HAZEN RESEARCH, INC. has sponsored the creation of one or more 401k plans.
Additional information about HAZEN RESEARCH, INC.
| Measure | Date | Value |
|---|
| 2022 : HAZEN RESEARCH, INC 2022 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2022-09-30 | $1,146,420 |
| Total unrealized appreciation/depreciation of assets | 2022-09-30 | $1,146,420 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $325 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $325 |
| Total income from all sources (including contributions) | 2022-09-30 | $1,111,483 |
| Total loss/gain on sale of assets | 2022-09-30 | $0 |
| Total of all expenses incurred | 2022-09-30 | $214,388 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-09-30 | $214,388 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-09-30 | $0 |
| Value of total assets at end of year | 2022-09-30 | $4,771,349 |
| Value of total assets at beginning of year | 2022-09-30 | $3,874,254 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-09-30 | $0 |
| Total interest from all sources | 2022-09-30 | $96 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-09-30 | No |
| Was this plan covered by a fidelity bond | 2022-09-30 | Yes |
| Value of fidelity bond cover | 2022-09-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-09-30 | No |
| Participant contributions at end of year | 2022-09-30 | $2,328 |
| Participant contributions at beginning of year | 2022-09-30 | $3,411 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
| Value of net income/loss | 2022-09-30 | $897,095 |
| Value of net assets at end of year (total assets less liabilities) | 2022-09-30 | $4,771,024 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-09-30 | $3,873,929 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-09-30 | $333,596 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-09-30 | $368,732 |
| Interest on participant loans | 2022-09-30 | $96 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-09-30 | $40,359 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-09-30 | $45,939 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-09-30 | $45,939 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-09-30 | $-35,033 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2022-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-09-30 | No |
| Assets. Invements in employer securities at end of year | 2022-09-30 | $4,395,066 |
| Assets. Invements in employer securities at beginning of year | 2022-09-30 | $3,456,172 |
| Employer contributions (assets) at end of year | 2022-09-30 | $0 |
| Employer contributions (assets) at beginning of year | 2022-09-30 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-09-30 | $214,388 |
| Liabilities. Value of benefit claims payable at end of year | 2022-09-30 | $325 |
| Liabilities. Value of benefit claims payable at beginning of year | 2022-09-30 | $325 |
| Did the plan have assets held for investment | 2022-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-09-30 | Unqualified |
| Accountancy firm name | 2022-09-30 | PLANTE & MORAN, PLLC |
| Accountancy firm EIN | 2022-09-30 | 381357951 |
| 2021 : HAZEN RESEARCH, INC 2021 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2021-09-30 | $1,450,998 |
| Total unrealized appreciation/depreciation of assets | 2021-09-30 | $1,450,998 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $325 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $2,301 |
| Total income from all sources (including contributions) | 2021-09-30 | $1,482,939 |
| Total loss/gain on sale of assets | 2021-09-30 | $0 |
| Total of all expenses incurred | 2021-09-30 | $153,432 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-09-30 | $153,432 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-09-30 | $0 |
| Value of total assets at end of year | 2021-09-30 | $3,874,254 |
| Value of total assets at beginning of year | 2021-09-30 | $2,546,723 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-09-30 | $0 |
| Total interest from all sources | 2021-09-30 | $435 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-09-30 | No |
| Was this plan covered by a fidelity bond | 2021-09-30 | Yes |
| Value of fidelity bond cover | 2021-09-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-09-30 | No |
| Participant contributions at end of year | 2021-09-30 | $3,411 |
| Participant contributions at beginning of year | 2021-09-30 | $7,813 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
| Value of net income/loss | 2021-09-30 | $1,329,507 |
| Value of net assets at end of year (total assets less liabilities) | 2021-09-30 | $3,873,929 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-09-30 | $2,544,422 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-09-30 | $368,732 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-09-30 | $336,780 |
| Interest on participant loans | 2021-09-30 | $435 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-09-30 | $45,939 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-09-30 | $66,542 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-09-30 | $66,542 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-09-30 | $31,506 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2021-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-09-30 | No |
| Assets. Invements in employer securities at end of year | 2021-09-30 | $3,456,172 |
| Assets. Invements in employer securities at beginning of year | 2021-09-30 | $2,135,588 |
| Contributions received in cash from employer | 2021-09-30 | $0 |
| Employer contributions (assets) at end of year | 2021-09-30 | $0 |
| Employer contributions (assets) at beginning of year | 2021-09-30 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-09-30 | $153,432 |
| Liabilities. Value of benefit claims payable at end of year | 2021-09-30 | $325 |
| Liabilities. Value of benefit claims payable at beginning of year | 2021-09-30 | $2,301 |
| Did the plan have assets held for investment | 2021-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-09-30 | Unqualified |
| Accountancy firm name | 2021-09-30 | PLANTE & MORAN, PLLC |
| Accountancy firm EIN | 2021-09-30 | 381357951 |
| 2020 : HAZEN RESEARCH, INC 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-09-30 | $121,023 |
| Total unrealized appreciation/depreciation of assets | 2020-09-30 | $121,023 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $2,301 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $2,301 |
| Total income from all sources (including contributions) | 2020-09-30 | $137,235 |
| Total loss/gain on sale of assets | 2020-09-30 | $0 |
| Total of all expenses incurred | 2020-09-30 | $322,327 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-09-30 | $316,309 |
| Expenses. Certain deemed distributions of participant loans | 2020-09-30 | $6,018 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-09-30 | $0 |
| Value of total assets at end of year | 2020-09-30 | $2,546,723 |
| Value of total assets at beginning of year | 2020-09-30 | $2,731,815 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-09-30 | $0 |
| Total interest from all sources | 2020-09-30 | $1,090 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-09-30 | No |
| Was this plan covered by a fidelity bond | 2020-09-30 | Yes |
| Value of fidelity bond cover | 2020-09-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-09-30 | No |
| Participant contributions at end of year | 2020-09-30 | $7,813 |
| Participant contributions at beginning of year | 2020-09-30 | $22,330 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
| Value of net income/loss | 2020-09-30 | $-185,092 |
| Value of net assets at end of year (total assets less liabilities) | 2020-09-30 | $2,544,422 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-09-30 | $2,729,514 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-09-30 | $336,780 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-09-30 | $361,417 |
| Interest on participant loans | 2020-09-30 | $776 |
| Income. Interest from US Government securities | 2020-09-30 | $314 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-09-30 | $66,542 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-09-30 | $58,112 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-09-30 | $58,112 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-09-30 | $15,122 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2020-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-09-30 | No |
| Assets. Invements in employer securities at end of year | 2020-09-30 | $2,135,588 |
| Assets. Invements in employer securities at beginning of year | 2020-09-30 | $2,289,956 |
| Employer contributions (assets) at end of year | 2020-09-30 | $0 |
| Employer contributions (assets) at beginning of year | 2020-09-30 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-09-30 | $316,309 |
| Liabilities. Value of benefit claims payable at end of year | 2020-09-30 | $2,301 |
| Liabilities. Value of benefit claims payable at beginning of year | 2020-09-30 | $2,301 |
| Did the plan have assets held for investment | 2020-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-09-30 | Unqualified |
| Accountancy firm name | 2020-09-30 | PLANTE & MORAN, PLLC |
| Accountancy firm EIN | 2020-09-30 | 381357951 |
| 2019 : HAZEN RESEARCH, INC 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-09-30 | $-534,041 |
| Total unrealized appreciation/depreciation of assets | 2019-09-30 | $-534,041 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $2,301 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $2,301 |
| Total income from all sources (including contributions) | 2019-09-30 | $-512,776 |
| Total loss/gain on sale of assets | 2019-09-30 | $0 |
| Total of all expenses incurred | 2019-09-30 | $314,871 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-09-30 | $314,871 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-09-30 | $0 |
| Value of total assets at end of year | 2019-09-30 | $2,731,815 |
| Value of total assets at beginning of year | 2019-09-30 | $3,559,462 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-09-30 | $0 |
| Total interest from all sources | 2019-09-30 | $1,916 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-09-30 | No |
| Was this plan covered by a fidelity bond | 2019-09-30 | Yes |
| Value of fidelity bond cover | 2019-09-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-09-30 | No |
| Participant contributions at end of year | 2019-09-30 | $22,330 |
| Participant contributions at beginning of year | 2019-09-30 | $33,968 |
| Other income not declared elsewhere | 2019-09-30 | $-39 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
| Value of net income/loss | 2019-09-30 | $-827,647 |
| Value of net assets at end of year (total assets less liabilities) | 2019-09-30 | $2,729,514 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-09-30 | $3,557,161 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-09-30 | $361,417 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-09-30 | $392,635 |
| Interest on participant loans | 2019-09-30 | $1,375 |
| Income. Interest from US Government securities | 2019-09-30 | $541 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-09-30 | $58,112 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-09-30 | $36,659 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-09-30 | $36,659 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-09-30 | $19,388 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2019-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-09-30 | No |
| Assets. Invements in employer securities at end of year | 2019-09-30 | $2,289,956 |
| Assets. Invements in employer securities at beginning of year | 2019-09-30 | $3,096,200 |
| Employer contributions (assets) at end of year | 2019-09-30 | $0 |
| Employer contributions (assets) at beginning of year | 2019-09-30 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-09-30 | $314,871 |
| Liabilities. Value of benefit claims payable at end of year | 2019-09-30 | $2,301 |
| Liabilities. Value of benefit claims payable at beginning of year | 2019-09-30 | $2,301 |
| Did the plan have assets held for investment | 2019-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2019-09-30 | Unqualified |
| Accountancy firm name | 2019-09-30 | PLANTE & MORAN, PLLC |
| Accountancy firm EIN | 2019-09-30 | 381357951 |
| 2018 : HAZEN RESEARCH, INC 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-09-30 | $-665,184 |
| Total unrealized appreciation/depreciation of assets | 2018-09-30 | $-665,184 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $2,301 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $2,301 |
| Total income from all sources (including contributions) | 2018-09-30 | $-642,638 |
| Total loss/gain on sale of assets | 2018-09-30 | $0 |
| Total of all expenses incurred | 2018-09-30 | $550,678 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-09-30 | $550,678 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-09-30 | $0 |
| Value of total assets at end of year | 2018-09-30 | $3,559,462 |
| Value of total assets at beginning of year | 2018-09-30 | $4,752,778 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-09-30 | $0 |
| Total interest from all sources | 2018-09-30 | $2,247 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-09-30 | No |
| Was this plan covered by a fidelity bond | 2018-09-30 | Yes |
| Value of fidelity bond cover | 2018-09-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-09-30 | No |
| Participant contributions at end of year | 2018-09-30 | $33,968 |
| Participant contributions at beginning of year | 2018-09-30 | $45,817 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | No |
| Value of net income/loss | 2018-09-30 | $-1,193,316 |
| Value of net assets at end of year (total assets less liabilities) | 2018-09-30 | $3,557,161 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-09-30 | $4,750,477 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-09-30 | $392,635 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-09-30 | $372,752 |
| Interest on participant loans | 2018-09-30 | $1,864 |
| Income. Interest from US Government securities | 2018-09-30 | $383 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-09-30 | $36,659 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-09-30 | $32,439 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-09-30 | $32,439 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-09-30 | $20,299 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2018-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-09-30 | No |
| Assets. Invements in employer securities at end of year | 2018-09-30 | $3,096,200 |
| Assets. Invements in employer securities at beginning of year | 2018-09-30 | $4,251,770 |
| Contributions received in cash from employer | 2018-09-30 | $0 |
| Employer contributions (assets) at end of year | 2018-09-30 | $0 |
| Employer contributions (assets) at beginning of year | 2018-09-30 | $50,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-09-30 | $550,678 |
| Liabilities. Value of benefit claims payable at end of year | 2018-09-30 | $2,301 |
| Liabilities. Value of benefit claims payable at beginning of year | 2018-09-30 | $2,301 |
| Did the plan have assets held for investment | 2018-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-09-30 | Unqualified |
| Accountancy firm name | 2018-09-30 | PLANTE & MORAN, PLLC |
| Accountancy firm EIN | 2018-09-30 | 381357951 |
| 2017 : HAZEN RESEARCH, INC 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-09-30 | $541,198 |
| Total unrealized appreciation/depreciation of assets | 2017-09-30 | $541,198 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $2,301 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $2,301 |
| Total income from all sources (including contributions) | 2017-09-30 | $630,620 |
| Total loss/gain on sale of assets | 2017-09-30 | $0 |
| Total of all expenses incurred | 2017-09-30 | $725,598 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-09-30 | $725,598 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-09-30 | $50,000 |
| Value of total assets at end of year | 2017-09-30 | $4,752,778 |
| Value of total assets at beginning of year | 2017-09-30 | $4,847,756 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-09-30 | $0 |
| Total interest from all sources | 2017-09-30 | $2,238 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-09-30 | No |
| Was this plan covered by a fidelity bond | 2017-09-30 | Yes |
| Value of fidelity bond cover | 2017-09-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-09-30 | No |
| Participant contributions at end of year | 2017-09-30 | $45,817 |
| Participant contributions at beginning of year | 2017-09-30 | $44,562 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
| Value of net income/loss | 2017-09-30 | $-94,978 |
| Value of net assets at end of year (total assets less liabilities) | 2017-09-30 | $4,750,477 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-09-30 | $4,845,455 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-09-30 | $372,752 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-09-30 | $405,610 |
| Interest on participant loans | 2017-09-30 | $2,142 |
| Income. Interest from US Government securities | 2017-09-30 | $96 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-09-30 | $32,439 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-09-30 | $41,288 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-09-30 | $41,288 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-09-30 | $37,184 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-09-30 | No |
| Assets. Invements in employer securities at end of year | 2017-09-30 | $4,251,770 |
| Assets. Invements in employer securities at beginning of year | 2017-09-30 | $4,356,296 |
| Contributions received in cash from employer | 2017-09-30 | $50,000 |
| Employer contributions (assets) at end of year | 2017-09-30 | $50,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-09-30 | $725,598 |
| Liabilities. Value of benefit claims payable at end of year | 2017-09-30 | $2,301 |
| Liabilities. Value of benefit claims payable at beginning of year | 2017-09-30 | $2,301 |
| Did the plan have assets held for investment | 2017-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-09-30 | Unqualified |
| Accountancy firm name | 2017-09-30 | EKS&H LLLP |
| Accountancy firm EIN | 2017-09-30 | 461497033 |
| 2016 : HAZEN RESEARCH, INC 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-09-30 | $-59,535 |
| Total unrealized appreciation/depreciation of assets | 2016-09-30 | $-59,535 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $2,301 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $2,301 |
| Total income from all sources (including contributions) | 2016-09-30 | $-33,439 |
| Total loss/gain on sale of assets | 2016-09-30 | $0 |
| Total of all expenses incurred | 2016-09-30 | $882,411 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-09-30 | $882,411 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-09-30 | $0 |
| Value of total assets at end of year | 2016-09-30 | $4,847,756 |
| Value of total assets at beginning of year | 2016-09-30 | $5,763,606 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-09-30 | $0 |
| Total interest from all sources | 2016-09-30 | $2,164 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-09-30 | No |
| Was this plan covered by a fidelity bond | 2016-09-30 | Yes |
| Value of fidelity bond cover | 2016-09-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-09-30 | No |
| Participant contributions at end of year | 2016-09-30 | $44,562 |
| Participant contributions at beginning of year | 2016-09-30 | $56,665 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
| Value of net income/loss | 2016-09-30 | $-915,850 |
| Value of net assets at end of year (total assets less liabilities) | 2016-09-30 | $4,845,455 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-09-30 | $5,761,305 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-09-30 | $405,610 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-09-30 | $457,731 |
| Interest on participant loans | 2016-09-30 | $2,084 |
| Income. Interest from US Government securities | 2016-09-30 | $80 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-09-30 | $41,288 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-09-30 | $7,180 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-09-30 | $7,180 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-09-30 | $23,932 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-09-30 | No |
| Assets. Invements in employer securities at end of year | 2016-09-30 | $4,356,296 |
| Assets. Invements in employer securities at beginning of year | 2016-09-30 | $5,242,030 |
| Employer contributions (assets) at end of year | 2016-09-30 | $0 |
| Employer contributions (assets) at beginning of year | 2016-09-30 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-09-30 | $882,411 |
| Liabilities. Value of benefit claims payable at end of year | 2016-09-30 | $2,301 |
| Liabilities. Value of benefit claims payable at beginning of year | 2016-09-30 | $2,301 |
| Did the plan have assets held for investment | 2016-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-09-30 | Unqualified |
| Accountancy firm name | 2016-09-30 | EKS&H LLLP |
| Accountancy firm EIN | 2016-09-30 | 461497033 |
| 2015 : HAZEN RESEARCH, INC 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-09-30 | $-1,941,086 |
| Total unrealized appreciation/depreciation of assets | 2015-09-30 | $-1,941,086 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-09-30 | $2,301 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-09-30 | $2,301 |
| Total income from all sources (including contributions) | 2015-09-30 | $-1,942,973 |
| Total loss/gain on sale of assets | 2015-09-30 | $0 |
| Total of all expenses incurred | 2015-09-30 | $1,062,481 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-09-30 | $1,062,481 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-09-30 | $0 |
| Value of total assets at end of year | 2015-09-30 | $5,763,606 |
| Value of total assets at beginning of year | 2015-09-30 | $8,769,060 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-09-30 | $0 |
| Total interest from all sources | 2015-09-30 | $2,461 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-09-30 | No |
| Was this plan covered by a fidelity bond | 2015-09-30 | Yes |
| Value of fidelity bond cover | 2015-09-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-09-30 | No |
| Participant contributions at end of year | 2015-09-30 | $56,665 |
| Participant contributions at beginning of year | 2015-09-30 | $20,268 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
| Value of net income/loss | 2015-09-30 | $-3,005,454 |
| Value of net assets at end of year (total assets less liabilities) | 2015-09-30 | $5,761,305 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-09-30 | $8,766,759 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-09-30 | $457,731 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-09-30 | $492,078 |
| Interest on participant loans | 2015-09-30 | $2,461 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-09-30 | $7,180 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-09-30 | $54,924 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-09-30 | $54,924 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-09-30 | $-4,348 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-09-30 | No |
| Assets. Invements in employer securities at end of year | 2015-09-30 | $5,242,030 |
| Assets. Invements in employer securities at beginning of year | 2015-09-30 | $7,551,790 |
| Employer contributions (assets) at end of year | 2015-09-30 | $0 |
| Employer contributions (assets) at beginning of year | 2015-09-30 | $650,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-09-30 | $1,062,481 |
| Liabilities. Value of benefit claims payable at end of year | 2015-09-30 | $2,301 |
| Liabilities. Value of benefit claims payable at beginning of year | 2015-09-30 | $2,301 |
| Did the plan have assets held for investment | 2015-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-09-30 | Unqualified |
| Accountancy firm name | 2015-09-30 | EKS&H LLLP |
| Accountancy firm EIN | 2015-09-30 | 461497033 |
| 2014 : HAZEN RESEARCH, INC 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-09-30 | $-949,258 |
| Total unrealized appreciation/depreciation of assets | 2014-09-30 | $-949,258 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $2,301 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $69,414 |
| Total income from all sources (including contributions) | 2014-09-30 | $-267,140 |
| Total loss/gain on sale of assets | 2014-09-30 | $0 |
| Total of all expenses incurred | 2014-09-30 | $1,137,539 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-09-30 | $1,137,539 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-09-30 | $650,000 |
| Value of total assets at end of year | 2014-09-30 | $8,769,060 |
| Value of total assets at beginning of year | 2014-09-30 | $10,240,852 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-09-30 | $0 |
| Total interest from all sources | 2014-09-30 | $1,232 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-09-30 | No |
| Was this plan covered by a fidelity bond | 2014-09-30 | Yes |
| Value of fidelity bond cover | 2014-09-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-09-30 | No |
| Participant contributions at end of year | 2014-09-30 | $20,268 |
| Participant contributions at beginning of year | 2014-09-30 | $38,301 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
| Income. Non cash contributions | 2014-09-30 | $649,983 |
| Value of net income/loss | 2014-09-30 | $-1,404,679 |
| Value of net assets at end of year (total assets less liabilities) | 2014-09-30 | $8,766,759 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-09-30 | $10,171,438 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-09-30 | $492,078 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-09-30 | $461,201 |
| Interest on participant loans | 2014-09-30 | $1,232 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-09-30 | $54,924 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-09-30 | $104,733 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-09-30 | $104,733 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-09-30 | $30,886 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-09-30 | No |
| Assets. Invements in employer securities at end of year | 2014-09-30 | $7,551,790 |
| Assets. Invements in employer securities at beginning of year | 2014-09-30 | $8,536,617 |
| Contributions received in cash from employer | 2014-09-30 | $17 |
| Employer contributions (assets) at end of year | 2014-09-30 | $650,000 |
| Employer contributions (assets) at beginning of year | 2014-09-30 | $1,100,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-09-30 | $1,137,539 |
| Liabilities. Value of benefit claims payable at end of year | 2014-09-30 | $2,301 |
| Liabilities. Value of benefit claims payable at beginning of year | 2014-09-30 | $69,414 |
| Did the plan have assets held for investment | 2014-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-09-30 | Unqualified |
| Accountancy firm name | 2014-09-30 | EKS&H LLLP |
| Accountancy firm EIN | 2014-09-30 | 461497033 |
| 2013 : HAZEN RESEARCH, INC 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-09-30 | $520,996 |
| Total unrealized appreciation/depreciation of assets | 2013-09-30 | $520,996 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $69,414 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $0 |
| Total income from all sources (including contributions) | 2013-09-30 | $2,106,212 |
| Total loss/gain on sale of assets | 2013-09-30 | $0 |
| Total of all expenses incurred | 2013-09-30 | $1,617,651 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-09-30 | $1,617,651 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-09-30 | $1,100,000 |
| Value of total assets at end of year | 2013-09-30 | $10,240,852 |
| Value of total assets at beginning of year | 2013-09-30 | $9,682,877 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-09-30 | $0 |
| Total interest from all sources | 2013-09-30 | $2,264 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-09-30 | $443,632 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-09-30 | No |
| Was this plan covered by a fidelity bond | 2013-09-30 | Yes |
| Value of fidelity bond cover | 2013-09-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-09-30 | No |
| Participant contributions at end of year | 2013-09-30 | $38,301 |
| Participant contributions at beginning of year | 2013-09-30 | $59,482 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
| Income. Non cash contributions | 2013-09-30 | $1,099,983 |
| Value of net income/loss | 2013-09-30 | $488,561 |
| Value of net assets at end of year (total assets less liabilities) | 2013-09-30 | $10,171,438 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-09-30 | $9,682,877 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-09-30 | $461,201 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-09-30 | $421,886 |
| Interest on participant loans | 2013-09-30 | $2,264 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-09-30 | $104,733 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-09-30 | $116,567 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-09-30 | $116,567 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-09-30 | $39,320 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-09-30 | No |
| Assets. Invements in employer securities at end of year | 2013-09-30 | $8,536,617 |
| Assets. Invements in employer securities at beginning of year | 2013-09-30 | $7,684,942 |
| Contributions received in cash from employer | 2013-09-30 | $17 |
| Employer contributions (assets) at end of year | 2013-09-30 | $1,100,000 |
| Employer contributions (assets) at beginning of year | 2013-09-30 | $1,400,000 |
| Income. Dividends from common stock | 2013-09-30 | $443,632 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-09-30 | $1,617,651 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-09-30 | No |
| Liabilities. Value of benefit claims payable at end of year | 2013-09-30 | $69,414 |
| Did the plan have assets held for investment | 2013-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-09-30 | Unqualified |
| Accountancy firm name | 2013-09-30 | EKS&H LLLP |
| Accountancy firm EIN | 2013-09-30 | 461497033 |
| 2012 : HAZEN RESEARCH, INC 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-09-30 | $1,948,677 |
| Total unrealized appreciation/depreciation of assets | 2012-09-30 | $1,948,677 |
| Total income from all sources (including contributions) | 2012-09-30 | $4,097,762 |
| Total of all expenses incurred | 2012-09-30 | $1,805,670 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-09-30 | $1,805,670 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-09-30 | $1,400,000 |
| Value of total assets at end of year | 2012-09-30 | $9,682,877 |
| Value of total assets at beginning of year | 2012-09-30 | $7,390,785 |
| Total interest from all sources | 2012-09-30 | $3,044 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-09-30 | $689,437 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-09-30 | No |
| Was this plan covered by a fidelity bond | 2012-09-30 | Yes |
| Value of fidelity bond cover | 2012-09-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-09-30 | No |
| Participant contributions at end of year | 2012-09-30 | $59,482 |
| Participant contributions at beginning of year | 2012-09-30 | $87,494 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
| Income. Non cash contributions | 2012-09-30 | $1,399,981 |
| Value of net income/loss | 2012-09-30 | $2,292,092 |
| Value of net assets at end of year (total assets less liabilities) | 2012-09-30 | $9,682,877 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-09-30 | $7,390,785 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-09-30 | $421,886 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-09-30 | $365,299 |
| Interest on participant loans | 2012-09-30 | $3,044 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-09-30 | $116,567 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-09-30 | $164,017 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-09-30 | $164,017 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-09-30 | $56,604 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-09-30 | No |
| Assets. Invements in employer securities at end of year | 2012-09-30 | $7,684,942 |
| Assets. Invements in employer securities at beginning of year | 2012-09-30 | $6,023,975 |
| Contributions received in cash from employer | 2012-09-30 | $19 |
| Employer contributions (assets) at end of year | 2012-09-30 | $1,400,000 |
| Employer contributions (assets) at beginning of year | 2012-09-30 | $750,000 |
| Income. Dividends from common stock | 2012-09-30 | $689,437 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-09-30 | $1,805,670 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-09-30 | No |
| Did the plan have assets held for investment | 2012-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-09-30 | Unqualified |
| Accountancy firm name | 2012-09-30 | EKS&H LLLP |
| Accountancy firm EIN | 2012-09-30 | 461497033 |
| 2011 : HAZEN RESEARCH, INC 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2011-09-30 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-09-30 | $1,560,716 |
| Total unrealized appreciation/depreciation of assets | 2011-09-30 | $1,560,716 |
| Total transfer of assets to this plan | 2011-09-30 | $0 |
| Total transfer of assets from this plan | 2011-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $0 |
| Expenses. Interest paid | 2011-09-30 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2011-09-30 | $0 |
| Total income from all sources (including contributions) | 2011-09-30 | $2,804,290 |
| Total loss/gain on sale of assets | 2011-09-30 | $0 |
| Total of all expenses incurred | 2011-09-30 | $641,164 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-09-30 | $641,164 |
| Expenses. Certain deemed distributions of participant loans | 2011-09-30 | $0 |
| Value of total corrective distributions | 2011-09-30 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-09-30 | $750,000 |
| Value of total assets at end of year | 2011-09-30 | $7,390,785 |
| Value of total assets at beginning of year | 2011-09-30 | $5,227,659 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-09-30 | $0 |
| Total income from rents | 2011-09-30 | $0 |
| Total interest from all sources | 2011-09-30 | $4,461 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-09-30 | $492,176 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-09-30 | No |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2011-09-30 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-09-30 | $0 |
| Assets. Real estate other than employer real property at end of year | 2011-09-30 | $0 |
| Assets. Real estate other than employer real property at beginning of year | 2011-09-30 | $0 |
| Administrative expenses professional fees incurred | 2011-09-30 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2011-09-30 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2011-09-30 | $0 |
| Was this plan covered by a fidelity bond | 2011-09-30 | Yes |
| Value of fidelity bond cover | 2011-09-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-09-30 | No |
| Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers | 2011-09-30 | 0 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-09-30 | No |
| Amount of non-exempt transactions with any party-in-interest | 2011-09-30 | $0 |
| Contributions received from participants | 2011-09-30 | $0 |
| Participant contributions at end of year | 2011-09-30 | $87,494 |
| Participant contributions at beginning of year | 2011-09-30 | $112,072 |
| Participant contributions at end of year | 2011-09-30 | $0 |
| Participant contributions at beginning of year | 2011-09-30 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2011-09-30 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-09-30 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-09-30 | $0 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-09-30 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-09-30 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-09-30 | $0 |
| Assets. Loans (other than to participants) at end of year | 2011-09-30 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2011-09-30 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-09-30 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-09-30 | $0 |
| Other income not declared elsewhere | 2011-09-30 | $0 |
| Administrative expenses (other) incurred | 2011-09-30 | $0 |
| Liabilities. Value of operating payables at end of year | 2011-09-30 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2011-09-30 | $0 |
| Total non interest bearing cash at end of year | 2011-09-30 | $0 |
| Total non interest bearing cash at beginning of year | 2011-09-30 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
| Income. Non cash contributions | 2011-09-30 | $749,974 |
| Value of net income/loss | 2011-09-30 | $2,163,126 |
| Value of net assets at end of year (total assets less liabilities) | 2011-09-30 | $7,390,785 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-09-30 | $5,227,659 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-09-30 | No |
| Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2011-09-30 | $0 |
| Were any leases to which the plan was party in default or uncollectible | 2011-09-30 | No |
| Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year | 2011-09-30 | $0 |
| Assets. partnership/joint venture interests at end of year | 2011-09-30 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2011-09-30 | $0 |
| Investment advisory and management fees | 2011-09-30 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-09-30 | $365,299 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-09-30 | $368,373 |
| Interest on participant loans | 2011-09-30 | $4,459 |
| Income. Interest from loans (other than to participants) | 2011-09-30 | $0 |
| Interest earned on other investments | 2011-09-30 | $0 |
| Income. Interest from US Government securities | 2011-09-30 | $0 |
| Income. Interest from corporate debt instruments | 2011-09-30 | $0 |
| Value of interest in master investment trust accounts at end of year | 2011-09-30 | $0 |
| Value of interest in master investment trust accounts at beginning of year | 2011-09-30 | $0 |
| Value of interest in common/collective trusts at end of year | 2011-09-30 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2011-09-30 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-09-30 | $164,017 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-09-30 | $50,879 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-09-30 | $50,879 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-09-30 | $2 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2011-09-30 | $0 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2011-09-30 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-09-30 | $0 |
| Asset value of US Government securities at end of year | 2011-09-30 | $0 |
| Asset value of US Government securities at beginning of year | 2011-09-30 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-09-30 | $-3,063 |
| Net investment gain/loss from pooled separate accounts | 2011-09-30 | $0 |
| Net investment gain or loss from common/collective trusts | 2011-09-30 | $0 |
| Net gain/loss from 103.12 investment entities | 2011-09-30 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-09-30 | No |
| Assets. Invements in employer securities at end of year | 2011-09-30 | $6,023,975 |
| Assets. Invements in employer securities at beginning of year | 2011-09-30 | $4,296,335 |
| Assets. Value of employer real property at end of year | 2011-09-30 | $0 |
| Assets. Value of employer real property at beginning of year | 2011-09-30 | $0 |
| Contributions received in cash from employer | 2011-09-30 | $26 |
| Employer contributions (assets) at end of year | 2011-09-30 | $750,000 |
| Employer contributions (assets) at beginning of year | 2011-09-30 | $400,000 |
| Income. Dividends from preferred stock | 2011-09-30 | $0 |
| Income. Dividends from common stock | 2011-09-30 | $492,176 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-09-30 | $641,164 |
| Asset. Corporate debt instrument preferred debt at end of year | 2011-09-30 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2011-09-30 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-09-30 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2011-09-30 | $0 |
| Contract administrator fees | 2011-09-30 | $0 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-09-30 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-09-30 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-09-30 | $0 |
| Liabilities. Value of benefit claims payable at end of year | 2011-09-30 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2011-09-30 | $0 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2011-09-30 | $0 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2011-09-30 | $0 |
| Did the plan have assets held for investment | 2011-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-09-30 | No |
| Aggregate proceeds on sale of assets | 2011-09-30 | $0 |
| Aggregate carrying amount (costs) on sale of assets | 2011-09-30 | $0 |
| Liabilities. Value of acquisition indebtedness at end of year | 2011-09-30 | $0 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2011-09-30 | $0 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-09-30 | Unqualified |
| Accountancy firm name | 2011-09-30 | EHRHARDT KEEFE STEINER & HOTTMAN PC |
| Accountancy firm EIN | 2011-09-30 | 840869721 |
| 2010 : HAZEN RESEARCH, INC 2010 401k financial data |
|---|
| Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers | 2010-09-30 | 0 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-09-30 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2010-09-30 | $0 |
| Minimum employer required contribution for this plan year | 2010-09-30 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2010-09-30 | $0 |
