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TD AMERITRADE 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameTD AMERITRADE 401(K) PROFIT SHARING PLAN
Plan identification number 001

TD AMERITRADE 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TD AMERITRADE HOLDING CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:TD AMERITRADE HOLDING CORPORATION
Employer identification number (EIN):820543156
NAIC Classification:523120
NAIC Description:Securities Brokerage

Additional information about TD AMERITRADE HOLDING CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date: 2002-04-01
Company Identification Number: 3509303
Legal Registered Office Address: 2711 Centerville Rd
Suite 400
Wilmington
United States of America (USA)
19808

More information about TD AMERITRADE HOLDING CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TD AMERITRADE 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01FRANK TASSIELLO
0012017-01-01FRANK TASSIELLO
0012016-01-01FRANK TASSIELLO
0012015-01-01FRANK TASSIELLO
0012014-01-01FRANK TASSIELLO
0012013-01-01DONALD WINTERS
0012012-01-01DONALD WINTERS
0012011-01-01DONALD WINTERS
0012010-01-01DONALD WINTERS
0012009-01-01DONALD WINTERS DONALD WINTERS2010-07-12

Plan Statistics for TD AMERITRADE 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for TD AMERITRADE 401(K) PROFIT SHARING PLAN

Measure Date Value
2021: TD AMERITRADE 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0114,274
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: TD AMERITRADE 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0113,740
Total number of active participants reported on line 7a of the Form 55002020-01-019,746
Number of retired or separated participants receiving benefits2020-01-01273
Number of other retired or separated participants entitled to future benefits2020-01-014,252
Total of all active and inactive participants2020-01-0114,271
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-0114,274
Number of participants with account balances2020-01-0113,648
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011,011
2019: TD AMERITRADE 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0113,913
Total number of active participants reported on line 7a of the Form 55002019-01-019,286
Number of retired or separated participants receiving benefits2019-01-01299
Number of other retired or separated participants entitled to future benefits2019-01-014,146
Total of all active and inactive participants2019-01-0113,731
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-019
Total participants2019-01-0113,740
Number of participants with account balances2019-01-0113,552
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-011,296
2018: TD AMERITRADE 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0113,097
Total number of active participants reported on line 7a of the Form 55002018-01-019,498
Number of retired or separated participants receiving benefits2018-01-01248
Number of other retired or separated participants entitled to future benefits2018-01-014,135
Total of all active and inactive participants2018-01-0113,881
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-014
Total participants2018-01-0113,885
Number of participants with account balances2018-01-0113,624
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-011,733
2017: TD AMERITRADE 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-018,658
Total number of active participants reported on line 7a of the Form 55002017-01-017,407
Number of retired or separated participants receiving benefits2017-01-01124
Number of other retired or separated participants entitled to future benefits2017-01-012,755
Total of all active and inactive participants2017-01-0110,286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-0110,287
Number of participants with account balances2017-01-019,763
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01988
2016: TD AMERITRADE 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-018,276
Total number of active participants reported on line 7a of the Form 55002016-01-016,189
Number of retired or separated participants receiving benefits2016-01-01115
Number of other retired or separated participants entitled to future benefits2016-01-012,329
Total of all active and inactive participants2016-01-018,633
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-018,636
Number of participants with account balances2016-01-018,477
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01725
2015: TD AMERITRADE 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-019,119
Total number of active participants reported on line 7a of the Form 55002015-01-015,851
Number of retired or separated participants receiving benefits2015-01-01130
Number of other retired or separated participants entitled to future benefits2015-01-012,290
Total of all active and inactive participants2015-01-018,271
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-015
Total participants2015-01-018,276
Number of participants with account balances2015-01-018,152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01669
2014: TD AMERITRADE 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-018,571
Total number of active participants reported on line 7a of the Form 55002014-01-015,850
Number of retired or separated participants receiving benefits2014-01-01134
Number of other retired or separated participants entitled to future benefits2014-01-013,131
Total of all active and inactive participants2014-01-019,115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-019,115
Number of participants with account balances2014-01-019,022
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01632
2013: TD AMERITRADE 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-018,237
Total number of active participants reported on line 7a of the Form 55002013-01-015,511
Number of retired or separated participants receiving benefits2013-01-01147
Number of other retired or separated participants entitled to future benefits2013-01-012,879
Total of all active and inactive participants2013-01-018,537
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-018,537
Number of participants with account balances2013-01-018,395
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01629
2012: TD AMERITRADE 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-018,139
Total number of active participants reported on line 7a of the Form 55002012-01-015,325
Number of retired or separated participants receiving benefits2012-01-01105
Number of other retired or separated participants entitled to future benefits2012-01-012,806
Total of all active and inactive participants2012-01-018,236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-018,236
Number of participants with account balances2012-01-018,031
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01672
2011: TD AMERITRADE 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-017,756
Total number of active participants reported on line 7a of the Form 55002011-01-015,367
Number of retired or separated participants receiving benefits2011-01-01347
Number of other retired or separated participants entitled to future benefits2011-01-012,352
Total of all active and inactive participants2011-01-018,066
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-018,066
Number of participants with account balances2011-01-017,936
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01622
2010: TD AMERITRADE 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-017,578
Total number of active participants reported on line 7a of the Form 55002010-01-015,367
Number of retired or separated participants receiving benefits2010-01-01379
Number of other retired or separated participants entitled to future benefits2010-01-011,965
Total of all active and inactive participants2010-01-017,711
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-017,711
Number of participants with account balances2010-01-017,496
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-01545
2009: TD AMERITRADE 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-016,712
Total number of active participants reported on line 7a of the Form 55002009-01-014,603
Number of retired or separated participants receiving benefits2009-01-01444
Number of other retired or separated participants entitled to future benefits2009-01-011,919
Total of all active and inactive participants2009-01-016,966
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-016,966
Number of participants with account balances2009-01-016,860
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01616

Financial Data on TD AMERITRADE 401(K) PROFIT SHARING PLAN

Measure Date Value
2021 : TD AMERITRADE 401(K) PROFIT SHARING PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-08-05$0
Unrealized appreciation/depreciation of other (non real estate) assets2021-08-05$0
Total unrealized appreciation/depreciation of assets2021-08-05$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-08-05$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-08-05$449,724
Expenses. Interest paid2021-08-05$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-08-05$0
Total income from all sources (including contributions)2021-08-05$3,902,219
Total loss/gain on sale of assets2021-08-05$0
Total of all expenses incurred2021-08-05$185,353,013
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-08-05$185,364,015
Expenses. Certain deemed distributions of participant loans2021-08-05$-15,180
Value of total corrective distributions2021-08-05$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-08-05$0
Value of total assets at end of year2021-08-05$0
Value of total assets at beginning of year2021-08-05$181,900,518
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-08-05$4,178
Total income from rents2021-08-05$0
Total interest from all sources2021-08-05$0
Total dividends received (eg from common stock, registered investment company shares)2021-08-05$66,786
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-08-05Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2021-08-05$0
Total dividends received from registered investment company shares (eg mutual funds)2021-08-05$24,396
Assets. Real estate other than employer real property at end of year2021-08-05$0
Assets. Real estate other than employer real property at beginning of year2021-08-05$0
Administrative expenses professional fees incurred2021-08-05$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-08-05$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-08-05$80,151
Was this plan covered by a fidelity bond2021-08-05Yes
Value of fidelity bond cover2021-08-05$25,000,000
If this is an individual account plan, was there a blackout period2021-08-05No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-08-05$0
Were there any nonexempt tranactions with any party-in-interest2021-08-05No
Contributions received from participants2021-08-05$0
Participant contributions at end of year2021-08-05$0
Participant contributions at beginning of year2021-08-05$1,486,311
Participant contributions at end of year2021-08-05$0
Participant contributions at beginning of year2021-08-05$0
Assets. Other investments not covered elsewhere at end of year2021-08-05$0
Assets. Other investments not covered elsewhere at beginning of year2021-08-05$104,095
Income. Received or receivable in cash from other sources (including rollovers)2021-08-05$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-08-05$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-08-05$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-08-05$180,610
Assets. Loans (other than to participants) at end of year2021-08-05$0
Assets. Loans (other than to participants) at beginning of year2021-08-05$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-08-05$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-08-05$231,938
Other income not declared elsewhere2021-08-05$3,835,433
Administrative expenses (other) incurred2021-08-05$2,720
Liabilities. Value of operating payables at end of year2021-08-05$0
Liabilities. Value of operating payables at beginning of year2021-08-05$217,786
Total non interest bearing cash at end of year2021-08-05$0
Total non interest bearing cash at beginning of year2021-08-05$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-08-05No
Income. Non cash contributions2021-08-05$0
Value of net income/loss2021-08-05$-181,450,794
Value of net assets at end of year (total assets less liabilities)2021-08-05$0
Value of net assets at beginning of year (total assets less liabilities)2021-08-05$181,450,794
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-08-05No
Were any loans by the plan or fixed income obligations due to the plan in default2021-08-05No
Were any leases to which the plan was party in default or uncollectible2021-08-05No
Assets. partnership/joint venture interests at end of year2021-08-05$0
Assets. partnership/joint venture interests at beginning of year2021-08-05$0
Investment advisory and management fees2021-08-05$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-08-05$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-08-05$61,444,158
Interest on participant loans2021-08-05$0
Income. Interest from loans (other than to participants)2021-08-05$0
Interest earned on other investments2021-08-05$0
Income. Interest from US Government securities2021-08-05$0
Income. Interest from corporate debt instruments2021-08-05$0
Value of interest in master investment trust accounts at end of year2021-08-05$0
Value of interest in master investment trust accounts at beginning of year2021-08-05$0
Value of interest in common/collective trusts at end of year2021-08-05$0
Value of interest in common/collective trusts at beginning of year2021-08-05$57,125,454
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-08-05$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-08-05$38,916,938
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-08-05$38,916,938
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-08-05$0
Assets. Value of investments in 103.12 investment entities at end of year2021-08-05$0
Assets. Value of investments in 103.12 investment entities at beginning of year2021-08-05$0
Expenses. Payments to insurance carriers foe the provision of benefits2021-08-05$0
Asset value of US Government securities at end of year2021-08-05$0
Asset value of US Government securities at beginning of year2021-08-05$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-08-05$0
Net investment gain/loss from pooled separate accounts2021-08-05$0
Net investment gain or loss from common/collective trusts2021-08-05$0
Net gain/loss from 103.12 investment entities2021-08-05$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-08-05No
Was there a failure to transmit to the plan any participant contributions2021-08-05No
Has the plan failed to provide any benefit when due under the plan2021-08-05No
Assets. Invements in employer securities at end of year2021-08-05$0
Assets. Invements in employer securities at beginning of year2021-08-05$10,350,990
Assets. Value of employer real property at end of year2021-08-05$0
Assets. Value of employer real property at beginning of year2021-08-05$0
Contributions received in cash from employer2021-08-05$0
Employer contributions (assets) at end of year2021-08-05$0
Employer contributions (assets) at beginning of year2021-08-05$0
Income. Dividends from preferred stock2021-08-05$339
Income. Dividends from common stock2021-08-05$42,051
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-08-05$185,364,015
Asset. Corporate debt instrument preferred debt at end of year2021-08-05$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-08-05$0
Asset. Corporate debt instrument debt (other) at end of year2021-08-05$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-08-05$29,630
Contract administrator fees2021-08-05$1,458
Assets. Corporate common stocks other than exployer securities at end of year2021-08-05$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-08-05$12,182,181
Liabilities. Value of benefit claims payable at end of year2021-08-05$0
Liabilities. Value of benefit claims payable at beginning of year2021-08-05$0
Assets. Value of buildings and other operty used in plan operation at end of year2021-08-05$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-08-05$0
Did the plan have assets held for investment2021-08-05No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-08-05No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-08-05Yes
Aggregate proceeds on sale of assets2021-08-05$0
Aggregate carrying amount (costs) on sale of assets2021-08-05$0
Liabilities. Value of acquisition indebtedness at end of year2021-08-05$0
Liabilities. Value of acquisition indebtedness at beginning of year2021-08-05$0
Opinion of an independent qualified public accountant for this plan2021-08-05Disclaimer
Accountancy firm name2021-08-05ERNST & YOUNG
Accountancy firm EIN2021-08-05346565596
2020 : TD AMERITRADE 401(K) PROFIT SHARING PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$449,724
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$2,538,083
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$331,832,592
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,849,425,235
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,847,932,984
Expenses. Certain deemed distributions of participant loans2020-12-31$-73,104
Value of total corrective distributions2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$122,150,417
Value of total assets at end of year2020-12-31$181,900,518
Value of total assets at beginning of year2020-12-31$1,701,581,520
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,565,355
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$1,373,282
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$12,908,171
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$7,988,306
Assets. Real estate other than employer real property at end of year2020-12-31$0
Assets. Real estate other than employer real property at beginning of year2020-12-31$0
Administrative expenses professional fees incurred2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-12-31$80,151
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-12-31$366,723
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$25,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31Yes
Amount of non-exempt transactions with any party-in-interest2020-12-31$159,209
Contributions received from participants2020-12-31$68,449,853
Participant contributions at end of year2020-12-31$1,486,311
Participant contributions at beginning of year2020-12-31$24,661,582
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$104,095
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$3,487,294
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$5,102,439
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$180,610
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$2,603,518
Assets. Loans (other than to participants) at end of year2020-12-31$0
Assets. Loans (other than to participants) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$231,938
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$2,273,032
Other income not declared elsewhere2020-12-31$69,325,156
Administrative expenses (other) incurred2020-12-31$663,629
Liabilities. Value of operating payables at end of year2020-12-31$217,786
Liabilities. Value of operating payables at beginning of year2020-12-31$265,051
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$775,624
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$-1,517,592,643
Value of net assets at end of year (total assets less liabilities)2020-12-31$181,450,794
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$1,699,043,437
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$0
Assets. partnership/joint venture interests at beginning of year2020-12-31$0
Investment advisory and management fees2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$61,444,158
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$696,926,957
Interest on participant loans2020-12-31$1,190,577
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$97,253
Income. Interest from US Government securities2020-12-31$445
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in master investment trust accounts at end of year2020-12-31$0
Value of interest in master investment trust accounts at beginning of year2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$57,125,454
Value of interest in common/collective trusts at beginning of year2020-12-31$565,498,677
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$38,916,938
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$112,506,470
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$112,506,470
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$85,007
Assets. Value of investments in 103.12 investment entities at end of year2020-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2020-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Asset value of US Government securities at end of year2020-12-31$0
Asset value of US Government securities at beginning of year2020-12-31$3,797
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$58,445,407
Net investment gain/loss from pooled separate accounts2020-12-31$0
Net investment gain or loss from common/collective trusts2020-12-31$67,630,159
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$10,350,990
Assets. Invements in employer securities at beginning of year2020-12-31$119,916,918
Assets. Value of employer real property at end of year2020-12-31$0
Assets. Value of employer real property at beginning of year2020-12-31$0
Contributions received in cash from employer2020-12-31$48,598,125
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$33,428,598
Income. Dividends from preferred stock2020-12-31$26,801
Income. Dividends from common stock2020-12-31$4,893,064
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,847,932,984
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$29,630
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$2,424,040
Contract administrator fees2020-12-31$901,726
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$12,182,181
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$138,981,322
Liabilities. Value of benefit claims payable at end of year2020-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2020-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31ERNST & YOUNG
Accountancy firm EIN2020-12-31346565596
2019 : TD AMERITRADE 401(K) PROFIT SHARING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$2,538,083
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,651,718
Expenses. Interest paid2019-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$0
Total income from all sources (including contributions)2019-12-31$435,224,378
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$119,279,437
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$118,195,374
Expenses. Certain deemed distributions of participant loans2019-12-31$-237,316
Value of total corrective distributions2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$144,562,226
Value of total assets at end of year2019-12-31$1,701,581,520
Value of total assets at beginning of year2019-12-31$1,384,750,214
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,321,379
Total income from rents2019-12-31$0
Total interest from all sources2019-12-31$1,624,170
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$18,272,261
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$12,635,537
Assets. Real estate other than employer real property at end of year2019-12-31$0
Assets. Real estate other than employer real property at beginning of year2019-12-31$0
Administrative expenses professional fees incurred2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$366,723
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$269,748
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$25,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$76,880,748
Participant contributions at end of year2019-12-31$24,661,582
Participant contributions at beginning of year2019-12-31$24,056,830
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$3,487,294
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$3,829,164
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$9,817,690
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$2,603,518
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$1,726,779
Assets. Loans (other than to participants) at end of year2019-12-31$0
Assets. Loans (other than to participants) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$2,273,032
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$1,397,299
Other income not declared elsewhere2019-12-31$46,029,128
Administrative expenses (other) incurred2019-12-31$0
Liabilities. Value of operating payables at end of year2019-12-31$265,051
Liabilities. Value of operating payables at beginning of year2019-12-31$254,419
Total non interest bearing cash at end of year2019-12-31$775,624
Total non interest bearing cash at beginning of year2019-12-31$867,077
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$0
Value of net income/loss2019-12-31$315,944,941
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,699,043,437
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,383,098,496
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$0
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Investment advisory and management fees2019-12-31$360,025
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$696,926,957
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$551,464,078
Interest on participant loans2019-12-31$1,325,091
Income. Interest from loans (other than to participants)2019-12-31$0
Interest earned on other investments2019-12-31$83,148
Income. Interest from US Government securities2019-12-31$5,844
Income. Interest from corporate debt instruments2019-12-31$0
Value of interest in master investment trust accounts at end of year2019-12-31$0
Value of interest in master investment trust accounts at beginning of year2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$565,498,677
Value of interest in common/collective trusts at beginning of year2019-12-31$440,554,192
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$112,506,470
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$96,489,592
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$96,489,592
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$210,087
Assets. Value of investments in 103.12 investment entities at end of year2019-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Asset value of US Government securities at end of year2019-12-31$3,797
Asset value of US Government securities at beginning of year2019-12-31$13,177
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$122,939,128
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$101,797,465
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$119,916,918
Assets. Invements in employer securities at beginning of year2019-12-31$132,675,457
Assets. Value of employer real property at end of year2019-12-31$0
Assets. Value of employer real property at beginning of year2019-12-31$0
Contributions received in cash from employer2019-12-31$57,863,788
Employer contributions (assets) at end of year2019-12-31$33,428,598
Employer contributions (assets) at beginning of year2019-12-31$32,142,629
Income. Dividends from preferred stock2019-12-31$19,626
Income. Dividends from common stock2019-12-31$5,617,098
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$118,195,374
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$2,424,040
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$2,034,878
Contract administrator fees2019-12-31$961,354
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$138,981,322
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$98,626,613
Liabilities. Value of benefit claims payable at end of year2019-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ERNST & YOUNG
Accountancy firm EIN2019-12-31346565596
2018 : TD AMERITRADE 401(K) PROFIT SHARING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$0
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,651,718
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$783,862
Expenses. Interest paid2018-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-12-31$0
Total income from all sources (including contributions)2018-12-31$59,677,096
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$173,330,892
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$171,801,725
Expenses. Certain deemed distributions of participant loans2018-12-31$275,686
Value of total corrective distributions2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$145,919,444
Value of total assets at end of year2018-12-31$1,384,750,214
Value of total assets at beginning of year2018-12-31$1,497,536,154
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$1,253,481
Total income from rents2018-12-31$0
Total interest from all sources2018-12-31$1,377,383
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$15,160,859
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$10,555,807
Assets. Real estate other than employer real property at end of year2018-12-31$0
Assets. Real estate other than employer real property at beginning of year2018-12-31$0
Administrative expenses professional fees incurred2018-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$269,748
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$574,460
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$25,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$76,509,564
Participant contributions at end of year2018-12-31$24,056,830
Participant contributions at beginning of year2018-12-31$24,891,505
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Assets. Other investments not covered elsewhere at end of year2018-12-31$3,829,164
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$1,333,528
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$14,130,151
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$1,726,779
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$708,943
Assets. Loans (other than to participants) at end of year2018-12-31$0
Assets. Loans (other than to participants) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$1,397,299
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$588,446
Other income not declared elsewhere2018-12-31$-6,065,340
Administrative expenses (other) incurred2018-12-31$0
Liabilities. Value of operating payables at end of year2018-12-31$254,419
Liabilities. Value of operating payables at beginning of year2018-12-31$195,416
Total non interest bearing cash at end of year2018-12-31$867,077
Total non interest bearing cash at beginning of year2018-12-31$331,242,233
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$-113,653,796
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,383,098,496
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,496,752,292
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$0
Assets. partnership/joint venture interests at beginning of year2018-12-31$0
Investment advisory and management fees2018-12-31$321,134
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$551,464,078
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$469,521,440
Interest on participant loans2018-12-31$1,199,957
Income. Interest from loans (other than to participants)2018-12-31$0
Interest earned on other investments2018-12-31$64,777
Income. Interest from US Government securities2018-12-31$4,031
Income. Interest from corporate debt instruments2018-12-31$0
Value of interest in master investment trust accounts at end of year2018-12-31$0
Value of interest in master investment trust accounts at beginning of year2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$440,554,192
Value of interest in common/collective trusts at beginning of year2018-12-31$310,233,010
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$96,489,592
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$75,296,132
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$75,296,132
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$108,618
Assets. Value of investments in 103.12 investment entities at end of year2018-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2018-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Asset value of US Government securities at end of year2018-12-31$13,177
Asset value of US Government securities at beginning of year2018-12-31$3,348
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-60,901,165
Net investment gain/loss from pooled separate accounts2018-12-31$0
Net investment gain or loss from common/collective trusts2018-12-31$-35,814,085
Net gain/loss from 103.12 investment entities2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$132,675,457
Assets. Invements in employer securities at beginning of year2018-12-31$151,679,216
Assets. Value of employer real property at end of year2018-12-31$0
Assets. Value of employer real property at beginning of year2018-12-31$0
Contributions received in cash from employer2018-12-31$55,279,729
Employer contributions (assets) at end of year2018-12-31$32,142,629
Employer contributions (assets) at beginning of year2018-12-31$36,805,792
Income. Dividends from preferred stock2018-12-31$17,567
Income. Dividends from common stock2018-12-31$4,587,485
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$171,801,725
Asset. Corporate debt instrument preferred debt at end of year2018-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-31$1,383,132
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$2,034,878
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$0
Contract administrator fees2018-12-31$932,347
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$98,626,613
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$93,863,415
Liabilities. Value of benefit claims payable at end of year2018-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2018-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$0
Aggregate carrying amount (costs) on sale of assets2018-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2018-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ERNST & YOUNG
Accountancy firm EIN2018-12-31346565596
2017 : TD AMERITRADE 401(K) PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$0
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$350,755,085
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$783,862
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,331,412
Expenses. Interest paid2017-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$0
Total income from all sources (including contributions)2017-12-31$275,961,424
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$46,877,519
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$45,883,080
Expenses. Certain deemed distributions of participant loans2017-12-31$25,476
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$102,423,923
Value of total assets at end of year2017-12-31$1,497,536,154
Value of total assets at beginning of year2017-12-31$918,244,714
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$968,963
Total income from rents2017-12-31$0
Total interest from all sources2017-12-31$878,160
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$11,017,955
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$6,999,417
Assets. Real estate other than employer real property at end of year2017-12-31$0
Assets. Real estate other than employer real property at beginning of year2017-12-31$0
Administrative expenses professional fees incurred2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$574,460
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$566,832
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$25,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$49,969,709
Participant contributions at end of year2017-12-31$24,891,505
Participant contributions at beginning of year2017-12-31$17,011,616
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Assets. Other investments not covered elsewhere at end of year2017-12-31$1,333,528
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$443,787
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$13,063,042
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$708,943
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$1,069,336
Assets. Loans (other than to participants) at end of year2017-12-31$0
Assets. Loans (other than to participants) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$588,446
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$1,174,375
Other income not declared elsewhere2017-12-31$45,444,197
Administrative expenses (other) incurred2017-12-31$323,532
Liabilities. Value of operating payables at end of year2017-12-31$195,416
Liabilities. Value of operating payables at beginning of year2017-12-31$157,037
Total non interest bearing cash at end of year2017-12-31$331,242,233
Total non interest bearing cash at beginning of year2017-12-31$826,748
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$229,083,905
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,496,752,292
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$916,913,302
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$0
Assets. partnership/joint venture interests at beginning of year2017-12-31$0
Investment advisory and management fees2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$469,521,440
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$366,970,415
Interest on participant loans2017-12-31$798,484
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$55,436
Income. Interest from US Government securities2017-12-31$776
Income. Interest from corporate debt instruments2017-12-31$0
Value of interest in master investment trust accounts at end of year2017-12-31$0
Value of interest in master investment trust accounts at beginning of year2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$310,233,010
Value of interest in common/collective trusts at beginning of year2017-12-31$225,024,879
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$75,296,132
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$76,950,949
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$76,950,949
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$23,464
Assets. Value of investments in 103.12 investment entities at end of year2017-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2017-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Asset value of US Government securities at end of year2017-12-31$3,348
Asset value of US Government securities at beginning of year2017-12-31$5,036
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$66,063,341
Net investment gain/loss from pooled separate accounts2017-12-31$0
Net investment gain or loss from common/collective trusts2017-12-31$50,133,848
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$151,679,216
Assets. Invements in employer securities at beginning of year2017-12-31$137,245,145
Assets. Value of employer real property at end of year2017-12-31$0
Assets. Value of employer real property at beginning of year2017-12-31$0
Contributions received in cash from employer2017-12-31$39,391,172
Employer contributions (assets) at end of year2017-12-31$36,805,792
Employer contributions (assets) at beginning of year2017-12-31$20,170,771
Income. Dividends from preferred stock2017-12-31$29,247
Income. Dividends from common stock2017-12-31$3,989,291
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$45,883,080
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$1,383,132
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$969,201
Contract administrator fees2017-12-31$645,431
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$93,863,415
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$70,989,999
Liabilities. Value of benefit claims payable at end of year2017-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2017-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$0
Aggregate carrying amount (costs) on sale of assets2017-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2017-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ERNST & YOUNG
Accountancy firm EIN2017-12-31346565596
2016 : TD AMERITRADE 401(K) PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$0
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,331,412
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,114,924
Expenses. Interest paid2016-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$0
Total income from all sources (including contributions)2016-12-31$178,851,512
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$50,806,546
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$49,995,402
Expenses. Certain deemed distributions of participant loans2016-12-31$-6,962
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$87,506,441
Value of total assets at end of year2016-12-31$918,244,714
Value of total assets at beginning of year2016-12-31$789,983,260
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$818,106
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$795,664
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$9,381,487
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$5,511,897
Assets. Real estate other than employer real property at end of year2016-12-31$0
Assets. Real estate other than employer real property at beginning of year2016-12-31$0
Administrative expenses professional fees incurred2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$566,832
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$1,419,642
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$25,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$43,256,045
Participant contributions at end of year2016-12-31$17,011,616
Participant contributions at beginning of year2016-12-31$16,450,674
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$443,787
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$360,073
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$9,689,572
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$1,069,336
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$801,568
Assets. Loans (other than to participants) at end of year2016-12-31$0
Assets. Loans (other than to participants) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$1,174,375
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$916,838
Other income not declared elsewhere2016-12-31$34,090,366
Administrative expenses (other) incurred2016-12-31$214,046
Liabilities. Value of operating payables at end of year2016-12-31$157,037
Liabilities. Value of operating payables at beginning of year2016-12-31$198,086
Total non interest bearing cash at end of year2016-12-31$826,748
Total non interest bearing cash at beginning of year2016-12-31$281,636
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$128,044,966
Value of net assets at end of year (total assets less liabilities)2016-12-31$916,913,302
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$788,868,336
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$0
Assets. partnership/joint venture interests at beginning of year2016-12-31$0
Investment advisory and management fees2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$366,970,415
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$315,648,678
Interest on participant loans2016-12-31$727,068
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$60,474
Income. Interest from US Government securities2016-12-31$978
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in master investment trust accounts at end of year2016-12-31$0
Value of interest in master investment trust accounts at beginning of year2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$225,024,879
Value of interest in common/collective trusts at beginning of year2016-12-31$185,839,846
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$76,950,949
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$65,656,869
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$65,656,869
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$7,144
Assets. Value of investments in 103.12 investment entities at end of year2016-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2016-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Asset value of US Government securities at end of year2016-12-31$5,036
Asset value of US Government securities at beginning of year2016-12-31$12,606
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$30,387,956
Net investment gain/loss from pooled separate accounts2016-12-31$0
Net investment gain or loss from common/collective trusts2016-12-31$16,689,598
Net gain/loss from 103.12 investment entities2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$137,245,145
Assets. Invements in employer securities at beginning of year2016-12-31$121,507,879
Assets. Value of employer real property at end of year2016-12-31$0
Assets. Value of employer real property at beginning of year2016-12-31$0
Contributions received in cash from employer2016-12-31$34,560,824
Employer contributions (assets) at end of year2016-12-31$20,170,771
Employer contributions (assets) at beginning of year2016-12-31$20,242,756
Income. Dividends from preferred stock2016-12-31$13,292
Income. Dividends from common stock2016-12-31$3,856,298
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$49,995,402
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$969,201
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$935,786
Contract administrator fees2016-12-31$604,060
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$70,989,999
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$60,825,247
Liabilities. Value of benefit claims payable at end of year2016-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2016-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$0
Aggregate carrying amount (costs) on sale of assets2016-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2016-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ERNST & YOUNG
Accountancy firm EIN2016-12-31346565596
2015 : TD AMERITRADE 401(K) PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$0
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,114,924
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$2,214,569
Expenses. Interest paid2015-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$0
Total income from all sources (including contributions)2015-12-31$74,288,624
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$46,182,083
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$45,259,726
Expenses. Certain deemed distributions of participant loans2015-12-31$31,400
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$83,767,906
Value of total assets at end of year2015-12-31$789,983,260
Value of total assets at beginning of year2015-12-31$762,976,364
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$890,957
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$738,964
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$8,496,506
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$4,964,268
Assets. Real estate other than employer real property at end of year2015-12-31$0
Assets. Real estate other than employer real property at beginning of year2015-12-31$0
Administrative expenses professional fees incurred2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$1,419,642
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$969,086
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$25,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$41,030,723
Participant contributions at end of year2015-12-31$16,450,674
Participant contributions at beginning of year2015-12-31$16,332,837
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$360,073
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$168,507
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$8,734,808
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$801,568
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$1,784,599
Assets. Loans (other than to participants) at end of year2015-12-31$0
Assets. Loans (other than to participants) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$916,838
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$1,990,896
Other income not declared elsewhere2015-12-31$-3,730,470
Administrative expenses (other) incurred2015-12-31$226,219
Liabilities. Value of operating payables at end of year2015-12-31$198,086
Liabilities. Value of operating payables at beginning of year2015-12-31$223,673
Total non interest bearing cash at end of year2015-12-31$281,636
Total non interest bearing cash at beginning of year2015-12-31$1,080,395
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$28,106,541
Value of net assets at end of year (total assets less liabilities)2015-12-31$788,868,336
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$760,761,795
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$0
Assets. partnership/joint venture interests at beginning of year2015-12-31$0
Investment advisory and management fees2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$315,648,678
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$319,893,247
Interest on participant loans2015-12-31$680,969
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$49,827
Income. Interest from US Government securities2015-12-31$1,640
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in master investment trust accounts at end of year2015-12-31$0
Value of interest in master investment trust accounts at beginning of year2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$185,839,846
Value of interest in common/collective trusts at beginning of year2015-12-31$156,170,754
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$65,656,869
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$66,481,919
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$66,481,919
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$6,528
Assets. Value of investments in 103.12 investment entities at end of year2015-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2015-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Asset value of US Government securities at end of year2015-12-31$12,606
Asset value of US Government securities at beginning of year2015-12-31$73,700
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-14,362,092
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$-622,190
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$121,507,879
Assets. Invements in employer securities at beginning of year2015-12-31$125,317,545
Assets. Value of employer real property at end of year2015-12-31$0
Assets. Value of employer real property at beginning of year2015-12-31$0
Contributions received in cash from employer2015-12-31$34,002,375
Employer contributions (assets) at end of year2015-12-31$20,242,756
Employer contributions (assets) at beginning of year2015-12-31$18,224,228
Income. Dividends from preferred stock2015-12-31$11,429
Income. Dividends from common stock2015-12-31$3,520,809
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$45,259,726
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$935,786
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$620,270
Contract administrator fees2015-12-31$664,738
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$60,825,247
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$55,859,277
Liabilities. Value of benefit claims payable at end of year2015-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$0
Aggregate carrying amount (costs) on sale of assets2015-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2015-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31ERNST & YOUNG
Accountancy firm EIN2015-12-31346565596
2014 : TD AMERITRADE 401(K) PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$2,214,569
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,806,027
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$136,095,562
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$37,760,760
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$35,451,790
Expenses. Certain deemed distributions of participant loans2014-12-31$1,300,734
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$81,903,178
Value of total assets at end of year2014-12-31$762,976,364
Value of total assets at beginning of year2014-12-31$664,233,020
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,008,236
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$699,524
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$8,175,348
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$5,113,304
Assets. Real estate other than employer real property at end of year2014-12-31$0
Assets. Real estate other than employer real property at beginning of year2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$969,086
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$25,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$38,885,861
Participant contributions at end of year2014-12-31$16,332,837
Participant contributions at beginning of year2014-12-31$15,122,231
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$168,507
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$134,103
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$11,571,338
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$1,784,599
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$1,449,483
Assets. Loans (other than to participants) at end of year2014-12-31$0
Assets. Loans (other than to participants) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$1,990,896
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$1,618,521
Other income not declared elsewhere2014-12-31$18,749,373
Administrative expenses (other) incurred2014-12-31$297,523
Liabilities. Value of operating payables at end of year2014-12-31$223,673
Liabilities. Value of operating payables at beginning of year2014-12-31$187,506
Total non interest bearing cash at end of year2014-12-31$1,080,395
Total non interest bearing cash at beginning of year2014-12-31$407,198
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$98,334,802
Value of net assets at end of year (total assets less liabilities)2014-12-31$760,761,795
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$662,426,993
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$319,893,247
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$283,740,298
Interest on participant loans2014-12-31$649,200
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$44,356
Income. Interest from US Government securities2014-12-31$986
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in master investment trust accounts at end of year2014-12-31$0
Value of interest in master investment trust accounts at beginning of year2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$156,170,754
Value of interest in common/collective trusts at beginning of year2014-12-31$127,878,275
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$66,481,919
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$60,009,015
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$60,009,015
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$4,982
Assets. Value of investments in 103.12 investment entities at end of year2014-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Asset value of US Government securities at end of year2014-12-31$73,700
Asset value of US Government securities at beginning of year2014-12-31$51,879
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$17,946,400
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$8,621,739
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$125,317,545
Assets. Invements in employer securities at beginning of year2014-12-31$108,837,358
Assets. Value of employer real property at end of year2014-12-31$0
Assets. Value of employer real property at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$31,445,979
Employer contributions (assets) at end of year2014-12-31$18,224,228
Employer contributions (assets) at beginning of year2014-12-31$16,784,458
Income. Dividends from preferred stock2014-12-31$8,211
Income. Dividends from common stock2014-12-31$3,053,833
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$35,451,790
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$620,270
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$643,866
Contract administrator fees2014-12-31$710,713
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$55,859,277
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$49,174,856
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31ERNST & YOUNG
Accountancy firm EIN2014-12-31346565596
2013 : TD AMERITRADE 401(K) PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,806,027
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$949,200
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$203,390,449
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$44,630,598
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$42,108,099
Expenses. Certain deemed distributions of participant loans2013-12-31$1,718,335
Value of total corrective distributions2013-12-31$9,884
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$68,102,177
Value of total assets at end of year2013-12-31$664,233,020
Value of total assets at beginning of year2013-12-31$504,616,342
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$794,280
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$626,799
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$7,882,835
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$3,772,028
Assets. Real estate other than employer real property at end of year2013-12-31$0
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$15,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$33,838,717
Participant contributions at end of year2013-12-31$15,122,231
Participant contributions at beginning of year2013-12-31$13,297,236
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$134,103
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$417,186
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$5,824,965
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$1,449,483
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$1,333,684
Assets. Loans (other than to participants) at end of year2013-12-31$0
Assets. Loans (other than to participants) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$1,618,521
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$797,695
Other income not declared elsewhere2013-12-31$54,727,416
Administrative expenses (other) incurred2013-12-31$0
Liabilities. Value of operating payables at end of year2013-12-31$187,506
Liabilities. Value of operating payables at beginning of year2013-12-31$151,505
Total non interest bearing cash at end of year2013-12-31$407,198
Total non interest bearing cash at beginning of year2013-12-31$607,417
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$158,759,851
Value of net assets at end of year (total assets less liabilities)2013-12-31$662,426,993
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$503,667,142
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$0
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$283,740,298
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$224,647,551
Interest on participant loans2013-12-31$578,358
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$825
Income. Interest from corporate debt instruments2013-12-31$42,392
Value of interest in master investment trust accounts at end of year2013-12-31$0
Value of interest in master investment trust accounts at beginning of year2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$127,878,275
Value of interest in common/collective trusts at beginning of year2013-12-31$90,292,237
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$60,009,015
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$55,158,420
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$55,158,420
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$5,224
Assets. Value of investments in 103.12 investment entities at end of year2013-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Asset value of US Government securities at end of year2013-12-31$51,879
Asset value of US Government securities at beginning of year2013-12-31$45,262
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$48,683,702
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$23,367,520
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$108,837,358
Assets. Invements in employer securities at beginning of year2013-12-31$66,862,879
Assets. Value of employer real property at end of year2013-12-31$0
Assets. Value of employer real property at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$28,438,495
Employer contributions (assets) at end of year2013-12-31$16,784,458
Employer contributions (assets) at beginning of year2013-12-31$15,577,725
Income. Dividends from preferred stock2013-12-31$9,063
Income. Dividends from common stock2013-12-31$4,101,744
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$42,108,099
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$643,866
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$307,686
Contract administrator fees2013-12-31$794,280
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$49,174,856
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$36,069,059
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31ERNST & YOUNG
Accountancy firm EIN2013-12-31346565596
2012 : TD AMERITRADE 401(K) PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$0
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$0
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$949,200
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$789,776
Expenses. Interest paid2012-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-12-31$0
Total income from all sources (including contributions)2012-12-31$115,662,233
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$34,581,306
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$32,240,005
Expenses. Certain deemed distributions of participant loans2012-12-31$1,392,624
Value of total corrective distributions2012-12-31$24,100
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$62,651,661
Value of total assets at end of year2012-12-31$504,616,342
Value of total assets at beginning of year2012-12-31$423,375,991
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$924,577
Total income from rents2012-12-31$0
Total interest from all sources2012-12-31$556,110
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$7,680,290
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$4,008,993
Assets. Real estate other than employer real property at end of year2012-12-31$0
Assets. Real estate other than employer real property at beginning of year2012-12-31$0
Administrative expenses professional fees incurred2012-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$15,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$32,026,439
Participant contributions at end of year2012-12-31$13,297,236
Participant contributions at beginning of year2012-12-31$11,677,174
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Assets. Other investments not covered elsewhere at end of year2012-12-31$417,186
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$452,658
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$3,948,518
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$1,333,684
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$1,031,626
Assets. Loans (other than to participants) at end of year2012-12-31$0
Assets. Loans (other than to participants) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$797,695
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$789,776
Other income not declared elsewhere2012-12-31$7,513,715
Administrative expenses (other) incurred2012-12-31$0
Liabilities. Value of operating payables at end of year2012-12-31$151,505
Total non interest bearing cash at end of year2012-12-31$607,417
Total non interest bearing cash at beginning of year2012-12-31$273,059
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$0
Value of net income/loss2012-12-31$81,080,927
Value of net assets at end of year (total assets less liabilities)2012-12-31$503,667,142
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$422,586,215
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$0
Assets. partnership/joint venture interests at beginning of year2012-12-31$0
Investment advisory and management fees2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$224,647,551
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$248,960,374
Interest on participant loans2012-12-31$516,132
Income. Interest from loans (other than to participants)2012-12-31$0
Interest earned on other investments2012-12-31$0
Income. Interest from US Government securities2012-12-31$721
Income. Interest from corporate debt instruments2012-12-31$0
Value of interest in master investment trust accounts at end of year2012-12-31$0
Value of interest in master investment trust accounts at beginning of year2012-12-31$0
Value of interest in common/collective trusts at end of year2012-12-31$90,292,237
Value of interest in common/collective trusts at beginning of year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$55,158,420
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$51,343,986
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$51,343,986
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$39,257
Assets. Value of investments in 103.12 investment entities at end of year2012-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Asset value of US Government securities at end of year2012-12-31$45,262
Asset value of US Government securities at beginning of year2012-12-31$43,160
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$33,305,033
Net investment gain/loss from pooled separate accounts2012-12-31$0
Net investment gain or loss from common/collective trusts2012-12-31$3,955,424
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$66,862,879
Assets. Invements in employer securities at beginning of year2012-12-31$60,791,973
Assets. Value of employer real property at end of year2012-12-31$0
Assets. Value of employer real property at beginning of year2012-12-31$0
Contributions received in cash from employer2012-12-31$26,676,704
Employer contributions (assets) at end of year2012-12-31$15,577,725
Employer contributions (assets) at beginning of year2012-12-31$20,166,344
Income. Dividends from preferred stock2012-12-31$11,674
Income. Dividends from common stock2012-12-31$3,659,623
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$32,240,005
Asset. Corporate debt instrument preferred debt at end of year2012-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2012-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$307,686
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$279,520
Contract administrator fees2012-12-31$924,577
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$36,069,059
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$28,356,117
Liabilities. Value of benefit claims payable at end of year2012-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2012-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$0
Aggregate carrying amount (costs) on sale of assets2012-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2012-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31ERNST & YOUNG
Accountancy firm EIN2012-12-31346565596
2011 : TD AMERITRADE 401(K) PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$789,776
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$592,227
Expenses. Interest paid2011-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$0
Total income from all sources (including contributions)2011-12-31$42,858,717
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$23,573,279
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$21,956,453
Expenses. Certain deemed distributions of participant loans2011-12-31$968,888
Value of total corrective distributions2011-12-31$4,675
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$64,896,897
Value of total assets at end of year2011-12-31$423,375,991
Value of total assets at beginning of year2011-12-31$403,893,004
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$643,263
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$515,186
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$6,127,757
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$4,619,729
Assets. Real estate other than employer real property at end of year2011-12-31$0
Assets. Real estate other than employer real property at beginning of year2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$15,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$30,867,137
Participant contributions at end of year2011-12-31$11,677,174
Participant contributions at beginning of year2011-12-31$9,692,228
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Assets. Other investments not covered elsewhere at end of year2011-12-31$452,658
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$3,084,039
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$1,031,626
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$508,244
Assets. Loans (other than to participants) at end of year2011-12-31$0
Assets. Loans (other than to participants) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$789,776
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$592,227
Other income not declared elsewhere2011-12-31$-14,918,637
Administrative expenses (other) incurred2011-12-31$0
Total non interest bearing cash at end of year2011-12-31$273,059
Total non interest bearing cash at beginning of year2011-12-31$34,217
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$19,285,438
Value of net assets at end of year (total assets less liabilities)2011-12-31$422,586,215
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$403,300,777
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$0
Assets. partnership/joint venture interests at beginning of year2011-12-31$0
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$248,960,374
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$237,457,774
Interest on participant loans2011-12-31$464,733
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$0
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Value of interest in master investment trust accounts at end of year2011-12-31$0
Value of interest in master investment trust accounts at beginning of year2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$0
Value of interest in common/collective trusts at beginning of year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$51,343,986
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$41,533,689
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$41,533,689
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$50,453
Assets. Value of investments in 103.12 investment entities at end of year2011-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2011-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Asset value of US Government securities at end of year2011-12-31$43,160
Asset value of US Government securities at beginning of year2011-12-31$119,875
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-13,762,486
Net investment gain/loss from pooled separate accounts2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$0
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$60,791,973
Assets. Invements in employer securities at beginning of year2011-12-31$69,487,245
Assets. Value of employer real property at end of year2011-12-31$0
Assets. Value of employer real property at beginning of year2011-12-31$0
Contributions received in cash from employer2011-12-31$30,945,721
Employer contributions (assets) at end of year2011-12-31$20,166,344
Employer contributions (assets) at beginning of year2011-12-31$18,289,850
Income. Dividends from preferred stock2011-12-31$11,765
Income. Dividends from common stock2011-12-31$1,496,263
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$21,956,453
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$279,520
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$494,130
Contract administrator fees2011-12-31$643,263
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$28,356,117
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$26,275,752
Liabilities. Value of benefit claims payable at end of year2011-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2011-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERNST & YOUNG
Accountancy firm EIN2011-12-31346565596
2010 : TD AMERITRADE 401(K) PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$14,845,471
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$592,227
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$605,506
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$98,599,876
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$25,667,353
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$24,508,682
Expenses. Certain deemed distributions of participant loans2010-12-31$718,387
Value of total corrective distributions2010-12-31$6,069
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$60,037,016
Value of total assets at end of year2010-12-31$403,893,004
Value of total assets at beginning of year2010-12-31$316,128,289
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$434,215
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$418,112
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$3,973,882
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$3,133,884
Assets. Real estate other than employer real property at end of year2010-12-31$0
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$15,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$27,811,990
Participant contributions at end of year2010-12-31$9,692,228
Participant contributions at beginning of year2010-12-31$6,780,124
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$4,220,328
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$508,244
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$245,209
Assets. Loans (other than to participants) at end of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$592,227
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$605,506
Other income not declared elsewhere2010-12-31$2,435,252
Administrative expenses (other) incurred2010-12-31$0
Total non interest bearing cash at end of year2010-12-31$34,217
Total non interest bearing cash at beginning of year2010-12-31$229,699
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$72,932,523
Value of net assets at end of year (total assets less liabilities)2010-12-31$403,300,777
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$315,522,783
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$0
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$237,457,774
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$176,287,849
Interest on participant loans2010-12-31$403,177
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in master investment trust accounts at end of year2010-12-31$0
Value of interest in master investment trust accounts at beginning of year2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$41,533,689
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$29,696,691
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$29,696,691
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$14,935
Assets. Value of investments in 103.12 investment entities at end of year2010-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Asset value of US Government securities at end of year2010-12-31$119,875
Asset value of US Government securities at beginning of year2010-12-31$165,602
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$31,735,614
Net investment gain/loss from pooled separate accounts2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$0
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$69,487,245
Assets. Invements in employer securities at beginning of year2010-12-31$70,154,824
Assets. Value of employer real property at end of year2010-12-31$0
Assets. Value of employer real property at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$28,004,698
Employer contributions (assets) at end of year2010-12-31$18,289,850
Employer contributions (assets) at beginning of year2010-12-31$12,616,999
Income. Dividends from preferred stock2010-12-31$2,421
Income. Dividends from common stock2010-12-31$837,577
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$24,508,682
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$494,130
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$364,678
Contract administrator fees2010-12-31$434,215
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$26,275,752
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$19,586,614
Liabilities. Value of benefit claims payable at end of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31ERNST & YOUNG
Accountancy firm EIN2010-12-31346565596
2009 : TD AMERITRADE 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for TD AMERITRADE 401(K) PROFIT SHARING PLAN

2021: TD AMERITRADE 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: TD AMERITRADE 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: TD AMERITRADE 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: TD AMERITRADE 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: TD AMERITRADE 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: TD AMERITRADE 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: TD AMERITRADE 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: TD AMERITRADE 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: TD AMERITRADE 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: TD AMERITRADE 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: TD AMERITRADE 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: TD AMERITRADE 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: TD AMERITRADE 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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