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AURUBIS BUFFALO & USW LOCAL 593 401(K) 401k Plan overview

Plan NameAURUBIS BUFFALO & USW LOCAL 593 401(K)
Plan identification number 003

AURUBIS BUFFALO & USW LOCAL 593 401(K) Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AURUBIS BUFFALO, INC. has sponsored the creation of one or more 401k plans.

Company Name:AURUBIS BUFFALO, INC.
Employer identification number (EIN):841148681
NAIC Classification:331400

Additional information about AURUBIS BUFFALO, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2234079

More information about AURUBIS BUFFALO, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AURUBIS BUFFALO & USW LOCAL 593 401(K)

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032023-01-01
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01RICHARD LYONS RICHARD LYONS2018-07-27
0032016-01-01RICHARD LYONS RICHARD LYONS2017-10-11
0032015-01-01RICHARD LYONS RICHARD LYONS2016-10-07
0032014-01-01RICHARD LYONS RICHARD LYONS2015-09-29
0032013-01-01RICHARD LYONS RICHARD LYONS2014-09-29
0032012-01-01RICHARD N. LYONS RICHARD N. LYONS2013-10-09
0032011-01-01RICHARD LYONS RICHARD LYONS2012-09-28
0032009-01-01RICHARD N. LYONS RICHARD N. LYONS2010-09-10

Plan Statistics for AURUBIS BUFFALO & USW LOCAL 593 401(K)

401k plan membership statisitcs for AURUBIS BUFFALO & USW LOCAL 593 401(K)

Measure Date Value
2023: AURUBIS BUFFALO & USW LOCAL 593 401(K) 2023 401k membership
Total participants, beginning-of-year2023-01-01560
Total number of active participants reported on line 7a of the Form 55002023-01-01364
Number of retired or separated participants receiving benefits2023-01-0117
Number of other retired or separated participants entitled to future benefits2023-01-01169
Total of all active and inactive participants2023-01-01550
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01550
Number of participants with account balances2023-01-01527
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: AURUBIS BUFFALO & USW LOCAL 593 401(K) 2022 401k membership
Total participants, beginning-of-year2022-01-01570
Total number of active participants reported on line 7a of the Form 55002022-01-01370
Number of retired or separated participants receiving benefits2022-01-014
Number of other retired or separated participants entitled to future benefits2022-01-01186
Total of all active and inactive participants2022-01-01560
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01560
Number of participants with account balances2022-01-01544
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: AURUBIS BUFFALO & USW LOCAL 593 401(K) 2021 401k membership
Total participants, beginning-of-year2021-01-01561
Total number of active participants reported on line 7a of the Form 55002021-01-01381
Number of retired or separated participants receiving benefits2021-01-013
Number of other retired or separated participants entitled to future benefits2021-01-01186
Total of all active and inactive participants2021-01-01570
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01570
Number of participants with account balances2021-01-01570
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: AURUBIS BUFFALO & USW LOCAL 593 401(K) 2020 401k membership
Total participants, beginning-of-year2020-01-01590
Total number of active participants reported on line 7a of the Form 55002020-01-01380
Number of retired or separated participants receiving benefits2020-01-013
Number of other retired or separated participants entitled to future benefits2020-01-01178
Total of all active and inactive participants2020-01-01561
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01561
Number of participants with account balances2020-01-01561
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: AURUBIS BUFFALO & USW LOCAL 593 401(K) 2019 401k membership
Total participants, beginning-of-year2019-01-01602
Total number of active participants reported on line 7a of the Form 55002019-01-01426
Number of retired or separated participants receiving benefits2019-01-013
Number of other retired or separated participants entitled to future benefits2019-01-01161
Total of all active and inactive participants2019-01-01590
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01590
Number of participants with account balances2019-01-01590
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: AURUBIS BUFFALO & USW LOCAL 593 401(K) 2018 401k membership
Total participants, beginning-of-year2018-01-01608
Total number of active participants reported on line 7a of the Form 55002018-01-01454
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-01146
Total of all active and inactive participants2018-01-01602
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01602
Number of participants with account balances2018-01-01602
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: AURUBIS BUFFALO & USW LOCAL 593 401(K) 2017 401k membership
Total participants, beginning-of-year2017-01-01578
Total number of active participants reported on line 7a of the Form 55002017-01-01463
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-01144
Total of all active and inactive participants2017-01-01608
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01608
Number of participants with account balances2017-01-01608
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: AURUBIS BUFFALO & USW LOCAL 593 401(K) 2016 401k membership
Total participants, beginning-of-year2016-01-01580
Total number of active participants reported on line 7a of the Form 55002016-01-01443
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-01134
Total of all active and inactive participants2016-01-01578
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01578
Number of participants with account balances2016-01-01578
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: AURUBIS BUFFALO & USW LOCAL 593 401(K) 2015 401k membership
Total participants, beginning-of-year2015-01-01599
Total number of active participants reported on line 7a of the Form 55002015-01-01457
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01123
Total of all active and inactive participants2015-01-01580
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01580
Number of participants with account balances2015-01-01580
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: AURUBIS BUFFALO & USW LOCAL 593 401(K) 2014 401k membership
Total participants, beginning-of-year2014-01-01561
Total number of active participants reported on line 7a of the Form 55002014-01-01491
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01108
Total of all active and inactive participants2014-01-01599
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01599
Number of participants with account balances2014-01-01599
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: AURUBIS BUFFALO & USW LOCAL 593 401(K) 2013 401k membership
Total participants, beginning-of-year2013-01-01513
Total number of active participants reported on line 7a of the Form 55002013-01-01474
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0187
Total of all active and inactive participants2013-01-01561
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01561
Number of participants with account balances2013-01-01561
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: AURUBIS BUFFALO & USW LOCAL 593 401(K) 2012 401k membership
Total participants, beginning-of-year2012-01-01495
Total number of active participants reported on line 7a of the Form 55002012-01-01426
Number of other retired or separated participants entitled to future benefits2012-01-0187
Total of all active and inactive participants2012-01-01513
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01513
Number of participants with account balances2012-01-01513
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: AURUBIS BUFFALO & USW LOCAL 593 401(K) 2011 401k membership
Total participants, beginning-of-year2011-01-01509
Total number of active participants reported on line 7a of the Form 55002011-01-01416
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0179
Total of all active and inactive participants2011-01-01495
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01495
Number of participants with account balances2011-01-01495
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: AURUBIS BUFFALO & USW LOCAL 593 401(K) 2009 401k membership
Total participants, beginning-of-year2009-01-01499
Total number of active participants reported on line 7a of the Form 55002009-01-01374
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01109
Total of all active and inactive participants2009-01-01483
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01484
Number of participants with account balances2009-01-01484
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on AURUBIS BUFFALO & USW LOCAL 593 401(K)

Measure Date Value
2023 : AURUBIS BUFFALO & USW LOCAL 593 401(K) 2023 401k financial data
Unrealized appreciation/depreciation of real estate assets2023-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2023-12-31$0
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total transfer of assets to this plan2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Expenses. Interest paid2023-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022023-12-31$0
Total income from all sources (including contributions)2023-12-31$7,814,937
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$4,628,271
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$4,553,079
Expenses. Certain deemed distributions of participant loans2023-12-31$-11,772
Value of total corrective distributions2023-12-31$259
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$2,536,880
Value of total assets at end of year2023-12-31$45,268,864
Value of total assets at beginning of year2023-12-31$42,082,198
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$86,705
Total income from rents2023-12-31$0
Total interest from all sources2023-12-31$277,649
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$955,681
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$955,681
Assets. Real estate other than employer real property at end of year2023-12-31$0
Assets. Real estate other than employer real property at beginning of year2023-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2023-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2023-12-31$0
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$1,500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$2,170,820
Participant contributions at end of year2023-12-31$1,075,568
Participant contributions at beginning of year2023-12-31$909,446
Participant contributions at end of year2023-12-31$0
Participant contributions at beginning of year2023-12-31$0
Assets. Other investments not covered elsewhere at end of year2023-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$96,060
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2023-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2023-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-12-31$0
Assets. Loans (other than to participants) at end of year2023-12-31$0
Assets. Loans (other than to participants) at beginning of year2023-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2023-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2023-12-31$0
Other income not declared elsewhere2023-12-31$1,222
Administrative expenses (other) incurred2023-12-31$0
Total non interest bearing cash at end of year2023-12-31$0
Total non interest bearing cash at beginning of year2023-12-31$22
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Income. Non cash contributions2023-12-31$0
Value of net income/loss2023-12-31$3,186,666
Value of net assets at end of year (total assets less liabilities)2023-12-31$45,268,864
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$42,082,198
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Assets. partnership/joint venture interests at end of year2023-12-31$0
Assets. partnership/joint venture interests at beginning of year2023-12-31$0
Investment advisory and management fees2023-12-31$42,140
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$29,271,628
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$23,341,334
Value of interest in pooled separate accounts at end of year2023-12-31$4,399,325
Value of interest in pooled separate accounts at beginning of year2023-12-31$5,629,586
Interest on participant loans2023-12-31$59,704
Income. Interest from loans (other than to participants)2023-12-31$0
Interest earned on other investments2023-12-31$217,945
Income. Interest from US Government securities2023-12-31$0
Income. Interest from corporate debt instruments2023-12-31$0
Value of interest in master investment trust accounts at end of year2023-12-31$0
Value of interest in master investment trust accounts at beginning of year2023-12-31$0
Value of interest in common/collective trusts at end of year2023-12-31$0
Value of interest in common/collective trusts at beginning of year2023-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2023-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2023-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$10,522,343
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$12,201,810
Expenses. Payments to insurance carriers foe the provision of benefits2023-12-31$0
Asset value of US Government securities at end of year2023-12-31$0
Asset value of US Government securities at beginning of year2023-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$2,963,510
Net investment gain/loss from pooled separate accounts2023-12-31$1,079,995
Net investment gain or loss from common/collective trusts2023-12-31$0
Net gain/loss from 103.12 investment entities2023-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Assets. Invements in employer securities at end of year2023-12-31$0
Assets. Invements in employer securities at beginning of year2023-12-31$0
Assets. Value of employer real property at end of year2023-12-31$0
Assets. Value of employer real property at beginning of year2023-12-31$0
Contributions received in cash from employer2023-12-31$270,000
Employer contributions (assets) at end of year2023-12-31$0
Employer contributions (assets) at beginning of year2023-12-31$0
Income. Dividends from preferred stock2023-12-31$0
Income. Dividends from common stock2023-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$4,553,079
Asset. Corporate debt instrument preferred debt at end of year2023-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2023-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2023-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2023-12-31$0
Contract administrator fees2023-12-31$44,190
Assets. Corporate common stocks other than exployer securities at end of year2023-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2023-12-31$0
Liabilities. Value of benefit claims payable at end of year2023-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2023-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2023-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2023-12-31$0
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Aggregate proceeds on sale of assets2023-12-31$0
Aggregate carrying amount (costs) on sale of assets2023-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2023-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2023-12-31$0
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31COHEN & COMPANY
Accountancy firm EIN2023-12-31341912961
2022 : AURUBIS BUFFALO & USW LOCAL 593 401(K) 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-3,287,276
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$4,174,391
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$4,063,572
Expenses. Certain deemed distributions of participant loans2022-12-31$17,889
Value of total corrective distributions2022-12-31$2,979
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,533,871
Value of total assets at end of year2022-12-31$42,082,198
Value of total assets at beginning of year2022-12-31$49,543,865
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$89,951
Total interest from all sources2022-12-31$243,494
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$405,801
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$405,801
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,363,871
Participant contributions at end of year2022-12-31$909,446
Participant contributions at beginning of year2022-12-31$825,753
Other income not declared elsewhere2022-12-31$692
Administrative expenses (other) incurred2022-12-31$525
Total non interest bearing cash at end of year2022-12-31$22
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-7,461,667
Value of net assets at end of year (total assets less liabilities)2022-12-31$42,082,198
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$49,543,865
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$43,663
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$23,341,334
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$27,948,074
Value of interest in pooled separate accounts at end of year2022-12-31$5,629,586
Value of interest in pooled separate accounts at beginning of year2022-12-31$7,758,794
Interest on participant loans2022-12-31$38,462
Interest earned on other investments2022-12-31$205,032
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$12,201,810
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$13,011,244
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-4,662,999
Net investment gain/loss from pooled separate accounts2022-12-31$-1,808,135
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$170,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$4,063,572
Contract administrator fees2022-12-31$45,763
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31SZYMKOWIAK & ASSOCIATES CPAS PC
Accountancy firm EIN2022-12-31161600045
2021 : AURUBIS BUFFALO & USW LOCAL 593 401(K) 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$8,042,242
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$5,579,529
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$5,463,318
Expenses. Certain deemed distributions of participant loans2021-12-31$1,289
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,823,847
Value of total assets at end of year2021-12-31$49,543,865
Value of total assets at beginning of year2021-12-31$47,081,152
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$114,922
Total interest from all sources2021-12-31$272,966
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$324,179
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$324,179
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,169,847
Participant contributions at end of year2021-12-31$825,753
Participant contributions at beginning of year2021-12-31$917,187
Other income not declared elsewhere2021-12-31$1,112
Administrative expenses (other) incurred2021-12-31$114,922
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,462,713
Value of net assets at end of year (total assets less liabilities)2021-12-31$49,543,865
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$47,081,152
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$27,948,074
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$25,535,708
Value of interest in pooled separate accounts at end of year2021-12-31$7,758,794
Value of interest in pooled separate accounts at beginning of year2021-12-31$6,827,582
Interest on participant loans2021-12-31$42,067
Interest earned on other investments2021-12-31$230,899
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$13,011,244
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$13,800,675
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$3,198,489
Net investment gain/loss from pooled separate accounts2021-12-31$1,421,649
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$654,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$5,463,318
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SZYMKOWIAK & ASSOCIATES CPAS PC
Accountancy firm EIN2021-12-31161600045
2020 : AURUBIS BUFFALO & USW LOCAL 593 401(K) 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$7,824,621
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$4,105,870
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,992,762
Expenses. Certain deemed distributions of participant loans2020-12-31$16,380
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,932,112
Value of total assets at end of year2020-12-31$47,081,152
Value of total assets at beginning of year2020-12-31$43,362,401
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$96,728
Total interest from all sources2020-12-31$387,516
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$454,364
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$454,364
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,980,665
Participant contributions at end of year2020-12-31$917,187
Participant contributions at beginning of year2020-12-31$1,201,105
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$97,447
Other income not declared elsewhere2020-12-31$3,277
Administrative expenses (other) incurred2020-12-31$96,728
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,718,751
Value of net assets at end of year (total assets less liabilities)2020-12-31$47,081,152
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$43,362,401
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$25,535,708
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$12,916,398
Value of interest in pooled separate accounts at end of year2020-12-31$6,827,582
Value of interest in pooled separate accounts at beginning of year2020-12-31$12,835,528
Interest on participant loans2020-12-31$53,969
Interest earned on other investments2020-12-31$333,547
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$13,800,675
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$16,409,370
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,141,012
Net investment gain/loss from pooled separate accounts2020-12-31$1,906,340
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$854,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,992,762
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31SZYMKOWIAK & ASSOCIATES CPAS PC
Accountancy firm EIN2020-12-31161600045
2019 : AURUBIS BUFFALO & USW LOCAL 593 401(K) 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$8,547,034
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$4,788,179
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,705,861
Expenses. Certain deemed distributions of participant loans2019-12-31$5,204
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,845,942
Value of total assets at end of year2019-12-31$43,362,401
Value of total assets at beginning of year2019-12-31$39,603,546
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$77,114
Total interest from all sources2019-12-31$424,534
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$193,496
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$193,496
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,201,942
Participant contributions at end of year2019-12-31$1,201,105
Participant contributions at beginning of year2019-12-31$1,061,257
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$9,110
Administrative expenses (other) incurred2019-12-31$77,114
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,758,855
Value of net assets at end of year (total assets less liabilities)2019-12-31$43,362,401
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$39,603,546
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$12,916,398
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$10,830,241
Value of interest in pooled separate accounts at end of year2019-12-31$12,835,528
Value of interest in pooled separate accounts at beginning of year2019-12-31$11,051,619
Interest on participant loans2019-12-31$56,419
Interest earned on other investments2019-12-31$368,115
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$16,409,370
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$16,651,319
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,372,090
Net investment gain/loss from pooled separate accounts2019-12-31$2,710,972
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$644,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,705,861
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SZYMKOWIAK & ASSOCIATES CPAS PC
Accountancy firm EIN2019-12-31161600045
2018 : AURUBIS BUFFALO & USW LOCAL 593 401(K) 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,856,188
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,590,913
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,586,676
Value of total corrective distributions2018-12-31$1,737
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,925,117
Value of total assets at end of year2018-12-31$39,603,546
Value of total assets at beginning of year2018-12-31$41,338,271
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$2,500
Total interest from all sources2018-12-31$364,277
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$187,018
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$187,018
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,430,382
Participant contributions at end of year2018-12-31$1,061,257
Participant contributions at beginning of year2018-12-31$1,164,749
Participant contributions at end of year2018-12-31$9,110
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$212,470
Administrative expenses (other) incurred2018-12-31$2,500
Total non interest bearing cash at beginning of year2018-12-31$12
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,734,725
Value of net assets at end of year (total assets less liabilities)2018-12-31$39,603,546
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$41,338,271
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$10,830,241
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$6,018,776
Value of interest in pooled separate accounts at end of year2018-12-31$11,051,619
Value of interest in pooled separate accounts at beginning of year2018-12-31$17,846,953
Interest on participant loans2018-12-31$51,374
Interest earned on other investments2018-12-31$312,903
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$16,651,319
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$16,307,781
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,220,461
Net investment gain/loss from pooled separate accounts2018-12-31$-399,763
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$282,265
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,586,676
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SZYMKOWIAK & ASSOCIATES CPAS PC
Accountancy firm EIN2018-12-31161600045
2017 : AURUBIS BUFFALO & USW LOCAL 593 401(K) 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$7,194,571
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$4,248,239
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,235,996
Expenses. Certain deemed distributions of participant loans2017-12-31$9,943
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,012,249
Value of total assets at end of year2017-12-31$41,338,271
Value of total assets at beginning of year2017-12-31$38,391,939
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,300
Total interest from all sources2017-12-31$326,853
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$116,126
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$116,126
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,244,572
Participant contributions at end of year2017-12-31$1,164,749
Participant contributions at beginning of year2017-12-31$1,193,038
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$111,677
Administrative expenses (other) incurred2017-12-31$2,300
Total non interest bearing cash at end of year2017-12-31$12
Total non interest bearing cash at beginning of year2017-12-31$41
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,946,332
Value of net assets at end of year (total assets less liabilities)2017-12-31$41,338,271
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$38,391,939
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$6,018,776
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$5,115,079
Value of interest in pooled separate accounts at end of year2017-12-31$17,846,953
Value of interest in pooled separate accounts at beginning of year2017-12-31$15,924,784
Interest on participant loans2017-12-31$50,299
Interest earned on other investments2017-12-31$276,554
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$16,307,781
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$16,158,997
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$585,273
Net investment gain/loss from pooled separate accounts2017-12-31$3,154,070
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$656,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,235,996
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SZYMKOWIAK & ASSOCIATES CPAS PC
Accountancy firm EIN2017-12-31161600045
2016 : AURUBIS BUFFALO & USW LOCAL 593 401(K) 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$4,508,027
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$4,859,365
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,860,128
Expenses. Certain deemed distributions of participant loans2016-12-31$-3,763
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,628,071
Value of total assets at end of year2016-12-31$38,391,939
Value of total assets at beginning of year2016-12-31$38,743,277
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$3,000
Total interest from all sources2016-12-31$336,139
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$99,589
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$99,589
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,027,327
Participant contributions at end of year2016-12-31$1,193,038
Participant contributions at beginning of year2016-12-31$1,070,723
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$134,744
Administrative expenses (other) incurred2016-12-31$3,000
Total non interest bearing cash at end of year2016-12-31$41
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-351,338
Value of net assets at end of year (total assets less liabilities)2016-12-31$38,391,939
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$38,743,277
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$5,115,079
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,243,599
Value of interest in pooled separate accounts at end of year2016-12-31$15,924,784
Value of interest in pooled separate accounts at beginning of year2016-12-31$15,969,685
Interest on participant loans2016-12-31$45,915
Interest earned on other investments2016-12-31$290,224
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$16,158,997
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$17,459,270
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$437,376
Net investment gain/loss from pooled separate accounts2016-12-31$1,006,852
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$466,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,860,128
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SZYMKOWIAK & ASSOCIATES CPAS PC
Accountancy firm EIN2016-12-31161600045
2015 : AURUBIS BUFFALO & USW LOCAL 593 401(K) 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,292,145
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,951,169
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,959,449
Expenses. Certain deemed distributions of participant loans2015-12-31$-11,280
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,842,534
Value of total assets at end of year2015-12-31$38,743,277
Value of total assets at beginning of year2015-12-31$39,402,301
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,000
Total interest from all sources2015-12-31$367,455
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$85,633
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$85,633
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,148,694
Participant contributions at end of year2015-12-31$1,070,723
Participant contributions at beginning of year2015-12-31$958,694
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$163,840
Other income not declared elsewhere2015-12-31$0
Administrative expenses (other) incurred2015-12-31$3,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-659,024
Value of net assets at end of year (total assets less liabilities)2015-12-31$38,743,277
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$39,402,301
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$4,243,598
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$4,242,405
Value of interest in pooled separate accounts at end of year2015-12-31$15,969,686
Value of interest in pooled separate accounts at beginning of year2015-12-31$16,522,720
Interest on participant loans2015-12-31$41,892
Interest earned on other investments2015-12-31$325,563
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$17,459,270
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$17,678,482
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-106,193
Net investment gain/loss from pooled separate accounts2015-12-31$102,716
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$530,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,959,449
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SZYMKOWIAK & ASSOCIATES CPAS PC
Accountancy firm EIN2015-12-31161600045
2014 : AURUBIS BUFFALO & USW LOCAL 593 401(K) 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,740,763
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,866,805
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,863,005
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,015,083
Value of total assets at end of year2014-12-31$39,402,301
Value of total assets at beginning of year2014-12-31$37,528,343
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,800
Total interest from all sources2014-12-31$375,176
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$88,726
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$88,726
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,160,676
Participant contributions at end of year2014-12-31$958,694
Participant contributions at beginning of year2014-12-31$862,039
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$149,407
Administrative expenses (other) incurred2014-12-31$3,800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,873,958
Value of net assets at end of year (total assets less liabilities)2014-12-31$39,402,301
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$37,528,343
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,242,405
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,609,318
Value of interest in pooled separate accounts at end of year2014-12-31$16,522,720
Value of interest in pooled separate accounts at beginning of year2014-12-31$15,893,440
Interest on participant loans2014-12-31$36,994
Interest earned on other investments2014-12-31$338,182
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$17,678,482
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$17,163,546
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$190,634
Net investment gain/loss from pooled separate accounts2014-12-31$1,071,144
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$705,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,863,005
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SZYMKOWIAK & ASSOCIATES CPAS PC
Accountancy firm EIN2014-12-31161600045
2013 : AURUBIS BUFFALO & USW LOCAL 593 401(K) 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$6,535,484
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,972,382
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,970,032
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,258,780
Value of total assets at end of year2013-12-31$37,528,343
Value of total assets at beginning of year2013-12-31$32,965,241
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,350
Total interest from all sources2013-12-31$405,485
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$49,564
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$49,564
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,989,097
Participant contributions at end of year2013-12-31$862,039
Participant contributions at beginning of year2013-12-31$1,035,346
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$118,683
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$2,350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,563,102
Value of net assets at end of year (total assets less liabilities)2013-12-31$37,528,343
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$32,965,241
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,609,318
Value of interest in pooled separate accounts at end of year2013-12-31$15,893,440
Value of interest in pooled separate accounts at beginning of year2013-12-31$15,362,303
Interest on participant loans2013-12-31$45,750
Interest earned on other investments2013-12-31$359,735
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$17,163,546
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$16,567,592
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$214,960
Net investment gain/loss from pooled separate accounts2013-12-31$3,606,695
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$151,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,970,032
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SZYMKOWIAK & ASSOCIATES CPAS PC
Accountancy firm EIN2013-12-31161600045
2012 : AURUBIS BUFFALO & USW LOCAL 593 401(K) 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,916,264
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$3,807,657
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,805,157
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,315,511
Value of total assets at end of year2012-12-31$32,965,241
Value of total assets at beginning of year2012-12-31$31,856,634
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,500
Total interest from all sources2012-12-31$451,671
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,771,356
Participant contributions at end of year2012-12-31$1,035,346
Participant contributions at beginning of year2012-12-31$1,029,577
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$169,155
Administrative expenses (other) incurred2012-12-31$2,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,108,607
Value of net assets at end of year (total assets less liabilities)2012-12-31$32,965,241
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$31,856,634
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$15,362,303
Value of interest in pooled separate accounts at beginning of year2012-12-31$14,272,259
Interest on participant loans2012-12-31$42,296
Interest earned on other investments2012-12-31$409,375
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$16,567,592
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$16,554,798
Net investment gain/loss from pooled separate accounts2012-12-31$2,149,082
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$375,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,805,157
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SZYMKOWIAK & ASSOCIATES CPAS PC
Accountancy firm EIN2012-12-31161600045
2011 : AURUBIS BUFFALO & USW LOCAL 593 401(K) 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets from this plan2011-12-31$3,299,343
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,479,412
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$663,157
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$661,399
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,946,848
Value of total assets at end of year2011-12-31$31,856,634
Value of total assets at beginning of year2011-12-31$33,339,722
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,758
Total interest from all sources2011-12-31$519,919
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,663,063
Participant contributions at end of year2011-12-31$1,029,577
Participant contributions at beginning of year2011-12-31$1,171,165
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$34,285
Administrative expenses (other) incurred2011-12-31$1,758
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,816,255
Value of net assets at end of year (total assets less liabilities)2011-12-31$31,856,634
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$33,339,722
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$14,272,259
Value of interest in pooled separate accounts at beginning of year2011-12-31$16,167,821
Interest on participant loans2011-12-31$50,879
Interest earned on other investments2011-12-31$469,040
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$16,554,798
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$16,000,736
Net investment gain/loss from pooled separate accounts2011-12-31$12,645
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$249,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$661,399
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SZYMKOWIAK & ASSOCIATES CPAS, PC
Accountancy firm EIN2011-12-31161600045
2010 : AURUBIS BUFFALO & USW LOCAL 593 401(K) 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,664,670
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,817,876
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,814,928
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,935,543
Value of total assets at end of year2010-12-31$33,339,722
Value of total assets at beginning of year2010-12-31$31,492,928
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,948
Total interest from all sources2010-12-31$569,625
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,462,018
Participant contributions at end of year2010-12-31$1,171,165
Participant contributions at beginning of year2010-12-31$971,635
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$173,025
Administrative expenses (other) incurred2010-12-31$2,948
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,846,794
Value of net assets at end of year (total assets less liabilities)2010-12-31$33,339,722
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$31,492,928
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$16,167,821
Value of interest in pooled separate accounts at beginning of year2010-12-31$14,173,262
Interest on participant loans2010-12-31$53,991
Interest earned on other investments2010-12-31$515,634
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$16,000,736
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$16,348,031
Net investment gain/loss from pooled separate accounts2010-12-31$2,159,502
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$300,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,814,928
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SZYMKOWIAK & ASSOCIATES CPAS, PC
Accountancy firm EIN2010-12-31161600045
2009 : AURUBIS BUFFALO & USW LOCAL 593 401(K) 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for AURUBIS BUFFALO & USW LOCAL 593 401(K)

2023: AURUBIS BUFFALO & USW LOCAL 593 401(K) 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planYes
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: AURUBIS BUFFALO & USW LOCAL 593 401(K) 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: AURUBIS BUFFALO & USW LOCAL 593 401(K) 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: AURUBIS BUFFALO & USW LOCAL 593 401(K) 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: AURUBIS BUFFALO & USW LOCAL 593 401(K) 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: AURUBIS BUFFALO & USW LOCAL 593 401(K) 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: AURUBIS BUFFALO & USW LOCAL 593 401(K) 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AURUBIS BUFFALO & USW LOCAL 593 401(K) 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AURUBIS BUFFALO & USW LOCAL 593 401(K) 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AURUBIS BUFFALO & USW LOCAL 593 401(K) 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AURUBIS BUFFALO & USW LOCAL 593 401(K) 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AURUBIS BUFFALO & USW LOCAL 593 401(K) 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AURUBIS BUFFALO & USW LOCAL 593 401(K) 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: AURUBIS BUFFALO & USW LOCAL 593 401(K) 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number523315-01
Policy instance 1
Insurance contract or identification number523315-01
Number of Individuals Covered398
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number031917
Policy instance 1
Insurance contract or identification number031917
Number of Individuals Covered560
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number031917
Policy instance 1
Insurance contract or identification number031917
Number of Individuals Covered570
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number031917
Policy instance 1
Insurance contract or identification number031917
Number of Individuals Covered561
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number031917
Policy instance 1
Insurance contract or identification number031917
Number of Individuals Covered590
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number031917
Policy instance 1
Insurance contract or identification number031917
Number of Individuals Covered602
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number031917
Policy instance 1
Insurance contract or identification number031917
Number of Individuals Covered608
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number31917/001 & 002
Policy instance 1
Insurance contract or identification number31917/001 & 002
Number of Individuals Covered580
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number31917/001 & 002
Policy instance 1
Insurance contract or identification number31917/001 & 002
Number of Individuals Covered599
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number31917/001 & 002
Policy instance 1
Insurance contract or identification number31917/001 & 002
Number of Individuals Covered561
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number31917/001 & 002
Policy instance 1
Insurance contract or identification number31917/001 & 002
Number of Individuals Covered513
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number31917/001 & 002
Policy instance 1
Insurance contract or identification number31917/001 & 002
Number of Individuals Covered495
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number31917/001 & 002
Policy instance 1
Insurance contract or identification number31917/001 & 002
Number of Individuals Covered509
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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