401k Plan data: CNHI, LLC 401(K) PLAN plan

CNHI, LLC 401(K) PLAN 401k Plan overview

Plan Name	CNHI, LLC 401(K) PLAN
Plan identification number	001

CNHI, LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CNHI, LLC has sponsored the creation of one or more 401k plans.

Company Name: CNHI, LLC

Employer identification number (EIN): 822664009

NAIC Classification: 323100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CNHI, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2020-01-01
001 2019-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 CHRISTOPHER CATO CHRISTOPHER CATO 2018-10-23

Plan Statistics for CNHI, LLC 401(K) PLAN

401k plan membership statisitcs for CNHI, LLC 401(K) PLAN

Measure Date Value
2022: CNHI, LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 2,108
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 1,802
Number of retired or separated participants receiving benefits 2022-01-01 40
Number of other retired or separated participants entitled to future benefits 2022-01-01 305
Total of all active and inactive participants 2022-01-01 2,147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 2,147
Number of participants with account balances 2022-01-01 919
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 19
2021: CNHI, LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 2,195
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 1,926
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 145
Total of all active and inactive participants 2021-01-01 2,071
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 2,071
Number of participants with account balances 2021-01-01 755
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 18
2020: CNHI, LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 3,629
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 3,188
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 304
Total of all active and inactive participants 2020-01-01 3,492
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 11
Total participants 2020-01-01 3,503
Number of participants with account balances 2020-01-01 1,079
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 6
2019: CNHI, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 3,753
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 3,233
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 401
Total of all active and inactive participants 2019-01-01 3,634
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 16
Total participants 2019-01-01 3,650
Number of participants with account balances 2019-01-01 1,255
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 2
2018: CNHI, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 3,962
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 3,250
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 470
Total of all active and inactive participants 2018-01-01 3,720
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 13
Total participants 2018-01-01 3,733
Number of participants with account balances 2018-01-01 1,384
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 8
2017: CNHI, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 4,138
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 3,574
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 373
Total of all active and inactive participants 2017-01-01 3,947
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 15
Total participants 2017-01-01 3,962
Number of participants with account balances 2017-01-01 1,400
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 11

Measure	Date	Value
2022: CNHI, LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	2,108
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	1,802
Number of retired or separated participants receiving benefits	2022-01-01	40
Number of other retired or separated participants entitled to future benefits	2022-01-01	305
Total of all active and inactive participants	2022-01-01	2,147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	2,147
Number of participants with account balances	2022-01-01	919
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	19
2021: CNHI, LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	2,195
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	1,926
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	145
Total of all active and inactive participants	2021-01-01	2,071
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	2,071
Number of participants with account balances	2021-01-01	755
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	18
2020: CNHI, LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	3,629
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	3,188
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	304
Total of all active and inactive participants	2020-01-01	3,492
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	11
Total participants	2020-01-01	3,503
Number of participants with account balances	2020-01-01	1,079
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	6
2019: CNHI, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	3,753
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	3,233
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	401
Total of all active and inactive participants	2019-01-01	3,634
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	16
Total participants	2019-01-01	3,650
Number of participants with account balances	2019-01-01	1,255
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	2
2018: CNHI, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	3,962
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	3,250
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	470
Total of all active and inactive participants	2018-01-01	3,720
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	13
Total participants	2018-01-01	3,733
Number of participants with account balances	2018-01-01	1,384
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	8
2017: CNHI, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	4,138
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	3,574
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	373
Total of all active and inactive participants	2017-01-01	3,947
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	15
Total participants	2017-01-01	3,962
Number of participants with account balances	2017-01-01	1,400
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	11

Financial Data on CNHI, LLC 401(K) PLAN

Measure	Date	Value
2022 : CNHI, LLC 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$-11,309,773
Total of all expenses incurred	2022-12-31	$6,653,057
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$6,469,212
Expenses. Certain deemed distributions of participant loans	2022-12-31	$41,781
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$2,122,233
Value of total assets at end of year	2022-12-31	$61,546,474
Value of total assets at beginning of year	2022-12-31	$79,509,304
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$142,064
Total interest from all sources	2022-12-31	$61,031
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$1,266,418
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$1,266,418
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$2,500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,907,485
Participant contributions at end of year	2022-12-31	$443,470
Participant contributions at beginning of year	2022-12-31	$499,472
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$71,113
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-17,962,830
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$61,546,474
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$79,509,304
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$61,103,004
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$79,009,832
Interest on participant loans	2022-12-31	$61,031
Value of interest in common/collective trusts at end of year	2022-12-31	$0
Value of interest in common/collective trusts at beginning of year	2022-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-14,759,455
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$143,635
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$6,469,212
Contract administrator fees	2022-12-31	$142,064
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	RSM US LLP
Accountancy firm EIN	2022-12-31	411944416
2021 : CNHI, LLC 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$14,014,430
Total of all expenses incurred	2021-12-31	$12,202,464
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$12,007,190
Value of total corrective distributions	2021-12-31	$23,800
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$2,138,776
Value of total assets at end of year	2021-12-31	$79,509,304
Value of total assets at beginning of year	2021-12-31	$77,697,338
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$171,474
Total interest from all sources	2021-12-31	$32,151
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$1,655,922
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$1,655,922
Administrative expenses professional fees incurred	2021-12-31	$21,119
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$2,500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,941,768
Participant contributions at end of year	2021-12-31	$499,472
Participant contributions at beginning of year	2021-12-31	$634,861
Participant contributions at beginning of year	2021-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$67,142
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$0
Administrative expenses (other) incurred	2021-12-31	$67,851
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$1,811,966
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$79,509,304
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$77,697,338
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$24,594
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$79,009,832
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$65,367,828
Interest on participant loans	2021-12-31	$32,151
Value of interest in common/collective trusts at end of year	2021-12-31	$0
Value of interest in common/collective trusts at beginning of year	2021-12-31	$11,694,649
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$10,187,581
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$129,866
Employer contributions (assets) at beginning of year	2021-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$12,007,190
Contract administrator fees	2021-12-31	$57,910
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	RSM US LLP
Accountancy firm EIN	2021-12-31	411944416
2020 : CNHI, LLC 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets	2020-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$0
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets to this plan	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Expenses. Interest paid	2020-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$11,024,399
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$6,480,435
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$6,305,758
Expenses. Certain deemed distributions of participant loans	2020-12-31	$-27,470
Value of total corrective distributions	2020-12-31	$48,440
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$2,217,708
Value of total assets at end of year	2020-12-31	$78,260,766
Value of total assets at beginning of year	2020-12-31	$73,716,802
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$153,707
Total income from rents	2020-12-31	$0
Total interest from all sources	2020-12-31	$43,759
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$812,433
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$812,433
Administrative expenses professional fees incurred	2020-12-31	$0
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$2,500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Amount of non-exempt transactions with any party-in-interest	2020-12-31	$0
Contributions received from participants	2020-12-31	$2,057,305
Participant contributions at end of year	2020-12-31	$634,861
Participant contributions at beginning of year	2020-12-31	$752,170
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$3,595
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$0
Other income not declared elsewhere	2020-12-31	$2,176
Administrative expenses (other) incurred	2020-12-31	$153,707
Liabilities. Value of operating payables at beginning of year	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Income. Non cash contributions	2020-12-31	$0
Value of net income/loss	2020-12-31	$4,543,964
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$78,260,766
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$73,716,802
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2020-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2020-12-31	$0
Investment advisory and management fees	2020-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$65,367,834
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$62,247,727
Interest on participant loans	2020-12-31	$43,759
Income. Interest from loans (other than to participants)	2020-12-31	$0
Interest earned on other investments	2020-12-31	$0
Income. Interest from US Government securities	2020-12-31	$0
Income. Interest from corporate debt instruments	2020-12-31	$0
Value of interest in common/collective trusts at end of year	2020-12-31	$12,258,071
Value of interest in common/collective trusts at beginning of year	2020-12-31	$10,716,905
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2020-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$7,145,443
Net investment gain/loss from pooled separate accounts	2020-12-31	$0
Net investment gain or loss from common/collective trusts	2020-12-31	$802,880
Net gain/loss from 103.12 investment entities	2020-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$156,808
Employer contributions (assets) at end of year	2020-12-31	$0
Employer contributions (assets) at beginning of year	2020-12-31	$0
Income. Dividends from preferred stock	2020-12-31	$0
Income. Dividends from common stock	2020-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$6,305,758
Contract administrator fees	2020-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2020-12-31	$0
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Aggregate proceeds on sale of assets	2020-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2020-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2020-12-31	$0
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	RSM US LLP
Accountancy firm EIN	2020-12-31	411944416
2019 : CNHI, LLC 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets to this plan	2019-12-31	$28,290
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$16,059,461
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$11,021,938
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$10,811,598
Expenses. Certain deemed distributions of participant loans	2019-12-31	$35,449
Value of total corrective distributions	2019-12-31	$46,811
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,608,922
Value of total assets at end of year	2019-12-31	$73,716,802
Value of total assets at beginning of year	2019-12-31	$68,650,989
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$128,080
Total interest from all sources	2019-12-31	$56,027
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,055,173
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,055,173
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$2,500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$2,252,387
Participant contributions at end of year	2019-12-31	$752,170
Participant contributions at beginning of year	2019-12-31	$953,542
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$175,261
Other income not declared elsewhere	2019-12-31	$730
Administrative expenses (other) incurred	2019-12-31	$128,080
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$5,037,523
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$73,716,802
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$68,650,989
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$62,247,727
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$55,430,124
Interest on participant loans	2019-12-31	$56,027
Value of interest in common/collective trusts at end of year	2019-12-31	$10,716,905
Value of interest in common/collective trusts at beginning of year	2019-12-31	$12,267,323
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$12,079,301
Net investment gain or loss from common/collective trusts	2019-12-31	$259,308
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$181,274
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$10,811,598
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	RSM US LLP
Accountancy firm EIN	2019-12-31	420714325
2018 : CNHI, LLC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$-298,407
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$8,993,399
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$8,728,155
Value of total corrective distributions	2018-12-31	$99,735
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,585,991
Value of total assets at end of year	2018-12-31	$68,650,989
Value of total assets at beginning of year	2018-12-31	$77,942,795
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$165,509
Total interest from all sources	2018-12-31	$53,626
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$1,038,080
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$1,038,080
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$2,500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$2,357,911
Participant contributions at end of year	2018-12-31	$953,542
Participant contributions at beginning of year	2018-12-31	$981,665
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$39,456
Other income not declared elsewhere	2018-12-31	$4,095
Administrative expenses (other) incurred	2018-12-31	$165,509
Total non interest bearing cash at beginning of year	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-9,291,806
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$68,650,989
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$77,942,795
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$55,430,124
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$65,229,695
Interest on participant loans	2018-12-31	$53,626
Value of interest in common/collective trusts at end of year	2018-12-31	$12,267,323
Value of interest in common/collective trusts at beginning of year	2018-12-31	$11,731,435
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-4,220,282
Net investment gain or loss from common/collective trusts	2018-12-31	$240,083
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$188,624
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$8,728,155
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	RSM US LLP
Accountancy firm EIN	2018-12-31	420714325
2017 : CNHI, LLC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$13,792,574
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$9,476,020
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$9,201,977
Value of total corrective distributions	2017-12-31	$88,514
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,973,749
Value of total assets at end of year	2017-12-31	$77,942,795
Value of total assets at beginning of year	2017-12-31	$73,626,241
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$185,529
Total interest from all sources	2017-12-31	$55,937
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$1,006,469
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$1,006,469
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$2,500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$2,724,025
Participant contributions at end of year	2017-12-31	$981,665
Participant contributions at beginning of year	2017-12-31	$1,090,097
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$30,099
Other income not declared elsewhere	2017-12-31	$-8,940
Administrative expenses (other) incurred	2017-12-31	$185,529
Total non interest bearing cash at end of year	2017-12-31	$0
Total non interest bearing cash at beginning of year	2017-12-31	$6
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$4,316,554
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$77,942,795
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$73,626,241
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$65,229,695
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$59,768,684
Interest on participant loans	2017-12-31	$55,937
Value of interest in common/collective trusts at end of year	2017-12-31	$11,731,435
Value of interest in common/collective trusts at beginning of year	2017-12-31	$12,767,454
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$9,550,989
Net investment gain or loss from common/collective trusts	2017-12-31	$214,370
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$219,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$9,201,977
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	RSM US LLP
Accountancy firm EIN	2017-12-31	420714325

Form 5500 Responses for CNHI, LLC 401(K) PLAN

2022: CNHI, LLC 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	Yes
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: CNHI, LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: CNHI, LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	Yes
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: CNHI, LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: CNHI, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: CNHI, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	Yes
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CNHI, LLC
Employer identification number (EIN):	822664009
NAIC Classification:	323100