401k Plan data: SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST plan

SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST 401k Plan overview

Plan Name	SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST
Plan identification number	502

SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Health (other than dental or vision) Dental

401k Sponsoring company profile

SUNWARD FINANCIAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: SUNWARD FINANCIAL CORPORATION

Employer identification number (EIN): 840752752

NAIC Classification: 332300

Additional information about SUNWARD FINANCIAL CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 2317493

More information about SUNWARD FINANCIAL CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
502 2014-01-01
502 2013-01-01
502 2012-01-01 AMY WIRTH
502 2011-01-01 AMY WIRTH
502 2010-01-01 AMY WIRTH
502 2009-01-01 AMY WIRTH

Plan Statistics for SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST

401k plan membership statisitcs for SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST

Measure Date Value
2014: SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 48
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 46
Total of all active and inactive participants 2014-01-01 46
2013: SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 44
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 48
Total of all active and inactive participants 2013-01-01 48
2012: SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 40
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 44
Total of all active and inactive participants 2012-01-01 44
2011: SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 54
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 40
Total of all active and inactive participants 2011-01-01 40
2010: SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST 2010 401k membership
Total participants, beginning-of-year 2010-01-01 86
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 54
Total of all active and inactive participants 2010-01-01 54
2009: SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 107
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 86
Total of all active and inactive participants 2009-01-01 86

Measure	Date	Value
2014: SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	48
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	46
Total of all active and inactive participants	2014-01-01	46
2013: SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	44
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	48
Total of all active and inactive participants	2013-01-01	48
2012: SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	40
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	44
Total of all active and inactive participants	2012-01-01	44
2011: SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	54
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	40
Total of all active and inactive participants	2011-01-01	40
2010: SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST 2010 401k membership
Total participants, beginning-of-year	2010-01-01	86
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	54
Total of all active and inactive participants	2010-01-01	54
2009: SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	107
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	86
Total of all active and inactive participants	2009-01-01	86

Financial Data on SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST

Measure	Date	Value
2014 : SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$305,367
Total of all expenses incurred	2014-12-31	$203,927
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$157,613
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$305,367
Value of total assets at end of year	2014-12-31	$150,248
Value of total assets at beginning of year	2014-12-31	$48,808
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$46,314
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$250,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$151,780
Administrative expenses (other) incurred	2014-12-31	$46
Total non interest bearing cash at end of year	2014-12-31	$150,248
Total non interest bearing cash at beginning of year	2014-12-31	$48,808
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$101,440
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$150,248
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$48,808
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$103,585
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$153,587
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$54,028
Contract administrator fees	2014-12-31	$46,268
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	CHRISTENSEN TYNG & HJELMSTAD, P.C.
Accountancy firm EIN	2014-12-31	840846398
2013 : SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$304,374
Total of all expenses incurred	2013-12-31	$284,428
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$251,456
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$304,374
Value of total assets at end of year	2013-12-31	$48,808
Value of total assets at beginning of year	2013-12-31	$28,862
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$32,972
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$14,450
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$250,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$167,341
Total non interest bearing cash at end of year	2013-12-31	$48,808
Total non interest bearing cash at beginning of year	2013-12-31	$28,862
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$19,946
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$48,808
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$28,862
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$129,089
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$137,033
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$122,367
Contract administrator fees	2013-12-31	$18,522
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	CHRISTENSEN TYNG & HJELMSTAD, P.C.
Accountancy firm EIN	2013-12-31	840846398
2012 : SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$226,642
Total of all expenses incurred	2012-12-31	$295,363
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$271,060
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$226,642
Value of total assets at end of year	2012-12-31	$28,862
Value of total assets at beginning of year	2012-12-31	$97,583
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$24,303
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$8,000
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$250,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$138,840
Total non interest bearing cash at end of year	2012-12-31	$28,862
Total non interest bearing cash at beginning of year	2012-12-31	$97,583
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-68,721
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$28,862
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$97,583
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$119,844
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$87,802
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$151,216
Contract administrator fees	2012-12-31	$16,303
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	CHRISTENSEN TYNG & HJELMSTAD PC
Accountancy firm EIN	2012-12-31	840846398
2011 : SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$187,724
Total of all expenses incurred	2011-12-31	$336,449
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$306,647
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$187,724
Value of total assets at end of year	2011-12-31	$97,583
Value of total assets at beginning of year	2011-12-31	$246,308
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$29,802
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$9,130
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$250,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$136,994
Total non interest bearing cash at end of year	2011-12-31	$97,583
Total non interest bearing cash at beginning of year	2011-12-31	$181,333
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-148,725
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$97,583
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$246,308
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$64,975
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$64,975
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$103,208
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$50,730
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$203,439
Contract administrator fees	2011-12-31	$20,672
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	CHRISTENSEN TYNG & HJELMSTAD, P.C.
Accountancy firm EIN	2011-12-31	840846398
2010 : SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$256,739
Total of all expenses incurred	2010-12-31	$284,459
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$257,947
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$256,739
Value of total assets at end of year	2010-12-31	$246,308
Value of total assets at beginning of year	2010-12-31	$274,028
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$26,512
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$6,669
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$250,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$189,939
Total non interest bearing cash at end of year	2010-12-31	$181,333
Total non interest bearing cash at beginning of year	2010-12-31	$209,053
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$-27,720
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$246,308
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$274,028
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$64,975
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$64,975
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$64,975
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$96,421
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$66,800
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$161,526
Contract administrator fees	2010-12-31	$19,843
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	CHRISTENSEN TYNG & HJELMSTAD, P.C.
Accountancy firm EIN	2010-12-31	840846398

Form 5500 Responses for SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST

2014: SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: SUNWARD FINANCIAL CORPORATION EMPLOYEE BENEFITS TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

HCC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 92711 )

Policy contract number

HCL 20102

Policy instance

Insurance contract or identification number	HCL 20102
Number of Individuals Covered	46
Insurance policy start date	2013-03-01
Insurance policy end date	2014-02-28
Total amount of commissions paid to insurance broker	USD $11,750
Total amount of fees paid to insurance company	USD $103,585
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Health Insurance Welfare Benefit	Yes
Dental Insurance Welfare Benefit	Yes
Long Term Disability Insurance Welfare Benefit	Yes
Welfare Benefit Premiums Paid to Carrier	USD $103,585
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $11,750
Amount paid for insurance broker fees	103585
Insurance broker organization code?	3
Insurance broker name	CNIC HEALTH SOLUTIONS

HCC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 92711 )

Policy contract number

HCL 20102

Policy instance

Insurance contract or identification number	HCL 20102
Number of Individuals Covered	48
Insurance policy start date	2012-03-01
Insurance policy end date	2013-02-28
Total amount of commissions paid to insurance broker	USD $18,250
Total amount of fees paid to insurance company	USD $108,500
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Health Insurance Welfare Benefit	Yes
Dental Insurance Welfare Benefit	Yes
Long Term Disability Insurance Welfare Benefit	Yes
Welfare Benefit Premiums Paid to Carrier	USD $108,500
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $11,750
Amount paid for insurance broker fees	108500
Insurance broker organization code?	3
Insurance broker name	JIM BEARDALL

HCC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 92711 )

Policy contract number

HCL 20102

Policy instance

Insurance contract or identification number	HCL 20102
Number of Individuals Covered	46
Insurance policy start date	2011-03-01
Insurance policy end date	2012-02-28
Total amount of commissions paid to insurance broker	USD $16,707
Total amount of fees paid to insurance company	USD $98,329
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Health Insurance Welfare Benefit	Yes
Dental Insurance Welfare Benefit	Yes
Long Term Disability Insurance Welfare Benefit	Yes
Welfare Benefit Premiums Paid to Carrier	USD $98,329
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $11,047
Amount paid for insurance broker fees	98329
Additional information about fees paid to insurance broker	MEDICAL
Insurance broker organization code?	3
Insurance broker name	JIM BEARDALL

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )

Policy contract number

126173-A

Policy instance

Insurance contract or identification number	126173-A
Number of Individuals Covered	47
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $196
Total amount of fees paid to insurance company	USD $1,656
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Welfare Benefit Premiums Paid to Carrier	USD $1,656
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $196
Amount paid for insurance broker fees	1656
Additional information about fees paid to insurance broker	LTD
Insurance broker organization code?	3
Insurance broker name	CNIC HEALTH SOLUTIONS INC

HCC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 92711 )

Policy contract number

HCL 20102

Policy instance

Insurance contract or identification number	HCL 20102
Number of Individuals Covered	40
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $10,000
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Health Insurance Welfare Benefit	Yes
Dental Insurance Welfare Benefit	Yes
Long Term Disability Insurance Welfare Benefit	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

HCC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 92711 )

Policy contract number

HCL 20102

Policy instance

Insurance contract or identification number	HCL 20102
Number of Individuals Covered	54
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $13,039
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $13,039
Insurance broker organization code?	3
Insurance broker name	CNIC HEALTH SOLUTIONS

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Company Name:	SUNWARD FINANCIAL CORPORATION
Employer identification number (EIN):	840752752
NAIC Classification:	332300

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	2317493