form 55002022-01-01181
Number of retired or separated participants receiving benefits2022-01-016
Number of other retired or separated participants entitled to future benefits2022-01-0148
Total of all active and inactive participants2022-01-01235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01235
Number of participants with account balances2022-01-01128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01209
Total number of active participants reported on line 7a of the Form 55002021-01-01197
Number of retired or separated participants receiving benefits2021-01-016
Number of other retired or separated participants entitled to future benefits2021-01-0131
Total of all active and inactive participants2021-01-01234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01234
Number of participants with account balances2021-01-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01203
Total number of active participants reported on line 7a of the Form 55002020-01-01187
Number of retired or separated participants receiving benefits2020-01-016
Number of other retired or separated participants entitled to future benefits2020-01-0119
Total of all active and inactive participants2020-01-01212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01212
Number of participants with account balances2020-01-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01218
Total number of active participants reported on line 7a of the Form 55002019-01-01194
Number of retired or separated participants receiving benefits2019-01-015
Number of other retired or separated participants entitled to future benefits2019-01-0110
Total of all active and inactive participants2019-01-01209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01209
Number of participants with account balances2019-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01200
Total number of active participants reported on line 7a of the Form 55002018-01-01187
Number of retired or separated participants receiving benefits2018-01-017
Number of other retired or separated participants entitled to future benefits2018-01-0125
Total of all active and inactive participants2018-01-01219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01219
Number of participants with account balances2018-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01213
Total number of active participants reported on line 7a of the Form 55002017-01-01205
Number of retired or separated participants receiving benefits2017-01-014
Number of other retired or separated participants entitled to future benefits2017-01-0116
Total of all active and inactive participants2017-01-01225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01226
Number of participants with account balances2017-01-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01216
Total number of active participants reported on line 7a of the Form 55002016-01-01208
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-0115
Total of all active and inactive participants2016-01-01227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01227
Number of participants with account balances2016-01-0194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01221
Total number of active participants reported on line 7a of the Form 55002015-01-01206
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0116
Total of all active and inactive participants2015-01-01223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01223
Number of participants with account balances2015-01-0194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01242
Total number of active participants reported on line 7a of the Form 55002014-01-01211
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0110
Total of all active and inactive participants2014-01-01221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01221
Number of participants with account balances2014-01-0191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01307
Total number of active participants reported on line 7a of the Form 55002013-01-01209
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-0131
Total of all active and inactive participants2013-01-01242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01242
Number of participants with account balances2013-01-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01295
Total number of active participants reported on line 7a of the Form 55002012-01-01277
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0130
Total of all active and inactive participants2012-01-01307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01307
Number of participants with account balances2012-01-01133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-013
2011: NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01321
Total number of active participants reported on line 7a of the Form 55002011-01-01265
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0130
Total of all active and inactive participants2011-01-01295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01295
Number of participants with account balances2011-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012
2010: NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-01257
Total number of active participants reported on line 7a of the Form 55002010-01-01260
Number of retired or separated participants receiving benefits2010-01-013
Number of other retired or separated participants entitled to future benefits2010-01-0158
Total of all active and inactive participants2010-01-01321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01321
Number of participants with account balances2010-01-01151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01334
Total number of active participants reported on line 7a of the Form 55002009-01-01195
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-0160
Total of all active and inactive participants2009-01-01257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01257
Number of participants with account balances2009-01-01144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST

Measure Date Value
2022 : NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$125,972
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$150,332
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$137,896
Expenses. Certain deemed distributions of participant loans2022-12-31$5,701
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$433,916
Value of total assets at end of year2022-12-31$3,493,918
Value of total assets at beginning of year2022-12-31$3,518,278
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$6,735
Total interest from all sources2022-12-31$3,771
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$400,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$153,229
Participant contributions at end of year2022-12-31$75,973
Participant contributions at beginning of year2022-12-31$52,289
Participant contributions at end of year2022-12-31$4,265
Participant contributions at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$15,371
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-24,360
Value of net assets at end of year (total assets less liabilities)2022-12-31$3,493,918
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$3,518,278
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$6,735
Value of interest in pooled separate accounts at end of year2022-12-31$1,606,331
Value of interest in pooled separate accounts at beginning of year2022-12-31$1,969,418
Interest on participant loans2022-12-31$3,771
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,807,349
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,496,571
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-311,715
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$265,316
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$137,896
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31EIDE BAILLY LLP
Accountancy firm EIN2022-12-31450250958
2021 : NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$662,504
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$365,744
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$360,359
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$358,249
Value of total assets at end of year2021-12-31$3,518,278
Value of total assets at beginning of year2021-12-31$3,221,518
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$5,385
Total interest from all sources2021-12-31$3,242
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$400,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Funding deficiency by the employer to the plan for this plan year2021-12-31$0
Minimum employer required contribution for this plan year2021-12-31$190,690
Amount contributed by the employer to the plan for this plan year2021-12-31$190,690
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$167,559
Participant contributions at end of year2021-12-31$52,289
Participant contributions at beginning of year2021-12-31$75,154
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$0
Administrative expenses (other) incurred2021-12-31$5,385
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$296,760
Value of net assets at end of year (total assets less liabilities)2021-12-31$3,518,278
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$3,221,518
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$1,969,418
Value of interest in pooled separate accounts at beginning of year2021-12-31$1,909,209
Interest on participant loans2021-12-31$3,242
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,496,571
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,237,155
Net investment gain or loss from common/collective trusts2021-12-31$301,013
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$190,690
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$360,359
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ANASTASI/MOORE/MARTIN CERTIFIED PUB
Accountancy firm EIN2021-12-31208149084
2020 : NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$725,377
Total of all expenses incurred2020-12-31$930,048
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$921,744
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$354,469
Value of total assets at end of year2020-12-31$3,221,518
Value of total assets at beginning of year2020-12-31$3,426,189
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$8,304
Total interest from all sources2020-12-31$4,575
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$400,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Funding deficiency by the employer to the plan for this plan year2020-12-31$0
Minimum employer required contribution for this plan year2020-12-31$235,298
Amount contributed by the employer to the plan for this plan year2020-12-31$235,298
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$119,171
Participant contributions at end of year2020-12-31$75,154
Participant contributions at beginning of year2020-12-31$78,223
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Administrative expenses (other) incurred2020-12-31$8,304
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-204,671
Value of net assets at end of year (total assets less liabilities)2020-12-31$3,221,518
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$3,426,189
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$1,909,209
Value of interest in pooled separate accounts at beginning of year2020-12-31$2,002,499
Interest on participant loans2020-12-31$4,575
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,237,155
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,345,467
Net investment gain or loss from common/collective trusts2020-12-31$366,333
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$235,298
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$921,744
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31ANASTASI/MOORE/MARTIN CERTIFIED PUB
Accountancy firm EIN2020-12-31208149084
2019 : NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$759,181
Total of all expenses incurred2019-12-31$472,038
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$460,086
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$383,151
Value of total assets at end of year2019-12-31$3,426,189
Value of total assets at beginning of year2019-12-31$3,139,046
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$11,952
Total interest from all sources2019-12-31$4,372
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$400,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Funding deficiency by the employer to the plan for this plan year2019-12-31$0
Minimum employer required contribution for this plan year2019-12-31$260,748
Amount contributed by the employer to the plan for this plan year2019-12-31$260,748
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$122,403
Participant contributions at end of year2019-12-31$78,223
Participant contributions at beginning of year2019-12-31$77,843
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Administrative expenses (other) incurred2019-12-31$11,952
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$287,143
Value of net assets at end of year (total assets less liabilities)2019-12-31$3,426,189
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,139,046
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$2,002,499
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,411,423
Interest on participant loans2019-12-31$4,372
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,345,467
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,649,780
Net investment gain or loss from common/collective trusts2019-12-31$371,658
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$260,748
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$460,086
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ANASTASI/MOORE/MARTIN CERTIFIED PUB
Accountancy firm EIN2019-12-31208149084
2018 : NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2018 401k financial data
Expenses. Interest paid2018-12-31$60,449
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-12-31$60,449
Total income from all sources (including contributions)2018-12-31$392,227
Total of all expenses incurred2018-12-31$983,491
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$914,690
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$482,856
Value of total assets at end of year2018-12-31$3,139,046
Value of total assets at beginning of year2018-12-31$3,730,310
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$8,352
Total interest from all sources2018-12-31$4,546
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$400,000
If this is an individual account plan, was there a blackout period2018-12-31No
Funding deficiency by the employer to the plan for this plan year2018-12-31$0
Minimum employer required contribution for this plan year2018-12-31$315,132
Amount contributed by the employer to the plan for this plan year2018-12-31$315,132
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$134,709
Participant contributions at end of year2018-12-31$77,843
Participant contributions at beginning of year2018-12-31$98,623
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$33,015
Administrative expenses (other) incurred2018-12-31$8,352
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-591,264
Value of net assets at end of year (total assets less liabilities)2018-12-31$3,139,046
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,730,310
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$1,411,423
Value of interest in pooled separate accounts at beginning of year2018-12-31$1,871,182
Interest on participant loans2018-12-31$4,546
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,649,780
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,760,505
Net investment gain or loss from common/collective trusts2018-12-31$-95,175
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$315,132
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$914,690
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ANASTASI/MOORE/MARTIN CERTIFIED PUB
Accountancy firm EIN2018-12-31208149084
2017 : NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$659,299
Total of all expenses incurred2017-12-31$583,536
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$442,530
Expenses. Certain deemed distributions of participant loans2017-12-31$131,708
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$392,022
Value of total assets at end of year2017-12-31$3,730,310
Value of total assets at beginning of year2017-12-31$3,654,547
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$9,298
Total interest from all sources2017-12-31$7,809
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$400,000
If this is an individual account plan, was there a blackout period2017-12-31No
Funding deficiency by the employer to the plan for this plan year2017-12-31$0
Minimum employer required contribution for this plan year2017-12-31$273,649
Amount contributed by the employer to the plan for this plan year2017-12-31$273,649
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$118,373
Participant contributions at end of year2017-12-31$98,623
Participant contributions at beginning of year2017-12-31$251,939
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$554
Administrative expenses (other) incurred2017-12-31$9,298
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$75,763
Value of net assets at end of year (total assets less liabilities)2017-12-31$3,730,310
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,654,547
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$1,871,182
Value of interest in pooled separate accounts at beginning of year2017-12-31$1,697,473
Interest on participant loans2017-12-31$7,809
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,760,505
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,704,581
Net investment gain/loss from pooled separate accounts2017-12-31$259,468
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$273,649
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$442,530
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ANASTASI/MOORE/MARTIN CERTIFIED PUB
Accountancy firm EIN2017-12-31208149084
2016 : NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$563,698
Total of all expenses incurred2016-12-31$395,159
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$319,530
Expenses. Certain deemed distributions of participant loans2016-12-31$68,977
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$412,277
Value of total assets at end of year2016-12-31$3,654,547
Value of total assets at beginning of year2016-12-31$3,486,008
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$6,652
Total interest from all sources2016-12-31$11,470
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$350,000
If this is an individual account plan, was there a blackout period2016-12-31No
Funding deficiency by the employer to the plan for this plan year2016-12-31$0
Minimum employer required contribution for this plan year2016-12-31$312,631
Amount contributed by the employer to the plan for this plan year2016-12-31$312,631
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$99,646
Participant contributions at end of year2016-12-31$251,939
Participant contributions at beginning of year2016-12-31$263,191
Participant contributions at end of year2016-12-31$554
Participant contributions at beginning of year2016-12-31$753
Administrative expenses (other) incurred2016-12-31$6,652
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$168,539
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,654,547
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,486,008
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$1,697,473
Value of interest in pooled separate accounts at beginning of year2016-12-31$1,727,545
Interest on participant loans2016-12-31$11,470
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,704,581
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,494,519
Net investment gain/loss from pooled separate accounts2016-12-31$139,951
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$312,631
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$319,530
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ANASTASI/MOORE/MARTIN CERTIFIED PUB
Accountancy firm EIN2016-12-31208149084
2015 : NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$472,486
Total of all expenses incurred2015-12-31$390,608
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$334,314
Expenses. Certain deemed distributions of participant loans2015-12-31$46,776
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$436,696
Value of total assets at end of year2015-12-31$3,486,008
Value of total assets at beginning of year2015-12-31$3,404,130
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$9,518
Total interest from all sources2015-12-31$11,426
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$350,000
If this is an individual account plan, was there a blackout period2015-12-31No
Funding deficiency by the employer to the plan for this plan year2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$330,974
Amount contributed by the employer to the plan for this plan year2015-12-31$330,974
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$105,722
Participant contributions at end of year2015-12-31$263,191
Participant contributions at beginning of year2015-12-31$299,774
Participant contributions at end of year2015-12-31$753
Participant contributions at beginning of year2015-12-31$2,731
Administrative expenses (other) incurred2015-12-31$9,518
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$81,878
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,486,008
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,404,130
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$1,727,545
Value of interest in pooled separate accounts at beginning of year2015-12-31$1,743,858
Interest on participant loans2015-12-31$11,426
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,494,519
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,340,356
Net investment gain/loss from pooled separate accounts2015-12-31$24,364
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$330,974
Employer contributions (assets) at beginning of year2015-12-31$17,411
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$334,314
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ANASTASI/MOORE/MARTIN CERTIFIED PUB
Accountancy firm EIN2015-12-31208149084
2014 : NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$717,017
Total of all expenses incurred2014-12-31$422,696
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$369,591
Expenses. Certain deemed distributions of participant loans2014-12-31$38,541
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$557,971
Value of total assets at end of year2014-12-31$3,404,130
Value of total assets at beginning of year2014-12-31$3,109,809
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$14,564
Total interest from all sources2014-12-31$12,760
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$320,000
If this is an individual account plan, was there a blackout period2014-12-31No
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$456,752
Amount contributed by the employer to the plan for this plan year2014-12-31$456,752
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$101,219
Participant contributions at end of year2014-12-31$299,774
Participant contributions at beginning of year2014-12-31$288,461
Participant contributions at end of year2014-12-31$2,731
Administrative expenses (other) incurred2014-12-31$14,564
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$294,321
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,404,130
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,109,809
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$1,743,858
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,703,969
Interest on participant loans2014-12-31$12,003
Interest earned on other investments2014-12-31$757
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,340,356
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,117,379
Net investment gain/loss from pooled separate accounts2014-12-31$146,286
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$456,752
Employer contributions (assets) at end of year2014-12-31$17,411
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$369,591
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ANASTASI/MOORE/MARTIN CERTIFIED PUB
Accountancy firm EIN2014-12-31208149084
2013 : NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$859,843
Total of all expenses incurred2013-12-31$926,479
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$839,968
Expenses. Certain deemed distributions of participant loans2013-12-31$80,304
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$548,640
Value of total assets at end of year2013-12-31$3,109,809
Value of total assets at beginning of year2013-12-31$3,176,445
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$6,207
Total interest from all sources2013-12-31$12,694
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$320,000
If this is an individual account plan, was there a blackout period2013-12-31No
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$444,071
Amount contributed by the employer to the plan for this plan year2013-12-31$444,071
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$104,569
Participant contributions at end of year2013-12-31$288,461
Participant contributions at beginning of year2013-12-31$293,146
Administrative expenses (other) incurred2013-12-31$6,207
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-66,636
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,109,809
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,176,445
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$1,703,969
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,749,356
Interest on participant loans2013-12-31$12,694
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,117,379
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,133,900
Net investment gain/loss from pooled separate accounts2013-12-31$298,509
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$444,071
Employer contributions (assets) at beginning of year2013-12-31$43
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$839,968
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ANASTASI/MOORE/MARTIN CERTIFIED PUB
Accountancy firm EIN2013-12-31208149084
2012 : NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2012 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$2,929
Total income from all sources (including contributions)2012-12-31$779,094
Total of all expenses incurred2012-12-31$229,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$215,768
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$588,895
Value of total assets at end of year2012-12-31$3,176,445
Value of total assets at beginning of year2012-12-31$2,629,695
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$13,647
Total interest from all sources2012-12-31$12,382
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$100,000
If this is an individual account plan, was there a blackout period2012-12-31No
Minimum employer required contribution for this plan year2012-12-31$467,966
Amount contributed by the employer to the plan for this plan year2012-12-31$467,966
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$102,728
Participant contributions at end of year2012-12-31$293,146
Participant contributions at beginning of year2012-12-31$297,792
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$18,201
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$2,929
Administrative expenses (other) incurred2012-12-31$13,647
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$549,679
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,176,445
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,626,766
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$1,749,356
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,477,405
Interest on participant loans2012-12-31$12,382
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,133,900
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$854,498
Net investment gain/loss from pooled separate accounts2012-12-31$177,817
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$467,966
Employer contributions (assets) at end of year2012-12-31$43
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$215,768
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BDO USA, LLP
Accountancy firm EIN2012-12-31135381590
2011 : NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$2,929
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$418,960
Total of all expenses incurred2011-12-31$263,111
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$239,731
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$525,205
Value of total assets at end of year2011-12-31$2,629,695
Value of total assets at beginning of year2011-12-31$2,470,917
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$23,380
Total interest from all sources2011-12-31$12,714
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$50,000
If this is an individual account plan, was there a blackout period2011-12-31No
Minimum employer required contribution for this plan year2011-12-31$438,461
Amount contributed by the employer to the plan for this plan year2011-12-31$438,461
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$89,383
Participant contributions at end of year2011-12-31$297,792
Participant contributions at beginning of year2011-12-31$236,258
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$2,929
Administrative expenses (other) incurred2011-12-31$23,380
Liabilities. Value of operating payables at end of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$155,849
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,626,766
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,470,917
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$1,477,405
Value of interest in pooled separate accounts at beginning of year2011-12-31$2,146,850
Interest on participant loans2011-12-31$12,714
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$854,498
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$87,809
Net investment gain/loss from pooled separate accounts2011-12-31$-118,959
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$435,822
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$239,731
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BDO USA, LLP
Accountancy firm EIN2011-12-31135381590
2010 : NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$689,141
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$196,371
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$168,882
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$467,479
Value of total assets at end of year2010-12-31$2,470,917
Value of total assets at beginning of year2010-12-31$1,978,147
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$27,489
Total interest from all sources2010-12-31$11,324
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$50,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$388,584
Amount contributed by the employer to the plan for this plan year2010-12-31$388,584
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$78,895
Participant contributions at end of year2010-12-31$236,258
Participant contributions at beginning of year2010-12-31$202,097
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Administrative expenses (other) incurred2010-12-31$27,489
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$492,770
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,470,917
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,978,147
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$2,146,850
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,657,198
Interest on participant loans2010-12-31$11,324
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$87,809
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$118,852
Net investment gain/loss from pooled separate accounts2010-12-31$210,338
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$388,584
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$168,882
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BDO USA, LLP
Accountancy firm EIN2010-12-31135381590
2009 : NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$495,605
Amount contributed by the employer to the plan for this plan year2009-12-31$495,605

Form 5500 Responses for NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST

2022: NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: NORTHERN MANAGEMENT SERVICES, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number749832-01
Policy instance 2
Insurance contract or identification number749832-01
Number of Individuals Covered127
Insurance policy start date2022-04-23
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $5,976
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,976
Insurance broker organization code?3
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-711953
Policy instance 1
Insurance contract or identification numberGA-711953
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-04-30
Total amount of commissions paid to insurance brokerUSD $4,959
Total amount of fees paid to insurance companyUSD $842
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,959
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerADVISOR
Insurance broker organization code?4
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-711953
Policy instance 1
Insurance contract or identification numberGA-711953
Number of Individuals Covered117
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $9,962
Total amount of fees paid to insurance companyUSD $1,633
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,962
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerADVISOR
Insurance broker organization code?4
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-711953
Policy instance 1
Insurance contract or identification numberGA-711953
Number of Individuals Covered99
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $9,838
Total amount of fees paid to insurance companyUSD $1,610
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1610
Additional information about fees paid to insurance brokerTPA ADMINISTRATIVE ALLOWANCE
Insurance broker organization code?5
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-711953
Policy instance 1
Insurance contract or identification numberGA-711953
Number of Individuals Covered97
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $8,159
Total amount of fees paid to insurance companyUSD $1,641
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1641
Additional information about fees paid to insurance brokerTPA ADMINISTRATIVE ALLOWANCE
Insurance broker organization code?5
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-711953
Policy instance 1
Insurance contract or identification numberGA-711953
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $11,379
Total amount of fees paid to insurance companyUSD $21,398
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Amount paid for insurance broker fees21398
Additional information about fees paid to insurance brokerTPA ADMINISTRRATIVE ALLOWANCE
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $11,379
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-711953
Policy instance 1
Insurance contract or identification numberGA-711953
Number of Individuals Covered100
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $12,707
Total amount of fees paid to insurance companyUSD $2,150
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Amount paid for insurance broker fees2150
Additional information about fees paid to insurance brokerTPA ADMINISTRATIVE ALLOWANCE
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $12,707
Insurance broker nameBRENDAN O CONNOR
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-711953
Policy instance 1
Insurance contract or identification numberGA-711953
Number of Individuals Covered88
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $10,083
Total amount of fees paid to insurance companyUSD $1,561
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Amount paid for insurance broker fees1561
Additional information about fees paid to insurance brokerTPA ADMINISTRATIVE ALLOWANCE
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $10,083
Insurance broker nameBRENDAN O CONNOR
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-711953
Policy instance 1
Insurance contract or identification numberGA-711953
Number of Individuals Covered89
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $10,027
Total amount of fees paid to insurance companyUSD $1,446
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1446
Additional information about fees paid to insurance brokerTPA ADMINSITRATIVE ALLOWANCE
Insurance broker organization code?5
Insurance broker nameBRENDAN O CONNOR
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-711953
Policy instance 1
Insurance contract or identification numberGA-711953
Number of Individuals Covered119
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $9,628
Total amount of fees paid to insurance companyUSD $1,398
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Amount paid for insurance broker fees1398
Additional information about fees paid to insurance brokerADMINISTRATIVE ALLOWANCE
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $9,628
Insurance broker nameBRENDAN O CONNOR
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-711953
Policy instance 1
Insurance contract or identification numberGA-711953
Number of Individuals Covered133
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $9,218
Total amount of fees paid to insurance companyUSD $1,258
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Amount paid for insurance broker fees1258
Additional information about fees paid to insurance brokerADMINISTRATIVE ALLOWANCE
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $6,716
Insurance broker nameBRENDAN O CONNOR
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-711953
Policy instance 1
Insurance contract or identification numberGA-711953
Number of Individuals Covered124
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $6,978
Total amount of fees paid to insurance companyUSD $1,088
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP84109
Policy instance 2
Insurance contract or identification numberGP84109
Number of Individuals Covered0
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $60
Total amount of fees paid to insurance companyUSD $52
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP84109
Policy instance 2
Insurance contract or identification numberGP84109
Number of Individuals Covered23
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $104
Total amount of fees paid to insurance companyUSD $98
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-711953
Policy instance 1
Insurance contract or identification numberGA-711953
Number of Individuals Covered151
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $3,679
Total amount of fees paid to insurance companyUSD $890

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