401k Plan data: STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN plan

STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN 401k Plan overview

Plan Name	STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN
Plan identification number	001

STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

STRATEGIC ALPHA INC. has sponsored the creation of one or more 401k plans.

Company Name: STRATEGIC ALPHA INC.

Employer identification number (EIN): 833111090

NAIC Classification: 523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01
001 2021-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2019-01-01

Plan Statistics for STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN

401k plan membership statisitcs for STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN

Measure Date Value
2023: STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 141
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 101
Number of retired or separated participants receiving benefits 2023-01-01 1
Number of other retired or separated participants entitled to future benefits 2023-01-01 39
Total of all active and inactive participants 2023-01-01 141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 141
Number of participants with account balances 2023-01-01 140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 10
2022: STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 142
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 105
Number of retired or separated participants receiving benefits 2022-01-01 1
Number of other retired or separated participants entitled to future benefits 2022-01-01 35
Total of all active and inactive participants 2022-01-01 141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 141
Number of participants with account balances 2022-01-01 140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 7
2021: STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 136
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 108
Number of retired or separated participants receiving benefits 2021-01-01 1
Number of other retired or separated participants entitled to future benefits 2021-01-01 33
Total of all active and inactive participants 2021-01-01 142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 142
Number of participants with account balances 2021-01-01 142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 9
2020: STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 132
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 104
Number of retired or separated participants receiving benefits 2020-01-01 1
Number of other retired or separated participants entitled to future benefits 2020-01-01 31
Total of all active and inactive participants 2020-01-01 136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 136
Number of participants with account balances 2020-01-01 136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 7
2019: STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 125
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 101
Number of retired or separated participants receiving benefits 2019-01-01 1
Number of other retired or separated participants entitled to future benefits 2019-01-01 30
Total of all active and inactive participants 2019-01-01 132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 132
Number of participants with account balances 2019-01-01 132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 9

Measure	Date	Value
2023: STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	141
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	101
Number of retired or separated participants receiving benefits	2023-01-01	1
Number of other retired or separated participants entitled to future benefits	2023-01-01	39
Total of all active and inactive participants	2023-01-01	141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	141
Number of participants with account balances	2023-01-01	140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	10
2022: STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	142
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	105
Number of retired or separated participants receiving benefits	2022-01-01	1
Number of other retired or separated participants entitled to future benefits	2022-01-01	35
Total of all active and inactive participants	2022-01-01	141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	141
Number of participants with account balances	2022-01-01	140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	7
2021: STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	136
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	108
Number of retired or separated participants receiving benefits	2021-01-01	1
Number of other retired or separated participants entitled to future benefits	2021-01-01	33
Total of all active and inactive participants	2021-01-01	142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	142
Number of participants with account balances	2021-01-01	142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	9
2020: STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	132
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	104
Number of retired or separated participants receiving benefits	2020-01-01	1
Number of other retired or separated participants entitled to future benefits	2020-01-01	31
Total of all active and inactive participants	2020-01-01	136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	136
Number of participants with account balances	2020-01-01	136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	7
2019: STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	125
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	101
Number of retired or separated participants receiving benefits	2019-01-01	1
Number of other retired or separated participants entitled to future benefits	2019-01-01	30
Total of all active and inactive participants	2019-01-01	132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	132
Number of participants with account balances	2019-01-01	132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	9

Financial Data on STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN

Measure	Date	Value
2023 : STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total income from all sources (including contributions)	2023-12-31	$11,714,211
Total loss/gain on sale of assets	2023-12-31	$0
Total of all expenses incurred	2023-12-31	$1,343,602
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$1,334,840
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$2,594,274
Value of total assets at end of year	2023-12-31	$68,138,272
Value of total assets at beginning of year	2023-12-31	$57,767,663
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$8,762
Total interest from all sources	2023-12-31	$12,459
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$1,957,152
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-12-31	$1,957,152
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$500,000
If this is an individual account plan, was there a blackout period	2023-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$1,628,381
Participant contributions at end of year	2023-12-31	$293,837
Participant contributions at beginning of year	2023-12-31	$260,402
Assets. Other investments not covered elsewhere at end of year	2023-12-31	$1,477,549
Assets. Other investments not covered elsewhere at beginning of year	2023-12-31	$1,249,304
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2023-12-31	$11
Other income not declared elsewhere	2023-12-31	$187,145
Administrative expenses (other) incurred	2023-12-31	$8,762
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Value of net income/loss	2023-12-31	$10,370,609
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$68,138,272
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$57,767,663
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-12-31	$66,366,886
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-12-31	$56,257,957
Interest on participant loans	2023-12-31	$12,459
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$6,963,181
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	No
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Contributions received in cash from employer	2023-12-31	$965,893
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$1,334,829
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN	2023-12-31	271728945
2022 : STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-7,423,553
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$1,160,379
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$1,150,667
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$2,766,515
Value of total assets at end of year	2022-12-31	$57,767,663
Value of total assets at beginning of year	2022-12-31	$66,351,595
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$9,712
Total interest from all sources	2022-12-31	$10,852
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$1,853,749
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$1,853,749
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,532,915
Participant contributions at end of year	2022-12-31	$260,402
Participant contributions at beginning of year	2022-12-31	$200,254
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$1,249,304
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$1,342,798
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$118,424
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2022-12-31	$342
Other income not declared elsewhere	2022-12-31	$-31,849
Administrative expenses (other) incurred	2022-12-31	$9,712
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-8,583,932
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$57,767,663
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$66,351,595
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$56,257,957
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$64,808,543
Interest on participant loans	2022-12-31	$10,852
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-12,022,820
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$1,115,176
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$1,150,325
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN	2022-12-31	271728945
2021 : STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$10,603,612
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$2,219,628
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$2,210,440
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$2,557,447
Value of total assets at end of year	2021-12-31	$66,351,595
Value of total assets at beginning of year	2021-12-31	$57,967,611
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$9,188
Total interest from all sources	2021-12-31	$8,839
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$1,829,552
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$1,829,552
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,444,856
Participant contributions at end of year	2021-12-31	$200,254
Participant contributions at beginning of year	2021-12-31	$247,830
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$1,342,798
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$1,061,417
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$107,738
Other income not declared elsewhere	2021-12-31	$30,535
Administrative expenses (other) incurred	2021-12-31	$9,188
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$8,383,984
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$66,351,595
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$57,967,611
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$64,808,543
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$56,658,364
Interest on participant loans	2021-12-31	$8,839
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$6,177,239
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$1,004,853
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$2,210,440
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN	2021-12-31	271728945
2020 : STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$9,673,960
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$1,449,399
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,440,999
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$2,584,753
Value of total assets at end of year	2020-12-31	$57,967,611
Value of total assets at beginning of year	2020-12-31	$49,743,050
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$8,400
Total interest from all sources	2020-12-31	$8,214
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$1,213,819
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$1,213,819
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,360,031
Participant contributions at end of year	2020-12-31	$247,830
Participant contributions at beginning of year	2020-12-31	$206,898
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$1,061,417
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$1,696,074
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$30,966
Other income not declared elsewhere	2020-12-31	$32,216
Administrative expenses (other) incurred	2020-12-31	$8,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$8,224,561
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$57,967,611
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$49,743,050
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$56,658,364
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$47,840,078
Interest on participant loans	2020-12-31	$8,214
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$5,834,958
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$1,193,756
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,440,999
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN	2020-12-31	271728945
2019 : STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$11,232,374
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$1,683,343
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,675,693
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,538,852
Value of total assets at end of year	2019-12-31	$49,743,050
Value of total assets at beginning of year	2019-12-31	$40,194,019
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$7,650
Total interest from all sources	2019-12-31	$8,545
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,235,747
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,235,747
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,329,284
Participant contributions at end of year	2019-12-31	$206,898
Participant contributions at beginning of year	2019-12-31	$197,452
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$1,696,074
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$1,561,417
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$29,792
Other income not declared elsewhere	2019-12-31	$67,052
Administrative expenses (other) incurred	2019-12-31	$7,650
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$9,549,031
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$49,743,050
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$40,194,019
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$47,840,078
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$38,435,150
Interest on participant loans	2019-12-31	$8,545
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$7,382,178
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$1,179,776
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,675,693
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN	2019-12-31	271728945

Form 5500 Responses for STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN

2023: STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: STRATEGIC ALPHA INC. 401(K) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	STRATEGIC ALPHA INC.
Employer identification number (EIN):	833111090
NAIC Classification:	523900