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CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 401k Plan overview

Plan NameCARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN
Plan identification number 002

CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CARPENTER & KLATSKIN, P.C. has sponsored the creation of one or more 401k plans.

Company Name:CARPENTER & KLATSKIN, P.C.
Employer identification number (EIN):840801808
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about CARPENTER & KLATSKIN, P.C.

Jurisdiction of Incorporation: Colorado Department of State
Incorporation Date: 1979-11-21
Company Identification Number: 19871386221
Legal Registered Office Address: 999 18th Street
South Tower, Suite 1500
DENVER
United States of America (USA)
80202

More information about CARPENTER & KLATSKIN, P.C.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022015-01-01ANDREW S. KLATSKIN
0022014-01-01ANDREW S. KLATSKIN
0022013-01-01ANDREW S. KLATSKIN
0022012-01-01ANDREW S. KLATSKIN
0022011-01-01ANDREW S. KLATSKIN
0022010-01-01ANDREW S. KLATSKIN
0022009-01-01ANDREW S. KLATSKIN

Plan Statistics for CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN

401k plan membership statisitcs for CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN

Measure Date Value
2015: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-014
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-010
Number of participants with account balances2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-014
Total number of active participants reported on line 7a of the Form 55002014-01-013
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-011
Total of all active and inactive participants2014-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-014
Number of participants with account balances2014-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-016
Total number of active participants reported on line 7a of the Form 55002013-01-013
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-011
Total of all active and inactive participants2013-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-014
Number of participants with account balances2013-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-016
Total number of active participants reported on line 7a of the Form 55002012-01-015
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-011
Total of all active and inactive participants2012-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-016
Number of participants with account balances2012-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-016
Total number of active participants reported on line 7a of the Form 55002011-01-015
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-011
Total of all active and inactive participants2011-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-016
Number of participants with account balances2011-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-016
Total number of active participants reported on line 7a of the Form 55002010-01-015
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-011
Total of all active and inactive participants2010-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-016
Number of participants with account balances2010-01-016
2009: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-016
Total number of active participants reported on line 7a of the Form 55002009-01-015
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-016
Number of participants with account balances2009-01-016

Financial Data on CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN

Measure Date Value
2015 : CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$140
Expenses. Total of all expenses incurred2015-12-31$60,828
Benefits paid (including direct rollovers)2015-12-31$60,733
Total plan assets at end of year2015-12-31$0
Total plan assets at beginning of year2015-12-31$60,688
Expenses. Other expenses not covered elsewhere2015-12-31$95
Other income received2015-12-31$140
Net income (gross income less expenses)2015-12-31$-60,688
Net plan assets at end of year (total assets less liabilities)2015-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$60,688
2014 : CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$133,334
Expenses. Total of all expenses incurred2014-12-31$1,908,882
Benefits paid (including direct rollovers)2014-12-31$1,896,841
Total plan assets at end of year2014-12-31$60,688
Total plan assets at beginning of year2014-12-31$1,836,236
Value of fidelity bond covering the plan2014-12-31$400,000
Total contributions received or receivable from participants2014-12-31$28,680
Other income received2014-12-31$104,654
Net income (gross income less expenses)2014-12-31$-1,775,548
Net plan assets at end of year (total assets less liabilities)2014-12-31$60,688
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,836,236
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$12,041
2013 : CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$216,376
Expenses. Total of all expenses incurred2013-12-31$702,581
Benefits paid (including direct rollovers)2013-12-31$689,133
Total plan assets at end of year2013-12-31$1,836,236
Total plan assets at beginning of year2013-12-31$2,322,441
Value of fidelity bond covering the plan2013-12-31$400,000
Total contributions received or receivable from participants2013-12-31$28,990
Other income received2013-12-31$180,386
Net income (gross income less expenses)2013-12-31$-486,205
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,836,236
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,322,441
Total contributions received or receivable from employer(s)2013-12-31$7,000
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$13,448
2012 : CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$287,301
Expenses. Total of all expenses incurred2012-12-31$220,862
Benefits paid (including direct rollovers)2012-12-31$202,279
Total plan assets at end of year2012-12-31$2,322,441
Total plan assets at beginning of year2012-12-31$2,256,002
Value of fidelity bond covering the plan2012-12-31$400,000
Total contributions received or receivable from participants2012-12-31$38,115
Other income received2012-12-31$228,186
Net income (gross income less expenses)2012-12-31$66,439
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,322,441
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$2,256,002
Total contributions received or receivable from employer(s)2012-12-31$21,000
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$18,583
2011 : CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$61,472
Expenses. Total of all expenses incurred2011-12-31$62,779
Benefits paid (including direct rollovers)2011-12-31$44,389
Total plan assets at end of year2011-12-31$2,256,002
Total plan assets at beginning of year2011-12-31$2,257,309
Value of fidelity bond covering the plan2011-12-31$400,000
Total contributions received or receivable from participants2011-12-31$50,240
Other income received2011-12-31$-9,768
Net income (gross income less expenses)2011-12-31$-1,307
Net plan assets at end of year (total assets less liabilities)2011-12-31$2,256,002
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$2,257,309
Total contributions received or receivable from employer(s)2011-12-31$21,000
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$18,390
2010 : CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$319,197
Expenses. Total of all expenses incurred2010-12-31$130,667
Benefits paid (including direct rollovers)2010-12-31$114,478
Total plan assets at end of year2010-12-31$2,257,309
Total plan assets at beginning of year2010-12-31$2,068,779
Value of fidelity bond covering the plan2010-12-31$400,000
Total contributions received or receivable from participants2010-12-31$47,565
Other income received2010-12-31$250,632
Net income (gross income less expenses)2010-12-31$188,530
Net plan assets at end of year (total assets less liabilities)2010-12-31$2,257,309
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$2,068,779
Total contributions received or receivable from employer(s)2010-12-31$21,000
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$16,189

Form 5500 Responses for CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN

2015: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01This submission is the final filingYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number7567072
Policy instance 1
Insurance contract or identification number7567072
Number of Individuals Covered1
Insurance policy start date2014-02-01
Insurance policy end date2015-01-05
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Additional information about fees paid to insurance broker3
Insurance broker nameSCOTT ALAN STILLMAN
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number7567072
Policy instance 1
Insurance contract or identification number7567072
Number of Individuals Covered1
Insurance policy start date2013-02-01
Insurance policy end date2014-01-31
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Additional information about fees paid to insurance broker3
Insurance broker nameSCOTT ALAN STILLMAN
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number7567072
Policy instance 1
Insurance contract or identification number7567072
Number of Individuals Covered1
Insurance policy start date2012-02-01
Insurance policy end date2013-01-31
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Additional information about fees paid to insurance broker3
Insurance broker nameSCOTT ALAN STILLMAN
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number7567072
Policy instance 1
Insurance contract or identification number7567072
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number7567072
Policy instance 1
Insurance contract or identification number7567072
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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