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THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN 401k Plan overview

Plan NameTHE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN
Plan identification number 506

THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN Benefits

401k Plan TypeWelfare Benefit
Plan Features/Benefits
  • Life insurance
  • Temporary disability (accident and sickness)
  • Long-term disability cover
  • Death benefits (include travel accident but not life insurance)
  • Other welfare benefit cover

401k Sponsoring company profile

GATES CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:GATES CORPORATION
Employer identification number (EIN):840857401
NAIC Classification:326200

Additional information about GATES CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 0924918

More information about GATES CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
5062021-01-01CHRIS FRANK2022-08-19
5062020-01-01GWEN MONTGOMERY2021-06-07
5062019-01-01XU MIKE ZHIYUAN2020-07-01
5062018-01-01ROGER C GASTON2019-09-19
5062017-01-01
5062016-01-01ROGER C. GASTON
5062015-01-01ROGER GASTON
5062014-01-01AARON BLANKENSHIP
5062013-01-01HEATHER DUMAS
5062012-01-01HEATHER A DUMAS HEATHER A DUMAS2013-10-14
5062011-01-01HEATHER A DUMAS
5062009-01-01CYNTHIA BRABANDER CYNTHIA BRABANDER2010-07-30

Plan Statistics for THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN

401k plan membership statisitcs for THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN

Measure Date Value
2021: THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-016,512
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of employers contributing to the scheme2021-01-010
2020: THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-016,781
Total number of active participants reported on line 7a of the Form 55002020-01-016,512
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-016,512
Number of employers contributing to the scheme2020-01-010
2019: THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-017,267
Total number of active participants reported on line 7a of the Form 55002019-01-016,781
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-016,781
Number of employers contributing to the scheme2019-01-010
2018: THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-016,863
Total number of active participants reported on line 7a of the Form 55002018-01-017,267
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-017,267
Number of employers contributing to the scheme2018-01-010
2017: THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-016,863
Total number of active participants reported on line 7a of the Form 55002017-01-016,863
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-016,863
2016: THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-017,301
Total number of active participants reported on line 7a of the Form 55002016-01-013,549
Number of retired or separated participants receiving benefits2016-01-013,314
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-016,863
2015: THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-017,693
Total number of active participants reported on line 7a of the Form 55002015-01-013,841
Number of retired or separated participants receiving benefits2015-01-013,548
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-017,389
2014: THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-017,872
Total number of active participants reported on line 7a of the Form 55002014-01-013,987
Number of retired or separated participants receiving benefits2014-01-013,717
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-017,704
2013: THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-018,098
Total number of active participants reported on line 7a of the Form 55002013-01-014,081
Number of retired or separated participants receiving benefits2013-01-013,870
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-017,951
2012: THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-019,786
Total number of active participants reported on line 7a of the Form 55002012-01-014,079
Number of retired or separated participants receiving benefits2012-01-014,109
Total of all active and inactive participants2012-01-018,188
2011: THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-019,745
Total number of active participants reported on line 7a of the Form 55002011-01-015,607
Number of other retired or separated participants entitled to future benefits2011-01-013,560
Total of all active and inactive participants2011-01-019,167
2009: THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-017,882
Total number of active participants reported on line 7a of the Form 55002009-01-013,462
Number of retired or separated participants receiving benefits2009-01-013,745
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-017,207

Form 5500 Responses for THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN

2021: THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – General assets of the sponsorYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement – General assets of the sponsorYes
2020: THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – General assets of the sponsorYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement – General assets of the sponsorYes
2019: THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – General assets of the sponsorYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – General assets of the sponsorYes
2018: THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – General assets of the sponsorYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – General assets of the sponsorYes
2017: THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – General assets of the sponsorYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – General assets of the sponsorYes
2016: THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – General assets of the sponsorYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – General assets of the sponsorYes
2015: THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – General assets of the sponsorYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – General assets of the sponsorYes
2014: THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – General assets of the sponsorYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – General assets of the sponsorYes
2013: THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – General assets of the sponsorYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – General assets of the sponsorYes
2012: THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – General assets of the sponsorYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – General assets of the sponsorYes
2011: THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – General assets of the sponsorYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – General assets of the sponsorYes
2009: THE GATES CORPORATION LIFE, ACCIDENT, LTD PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )
Policy contract number805413G
Policy instance 2
Insurance contract or identification number805413G
Number of Individuals Covered4175
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $12,869
Total amount of fees paid to insurance companyUSD $2,416
Long Term Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $624,128
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,869
Amount paid for insurance broker fees2416
Additional information about fees paid to insurance brokerBONUS
Insurance broker organization code?3
SECURIAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93742 )
Policy contract number70276
Policy instance 1
Insurance contract or identification number70276
Number of Individuals Covered6189
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $51,007
Total amount of fees paid to insurance companyUSD $59,774
Life Insurance Welfare BenefitYes
Other welfare benefits providedACCIDENTAL DEATH AND DISMEMBERMENT
Welfare Benefit Premiums Paid to CarrierUSD $2,553,869
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $51,007
Amount paid for insurance broker fees59774
Additional information about fees paid to insurance brokerSUPPLEMENTAL COMMISSIONS
Insurance broker organization code?3
SECURIAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93742 )
Policy contract number70276
Policy instance 3
Insurance contract or identification number70276
Number of Individuals Covered6512
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $55,383
Total amount of fees paid to insurance companyUSD $56,938
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedACCIDENTAL DEATH AND DISMEMBERMENT
Welfare Benefit Premiums Paid to CarrierUSD $2,769,164
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $55,383
Amount paid for insurance broker fees56938
Additional information about fees paid to insurance brokerSUPPLEMENTAL COMMISSIONS
Insurance broker organization code?3
HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )
Policy contract number805413G
Policy instance 2
Insurance contract or identification number805413G
Number of Individuals Covered4264
Insurance policy start date2020-08-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $4,026
Total amount of fees paid to insurance companyUSD $0
Long Term Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $220,611
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,026
Amount paid for insurance broker fees0
Insurance broker organization code?3
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 80012 )
Policy contract number866232
Policy instance 1
Insurance contract or identification number866232
Number of Individuals Covered4902
Insurance policy start date2020-01-01
Insurance policy end date2020-07-31
Total amount of commissions paid to insurance brokerUSD $7,479
Total amount of fees paid to insurance companyUSD $0
Long Term Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $376,416
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,479
Amount paid for insurance broker fees0
Insurance broker organization code?3
SECURIAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93742 )
Policy contract number70276
Policy instance 2
Insurance contract or identification number70276
Number of Individuals Covered6781
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $49,899
Total amount of fees paid to insurance companyUSD $56,946
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedACCIDENTAL DEATH AND DISMEMBERMENT
Welfare Benefit Premiums Paid to CarrierUSD $2,494,947
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $49,899
Amount paid for insurance broker fees56946
Additional information about fees paid to insurance brokerSUPPLEMENTAL COMMISSIONS
Insurance broker organization code?3
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 80012 )
Policy contract number866232
Policy instance 1
Insurance contract or identification number866232
Number of Individuals Covered4597
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $12,016
Total amount of fees paid to insurance companyUSD $0
Long Term Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $674,789
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,016
Amount paid for insurance broker fees0
Insurance broker organization code?3
SECURIAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93742 )
Policy contract number70276
Policy instance 2
Insurance contract or identification number70276
Number of Individuals Covered7267
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $50,397
Total amount of fees paid to insurance companyUSD $56,677
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedACCIDENTAL DEATH AND DISMEMBERMENT
Welfare Benefit Premiums Paid to CarrierUSD $2,519,846
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $50,397
Amount paid for insurance broker fees56677
Additional information about fees paid to insurance brokerSUPPLEMENTAL COMPENSATION
Insurance broker organization code?3
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 80012 )
Policy contract number866232
Policy instance 1
Insurance contract or identification number866232
Number of Individuals Covered5031
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $13,468
Total amount of fees paid to insurance companyUSD $-3,924
Long Term Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $675,112
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,707
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerGI 2017 BONUS- NEW BUSINESS GI RETRO-DEBIT Q3 17 THROUGH Q1 18
SECURIAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93742 )
Policy contract number
Policy instance 2
Number of Individuals Covered6863
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $73,569
Total amount of fees paid to insurance companyUSD $54,544
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedACCIDENTAL DEATH AND DISMEMBERMENT
Welfare Benefit Premiums Paid to CarrierUSD $2,428,437
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $73,569
Amount paid for insurance broker fees54544
Additional information about fees paid to insurance brokerSUPPLEMENTAL COMMISSIONS
Insurance broker organization code?3
Insurance broker nameMERCER HEALTH AND BENEFITS, LLC
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 80012 )
Policy contract number866232
Policy instance 1
Insurance contract or identification number866232
Number of Individuals Covered4509
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $15,094
Total amount of fees paid to insurance companyUSD $24,456
Long Term Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $626,001
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,094
Amount paid for insurance broker fees24456
Additional information about fees paid to insurance brokerGI 2016 BONUS RETENTION GI 2017 BONUS NEW BUSINESS
Insurance broker organization code?3
Insurance broker nameMERCER HEALTH AND BENEFITS, LLC

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