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BAUEN CORP. EMPLOYEES P-S TRUST 401k Plan overview

Plan NameBAUEN CORP. EMPLOYEES P-S TRUST
Plan identification number 001

BAUEN CORP. EMPLOYEES P-S TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

BAUEN CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:BAUEN CORPORATION
Employer identification number (EIN):840846160
NAIC Classification:238300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BAUEN CORP. EMPLOYEES P-S TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01ALAN D SOWERS
0012017-01-01ALAN D SOWERS
0012016-01-01ALAN D SOWERS
0012015-01-01ALAN D SOWERS
0012014-01-01ALAN D SOWERS
0012013-01-01ALAN D SOWERS
0012012-01-01ALAN D SOWERS
0012011-01-01ALAN D SOWERS
0012009-01-01ALAN D SOWERS

Plan Statistics for BAUEN CORP. EMPLOYEES P-S TRUST

401k plan membership statisitcs for BAUEN CORP. EMPLOYEES P-S TRUST

Measure Date Value
2022: BAUEN CORP. EMPLOYEES P-S TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-0121
Total number of active participants reported on line 7a of the Form 55002022-01-0121
Number of retired or separated participants receiving benefits2022-01-012
Total of all active and inactive participants2022-01-0123
Total participants2022-01-0123
Number of participants with account balances2022-01-0123
2021: BAUEN CORP. EMPLOYEES P-S TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-0117
Total number of active participants reported on line 7a of the Form 55002021-01-0117
Number of retired or separated participants receiving benefits2021-01-012
Total of all active and inactive participants2021-01-0119
Total participants2021-01-0119
Number of participants with account balances2021-01-0119
2020: BAUEN CORP. EMPLOYEES P-S TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-0117
Total number of active participants reported on line 7a of the Form 55002020-01-0115
Number of retired or separated participants receiving benefits2020-01-012
Total of all active and inactive participants2020-01-0117
Total participants2020-01-0117
Number of participants with account balances2020-01-0117
2019: BAUEN CORP. EMPLOYEES P-S TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-0118
Total number of active participants reported on line 7a of the Form 55002019-01-0115
Number of other retired or separated participants entitled to future benefits2019-01-012
Total of all active and inactive participants2019-01-0117
Total participants2019-01-0117
Number of participants with account balances2019-01-0117
2018: BAUEN CORP. EMPLOYEES P-S TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-0118
Total number of active participants reported on line 7a of the Form 55002018-01-0113
Number of other retired or separated participants entitled to future benefits2018-01-015
Total of all active and inactive participants2018-01-0118
Total participants2018-01-0118
Number of participants with account balances2018-01-0118
2017: BAUEN CORP. EMPLOYEES P-S TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-0121
Total number of active participants reported on line 7a of the Form 55002017-01-0114
Number of other retired or separated participants entitled to future benefits2017-01-014
Total of all active and inactive participants2017-01-0118
Total participants2017-01-0118
Number of participants with account balances2017-01-0118
2016: BAUEN CORP. EMPLOYEES P-S TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-0121
Total number of active participants reported on line 7a of the Form 55002016-01-0116
Number of other retired or separated participants entitled to future benefits2016-01-015
Total of all active and inactive participants2016-01-0121
Total participants2016-01-0121
Number of participants with account balances2016-01-0121
2015: BAUEN CORP. EMPLOYEES P-S TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-0121
Total number of active participants reported on line 7a of the Form 55002015-01-0116
Number of other retired or separated participants entitled to future benefits2015-01-015
Total of all active and inactive participants2015-01-0121
Total participants2015-01-0121
Number of participants with account balances2015-01-0121
2014: BAUEN CORP. EMPLOYEES P-S TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-0124
Total number of active participants reported on line 7a of the Form 55002014-01-017
Total of all active and inactive participants2014-01-017
Total participants2014-01-017
Number of participants with account balances2014-01-0121
2013: BAUEN CORP. EMPLOYEES P-S TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-0122
Total number of active participants reported on line 7a of the Form 55002013-01-017
Total of all active and inactive participants2013-01-017
Total participants2013-01-017
Number of participants with account balances2013-01-0124
2012: BAUEN CORP. EMPLOYEES P-S TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-0125
Total number of active participants reported on line 7a of the Form 55002012-01-019
Total of all active and inactive participants2012-01-019
Total participants2012-01-019
Number of participants with account balances2012-01-0122
2011: BAUEN CORP. EMPLOYEES P-S TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-0146
Total of all active and inactive participants2011-01-010
Total participants2011-01-010
Number of participants with account balances2011-01-0121
2009: BAUEN CORP. EMPLOYEES P-S TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-0126
Total number of active participants reported on line 7a of the Form 55002009-01-0125
Total of all active and inactive participants2009-01-0125
Total participants2009-01-0125
Number of participants with account balances2009-01-0125

Financial Data on BAUEN CORP. EMPLOYEES P-S TRUST

Measure Date Value
2022 : BAUEN CORP. EMPLOYEES P-S TRUST 2022 401k financial data
Total income from all sources2022-12-31$43,507
Expenses. Total of all expenses incurred2022-12-31$26,358
Benefits paid (including direct rollovers)2022-12-31$17,609
Total plan assets at end of year2022-12-31$916,964
Total plan assets at beginning of year2022-12-31$899,815
Total contributions received or receivable from participants2022-12-31$24,335
Other income received2022-12-31$19,172
Net income (gross income less expenses)2022-12-31$17,149
Net plan assets at end of year (total assets less liabilities)2022-12-31$916,964
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$899,815
Value of certain deemed distributions of participant loans2022-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$8,749
2021 : BAUEN CORP. EMPLOYEES P-S TRUST 2021 401k financial data
Total income from all sources2021-12-31$63,055
Expenses. Total of all expenses incurred2021-12-31$50,485
Benefits paid (including direct rollovers)2021-12-31$41,293
Total plan assets at end of year2021-12-31$899,815
Total plan assets at beginning of year2021-12-31$887,245
Total contributions received or receivable from participants2021-12-31$20,490
Other income received2021-12-31$42,565
Net income (gross income less expenses)2021-12-31$12,570
Net plan assets at end of year (total assets less liabilities)2021-12-31$899,815
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$887,245
Value of certain deemed distributions of participant loans2021-12-31$538
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$8,654
2020 : BAUEN CORP. EMPLOYEES P-S TRUST 2020 401k financial data
Total income from all sources2020-12-31$64,759
Expenses. Total of all expenses incurred2020-12-31$10,649
Benefits paid (including direct rollovers)2020-12-31$2,318
Total plan assets at end of year2020-12-31$887,245
Total plan assets at beginning of year2020-12-31$833,135
Total contributions received or receivable from participants2020-12-31$15,965
Contributions received from other sources (not participants or employers)2020-12-31$7,417
Other income received2020-12-31$41,377
Net income (gross income less expenses)2020-12-31$54,110
Net plan assets at end of year (total assets less liabilities)2020-12-31$887,245
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$833,135
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$8,331
2019 : BAUEN CORP. EMPLOYEES P-S TRUST 2019 401k financial data
Total income from all sources2019-12-31$54,234
Expenses. Total of all expenses incurred2019-12-31$59,785
Benefits paid (including direct rollovers)2019-12-31$51,064
Total plan assets at end of year2019-12-31$833,135
Total plan assets at beginning of year2019-12-31$838,686
Total contributions received or receivable from participants2019-12-31$13,715
Other income received2019-12-31$40,519
Net income (gross income less expenses)2019-12-31$-5,551
Net plan assets at end of year (total assets less liabilities)2019-12-31$833,135
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$838,686
Value of certain deemed distributions of participant loans2019-12-31$377
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$8,344
2018 : BAUEN CORP. EMPLOYEES P-S TRUST 2018 401k financial data
Total income from all sources2018-12-31$37,373
Expenses. Total of all expenses incurred2018-12-31$8,790
Benefits paid (including direct rollovers)2018-12-31$700
Total plan assets at end of year2018-12-31$838,686
Total plan assets at beginning of year2018-12-31$810,103
Total contributions received or receivable from participants2018-12-31$9,423
Expenses. Other expenses not covered elsewhere2018-12-31$8,090
Other income received2018-12-31$27,950
Net income (gross income less expenses)2018-12-31$28,583
Net plan assets at end of year (total assets less liabilities)2018-12-31$838,686
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$810,103
2017 : BAUEN CORP. EMPLOYEES P-S TRUST 2017 401k financial data
Total income from all sources2017-12-31$45,236
Expenses. Total of all expenses incurred2017-12-31$111,152
Benefits paid (including direct rollovers)2017-12-31$89,753
Total plan assets at end of year2017-12-31$810,103
Total plan assets at beginning of year2017-12-31$876,019
Total contributions received or receivable from participants2017-12-31$9,026
Expenses. Other expenses not covered elsewhere2017-12-31$8,106
Other income received2017-12-31$36,210
Net income (gross income less expenses)2017-12-31$-65,916
Net plan assets at end of year (total assets less liabilities)2017-12-31$810,103
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$876,019
Value of certain deemed distributions of participant loans2017-12-31$13,293
2016 : BAUEN CORP. EMPLOYEES P-S TRUST 2016 401k financial data
Total income from all sources2016-12-31$48,745
Expenses. Total of all expenses incurred2016-12-31$8,288
Total plan assets at end of year2016-12-31$876,019
Total plan assets at beginning of year2016-12-31$835,562
Total contributions received or receivable from participants2016-12-31$14,689
Expenses. Other expenses not covered elsewhere2016-12-31$8,288
Other income received2016-12-31$34,056
Net income (gross income less expenses)2016-12-31$40,457
Net plan assets at end of year (total assets less liabilities)2016-12-31$876,019
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$835,562
2015 : BAUEN CORP. EMPLOYEES P-S TRUST 2015 401k financial data
Total income from all sources2015-12-31$41,918
Expenses. Total of all expenses incurred2015-12-31$10,234
Total plan assets at end of year2015-12-31$835,562
Total plan assets at beginning of year2015-12-31$803,878
Total contributions received or receivable from participants2015-12-31$12,188
Expenses. Other expenses not covered elsewhere2015-12-31$8,034
Other income received2015-12-31$29,730
Net income (gross income less expenses)2015-12-31$31,684
Net plan assets at end of year (total assets less liabilities)2015-12-31$835,562
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$803,878
Value of certain deemed distributions of participant loans2015-12-31$2,200
2014 : BAUEN CORP. EMPLOYEES P-S TRUST 2014 401k financial data
Total income from all sources2014-12-31$66,757
Expenses. Total of all expenses incurred2014-12-31$22,583
Benefits paid (including direct rollovers)2014-12-31$14,465
Total plan assets at end of year2014-12-31$803,878
Total plan assets at beginning of year2014-12-31$759,704
Total contributions received or receivable from participants2014-12-31$34,369
Expenses. Other expenses not covered elsewhere2014-12-31$8,118
Other income received2014-12-31$32,388
Net income (gross income less expenses)2014-12-31$44,174
Net plan assets at end of year (total assets less liabilities)2014-12-31$803,878
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$759,704
2013 : BAUEN CORP. EMPLOYEES P-S TRUST 2013 401k financial data
Total income from all sources2013-12-31$81,844
Expenses. Total of all expenses incurred2013-12-31$43,645
Benefits paid (including direct rollovers)2013-12-31$36,074
Total plan assets at end of year2013-12-31$759,704
Total plan assets at beginning of year2013-12-31$721,505
Total contributions received or receivable from participants2013-12-31$33,635
Expenses. Other expenses not covered elsewhere2013-12-31$7,571
Other income received2013-12-31$48,209
Net income (gross income less expenses)2013-12-31$38,199
Net plan assets at end of year (total assets less liabilities)2013-12-31$759,704
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$721,505
2012 : BAUEN CORP. EMPLOYEES P-S TRUST 2012 401k financial data
Total income from all sources2012-12-31$122,390
Expenses. Total of all expenses incurred2012-12-31$6,792
Total plan assets at end of year2012-12-31$721,505
Total plan assets at beginning of year2012-12-31$605,907
Total contributions received or receivable from participants2012-12-31$35,388
Expenses. Other expenses not covered elsewhere2012-12-31$6,792
Contributions received from other sources (not participants or employers)2012-12-31$62,265
Other income received2012-12-31$24,737
Net income (gross income less expenses)2012-12-31$115,598
Net plan assets at end of year (total assets less liabilities)2012-12-31$721,505
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$605,907
2011 : BAUEN CORP. EMPLOYEES P-S TRUST 2011 401k financial data
Total income from all sources2011-12-31$51,707
Expenses. Total of all expenses incurred2011-12-31$6,337
Total plan assets at end of year2011-12-31$605,907
Total plan assets at beginning of year2011-12-31$560,537
Total contributions received or receivable from participants2011-12-31$32,025
Expenses. Other expenses not covered elsewhere2011-12-31$6,337
Other income received2011-12-31$19,682
Net income (gross income less expenses)2011-12-31$45,370
Net plan assets at end of year (total assets less liabilities)2011-12-31$605,907
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$560,537
2010 : BAUEN CORP. EMPLOYEES P-S TRUST 2010 401k financial data
Total income from all sources2010-12-31$88,415
Expenses. Total of all expenses incurred2010-12-31$14,977
Benefits paid (including direct rollovers)2010-12-31$6,473
Total plan assets at end of year2010-12-31$584,193
Total plan assets at beginning of year2010-12-31$510,755
Total contributions received or receivable from participants2010-12-31$46,671
Expenses. Other expenses not covered elsewhere2010-12-31$8,504
Other income received2010-12-31$41,744
Net income (gross income less expenses)2010-12-31$73,438
Net plan assets at end of year (total assets less liabilities)2010-12-31$584,193
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$510,755

Form 5500 Responses for BAUEN CORP. EMPLOYEES P-S TRUST

2022: BAUEN CORP. EMPLOYEES P-S TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: BAUEN CORP. EMPLOYEES P-S TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: BAUEN CORP. EMPLOYEES P-S TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: BAUEN CORP. EMPLOYEES P-S TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: BAUEN CORP. EMPLOYEES P-S TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: BAUEN CORP. EMPLOYEES P-S TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: BAUEN CORP. EMPLOYEES P-S TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BAUEN CORP. EMPLOYEES P-S TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BAUEN CORP. EMPLOYEES P-S TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: BAUEN CORP. EMPLOYEES P-S TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: BAUEN CORP. EMPLOYEES P-S TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: BAUEN CORP. EMPLOYEES P-S TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: BAUEN CORP. EMPLOYEES P-S TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberU5034
Policy instance 1
Insurance contract or identification numberU5034
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $633
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees633
Additional information about fees paid to insurance brokerACCOUNT FEES
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberU5034
Policy instance 1
Insurance contract or identification numberU5034
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $672
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees672
Additional information about fees paid to insurance brokerACCOUNT FEES
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberU5034
Policy instance 1
Insurance contract or identification numberU5034
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $877
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees877
Additional information about fees paid to insurance brokerACCOUNT FEES
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberU5034
Policy instance 1
Insurance contract or identification numberU5034
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $514
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees514
Additional information about fees paid to insurance brokerACCOUNT FEES
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberU5034
Policy instance 1
Insurance contract or identification numberU5034
Number of Individuals Covered18
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of fees paid to insurance companyUSD $345
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees345
Additional information about fees paid to insurance brokerACCOUNT FEES
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberU5034
Policy instance 1
Insurance contract or identification numberU5034
Number of Individuals Covered18
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of fees paid to insurance companyUSD $338
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees338
Additional information about fees paid to insurance brokerACCOUNT FEES
Insurance broker organization code?3
Insurance broker namePHILIP HYATT
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberU5034
Policy instance 1
Insurance contract or identification numberU5034
Number of Individuals Covered21
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of fees paid to insurance companyUSD $331
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees331
Additional information about fees paid to insurance brokerACCOUNT FEES
Insurance broker organization code?3
Insurance broker nameRAY MAY
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberU5034
Policy instance 1
Insurance contract or identification numberU5034
Number of Individuals Covered21
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of fees paid to insurance companyUSD $924
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees924
Additional information about fees paid to insurance brokerACCOUNT FEES
Insurance broker organization code?3
Insurance broker nameRAY MAY
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberU5034
Policy instance 1
Insurance contract or identification numberU5034
Number of Individuals Covered24
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of fees paid to insurance companyUSD $763
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees763
Additional information about fees paid to insurance brokerACCOUNT FEES
Insurance broker organization code?3
Insurance broker nameRAY MAY
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberU5034
Policy instance 1
Insurance contract or identification numberU5034
Number of Individuals Covered22
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of fees paid to insurance companyUSD $2,301
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2301
Additional information about fees paid to insurance brokerACCOUNT FEES
Insurance broker organization code?3
Insurance broker nameRAY MAY
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberU5034
Policy instance 1
Insurance contract or identification numberU5034
Number of Individuals Covered30
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of fees paid to insurance companyUSD $801
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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