401k Plan data: APPVION OPERATIONS, INC. RETIREMENT SAVINGS PLAN plan

APPVION OPERATIONS, INC. RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	APPVION OPERATIONS, INC. RETIREMENT SAVINGS PLAN
Plan identification number	001

APPVION OPERATIONS, INC. RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

APPLESEED OPERATIONS, INC. has sponsored the creation of one or more 401k plans.

Company Name: APPLESEED OPERATIONS, INC.

Employer identification number (EIN): 825211425

NAIC Classification: 322200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan APPVION OPERATIONS, INC. RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2019-01-01
001 2018-06-12

Plan Statistics for APPVION OPERATIONS, INC. RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for APPVION OPERATIONS, INC. RETIREMENT SAVINGS PLAN

Measure Date Value
2021: APPVION OPERATIONS, INC. RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 937
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 360
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 261
Total of all active and inactive participants 2021-01-01 621
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 1
Total participants 2021-01-01 622
Number of participants with account balances 2021-01-01 618
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 2
2020: APPVION OPERATIONS, INC. RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 1,090
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 752
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 166
Total of all active and inactive participants 2020-01-01 918
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 2
Total participants 2020-01-01 920
Number of participants with account balances 2020-01-01 919
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 39
2019: APPVION OPERATIONS, INC. RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,152
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 951
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 114
Total of all active and inactive participants 2019-01-01 1,065
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 1,065
Number of participants with account balances 2019-01-01 1,063
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 41
2018: APPVION OPERATIONS, INC. RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-06-12 891
Total number of active participants reported on line 7a of the Form 5500 2018-06-12 1,053
Number of retired or separated participants receiving benefits 2018-06-12 0
Number of other retired or separated participants entitled to future benefits 2018-06-12 88
Total of all active and inactive participants 2018-06-12 1,141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-06-12 0
Total participants 2018-06-12 1,141
Number of participants with account balances 2018-06-12 1,137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-06-12 39

Measure	Date	Value
2021: APPVION OPERATIONS, INC. RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	937
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	360
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	261
Total of all active and inactive participants	2021-01-01	621
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	1
Total participants	2021-01-01	622
Number of participants with account balances	2021-01-01	618
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	2
2020: APPVION OPERATIONS, INC. RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	1,090
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	752
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	166
Total of all active and inactive participants	2020-01-01	918
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	2
Total participants	2020-01-01	920
Number of participants with account balances	2020-01-01	919
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	39
2019: APPVION OPERATIONS, INC. RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,152
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	951
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	114
Total of all active and inactive participants	2019-01-01	1,065
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	1,065
Number of participants with account balances	2019-01-01	1,063
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	41
2018: APPVION OPERATIONS, INC. RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-06-12	891
Total number of active participants reported on line 7a of the Form 5500	2018-06-12	1,053
Number of retired or separated participants receiving benefits	2018-06-12	0
Number of other retired or separated participants entitled to future benefits	2018-06-12	88
Total of all active and inactive participants	2018-06-12	1,141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-06-12	0
Total participants	2018-06-12	1,141
Number of participants with account balances	2018-06-12	1,137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-06-12	39

Financial Data on APPVION OPERATIONS, INC. RETIREMENT SAVINGS PLAN

Measure	Date	Value
2021 : APPVION OPERATIONS, INC. RETIREMENT SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$20,462,992
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$31,427,700
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$31,259,335
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$8,774,151
Value of total assets at end of year	2021-12-31	$84,460,347
Value of total assets at beginning of year	2021-12-31	$95,425,055
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$168,365
Total interest from all sources	2021-12-31	$29,434
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$216,667
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$216,667
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$4,706,284
Participant contributions at end of year	2021-12-31	$460,822
Participant contributions at beginning of year	2021-12-31	$828,849
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$39,874
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2021-12-31	$3,218
Other income not declared elsewhere	2021-12-31	$4,405
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$-10,964,708
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$84,460,347
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$95,425,055
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$43,487
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$18,294,307
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$17,834,238
Value of interest in pooled separate accounts at end of year	2021-12-31	$60,428,904
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$69,465,281
Interest on participant loans	2021-12-31	$29,434
Value of interest in common/collective trusts at end of year	2021-12-31	$5,222,420
Value of interest in common/collective trusts at beginning of year	2021-12-31	$7,176,188
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$3,351,130
Net investment gain/loss from pooled separate accounts	2021-12-31	$7,977,051
Net investment gain or loss from common/collective trusts	2021-12-31	$110,154
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$4,027,993
Employer contributions (assets) at end of year	2021-12-31	$53,894
Employer contributions (assets) at beginning of year	2021-12-31	$120,499
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$31,256,117
Contract administrator fees	2021-12-31	$124,878
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	BAKER TILLY
Accountancy firm EIN	2021-12-31	390859910
2020 : APPVION OPERATIONS, INC. RETIREMENT SAVINGS PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets	2020-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$0
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets to this plan	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$25,406,866
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$14,591,427
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$14,427,623
Expenses. Certain deemed distributions of participant loans	2020-12-31	$0
Value of total corrective distributions	2020-12-31	$959
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$12,789,138
Value of total assets at end of year	2020-12-31	$95,425,055
Value of total assets at beginning of year	2020-12-31	$84,609,616
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$162,845
Total income from rents	2020-12-31	$0
Total interest from all sources	2020-12-31	$44,255
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$202,995
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$202,995
Administrative expenses professional fees incurred	2020-12-31	$0
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Amount of non-exempt transactions with any party-in-interest	2020-12-31	$0
Contributions received from participants	2020-12-31	$6,724,071
Participant contributions at end of year	2020-12-31	$828,849
Participant contributions at beginning of year	2020-12-31	$791,878
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$90,450
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$0
Other income not declared elsewhere	2020-12-31	$2,666
Administrative expenses (other) incurred	2020-12-31	$0
Liabilities. Value of operating payables at beginning of year	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$10,815,439
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$95,425,055
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$84,609,616
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2020-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2020-12-31	$0
Investment advisory and management fees	2020-12-31	$43,478
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$17,834,238
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$16,186,901
Value of interest in pooled separate accounts at end of year	2020-12-31	$69,465,281
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$64,415,967
Interest on participant loans	2020-12-31	$44,255
Income. Interest from loans (other than to participants)	2020-12-31	$0
Interest earned on other investments	2020-12-31	$0
Income. Interest from US Government securities	2020-12-31	$0
Income. Interest from corporate debt instruments	2020-12-31	$0
Value of interest in common/collective trusts at end of year	2020-12-31	$7,176,188
Value of interest in common/collective trusts at beginning of year	2020-12-31	$3,139,536
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2020-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$2,810,040
Net investment gain/loss from pooled separate accounts	2020-12-31	$9,450,808
Net investment gain or loss from common/collective trusts	2020-12-31	$106,964
Net gain/loss from 103.12 investment entities	2020-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$5,974,617
Employer contributions (assets) at end of year	2020-12-31	$120,499
Employer contributions (assets) at beginning of year	2020-12-31	$75,334
Income. Dividends from preferred stock	2020-12-31	$0
Income. Dividends from common stock	2020-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$14,427,623
Contract administrator fees	2020-12-31	$119,367
Liabilities. Value of benefit claims payable at beginning of year	2020-12-31	$0
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Aggregate proceeds on sale of assets	2020-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2020-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2020-12-31	$0
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	BAKER TILLY
Accountancy firm EIN	2020-12-31	390859910
2019 : APPVION OPERATIONS, INC. RETIREMENT SAVINGS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets	2019-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets to this plan	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$29,569,754
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$13,141,449
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$12,997,371
Expenses. Certain deemed distributions of participant loans	2019-12-31	$0
Value of total corrective distributions	2019-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$14,685,637
Value of total assets at end of year	2019-12-31	$84,609,616
Value of total assets at beginning of year	2019-12-31	$68,181,311
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$144,078
Total income from rents	2019-12-31	$0
Total interest from all sources	2019-12-31	$40,472
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$247,480
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$247,480
Administrative expenses professional fees incurred	2019-12-31	$0
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Amount of non-exempt transactions with any party-in-interest	2019-12-31	$0
Contributions received from participants	2019-12-31	$7,296,609
Participant contributions at end of year	2019-12-31	$791,878
Participant contributions at beginning of year	2019-12-31	$638,519
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$853,619
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$0
Other income not declared elsewhere	2019-12-31	$2,984
Administrative expenses (other) incurred	2019-12-31	$0
Liabilities. Value of operating payables at beginning of year	2019-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$16,428,305
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$84,609,616
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$68,181,311
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2019-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2019-12-31	$0
Investment advisory and management fees	2019-12-31	$32,602
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$16,186,901
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$12,121,590
Value of interest in pooled separate accounts at end of year	2019-12-31	$64,415,967
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$51,343,204
Interest on participant loans	2019-12-31	$40,472
Income. Interest from loans (other than to participants)	2019-12-31	$0
Interest earned on other investments	2019-12-31	$0
Income. Interest from US Government securities	2019-12-31	$0
Income. Interest from corporate debt instruments	2019-12-31	$0
Value of interest in common/collective trusts at end of year	2019-12-31	$3,139,536
Value of interest in common/collective trusts at beginning of year	2019-12-31	$4,057,321
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2019-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$3,430,425
Net investment gain/loss from pooled separate accounts	2019-12-31	$11,090,347
Net investment gain or loss from common/collective trusts	2019-12-31	$72,409
Net gain/loss from 103.12 investment entities	2019-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$6,535,409
Employer contributions (assets) at end of year	2019-12-31	$75,334
Employer contributions (assets) at beginning of year	2019-12-31	$20,677
Income. Dividends from preferred stock	2019-12-31	$0
Income. Dividends from common stock	2019-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$12,997,371
Contract administrator fees	2019-12-31	$111,476
Liabilities. Value of benefit claims payable at beginning of year	2019-12-31	$0
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Aggregate proceeds on sale of assets	2019-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2019-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BAKER TILLY US, LLP
Accountancy firm EIN	2019-12-31	390859910
2018 : APPVION OPERATIONS, INC. RETIREMENT SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets	2018-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$0
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$72,833,906
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$4,652,595
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$4,606,448
Expenses. Certain deemed distributions of participant loans	2018-12-31	$0
Value of total corrective distributions	2018-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$78,978,170
Value of total assets at end of year	2018-12-31	$68,181,311
Value of total assets at beginning of year	2018-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$46,147
Total income from rents	2018-12-31	$0
Total interest from all sources	2018-12-31	$11,826
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$122,528
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$122,528
Administrative expenses professional fees incurred	2018-12-31	$0
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Amount of non-exempt transactions with any party-in-interest	2018-12-31	$0
Contributions received from participants	2018-12-31	$4,556,934
Participant contributions at end of year	2018-12-31	$638,519
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$70,194,595
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-12-31	$5,331
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$0
Other income not declared elsewhere	2018-12-31	$1,103
Administrative expenses (other) incurred	2018-12-31	$0
Liabilities. Value of operating payables at beginning of year	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$68,181,311
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$68,181,311
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2018-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2018-12-31	$0
Investment advisory and management fees	2018-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$12,121,590
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$0
Value of interest in pooled separate accounts at end of year	2018-12-31	$51,343,204
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$0
Interest on participant loans	2018-12-31	$11,826
Income. Interest from loans (other than to participants)	2018-12-31	$0
Interest earned on other investments	2018-12-31	$0
Income. Interest from US Government securities	2018-12-31	$0
Income. Interest from corporate debt instruments	2018-12-31	$0
Value of interest in common/collective trusts at end of year	2018-12-31	$4,057,321
Value of interest in common/collective trusts at beginning of year	2018-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,643,005
Net investment gain/loss from pooled separate accounts	2018-12-31	$-4,666,494
Net investment gain or loss from common/collective trusts	2018-12-31	$29,778
Net gain/loss from 103.12 investment entities	2018-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$4,226,641
Employer contributions (assets) at end of year	2018-12-31	$20,677
Employer contributions (assets) at beginning of year	2018-12-31	$0
Income. Dividends from preferred stock	2018-12-31	$0
Income. Dividends from common stock	2018-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$4,601,117
Contract administrator fees	2018-12-31	$46,147
Liabilities. Value of benefit claims payable at beginning of year	2018-12-31	$0
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2018-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2018-12-31	390859910

Form 5500 Responses for APPVION OPERATIONS, INC. RETIREMENT SAVINGS PLAN

2021: APPVION OPERATIONS, INC. RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: APPVION OPERATIONS, INC. RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	Yes
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: APPVION OPERATIONS, INC. RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	Yes
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	Yes
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: APPVION OPERATIONS, INC. RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-06-12	Type of plan entity	Single employer plan
2018-06-12	First time form 5500 has been submitted	Yes
2018-06-12	This submission is the final filing	No
2018-06-12	This return/report is a short plan year return/report (less than 12 months)	Yes
2018-06-12	Plan is a collectively bargained plan	Yes
2018-06-12	Plan funding arrangement – Insurance	Yes
2018-06-12	Plan funding arrangement – Trust	Yes
2018-06-12	Plan benefit arrangement – Insurance	Yes
2018-06-12	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

816784

Policy instance

Insurance contract or identification number	816784
Number of Individuals Covered	622
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

816784

Policy instance

Insurance contract or identification number	816784
Number of Individuals Covered	920
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

816784

Policy instance

Insurance contract or identification number	816784
Number of Individuals Covered	1065
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

816784

Policy instance

Insurance contract or identification number	816784
Number of Individuals Covered	1141
Insurance policy start date	2018-06-15
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	APPLESEED OPERATIONS, INC.
Employer identification number (EIN):	825211425
NAIC Classification:	322200