Logo

SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 401k Plan overview

Plan NameSOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN
Plan identification number 001

SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. has sponsored the creation of one or more 401k plans.

Company Name:SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C.
Employer identification number (EIN):840639881
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C.

Jurisdiction of Incorporation: Colorado Department of State
Incorporation Date: 1973-06-21
Company Identification Number: 19871259244
Legal Registered Office Address: 1000 SOUTHPARK DR

LITTLETON
United States of America (USA)
80120

More information about SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01BRENDA HULBERT
0012016-01-01BRENDA HULBERT
0012015-01-01BRENDA HULBERT
0012014-01-01BRENDA LAMBERT
0012013-01-01BRENDA LAMBERT
0012012-01-01BRENDA LAMBERT
0012011-01-01BRENDA LAMBERT
0012010-01-01BRENDA LAMBERT
0012009-01-01BRENDA LAMBERT

Plan Statistics for SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN

401k plan membership statisitcs for SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN

Measure Date Value
2022: SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01284
Total number of active participants reported on line 7a of the Form 55002022-01-01166
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01122
Total of all active and inactive participants2022-01-01288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01288
Number of participants with account balances2022-01-01277
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0126
2021: SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01288
Total number of active participants reported on line 7a of the Form 55002021-01-01180
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01108
Total of all active and inactive participants2021-01-01288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01288
Number of participants with account balances2021-01-01287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0121
2020: SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01262
Total number of active participants reported on line 7a of the Form 55002020-01-01188
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0190
Total of all active and inactive participants2020-01-01278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01278
Number of participants with account balances2020-01-01278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0110
2019: SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01229
Total number of active participants reported on line 7a of the Form 55002019-01-01170
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0181
Total of all active and inactive participants2019-01-01251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01251
Number of participants with account balances2019-01-01251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0116
2018: SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01208
Total number of active participants reported on line 7a of the Form 55002018-01-01148
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0168
Total of all active and inactive participants2018-01-01216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01216
Number of participants with account balances2018-01-01215
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0118
2017: SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01189
Total number of active participants reported on line 7a of the Form 55002017-01-01145
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0143
Total of all active and inactive participants2017-01-01188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01188
Number of participants with account balances2017-01-01177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0110
2016: SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01173
Total number of active participants reported on line 7a of the Form 55002016-01-01152
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0123
Total of all active and inactive participants2016-01-01175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01175
Number of participants with account balances2016-01-01175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0113
2015: SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01150
Total number of active participants reported on line 7a of the Form 55002015-01-01134
Number of retired or separated participants receiving benefits2015-01-014
Number of other retired or separated participants entitled to future benefits2015-01-0122
Total of all active and inactive participants2015-01-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01160
Number of participants with account balances2015-01-01159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-017
2014: SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01149
Total number of active participants reported on line 7a of the Form 55002014-01-01126
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0124
Total of all active and inactive participants2014-01-01150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01150
Number of participants with account balances2014-01-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0111
2013: SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01132
Total number of active participants reported on line 7a of the Form 55002013-01-01125
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0115
Total of all active and inactive participants2013-01-01140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01140
Number of participants with account balances2013-01-01140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01144
Total number of active participants reported on line 7a of the Form 55002012-01-01109
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0123
Total of all active and inactive participants2012-01-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01132
Number of participants with account balances2012-01-01132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0111
2011: SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01136
Total number of active participants reported on line 7a of the Form 55002011-01-01107
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0123
Total of all active and inactive participants2011-01-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01131
Number of participants with account balances2011-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-017
2010: SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01140
Total number of active participants reported on line 7a of the Form 55002010-01-01103
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0127
Total of all active and inactive participants2010-01-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01130
Number of participants with account balances2010-01-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0113
2009: SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01125
Total number of active participants reported on line 7a of the Form 55002009-01-01115
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0121
Total of all active and inactive participants2009-01-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01136
Number of participants with account balances2009-01-01136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-017

Financial Data on SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN

Measure Date Value
2022 : SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$457
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$457
Total income from all sources (including contributions)2022-12-31$-5,363,139
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$4,112,951
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,986,888
Expenses. Certain deemed distributions of participant loans2022-12-31$12,783
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,779,019
Value of total assets at end of year2022-12-31$38,265,542
Value of total assets at beginning of year2022-12-31$47,741,632
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$113,280
Total interest from all sources2022-12-31$10,123
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$329,261
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,263,782
Participant contributions at end of year2022-12-31$187,542
Participant contributions at beginning of year2022-12-31$135,794
Participant contributions at end of year2022-12-31$11,239
Participant contributions at beginning of year2022-12-31$11,077
Assets. Other investments not covered elsewhere at end of year2022-12-31$10,273,488
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$15,247,181
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$81,171
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$5,800
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$800
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$457
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$457
Total non interest bearing cash at end of year2022-12-31$11,023
Total non interest bearing cash at beginning of year2022-12-31$5,036
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-9,476,090
Value of net assets at end of year (total assets less liabilities)2022-12-31$38,265,085
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$47,741,175
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$26,833,406
Value of interest in pooled separate accounts at beginning of year2022-12-31$31,469,069
Income. Interest from loans (other than to participants)2022-12-31$10,123
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$48
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$48
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$48
Net investment gain/loss from pooled separate accounts2022-12-31$-8,481,542
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,434,066
Employer contributions (assets) at end of year2022-12-31$942,996
Employer contributions (assets) at beginning of year2022-12-31$872,627
Income. Dividends from common stock2022-12-31$329,261
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,986,888
Contract administrator fees2022-12-31$113,280
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PENSION ASSURANCE LLP
Accountancy firm EIN2022-12-31300840934
2021 : SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$457
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$457
Total income from all sources (including contributions)2021-12-31$9,017,608
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,489,750
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,330,852
Expenses. Certain deemed distributions of participant loans2021-12-31$14,091
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,843,456
Value of total assets at end of year2021-12-31$47,741,632
Value of total assets at beginning of year2021-12-31$42,213,774
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$144,807
Total interest from all sources2021-12-31$9,442
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$401,821
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,274,035
Participant contributions at end of year2021-12-31$135,794
Participant contributions at beginning of year2021-12-31$176,526
Participant contributions at end of year2021-12-31$11,077
Participant contributions at beginning of year2021-12-31$12,006
Assets. Other investments not covered elsewhere at end of year2021-12-31$15,247,181
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$14,006,014
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$200,717
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$800
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$764
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$457
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$457
Other income not declared elsewhere2021-12-31$-9,520
Total non interest bearing cash at end of year2021-12-31$5,036
Total non interest bearing cash at beginning of year2021-12-31$1,941
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$5,527,858
Value of net assets at end of year (total assets less liabilities)2021-12-31$47,741,175
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$42,213,317
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$31,469,069
Value of interest in pooled separate accounts at beginning of year2021-12-31$27,211,956
Interest on participant loans2021-12-31$9,442
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$48
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$47
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$47
Net investment gain/loss from pooled separate accounts2021-12-31$5,772,409
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,368,704
Employer contributions (assets) at end of year2021-12-31$872,627
Employer contributions (assets) at beginning of year2021-12-31$804,520
Income. Dividends from common stock2021-12-31$401,821
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,330,852
Contract administrator fees2021-12-31$144,807
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PENSION ALLIANCE LLP
Accountancy firm EIN2021-12-31300840934
2020 : SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$457
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$457
Total income from all sources (including contributions)2020-12-31$8,049,410
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$556,523
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$431,504
Expenses. Certain deemed distributions of participant loans2020-12-31$5,818
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,496,197
Value of total assets at end of year2020-12-31$42,213,774
Value of total assets at beginning of year2020-12-31$34,720,887
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$119,201
Total interest from all sources2020-12-31$11,264
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$240,860
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,231,091
Participant contributions at end of year2020-12-31$176,526
Participant contributions at beginning of year2020-12-31$194,279
Participant contributions at end of year2020-12-31$12,006
Participant contributions at beginning of year2020-12-31$12,046
Assets. Other investments not covered elsewhere at end of year2020-12-31$14,006,014
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$11,995,126
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,167
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$764
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$764
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$457
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$457
Other income not declared elsewhere2020-12-31$37
Total non interest bearing cash at end of year2020-12-31$1,941
Total non interest bearing cash at beginning of year2020-12-31$1,293
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$7,492,887
Value of net assets at end of year (total assets less liabilities)2020-12-31$42,213,317
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$34,720,430
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$27,211,956
Value of interest in pooled separate accounts at beginning of year2020-12-31$21,732,149
Interest on participant loans2020-12-31$11,264
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$47
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$32
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$32
Net investment gain/loss from pooled separate accounts2020-12-31$5,301,052
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,262,939
Employer contributions (assets) at end of year2020-12-31$804,520
Employer contributions (assets) at beginning of year2020-12-31$785,198
Income. Dividends from common stock2020-12-31$240,860
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$431,504
Contract administrator fees2020-12-31$119,201
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31WIPFLI LLP
Accountancy firm EIN2020-12-31390758449
2019 : SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$457
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$444
Total income from all sources (including contributions)2019-12-31$8,348,032
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,487,087
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,366,177
Expenses. Certain deemed distributions of participant loans2019-12-31$2,910
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,267,882
Value of total assets at end of year2019-12-31$34,720,887
Value of total assets at beginning of year2019-12-31$29,859,929
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$118,000
Total interest from all sources2019-12-31$10,253
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$301,819
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,047,961
Participant contributions at end of year2019-12-31$194,279
Participant contributions at beginning of year2019-12-31$180,208
Participant contributions at end of year2019-12-31$12,046
Participant contributions at beginning of year2019-12-31$12,046
Assets. Other investments not covered elsewhere at end of year2019-12-31$11,995,126
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$11,453,020
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$7,725
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$764
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$764
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$457
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$444
Total non interest bearing cash at end of year2019-12-31$1,293
Total non interest bearing cash at beginning of year2019-12-31$1,667
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,860,945
Value of net assets at end of year (total assets less liabilities)2019-12-31$34,720,430
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$29,859,485
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$85,425
Value of interest in pooled separate accounts at end of year2019-12-31$21,732,149
Value of interest in pooled separate accounts at beginning of year2019-12-31$17,496,728
Income. Interest from loans (other than to participants)2019-12-31$10,253
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$32
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$31
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$31
Net investment gain/loss from pooled separate accounts2019-12-31$5,768,078
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,212,196
Employer contributions (assets) at end of year2019-12-31$785,198
Employer contributions (assets) at beginning of year2019-12-31$715,465
Income. Dividends from common stock2019-12-31$301,819
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,366,177
Contract administrator fees2019-12-31$32,575
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WIPFLI LLP
Accountancy firm EIN2019-12-31390758449
2018 : SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$444
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$444
Total income from all sources (including contributions)2018-12-31$1,026,505
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,621,189
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,479,283
Expenses. Certain deemed distributions of participant loans2018-12-31$24,694
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,018,090
Value of total assets at end of year2018-12-31$29,859,929
Value of total assets at beginning of year2018-12-31$30,454,613
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$117,212
Total interest from all sources2018-12-31$11,664
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$313,685
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$905,537
Participant contributions at end of year2018-12-31$180,208
Participant contributions at beginning of year2018-12-31$206,507
Participant contributions at end of year2018-12-31$12,046
Participant contributions at beginning of year2018-12-31$46,059
Assets. Other investments not covered elsewhere at end of year2018-12-31$11,453,020
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$11,873,158
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$7,943
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$764
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$764
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$444
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$444
Other income not declared elsewhere2018-12-31$375
Total non interest bearing cash at end of year2018-12-31$1,667
Total non interest bearing cash at beginning of year2018-12-31$3,166
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-594,684
Value of net assets at end of year (total assets less liabilities)2018-12-31$29,859,485
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$30,454,169
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$42,698
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$17,592,244
Value of interest in pooled separate accounts at end of year2018-12-31$17,496,728
Value of interest in pooled separate accounts at beginning of year2018-12-31$0
Interest on participant loans2018-12-31$11,664
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$31
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$12
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$12
Net investment gain/loss from pooled separate accounts2018-12-31$-1,317,309
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,104,610
Employer contributions (assets) at end of year2018-12-31$715,465
Employer contributions (assets) at beginning of year2018-12-31$732,703
Income. Dividends from common stock2018-12-31$313,685
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,479,283
Contract administrator fees2018-12-31$74,514
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WIPFLI LLP
Accountancy firm EIN2018-12-31390758449
2017 : SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$444
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$444
Total income from all sources (including contributions)2017-12-31$6,088,691
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,579,687
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,524,820
Expenses. Certain deemed distributions of participant loans2017-12-31$7,927
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,952,813
Value of total assets at end of year2017-12-31$30,454,613
Value of total assets at beginning of year2017-12-31$26,945,609
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$46,940
Total interest from all sources2017-12-31$10,663
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$282,483
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$828,746
Participant contributions at end of year2017-12-31$206,507
Participant contributions at beginning of year2017-12-31$189,118
Participant contributions at end of year2017-12-31$46,059
Participant contributions at beginning of year2017-12-31$6,632
Assets. Other investments not covered elsewhere at end of year2017-12-31$11,873,158
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$9,995,371
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$24,148
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$764
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$49
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$444
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$444
Total non interest bearing cash at end of year2017-12-31$3,166
Total non interest bearing cash at beginning of year2017-12-31$606
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,509,004
Value of net assets at end of year (total assets less liabilities)2017-12-31$30,454,169
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$26,945,165
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$44,065
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$17,592,244
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$15,711,729
Value of interest in pooled separate accounts at end of year2017-12-31$0
Value of interest in pooled separate accounts at beginning of year2017-12-31$312,512
Interest on participant loans2017-12-31$10,663
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$12
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$11
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$11
Net investment gain/loss from pooled separate accounts2017-12-31$3,842,732
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,099,919
Employer contributions (assets) at end of year2017-12-31$732,703
Employer contributions (assets) at beginning of year2017-12-31$729,581
Income. Dividends from common stock2017-12-31$282,483
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,524,820
Contract administrator fees2017-12-31$2,875
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WIPFLI LLP
Accountancy firm EIN2017-12-31390758449
2016 : SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$444
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$444
Total income from all sources (including contributions)2016-12-31$3,797,945
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$300,706
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$259,798
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,013,464
Value of total assets at end of year2016-12-31$26,945,609
Value of total assets at beginning of year2016-12-31$23,448,370
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$40,908
Total interest from all sources2016-12-31$10,211
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$40,908
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$843,796
Participant contributions at end of year2016-12-31$189,118
Participant contributions at beginning of year2016-12-31$211,692
Participant contributions at end of year2016-12-31$6,632
Participant contributions at beginning of year2016-12-31$4,784
Assets. Other investments not covered elsewhere at end of year2016-12-31$9,995,371
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$9,227,602
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$58,956
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$49
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$49
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$444
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$444
Total non interest bearing cash at end of year2016-12-31$606
Total non interest bearing cash at beginning of year2016-12-31$2,931
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,497,239
Value of net assets at end of year (total assets less liabilities)2016-12-31$26,945,165
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$23,447,926
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$15,711,729
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$13,031,665
Value of interest in pooled separate accounts at end of year2016-12-31$312,512
Value of interest in pooled separate accounts at beginning of year2016-12-31$291,364
Interest on participant loans2016-12-31$10,211
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$11
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$10
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$10
Net investment gain/loss from pooled separate accounts2016-12-31$1,774,270
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,110,712
Employer contributions (assets) at end of year2016-12-31$729,581
Employer contributions (assets) at beginning of year2016-12-31$678,273
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$259,798
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HOLM RYAN TRUITT HALL, LLC
Accountancy firm EIN2016-12-31200159856
2015 : SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$444
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$5,000
Total income from all sources (including contributions)2015-12-31$1,487,328
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$488,467
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$446,540
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,885,612
Value of total assets at end of year2015-12-31$23,448,370
Value of total assets at beginning of year2015-12-31$22,454,065
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$41,927
Total interest from all sources2015-12-31$11,223
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$41,927
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$775,076
Participant contributions at end of year2015-12-31$211,692
Participant contributions at beginning of year2015-12-31$220,857
Participant contributions at end of year2015-12-31$4,784
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$9,227,602
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$9,066,872
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$82,200
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$49
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$444
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$5,000
Total non interest bearing cash at end of year2015-12-31$2,931
Total non interest bearing cash at beginning of year2015-12-31$3,333
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$998,861
Value of net assets at end of year (total assets less liabilities)2015-12-31$23,447,926
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$22,449,065
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$13,031,665
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$12,234,334
Value of interest in pooled separate accounts at end of year2015-12-31$291,364
Value of interest in pooled separate accounts at beginning of year2015-12-31$295,151
Interest on participant loans2015-12-31$11,223
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$10
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$2
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$2
Net investment gain/loss from pooled separate accounts2015-12-31$-409,507
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,028,336
Employer contributions (assets) at end of year2015-12-31$678,273
Employer contributions (assets) at beginning of year2015-12-31$633,516
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$446,540
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HOLM RYAN TRUITT HALL, LLC
Accountancy firm EIN2015-12-31200159856
2014 : SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$5,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$726
Total income from all sources (including contributions)2014-12-31$2,495,579
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,455,587
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,409,939
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,653,104
Value of total assets at end of year2014-12-31$22,454,065
Value of total assets at beginning of year2014-12-31$21,409,799
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$45,648
Total interest from all sources2014-12-31$9,571
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$2,710
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$673,506
Participant contributions at end of year2014-12-31$220,857
Participant contributions at beginning of year2014-12-31$158,215
Assets. Other investments not covered elsewhere at end of year2014-12-31$9,066,872
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$9,621,849
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$10,194
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$5,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$726
Administrative expenses (other) incurred2014-12-31$7,697
Total non interest bearing cash at end of year2014-12-31$3,333
Total non interest bearing cash at beginning of year2014-12-31$8,356
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,039,992
Value of net assets at end of year (total assets less liabilities)2014-12-31$22,449,065
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$21,409,073
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$12,234,334
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$10,775,507
Value of interest in pooled separate accounts at end of year2014-12-31$295,151
Value of interest in pooled separate accounts at beginning of year2014-12-31$282,157
Income. Interest from loans (other than to participants)2014-12-31$9,571
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$2
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2
Net investment gain/loss from pooled separate accounts2014-12-31$832,904
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$969,404
Employer contributions (assets) at end of year2014-12-31$633,516
Employer contributions (assets) at beginning of year2014-12-31$563,713
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,409,939
Contract administrator fees2014-12-31$35,241
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HOLM RYAN TRUITT HALL, LLC
Accountancy firm EIN2014-12-31200159856
2013 : SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$726
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,059,261
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$425,863
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$377,801
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,486,228
Value of total assets at end of year2013-12-31$21,409,799
Value of total assets at beginning of year2013-12-31$17,775,675
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$48,062
Total interest from all sources2013-12-31$5,218
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$808
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$607,432
Participant contributions at end of year2013-12-31$158,215
Participant contributions at beginning of year2013-12-31$146,787
Assets. Other investments not covered elsewhere at end of year2013-12-31$9,621,849
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$8,374,196
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$7,932
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$726
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$915,859
Administrative expenses (other) incurred2013-12-31$10,376
Total non interest bearing cash at end of year2013-12-31$8,356
Total non interest bearing cash at beginning of year2013-12-31$10,445
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$3,633,398
Value of net assets at end of year (total assets less liabilities)2013-12-31$21,409,073
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$17,775,675
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$36,878
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$10,775,507
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$8,435,625
Value of interest in pooled separate accounts at end of year2013-12-31$282,157
Value of interest in pooled separate accounts at beginning of year2013-12-31$260,715
Interest on participant loans2013-12-31$5,217
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$2
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$1
Net investment gain/loss from pooled separate accounts2013-12-31$1,651,956
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$870,864
Employer contributions (assets) at end of year2013-12-31$563,713
Employer contributions (assets) at beginning of year2013-12-31$547,906
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$377,801
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HOLM RYAN TRUITT HALL, LLC
Accountancy firm EIN2013-12-31200159856
2012 : SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,297,712
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$431,842
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$372,529
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,444,173
Value of total assets at end of year2012-12-31$17,775,675
Value of total assets at beginning of year2012-12-31$14,909,805
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$59,313
Total interest from all sources2012-12-31$8,425
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$3,282
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$587,728
Participant contributions at end of year2012-12-31$146,787
Participant contributions at beginning of year2012-12-31$187,923
Assets. Other investments not covered elsewhere at end of year2012-12-31$8,374,196
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$7,351,056
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$12,820
Other income not declared elsewhere2012-12-31$803,693
Administrative expenses (other) incurred2012-12-31$25,021
Total non interest bearing cash at end of year2012-12-31$10,445
Total non interest bearing cash at beginning of year2012-12-31$17,794
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,865,870
Value of net assets at end of year (total assets less liabilities)2012-12-31$17,775,675
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$14,909,805
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$31,010
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$8,435,625
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$6,584,959
Value of interest in pooled separate accounts at end of year2012-12-31$260,715
Value of interest in pooled separate accounts at beginning of year2012-12-31$225,034
Interest on participant loans2012-12-31$8,425
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1
Net investment gain/loss from pooled separate accounts2012-12-31$1,041,421
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$843,625
Employer contributions (assets) at end of year2012-12-31$547,906
Employer contributions (assets) at beginning of year2012-12-31$543,038
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$372,529
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HOLM RYAN TRUITT HALL, LLC
Accountancy firm EIN2012-12-31200159856
2011 : SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,185,329
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$605,381
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$536,570
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,377,181
Value of total assets at end of year2011-12-31$14,909,805
Value of total assets at beginning of year2011-12-31$14,329,857
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$68,811
Total interest from all sources2011-12-31$8,930
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$3,700
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$512,762
Participant contributions at end of year2011-12-31$187,923
Participant contributions at beginning of year2011-12-31$94,156
Assets. Other investments not covered elsewhere at end of year2011-12-31$7,351,056
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$7,052,573
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$42,090
Other income not declared elsewhere2011-12-31$8,202
Administrative expenses (other) incurred2011-12-31$36,375
Total non interest bearing cash at end of year2011-12-31$17,794
Total non interest bearing cash at beginning of year2011-12-31$5,362
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$579,948
Value of net assets at end of year (total assets less liabilities)2011-12-31$14,909,805
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$14,329,857
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$28,736
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$6,584,959
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$6,147,114
Value of interest in pooled separate accounts at end of year2011-12-31$225,034
Value of interest in pooled separate accounts at beginning of year2011-12-31$212,681
Interest on participant loans2011-12-31$8,929
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$1
Net investment gain/loss from pooled separate accounts2011-12-31$-208,984
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$822,329
Employer contributions (assets) at end of year2011-12-31$543,038
Employer contributions (assets) at beginning of year2011-12-31$817,970
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$536,570
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HOLM RYAN TRUITT HALL, LLC
Accountancy firm EIN2011-12-31200159856
2010 : SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,148,571
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$428,497
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$369,728
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,332,618
Value of total assets at end of year2010-12-31$14,329,857
Value of total assets at beginning of year2010-12-31$11,609,783
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$58,769
Total interest from all sources2010-12-31$6,988
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$1,455
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$482,312
Participant contributions at end of year2010-12-31$94,156
Participant contributions at beginning of year2010-12-31$123,377
Assets. Other investments not covered elsewhere at end of year2010-12-31$7,052,573
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$5,915,130
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$32,336
Other income not declared elsewhere2010-12-31$1,068,282
Administrative expenses (other) incurred2010-12-31$31,626
Total non interest bearing cash at end of year2010-12-31$5,362
Total non interest bearing cash at beginning of year2010-12-31$10,389
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,720,074
Value of net assets at end of year (total assets less liabilities)2010-12-31$14,329,857
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$11,609,783
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$25,688
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$6,147,114
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,939,776
Value of interest in pooled separate accounts at end of year2010-12-31$212,681
Value of interest in pooled separate accounts at beginning of year2010-12-31$180,251
Interest on participant loans2010-12-31$6,987
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$201
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$201
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$1
Net investment gain/loss from pooled separate accounts2010-12-31$740,683
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$817,970
Employer contributions (assets) at end of year2010-12-31$817,970
Employer contributions (assets) at beginning of year2010-12-31$440,659
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$369,728
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HOLM RYAN TRUITT HALL, LLC
Accountancy firm EIN2010-12-31200159856
2009 : SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN

2022: SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SOUTH DENVER CARDIOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number703398
Policy instance 4
Insurance contract or identification number703398
Number of Individuals Covered3
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $24,777
Total amount of fees paid to insurance companyUSD $5,687
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $24,777
Amount paid for insurance broker fees5687
Additional information about fees paid to insurance brokerFINANCIAL REPRESENTATIVE
Insurance broker organization code?3
LIFE INVESTORS INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 61387 )
Policy contract numberG014805
Policy instance 3
Insurance contract or identification numberG014805
Number of Individuals Covered1
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number1-510-878
Policy instance 2
Insurance contract or identification number1-510-878
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number72617
Policy instance 1
Insurance contract or identification number72617
Number of Individuals Covered280
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $4,000
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,000
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerADMINISTRATIVE FEES
Insurance broker organization code?5
LIFE INVESTORS INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 61387 )
Policy contract numberG014805
Policy instance 3
Insurance contract or identification numberG014805
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number1-510-878
Policy instance 2
Insurance contract or identification number1-510-878
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number72617
Policy instance 1
Insurance contract or identification number72617
Number of Individuals Covered269
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,500
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2500
Additional information about fees paid to insurance brokerADMINISTRATIVE FEES
Insurance broker organization code?5
LIFE INVESTORS INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 61387 )
Policy contract numberG014805
Policy instance 3
Insurance contract or identification numberG014805
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number1-510-878
Policy instance 2
Insurance contract or identification number1-510-878
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number72617
Policy instance 1
Insurance contract or identification number72617
Number of Individuals Covered261
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $1,750
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,750
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerADMINISTRATIVE FEES
Insurance broker organization code?5
LIFE INVESTORS INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 61387 )
Policy contract numberG014805
Policy instance 3
Insurance contract or identification numberG014805
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number1-510-878
Policy instance 2
Insurance contract or identification number1-510-878
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $264
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $264
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number72617
Policy instance 1
Insurance contract or identification number72617
Number of Individuals Covered233
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,250
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2250
Additional information about fees paid to insurance brokerADMINISTRATIVE FEES
Insurance broker organization code?5
LIFE INVESTORS INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 61387 )
Policy contract numberG014805
Policy instance 3
Insurance contract or identification numberG014805
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number1-510-878
Policy instance 2
Insurance contract or identification number1-510-878
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $245
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $245
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number72617
Policy instance 1
Insurance contract or identification number72617
Number of Individuals Covered199
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $13,500
Total amount of fees paid to insurance companyUSD $3,125
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,500
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
LIFE INVESTORS INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 61387 )
Policy contract numberG014805
Policy instance 3
Insurance contract or identification numberG014805
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameEDWARD CHILDS
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number1-510-878
Policy instance 2
Insurance contract or identification number1-510-878
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $239
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $239
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
Insurance broker nameMINNESOTA LIFE
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number72617
Policy instance 1
Insurance contract or identification number72617
Number of Individuals Covered182
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $9,000
Total amount of fees paid to insurance companyUSD $4,875
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,000
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
Insurance broker nameFIRST WESTERN TRUST BANK

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S1