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MARK SMITH DDS PC PROFIT SHARING/401(K) PLAN 401k Plan overview

Plan NameMARK SMITH DDS PC PROFIT SHARING/401(K) PLAN
Plan identification number 001

MARK SMITH DDS PC PROFIT SHARING/401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MARK SMITH DDS PC has sponsored the creation of one or more 401k plans.

Company Name:MARK SMITH DDS PC
Employer identification number (EIN):841333232
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MARK SMITH DDS PC PROFIT SHARING/401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01MARK R SMITH
0012017-01-01MARK R SMITH
0012016-01-01MARK R SMITH
0012015-01-01MARK R SMITH
0012014-01-01MARK R SMITH
0012013-01-01MARK R SMITH
0012012-01-01MARK SMITH
0012011-01-01MARK SMITH

Financial Data on MARK SMITH DDS PC PROFIT SHARING/401(K) PLAN

Measure Date Value
2019 : MARK SMITH DDS PC PROFIT SHARING/401(K) PLAN 2019 401k financial data
Total income from all sources2019-04-30$240,912
Expenses. Total of all expenses incurred2019-04-30$2,607,479
Benefits paid (including direct rollovers)2019-04-30$2,600,276
Total plan assets at end of year2019-04-30$0
Total plan assets at beginning of year2019-04-30$2,366,567
Total contributions received or receivable from participants2019-04-30$1,189
Assets. Value of loans (other than to participants)2019-04-30$0
Other income received2019-04-30$159,703
Net income (gross income less expenses)2019-04-30$-2,366,567
Net plan assets at end of year (total assets less liabilities)2019-04-30$0
Net plan assets at beginning of year (total assets less liabilities)2019-04-30$2,366,567
Assets. Value of assets in partnership/joint-venture interests2019-04-30$0
Total contributions received or receivable from employer(s)2019-04-30$80,020
Value of certain deemed distributions of participant loans2019-04-30$5,868
Expenses. Administrative service providers (salaries,fees and commissions)2019-04-30$1,335
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-04-30$0
2018 : MARK SMITH DDS PC PROFIT SHARING/401(K) PLAN 2018 401k financial data
Total income from all sources2018-12-31$3,338
Expenses. Total of all expenses incurred2018-12-31$1,541
Total plan assets at end of year2018-12-31$2,366,567
Total plan assets at beginning of year2018-12-31$2,364,770
Total contributions received or receivable from participants2018-12-31$94,278
Assets. Value of loans (other than to participants)2018-12-31$5,869
Other income received2018-12-31$-158,581
Net income (gross income less expenses)2018-12-31$1,797
Net plan assets at end of year (total assets less liabilities)2018-12-31$2,366,567
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$2,364,770
Assets. Value of assets in partnership/joint-venture interests2018-12-31$11,354
Total contributions received or receivable from employer(s)2018-12-31$67,641
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$1,541
2017 : MARK SMITH DDS PC PROFIT SHARING/401(K) PLAN 2017 401k financial data
Total income from all sources2017-12-31$371,464
Expenses. Total of all expenses incurred2017-12-31$2,187
Benefits paid (including direct rollovers)2017-12-31$607
Total plan assets at end of year2017-12-31$2,364,770
Total plan assets at beginning of year2017-12-31$1,995,493
Assets. Value of loans (other than to participants)2017-12-31$5,869
Other income received2017-12-31$354,816
Net income (gross income less expenses)2017-12-31$369,277
Net plan assets at end of year (total assets less liabilities)2017-12-31$2,364,770
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,995,493
Assets. Value of assets in partnership/joint-venture interests2017-12-31$13,021
Total contributions received or receivable from employer(s)2017-12-31$16,648
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$1,580
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : MARK SMITH DDS PC PROFIT SHARING/401(K) PLAN 2016 401k financial data
Total income from all sources2016-12-31$254,483
Expenses. Total of all expenses incurred2016-12-31$1,737
Total plan assets at end of year2016-12-31$1,995,493
Total plan assets at beginning of year2016-12-31$1,742,747
Total contributions received or receivable from participants2016-12-31$54,116
Assets. Value of loans (other than to participants)2016-12-31$5,869
Other income received2016-12-31$140,517
Net income (gross income less expenses)2016-12-31$252,746
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,995,493
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,742,747
Assets. Value of assets in partnership/joint-venture interests2016-12-31$14,689
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022016-12-31$2,277
Total contributions received or receivable from employer(s)2016-12-31$59,850
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$1,737
2015 : MARK SMITH DDS PC PROFIT SHARING/401(K) PLAN 2015 401k financial data
Total income from all sources2015-12-31$100,568
Expenses. Total of all expenses incurred2015-12-31$1,774
Benefits paid (including direct rollovers)2015-12-31$209
Total plan assets at end of year2015-12-31$1,742,747
Total plan assets at beginning of year2015-12-31$1,643,953
Assets. Value of tangible personal property2015-12-31$0
Total contributions received or receivable from participants2015-12-31$54,882
Assets. Value of loans (other than to participants)2015-12-31$5,868
Contributions received from other sources (not participants or employers)2015-12-31$-19,367
Net income (gross income less expenses)2015-12-31$98,794
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,742,747
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,643,953
Assets. Value of assets in partnership/joint-venture interests2015-12-31$16,356
Total contributions received or receivable from employer(s)2015-12-31$65,053
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$1,565
2014 : MARK SMITH DDS PC PROFIT SHARING/401(K) PLAN 2014 401k financial data
Total income from all sources2014-12-31$183,558
Expenses. Total of all expenses incurred2014-12-31$54,212
Benefits paid (including direct rollovers)2014-12-31$52,596
Total plan assets at end of year2014-12-31$1,643,953
Total plan assets at beginning of year2014-12-31$1,514,607
Assets. Value of tangible personal property2014-12-31$0
Total contributions received or receivable from participants2014-12-31$53,175
Assets. Value of loans (other than to participants)2014-12-31$62,350
Other income received2014-12-31$69,442
Net income (gross income less expenses)2014-12-31$129,346
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,643,953
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,514,607
Assets. Value of assets in partnership/joint-venture interests2014-12-31$18,024
Total contributions received or receivable from employer(s)2014-12-31$60,941
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$1,616
2013 : MARK SMITH DDS PC PROFIT SHARING/401(K) PLAN 2013 401k financial data
Total income from all sources2013-12-31$233,605
Expenses. Total of all expenses incurred2013-12-31$8,670
Benefits paid (including direct rollovers)2013-12-31$6,742
Total plan assets at end of year2013-12-31$1,514,607
Total plan assets at beginning of year2013-12-31$1,289,672
Assets. Value of tangible personal property2013-12-31$6,030
Total contributions received or receivable from participants2013-12-31$51,277
Other income received2013-12-31$121,828
Net income (gross income less expenses)2013-12-31$224,935
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,514,607
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,289,672
Assets. Value of assets in partnership/joint-venture interests2013-12-31$19,689
Total contributions received or receivable from employer(s)2013-12-31$60,500
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$1,928
2012 : MARK SMITH DDS PC PROFIT SHARING/401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$194,997
Expenses. Total of all expenses incurred2012-12-31$1,024
Benefits paid (including direct rollovers)2012-12-31$1,024
Total plan assets at end of year2012-12-31$1,289,672
Total plan assets at beginning of year2012-12-31$1,095,699
Total contributions received or receivable from participants2012-12-31$49,837
Other income received2012-12-31$102,463
Net income (gross income less expenses)2012-12-31$193,973
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,289,672
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,095,699
Total contributions received or receivable from employer(s)2012-12-31$42,697
2011 : MARK SMITH DDS PC PROFIT SHARING/401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$87,238
Expenses. Total of all expenses incurred2011-12-31$48,659
Benefits paid (including direct rollovers)2011-12-31$48,659
Total plan assets at end of year2011-12-31$1,095,699
Total plan assets at beginning of year2011-12-31$1,057,120
Total contributions received or receivable from participants2011-12-31$50,750
Other income received2011-12-31$-8,039
Net income (gross income less expenses)2011-12-31$38,579
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,095,699
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,057,120
Total contributions received or receivable from employer(s)2011-12-31$44,527
2010 : MARK SMITH DDS PC PROFIT SHARING/401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$387,021
Total plan assets at end of year2010-12-31$1,057,120
Total plan assets at beginning of year2010-12-31$670,099
Total contributions received or receivable from participants2010-12-31$40,044
Contributions received from other sources (not participants or employers)2010-12-31$252,306
Other income received2010-12-31$39,777
Net income (gross income less expenses)2010-12-31$387,021
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,057,120
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$670,099
Total contributions received or receivable from employer(s)2010-12-31$54,894

Form 5500 Responses for MARK SMITH DDS PC PROFIT SHARING/401(K) PLAN

2019: MARK SMITH DDS PC PROFIT SHARING/401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingYes
2019-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: MARK SMITH DDS PC PROFIT SHARING/401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: MARK SMITH DDS PC PROFIT SHARING/401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MARK SMITH DDS PC PROFIT SHARING/401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MARK SMITH DDS PC PROFIT SHARING/401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MARK SMITH DDS PC PROFIT SHARING/401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MARK SMITH DDS PC PROFIT SHARING/401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MARK SMITH DDS PC PROFIT SHARING/401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MARK SMITH DDS PC PROFIT SHARING/401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AMERITAS LIFE INSURANCE CORP. (National Association of Insurance Commissioners NAIC id number: 61301 )
Policy contract number634781
Policy instance 1
AMERITAS LIFE INSURANCE CORP. (National Association of Insurance Commissioners NAIC id number: 61301 )
Policy contract numberE63 4781
Policy instance 1
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number300360
Policy instance 1

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