HARRIS BEACH 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	HARRIS BEACH 401(K) PROFIT SHARING PLAN
Plan identification number	003

HARRIS BEACH 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l). Profit-sharing ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1. Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met. Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash. Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities. Participant-directed brokerage accounts provided as an investment option under the plan. Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll. Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account. Plan covering Self-Employed individuals. Life insurance

401k Sponsoring company profile

HARRIS BEACH PLLC has sponsored the creation of one or more 401k plans.

Company Name:	HARRIS BEACH PLLC
Employer identification number (EIN):	841623836
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers

Additional information about HARRIS BEACH PLLC

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	2002-12-30
Company Identification Number:	2850414
Legal Registered Office Address:	Harris Beach PLLC 99 Garnsey Road PITTSFORD United States of America (USA) 14534

More information about HARRIS BEACH PLLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARRIS BEACH 401(K) PROFIT SHARING PLAN

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
003	2023-01-01
003	2022-01-01
003	2021-01-01
003	2020-01-01
003	2019-01-01
003	2018-01-01
003	2017-01-01	THOMAS ABBOTT
003	2016-01-01	THOMAS ABBOTT
003	2015-01-01	WILLIAM H. KEDLEY
003	2015-01-01	WILLIAM H. KEDLEY
003	2014-01-01	WILLIAM H. KEDLEY
003	2013-01-01	WILLIAM H. KEDLEY		WILLIAM H. KEDLEY	2014-10-14
003	2012-01-01	WILLIAM H. KEDLEY
003	2011-01-01	WILLIAM H. KEDLEY
003	2010-01-01	WILLIAM H. KEDLEY
003	2009-01-01	WILLIAM H. KEDLEY		WILLIAM H. KEDLEY	2010-09-29

Plan Statistics for HARRIS BEACH 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for HARRIS BEACH 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2023: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	669
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	451
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	222
Total of all active and inactive participants	2023-01-01	673
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	673
Number of participants with account balances	2023-01-01	669
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	15
2022: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	614
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	458
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	211
Total of all active and inactive participants	2022-01-01	669
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	1
Total participants	2022-01-01	670
Number of participants with account balances	2022-01-01	670
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	25
2021: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	634
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	384
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	230
Total of all active and inactive participants	2021-01-01	614
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	614
Number of participants with account balances	2021-01-01	609
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	19
2020: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	638
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	382
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	229
Total of all active and inactive participants	2020-01-01	611
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	611
Number of participants with account balances	2020-01-01	606
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	19
2019: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	600
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	394
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	207
Total of all active and inactive participants	2019-01-01	601
Total participants	2019-01-01	601
Number of participants with account balances	2019-01-01	594
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	20
2018: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	595
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	386
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	189
Total of all active and inactive participants	2018-01-01	575
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	575
Number of participants with account balances	2018-01-01	575
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	27
2017: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	577
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	402
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	169
Total of all active and inactive participants	2017-01-01	571
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	571
Number of participants with account balances	2017-01-01	561
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	18
2016: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	526
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	393
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	152
Total of all active and inactive participants	2016-01-01	545
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	545
Number of participants with account balances	2016-01-01	538
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	12
2015: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	512
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	371
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	130
Total of all active and inactive participants	2015-01-01	501
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	501
Number of participants with account balances	2015-01-01	496
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	24
2014: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	512
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	386
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	109
Total of all active and inactive participants	2014-01-01	495
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	495
Number of participants with account balances	2014-01-01	488
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	29
2013: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	492
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	387
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	101
Total of all active and inactive participants	2013-01-01	488
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	488
Number of participants with account balances	2013-01-01	480
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	12
2012: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	484
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	375
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	93
Total of all active and inactive participants	2012-01-01	468
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	468
Number of participants with account balances	2012-01-01	460
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	15
2011: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	466
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	365
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	97
Total of all active and inactive participants	2011-01-01	462
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	463
Number of participants with account balances	2011-01-01	454
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	17
2010: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	468
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	348
Number of retired or separated participants receiving benefits	2010-01-01	2
Number of other retired or separated participants entitled to future benefits	2010-01-01	103
Total of all active and inactive participants	2010-01-01	453
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	1
Total participants	2010-01-01	454
Number of participants with account balances	2010-01-01	452
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	17
2009: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	452
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	344
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	103
Total of all active and inactive participants	2009-01-01	447
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	447
Number of participants with account balances	2009-01-01	432
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	9

Financial Data on HARRIS BEACH 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2023 : HARRIS BEACH 401(K) PROFIT SHARING PLAN 2023 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2023-12-31	$1,415,167
Total unrealized appreciation/depreciation of assets	2023-12-31	$1,415,167
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total income from all sources (including contributions)	2023-12-31	$40,159,115
Total loss/gain on sale of assets	2023-12-31	$293,788
Total of all expenses incurred	2023-12-31	$12,671,871
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$12,456,795
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$11,848,788
Value of total assets at end of year	2023-12-31	$197,288,235
Value of total assets at beginning of year	2023-12-31	$169,800,991
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$215,076
Total interest from all sources	2023-12-31	$237,875
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$6,417,826
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-12-31	$6,258,785
Assets. Corporate prefeered stocks other than exployer securities at end of year	2023-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2023-12-31	$0
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$500,000
If this is an individual account plan, was there a blackout period	2023-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$4,980,533
Participant contributions at end of year	2023-12-31	$1,266,989
Participant contributions at beginning of year	2023-12-31	$1,166,753
Participant contributions at end of year	2023-12-31	$320,154
Participant contributions at beginning of year	2023-12-31	$252,975
Assets. Other investments not covered elsewhere at end of year	2023-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2023-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2023-12-31	$854,452
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2023-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2023-12-31	$0
Other income not declared elsewhere	2023-12-31	$24,131
Administrative expenses (other) incurred	2023-12-31	$4,568
Total non interest bearing cash at end of year	2023-12-31	$0
Total non interest bearing cash at beginning of year	2023-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Value of net income/loss	2023-12-31	$27,487,244
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$197,288,235
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$169,800,991
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Assets. partnership/joint venture interests at end of year	2023-12-31	$3,626,158
Assets. partnership/joint venture interests at beginning of year	2023-12-31	$2,829,505
Investment advisory and management fees	2023-12-31	$54,524
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-12-31	$169,078,733
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-12-31	$143,126,631
Value of interest in pooled separate accounts at end of year	2023-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2023-12-31	$0
Interest on participant loans	2023-12-31	$59,538
Income. Interest from US Government securities	2023-12-31	$12,639
Income. Interest from corporate debt instruments	2023-12-31	$11,192
Value of interest in common/collective trusts at end of year	2023-12-31	$14,105,387
Value of interest in common/collective trusts at beginning of year	2023-12-31	$14,499,862
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2023-12-31	$2,321,923
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2023-12-31	$1,411,165
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2023-12-31	$1,411,165
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2023-12-31	$154,506
Expenses. Payments to insurance carriers foe the provision of benefits	2023-12-31	$2,100
Asset value of US Government securities at end of year	2023-12-31	$613,166
Asset value of US Government securities at beginning of year	2023-12-31	$535,357
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$19,921,540
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	No
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Contributions received in cash from employer	2023-12-31	$6,013,803
Employer contributions (assets) at end of year	2023-12-31	$195,668
Employer contributions (assets) at beginning of year	2023-12-31	$195,228
Income. Dividends from preferred stock	2023-12-31	$132
Income. Dividends from common stock	2023-12-31	$158,909
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$12,454,695
Asset. Corporate debt instrument preferred debt at end of year	2023-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2023-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2023-12-31	$306,025
Asset. Corporate debt instrument debt (other) at beginning of year	2023-12-31	$276,541
Assets. Corporate common stocks other than exployer securities at end of year	2023-12-31	$5,454,032
Assets. Corporate common stocks other than exployer securities at beginning of year	2023-12-31	$5,506,974
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Aggregate proceeds on sale of assets	2023-12-31	$35,111,604
Aggregate carrying amount (costs) on sale of assets	2023-12-31	$34,817,816
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	BONADIO & CO.
Accountancy firm EIN	2023-12-31	161131146
2022 : HARRIS BEACH 401(K) PROFIT SHARING PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2022-12-31	$-1,328,631
Total unrealized appreciation/depreciation of assets	2022-12-31	$-1,328,631
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-23,140,478
Total loss/gain on sale of assets	2022-12-31	$-102,759
Total of all expenses incurred	2022-12-31	$23,246,948
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$23,025,368
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$11,374,912
Value of total assets at end of year	2022-12-31	$169,800,991
Value of total assets at beginning of year	2022-12-31	$216,188,417
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$221,580
Total interest from all sources	2022-12-31	$233,729
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$5,696,344
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$5,562,584
Assets. Corporate prefeered stocks other than exployer securities at end of year	2022-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2022-12-31	$105,960
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$4,391,897
Participant contributions at end of year	2022-12-31	$1,166,753
Participant contributions at beginning of year	2022-12-31	$1,229,801
Participant contributions at end of year	2022-12-31	$252,975
Participant contributions at beginning of year	2022-12-31	$157,119
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$1,304,008
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$0
Other income not declared elsewhere	2022-12-31	$-53,708
Administrative expenses (other) incurred	2022-12-31	$1,079
Total non interest bearing cash at end of year	2022-12-31	$0
Total non interest bearing cash at beginning of year	2022-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-46,387,426
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$169,800,991
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$216,188,417
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Assets. partnership/joint venture interests at end of year	2022-12-31	$2,829,505
Assets. partnership/joint venture interests at beginning of year	2022-12-31	$3,114,617
Investment advisory and management fees	2022-12-31	$65,450
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$143,126,631
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$184,314,580
Value of interest in pooled separate accounts at end of year	2022-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$0
Interest on participant loans	2022-12-31	$49,441
Income. Interest from US Government securities	2022-12-31	$13,558
Income. Interest from corporate debt instruments	2022-12-31	$11,281
Value of interest in common/collective trusts at end of year	2022-12-31	$14,499,862
Value of interest in common/collective trusts at beginning of year	2022-12-31	$13,718,932
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$1,411,165
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$3,081,108
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$3,081,108
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$159,449
Expenses. Payments to insurance carriers foe the provision of benefits	2022-12-31	$2,100
Asset value of US Government securities at end of year	2022-12-31	$535,357
Asset value of US Government securities at beginning of year	2022-12-31	$1,341,074
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-38,960,365
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$5,679,007
Employer contributions (assets) at end of year	2022-12-31	$195,228
Employer contributions (assets) at beginning of year	2022-12-31	$0
Income. Dividends from preferred stock	2022-12-31	$319
Income. Dividends from common stock	2022-12-31	$133,441
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$23,023,268
Asset. Corporate debt instrument preferred debt at end of year	2022-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2022-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2022-12-31	$276,541
Asset. Corporate debt instrument debt (other) at beginning of year	2022-12-31	$653,261
Contract administrator fees	2022-12-31	$155,051
Assets. Corporate common stocks other than exployer securities at end of year	2022-12-31	$5,506,974
Assets. Corporate common stocks other than exployer securities at beginning of year	2022-12-31	$8,471,965
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Aggregate proceeds on sale of assets	2022-12-31	$45,769,500
Aggregate carrying amount (costs) on sale of assets	2022-12-31	$45,872,259
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	BONADIO & CO.
Accountancy firm EIN	2022-12-31	161131146
2021 : HARRIS BEACH 401(K) PROFIT SHARING PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2021-12-31	$1,305,219
Total unrealized appreciation/depreciation of assets	2021-12-31	$1,305,219
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$32,061,396
Total loss/gain on sale of assets	2021-12-31	$102,222
Total of all expenses incurred	2021-12-31	$15,322,489
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$15,093,838
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$9,524,554
Value of total assets at end of year	2021-12-31	$216,188,417
Value of total assets at beginning of year	2021-12-31	$199,449,510
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$228,651
Total interest from all sources	2021-12-31	$228,529
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$11,294,756
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$11,091,517
Assets. Corporate prefeered stocks other than exployer securities at end of year	2021-12-31	$105,960
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2021-12-31	$0
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$3,951,463
Participant contributions at end of year	2021-12-31	$1,229,801
Participant contributions at beginning of year	2021-12-31	$1,262,799
Participant contributions at end of year	2021-12-31	$157,119
Participant contributions at beginning of year	2021-12-31	$171,638
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$362,013
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$0
Other income not declared elsewhere	2021-12-31	$467,310
Administrative expenses (other) incurred	2021-12-31	$810
Total non interest bearing cash at end of year	2021-12-31	$0
Total non interest bearing cash at beginning of year	2021-12-31	$68,162
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$16,738,907
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$216,188,417
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$199,449,510
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Assets. partnership/joint venture interests at end of year	2021-12-31	$3,114,617
Assets. partnership/joint venture interests at beginning of year	2021-12-31	$2,881,394
Investment advisory and management fees	2021-12-31	$95,142
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$184,314,580
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$166,962,420
Value of interest in pooled separate accounts at end of year	2021-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$0
Interest on participant loans	2021-12-31	$71,561
Income. Interest from US Government securities	2021-12-31	$19,436
Income. Interest from corporate debt instruments	2021-12-31	$30,319
Value of interest in common/collective trusts at end of year	2021-12-31	$13,718,932
Value of interest in common/collective trusts at beginning of year	2021-12-31	$14,091,969
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$3,081,108
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$5,655,293
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$5,655,293
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$107,213
Expenses. Payments to insurance carriers foe the provision of benefits	2021-12-31	$2,100
Asset value of US Government securities at end of year	2021-12-31	$1,341,074
Asset value of US Government securities at beginning of year	2021-12-31	$1,185,838
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$8,968,316
Net investment gain or loss from common/collective trusts	2021-12-31	$170,490
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$5,211,078
Employer contributions (assets) at end of year	2021-12-31	$0
Employer contributions (assets) at beginning of year	2021-12-31	$13,705
Income. Dividends from preferred stock	2021-12-31	$4,154
Income. Dividends from common stock	2021-12-31	$199,085
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$15,091,738
Asset. Corporate debt instrument preferred debt at end of year	2021-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2021-12-31	$436,111
Asset. Corporate debt instrument debt (other) at end of year	2021-12-31	$653,261
Asset. Corporate debt instrument debt (other) at beginning of year	2021-12-31	$311,968
Contract administrator fees	2021-12-31	$132,699
Assets. Corporate common stocks other than exployer securities at end of year	2021-12-31	$8,471,965
Assets. Corporate common stocks other than exployer securities at beginning of year	2021-12-31	$6,408,213
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Aggregate proceeds on sale of assets	2021-12-31	$53,685,019
Aggregate carrying amount (costs) on sale of assets	2021-12-31	$53,582,797
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	BONADIO & CO.
Accountancy firm EIN	2021-12-31	161131146
2020 : HARRIS BEACH 401(K) PROFIT SHARING PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$346,780
Total unrealized appreciation/depreciation of assets	2020-12-31	$346,780
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$35,923,128
Total loss/gain on sale of assets	2020-12-31	$198,963
Total of all expenses incurred	2020-12-31	$13,900,952
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$13,682,617
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$7,477,182
Value of total assets at end of year	2020-12-31	$199,449,510
Value of total assets at beginning of year	2020-12-31	$177,427,334
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$218,335
Total interest from all sources	2020-12-31	$288,663
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$8,014,761
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$7,837,113
Administrative expenses professional fees incurred	2020-12-31	$138,537
Assets. Corporate prefeered stocks other than exployer securities at end of year	2020-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2020-12-31	$0
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$3,751,865
Participant contributions at end of year	2020-12-31	$1,262,799
Participant contributions at beginning of year	2020-12-31	$897,558
Participant contributions at end of year	2020-12-31	$171,638
Participant contributions at beginning of year	2020-12-31	$146,189
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$497,297
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$0
Other income not declared elsewhere	2020-12-31	$102,469
Administrative expenses (other) incurred	2020-12-31	$46
Total non interest bearing cash at end of year	2020-12-31	$68,162
Total non interest bearing cash at beginning of year	2020-12-31	$6,285
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Income. Non cash contributions	2020-12-31	$0
Value of net income/loss	2020-12-31	$22,022,176
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$199,449,510
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$177,427,334
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Assets. partnership/joint venture interests at end of year	2020-12-31	$2,881,394
Assets. partnership/joint venture interests at beginning of year	2020-12-31	$2,797,987
Investment advisory and management fees	2020-12-31	$79,752
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$166,962,420
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$142,344,533
Value of interest in pooled separate accounts at end of year	2020-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$0
Interest on participant loans	2020-12-31	$37,338
Interest earned on other investments	2020-12-31	$69,244
Income. Interest from US Government securities	2020-12-31	$20,087
Income. Interest from corporate debt instruments	2020-12-31	$15,222
Value of interest in common/collective trusts at end of year	2020-12-31	$14,091,969
Value of interest in common/collective trusts at beginning of year	2020-12-31	$13,116,768
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$5,655,293
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$9,407,511
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$9,407,511
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$146,772
Expenses. Payments to insurance carriers foe the provision of benefits	2020-12-31	$2,100
Asset value of US Government securities at end of year	2020-12-31	$1,185,838
Asset value of US Government securities at beginning of year	2020-12-31	$1,364,352
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$19,259,808
Net investment gain or loss from common/collective trusts	2020-12-31	$234,502
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$3,228,020
Employer contributions (assets) at end of year	2020-12-31	$13,705
Employer contributions (assets) at beginning of year	2020-12-31	$603,217
Income. Dividends from common stock	2020-12-31	$177,648
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$13,680,517
Asset. Corporate debt instrument preferred debt at end of year	2020-12-31	$436,111
Asset. Corporate debt instrument preferred debt at beginning of year	2020-12-31	$377,626
Asset. Corporate debt instrument debt (other) at end of year	2020-12-31	$311,968
Asset. Corporate debt instrument debt (other) at beginning of year	2020-12-31	$167,220
Assets. Corporate common stocks other than exployer securities at end of year	2020-12-31	$6,408,213
Assets. Corporate common stocks other than exployer securities at beginning of year	2020-12-31	$6,198,088
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Aggregate proceeds on sale of assets	2020-12-31	$66,330,431
Aggregate carrying amount (costs) on sale of assets	2020-12-31	$66,131,468
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	BONADIO & CO.
Accountancy firm EIN	2020-12-31	161131146
2019 : HARRIS BEACH 401(K) PROFIT SHARING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets	2019-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$-1,870,418
Total unrealized appreciation/depreciation of assets	2019-12-31	$-1,870,418
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Expenses. Interest paid	2019-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$40,363,895
Total loss/gain on sale of assets	2019-12-31	$2,563,425
Total of all expenses incurred	2019-12-31	$11,005,097
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$10,782,547
Expenses. Certain deemed distributions of participant loans	2019-12-31	$0
Value of total corrective distributions	2019-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$10,553,031
Value of total assets at end of year	2019-12-31	$177,427,334
Value of total assets at beginning of year	2019-12-31	$148,068,536
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$222,550
Total income from rents	2019-12-31	$0
Total interest from all sources	2019-12-31	$114,768
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$7,438,676
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$7,204,635
Administrative expenses professional fees incurred	2019-12-31	$151,813
Assets. Corporate prefeered stocks other than exployer securities at end of year	2019-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2019-12-31	$0
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$3,305,502
Participant contributions at end of year	2019-12-31	$897,558
Participant contributions at beginning of year	2019-12-31	$1,067,485
Participant contributions at end of year	2019-12-31	$146,189
Participant contributions at beginning of year	2019-12-31	$149,562
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$2,087,508
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$0
Other income not declared elsewhere	2019-12-31	$104,373
Administrative expenses (other) incurred	2019-12-31	$862
Total non interest bearing cash at end of year	2019-12-31	$6,285
Total non interest bearing cash at beginning of year	2019-12-31	$150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Income. Non cash contributions	2019-12-31	$0
Value of net income/loss	2019-12-31	$29,358,798
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$177,427,334
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$148,068,536
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Assets. partnership/joint venture interests at end of year	2019-12-31	$2,797,987
Assets. partnership/joint venture interests at beginning of year	2019-12-31	$1,247,050
Investment advisory and management fees	2019-12-31	$69,875
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$142,344,533
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$117,704,037
Interest on participant loans	2019-12-31	$45,622
Income. Interest from loans (other than to participants)	2019-12-31	$0
Interest earned on other investments	2019-12-31	$0
Income. Interest from US Government securities	2019-12-31	$25,997
Income. Interest from corporate debt instruments	2019-12-31	$23,013
Value of interest in common/collective trusts at end of year	2019-12-31	$13,116,768
Value of interest in common/collective trusts at beginning of year	2019-12-31	$12,041,692
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$9,407,511
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$8,247,663
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$8,247,663
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$20,136
Expenses. Payments to insurance carriers foe the provision of benefits	2019-12-31	$2,100
Asset value of US Government securities at end of year	2019-12-31	$1,364,352
Asset value of US Government securities at beginning of year	2019-12-31	$1,471,539
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$21,460,040
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$5,160,021
Employer contributions (assets) at end of year	2019-12-31	$603,217
Employer contributions (assets) at beginning of year	2019-12-31	$498,916
Income. Dividends from preferred stock	2019-12-31	$0
Income. Dividends from common stock	2019-12-31	$234,041
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$10,780,447
Asset. Corporate debt instrument preferred debt at end of year	2019-12-31	$377,626
Asset. Corporate debt instrument preferred debt at beginning of year	2019-12-31	$646,531
Asset. Corporate debt instrument debt (other) at end of year	2019-12-31	$167,220
Asset. Corporate debt instrument debt (other) at beginning of year	2019-12-31	$128,929
Contract administrator fees	2019-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2019-12-31	$6,198,088
Assets. Corporate common stocks other than exployer securities at beginning of year	2019-12-31	$4,864,982
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Aggregate proceeds on sale of assets	2019-12-31	$37,438,715
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$34,875,290
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BONADIO & CO.
Accountancy firm EIN	2019-12-31	161131146
2018 : HARRIS BEACH 401(K) PROFIT SHARING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets	2018-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$-469,451
Total unrealized appreciation/depreciation of assets	2018-12-31	$-469,451
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Expenses. Interest paid	2018-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$1,346,039
Total loss/gain on sale of assets	2018-12-31	$45,465
Total of all expenses incurred	2018-12-31	$9,951,244
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$9,727,407
Expenses. Certain deemed distributions of participant loans	2018-12-31	$0
Value of total corrective distributions	2018-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$9,815,921
Value of total assets at end of year	2018-12-31	$148,068,536
Value of total assets at beginning of year	2018-12-31	$156,673,741
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$223,837
Total income from rents	2018-12-31	$0
Total interest from all sources	2018-12-31	$204,888
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$8,217,093
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$8,093,842
Administrative expenses professional fees incurred	2018-12-31	$148,529
Assets. Corporate prefeered stocks other than exployer securities at end of year	2018-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2018-12-31	$0
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$3,291,721
Participant contributions at end of year	2018-12-31	$1,067,485
Participant contributions at beginning of year	2018-12-31	$1,151,846
Participant contributions at end of year	2018-12-31	$149,562
Participant contributions at beginning of year	2018-12-31	$210,933
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$1,321,951
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$0
Other income not declared elsewhere	2018-12-31	$62,712
Administrative expenses (other) incurred	2018-12-31	$2,459
Total non interest bearing cash at end of year	2018-12-31	$150
Total non interest bearing cash at beginning of year	2018-12-31	$129
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Income. Non cash contributions	2018-12-31	$0
Value of net income/loss	2018-12-31	$-8,605,205
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$148,068,536
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$156,673,741
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Assets. partnership/joint venture interests at end of year	2018-12-31	$1,247,050
Assets. partnership/joint venture interests at beginning of year	2018-12-31	$1,040,090
Investment advisory and management fees	2018-12-31	$72,849
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$117,704,037
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$126,171,735
Interest on participant loans	2018-12-31	$44,784
Income. Interest from loans (other than to participants)	2018-12-31	$0
Interest earned on other investments	2018-12-31	$37,743
Income. Interest from US Government securities	2018-12-31	$22,056
Income. Interest from corporate debt instruments	2018-12-31	$25,271
Value of interest in common/collective trusts at end of year	2018-12-31	$12,041,692
Value of interest in common/collective trusts at beginning of year	2018-12-31	$11,566,903
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$8,247,663
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$8,034,984
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$8,034,984
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$75,034
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-31	$2,100
Asset value of US Government securities at end of year	2018-12-31	$1,471,539
Asset value of US Government securities at beginning of year	2018-12-31	$1,290,321
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-16,727,400
Net investment gain or loss from common/collective trusts	2018-12-31	$196,811
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$5,202,249
Employer contributions (assets) at end of year	2018-12-31	$498,916
Employer contributions (assets) at beginning of year	2018-12-31	$756,783
Income. Dividends from preferred stock	2018-12-31	$0
Income. Dividends from common stock	2018-12-31	$123,251
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$9,725,307
Asset. Corporate debt instrument preferred debt at end of year	2018-12-31	$646,531
Asset. Corporate debt instrument preferred debt at beginning of year	2018-12-31	$608,749
Asset. Corporate debt instrument debt (other) at end of year	2018-12-31	$128,929
Asset. Corporate debt instrument debt (other) at beginning of year	2018-12-31	$163,049
Contract administrator fees	2018-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2018-12-31	$4,864,982
Assets. Corporate common stocks other than exployer securities at beginning of year	2018-12-31	$5,678,219
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$12,704,904
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$12,659,439
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BONADIO & CO.
Accountancy firm EIN	2018-12-31	161131146
2017 : HARRIS BEACH 401(K) PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets	2017-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$10,703,094
Total unrealized appreciation/depreciation of assets	2017-12-31	$10,703,094
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Expenses. Interest paid	2017-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$30,907,732
Total loss/gain on sale of assets	2017-12-31	$1,910,533
Total of all expenses incurred	2017-12-31	$10,166,570
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$9,954,620
Expenses. Certain deemed distributions of participant loans	2017-12-31	$0
Value of total corrective distributions	2017-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$9,364,059
Value of total assets at end of year	2017-12-31	$156,673,741
Value of total assets at beginning of year	2017-12-31	$135,932,579
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$211,950
Total income from rents	2017-12-31	$0
Total interest from all sources	2017-12-31	$183,930
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$156,086
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$50,064
Administrative expenses professional fees incurred	2017-12-31	$207,075
Assets. Corporate prefeered stocks other than exployer securities at end of year	2017-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2017-12-31	$30,000
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$3,809,276
Participant contributions at end of year	2017-12-31	$1,151,846
Participant contributions at beginning of year	2017-12-31	$1,238,638
Participant contributions at end of year	2017-12-31	$210,933
Participant contributions at beginning of year	2017-12-31	$202,980
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$292,543
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-31	$0
Other income not declared elsewhere	2017-12-31	$2,626
Administrative expenses (other) incurred	2017-12-31	$2
Total non interest bearing cash at end of year	2017-12-31	$129
Total non interest bearing cash at beginning of year	2017-12-31	$527
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Income. Non cash contributions	2017-12-31	$0
Value of net income/loss	2017-12-31	$20,741,162
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$156,673,741
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$135,932,579
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Assets. partnership/joint venture interests at end of year	2017-12-31	$1,040,090
Assets. partnership/joint venture interests at beginning of year	2017-12-31	$762,873
Investment advisory and management fees	2017-12-31	$4,873
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$126,171,735
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$104,985,549
Interest on participant loans	2017-12-31	$45,581
Income. Interest from loans (other than to participants)	2017-12-31	$0
Interest earned on other investments	2017-12-31	$87,821
Income. Interest from US Government securities	2017-12-31	$20,304
Income. Interest from corporate debt instruments	2017-12-31	$24,208
Value of interest in common/collective trusts at end of year	2017-12-31	$11,566,903
Value of interest in common/collective trusts at beginning of year	2017-12-31	$13,644,506
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$8,034,984
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$7,465,446
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$7,465,446
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$6,016
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$2,100
Asset value of US Government securities at end of year	2017-12-31	$1,290,321
Asset value of US Government securities at beginning of year	2017-12-31	$1,051,312
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$8,412,147
Net investment gain or loss from common/collective trusts	2017-12-31	$175,257
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$5,262,240
Employer contributions (assets) at end of year	2017-12-31	$756,783
Employer contributions (assets) at beginning of year	2017-12-31	$638,921
Income. Dividends from preferred stock	2017-12-31	$0
Income. Dividends from common stock	2017-12-31	$106,022
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$9,952,520
Asset. Corporate debt instrument preferred debt at end of year	2017-12-31	$608,749
Asset. Corporate debt instrument preferred debt at beginning of year	2017-12-31	$631,518
Asset. Corporate debt instrument debt (other) at end of year	2017-12-31	$163,049
Asset. Corporate debt instrument debt (other) at beginning of year	2017-12-31	$163,659
Contract administrator fees	2017-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2017-12-31	$5,678,219
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-12-31	$5,116,650
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$37,472,953
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$35,562,420
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BONADIO & CO.
Accountancy firm EIN	2017-12-31	161131146
2016 : HARRIS BEACH 401(K) PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$835,396
Total unrealized appreciation/depreciation of assets	2016-12-31	$835,396
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Expenses. Interest paid	2016-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$16,861,441
Total loss/gain on sale of assets	2016-12-31	$-591,820
Total of all expenses incurred	2016-12-31	$9,912,819
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$9,695,879
Expenses. Certain deemed distributions of participant loans	2016-12-31	$0
Value of total corrective distributions	2016-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$8,750,245
Value of total assets at end of year	2016-12-31	$135,932,579
Value of total assets at beginning of year	2016-12-31	$128,983,957
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$216,940
Total income from rents	2016-12-31	$0
Total interest from all sources	2016-12-31	$83,483
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$4,886,817
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$4,743,111
Administrative expenses professional fees incurred	2016-12-31	$141,453
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-12-31	$30,000
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-12-31	$30,000
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$3,008,437
Participant contributions at end of year	2016-12-31	$1,238,638
Participant contributions at beginning of year	2016-12-31	$1,180,667
Participant contributions at end of year	2016-12-31	$202,980
Participant contributions at beginning of year	2016-12-31	$199,989
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$298,729
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$773,671
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$87,726
Administrative expenses (other) incurred	2016-12-31	$513
Total non interest bearing cash at end of year	2016-12-31	$527
Total non interest bearing cash at beginning of year	2016-12-31	$17,581
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Income. Non cash contributions	2016-12-31	$0
Value of net income/loss	2016-12-31	$6,948,622
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$135,932,579
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$128,983,957
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Assets. partnership/joint venture interests at end of year	2016-12-31	$762,873
Assets. partnership/joint venture interests at beginning of year	2016-12-31	$406,002
Investment advisory and management fees	2016-12-31	$74,974
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$104,985,549
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$98,657,274
Interest on participant loans	2016-12-31	$44,822
Income. Interest from loans (other than to participants)	2016-12-31	$0
Interest earned on other investments	2016-12-31	$0
Income. Interest from US Government securities	2016-12-31	$16,003
Income. Interest from corporate debt instruments	2016-12-31	$21,605
Value of interest in common/collective trusts at end of year	2016-12-31	$13,644,506
Value of interest in common/collective trusts at beginning of year	2016-12-31	$12,287,824
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$7,465,446
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$7,317,982
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$7,317,982
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$1,053
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$2,100
Asset value of US Government securities at end of year	2016-12-31	$1,051,312
Asset value of US Government securities at beginning of year	2016-12-31	$626,310
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$2,659,697
Net investment gain or loss from common/collective trusts	2016-12-31	$149,897
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$4,968,137
Employer contributions (assets) at end of year	2016-12-31	$638,921
Employer contributions (assets) at beginning of year	2016-12-31	$579,580
Income. Dividends from preferred stock	2016-12-31	$2,700
Income. Dividends from common stock	2016-12-31	$141,006
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$9,693,779
Asset. Corporate debt instrument preferred debt at end of year	2016-12-31	$631,518
Asset. Corporate debt instrument preferred debt at beginning of year	2016-12-31	$319,942
Asset. Corporate debt instrument debt (other) at end of year	2016-12-31	$163,659
Asset. Corporate debt instrument debt (other) at beginning of year	2016-12-31	$215,525
Contract administrator fees	2016-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$5,116,650
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$6,846,552
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$10,128,489
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$10,720,309
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BONADIO & CO.
Accountancy firm EIN	2016-12-31	161131146
2015 : HARRIS BEACH 401(K) PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$269,694
Total unrealized appreciation/depreciation of assets	2015-12-31	$269,694
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Expenses. Interest paid	2015-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$9,384,649
Total loss/gain on sale of assets	2015-12-31	$-43,546
Total of all expenses incurred	2015-12-31	$4,376,920
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$4,175,317
Expenses. Certain deemed distributions of participant loans	2015-12-31	$0
Value of total corrective distributions	2015-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$10,253,255
Value of total assets at end of year	2015-12-31	$128,983,957
Value of total assets at beginning of year	2015-12-31	$123,976,228
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$201,603
Total income from rents	2015-12-31	$0
Total interest from all sources	2015-12-31	$112,577
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$6,134,804
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$5,971,594
Administrative expenses professional fees incurred	2015-12-31	$198,990
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-12-31	$30,000
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2015-12-31	$30,000
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$2,891,541
Participant contributions at end of year	2015-12-31	$1,180,667
Participant contributions at beginning of year	2015-12-31	$1,484,096
Participant contributions at end of year	2015-12-31	$199,989
Participant contributions at beginning of year	2015-12-31	$160,383
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$298,729
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$294,170
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$2,776,572
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$12,619
Administrative expenses (other) incurred	2015-12-31	$98
Total non interest bearing cash at end of year	2015-12-31	$17,581
Total non interest bearing cash at beginning of year	2015-12-31	$58,185
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Income. Non cash contributions	2015-12-31	$0
Value of net income/loss	2015-12-31	$5,007,729
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$128,983,957
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$123,976,228
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Assets. partnership/joint venture interests at end of year	2015-12-31	$406,002
Assets. partnership/joint venture interests at beginning of year	2015-12-31	$26,196
Investment advisory and management fees	2015-12-31	$2,515
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$98,657,274
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$93,958,504
Interest on participant loans	2015-12-31	$81,566
Income. Interest from loans (other than to participants)	2015-12-31	$0
Interest earned on other investments	2015-12-31	$400
Income. Interest from US Government securities	2015-12-31	$9,761
Income. Interest from corporate debt instruments	2015-12-31	$20,581
Value of interest in common/collective trusts at end of year	2015-12-31	$12,287,824
Value of interest in common/collective trusts at beginning of year	2015-12-31	$12,402,806
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$7,317,982
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$6,664,901
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$6,664,901
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$269
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$2,100
Asset value of US Government securities at end of year	2015-12-31	$626,310
Asset value of US Government securities at beginning of year	2015-12-31	$517,450
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-7,481,767
Net investment gain or loss from common/collective trusts	2015-12-31	$127,013
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$4,585,142
Employer contributions (assets) at end of year	2015-12-31	$579,580
Employer contributions (assets) at beginning of year	2015-12-31	$635,802
Income. Dividends from preferred stock	2015-12-31	$2,700
Income. Dividends from common stock	2015-12-31	$160,510
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$4,173,217
Asset. Corporate debt instrument preferred debt at end of year	2015-12-31	$319,942
Asset. Corporate debt instrument debt (other) at end of year	2015-12-31	$215,525
Asset. Corporate debt instrument debt (other) at beginning of year	2015-12-31	$537,357
Contract administrator fees	2015-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$6,846,552
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$7,206,378
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$2,259,467
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$2,303,013
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BONADIO & CO.
Accountancy firm EIN	2015-12-31	161131146
2014 : HARRIS BEACH 401(K) PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$503,665
Total unrealized appreciation/depreciation of assets	2014-12-31	$503,665
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$13,784,625
Total loss/gain on sale of assets	2014-12-31	$-125,923
Total of all expenses incurred	2014-12-31	$5,219,420
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$4,972,618
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$8,218,919
Value of total assets at end of year	2014-12-31	$123,976,228
Value of total assets at beginning of year	2014-12-31	$115,411,023
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$246,802
Total interest from all sources	2014-12-31	$81,492
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$6,642,820
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$6,475,313
Assets. Real estate other than employer real property at beginning of year	2014-12-31	$0
Administrative expenses professional fees incurred	2014-12-31	$204,806
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-12-31	$30,000
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-12-31	$30,000
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$2,674,393
Participant contributions at end of year	2014-12-31	$1,484,096
Participant contributions at beginning of year	2014-12-31	$1,617,596
Participant contributions at end of year	2014-12-31	$160,383
Participant contributions at beginning of year	2014-12-31	$157,500
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$294,170
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$285,977
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$724,230
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$52,221
Administrative expenses (other) incurred	2014-12-31	$2,615
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$58,185
Total non interest bearing cash at beginning of year	2014-12-31	$3,506
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$8,565,205
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$123,976,228
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$115,411,023
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$26,196
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$18,149
Investment advisory and management fees	2014-12-31	$39,381
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$93,958,504
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$88,513,627
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$73,869
Interest earned on other investments	2014-12-31	$905
Income. Interest from US Government securities	2014-12-31	$520
Income. Interest from corporate debt instruments	2014-12-31	$5,758
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$0
Value of interest in common/collective trusts at end of year	2014-12-31	$12,402,806
Value of interest in common/collective trusts at beginning of year	2014-12-31	$12,172,183
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$6,664,901
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$5,463,175
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$5,463,175
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$440
Assets. Value of investments in 103.12 investment entities at beginning of year	2014-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$2,100
Asset value of US Government securities at end of year	2014-12-31	$517,450
Asset value of US Government securities at beginning of year	2014-12-31	$4,543
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-1,681,333
Net investment gain or loss from common/collective trusts	2014-12-31	$92,764
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at beginning of year	2014-12-31	$0
Assets. Value of employer real property at beginning of year	2014-12-31	$0
Contributions received in cash from employer	2014-12-31	$4,820,296
Employer contributions (assets) at end of year	2014-12-31	$635,802
Employer contributions (assets) at beginning of year	2014-12-31	$601,131
Income. Dividends from preferred stock	2014-12-31	$2,700
Income. Dividends from common stock	2014-12-31	$164,807
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$4,970,518
Asset. Corporate debt instrument preferred debt at beginning of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2014-12-31	$537,357
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$156,144
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$7,206,378
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$6,387,492
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$14,937,029
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$15,062,952
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BONADIO & CO
Accountancy firm EIN	2014-12-31	161131146
2013 : HARRIS BEACH 401(K) PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$1,130,082
Total unrealized appreciation/depreciation of assets	2013-12-31	$1,130,082
Total transfer of assets to this plan	2013-12-31	$0
Total transfer of assets from this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$25,508,595
Total loss/gain on sale of assets	2013-12-31	$-83,290
Total of all expenses incurred	2013-12-31	$10,808,882
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$10,539,023
Expenses. Certain deemed distributions of participant loans	2013-12-31	$0
Value of total corrective distributions	2013-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$8,089,448
Value of total assets at end of year	2013-12-31	$115,411,023
Value of total assets at beginning of year	2013-12-31	$100,711,310
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$269,859
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$64,799
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$3,111,142
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$2,926,963
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$236,570
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$30,000
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$82,259
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$186,900
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,610,889
Participant contributions at end of year	2013-12-31	$1,617,596
Participant contributions at beginning of year	2013-12-31	$1,422,179
Participant contributions at end of year	2013-12-31	$157,500
Participant contributions at beginning of year	2013-12-31	$229,255
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$285,977
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$51,748
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$986,318
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$98,698
Administrative expenses (other) incurred	2013-12-31	$422
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$3,506
Total non interest bearing cash at beginning of year	2013-12-31	$8,418
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$14,699,713
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$115,411,023
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$100,711,310
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$18,149
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$264,633
Investment advisory and management fees	2013-12-31	$32,867
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$88,513,627
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$75,606,070
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$56,484
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$1,144
Income. Interest from US Government securities	2013-12-31	$132
Income. Interest from corporate debt instruments	2013-12-31	$6,210
Value of interest in master investment trust accounts at end of year	2013-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$12,172,183
Value of interest in common/collective trusts at beginning of year	2013-12-31	$9,288,665
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$5,463,175
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$5,684,446
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$5,684,446
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$829
Assets. Value of investments in 103.12 investment entities at end of year	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$2,100
Asset value of US Government securities at end of year	2013-12-31	$4,543
Asset value of US Government securities at beginning of year	2013-12-31	$264,140
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$13,015,959
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$81,757
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Assets. Value of employer real property at end of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$4,492,241
Employer contributions (assets) at end of year	2013-12-31	$601,131
Employer contributions (assets) at beginning of year	2013-12-31	$567,724
Income. Dividends from preferred stock	2013-12-31	$4,373
Income. Dividends from common stock	2013-12-31	$179,806
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$10,536,923
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$156,144
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$173,051
Contract administrator fees	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$6,387,492
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$7,068,722
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$16,941,217
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$17,024,507
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BONADIO & CO.
Accountancy firm EIN	2013-12-31	161131146
2012 : HARRIS BEACH 401(K) PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets	2012-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$-441,361
Total unrealized appreciation/depreciation of assets	2012-12-31	$-441,361
Total transfer of assets to this plan	2012-12-31	$0
Total transfer of assets from this plan	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Expenses. Interest paid	2012-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$18,729,302
Total loss/gain on sale of assets	2012-12-31	$1,079,258
Total of all expenses incurred	2012-12-31	$12,243,492
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$11,993,340
Expenses. Certain deemed distributions of participant loans	2012-12-31	$28,453
Value of total corrective distributions	2012-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$7,261,313
Value of total assets at end of year	2012-12-31	$100,711,310
Value of total assets at beginning of year	2012-12-31	$94,225,500
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$221,699
Total income from rents	2012-12-31	$0
Total interest from all sources	2012-12-31	$57,745
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$3,220,543
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$3,031,357
Assets. Real estate other than employer real property at end of year	2012-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2012-12-31	$0
Administrative expenses professional fees incurred	2012-12-31	$193,905
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-12-31	$82,259
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-12-31	$140,462
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$26,500
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,525,408
Participant contributions at end of year	2012-12-31	$1,422,179
Participant contributions at beginning of year	2012-12-31	$1,196,948
Participant contributions at end of year	2012-12-31	$229,255
Participant contributions at beginning of year	2012-12-31	$179,454
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$51,748
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$51,282
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$405,711
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$0
Assets. Loans (other than to participants) at end of year	2012-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$0
Other income not declared elsewhere	2012-12-31	$64,814
Administrative expenses (other) incurred	2012-12-31	$439
Liabilities. Value of operating payables at end of year	2012-12-31	$0
Liabilities. Value of operating payables at beginning of year	2012-12-31	$0
Total non interest bearing cash at end of year	2012-12-31	$8,418
Total non interest bearing cash at beginning of year	2012-12-31	$-3,351
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Income. Non cash contributions	2012-12-31	$0
Value of net income/loss	2012-12-31	$6,485,810
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$100,711,310
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$94,225,500
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Assets. partnership/joint venture interests at end of year	2012-12-31	$264,633
Assets. partnership/joint venture interests at beginning of year	2012-12-31	$350,533
Investment advisory and management fees	2012-12-31	$27,355
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$75,606,070
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$70,721,647
Value of interest in pooled separate accounts at end of year	2012-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$0
Interest on participant loans	2012-12-31	$44,308
Income. Interest from loans (other than to participants)	2012-12-31	$0
Interest earned on other investments	2012-12-31	$1,238
Income. Interest from US Government securities	2012-12-31	$96
Income. Interest from corporate debt instruments	2012-12-31	$10,590
Value of interest in master investment trust accounts at end of year	2012-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2012-12-31	$0
Value of interest in common/collective trusts at end of year	2012-12-31	$9,288,665
Value of interest in common/collective trusts at beginning of year	2012-12-31	$8,479,980
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$5,684,446
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$5,056,724
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$5,056,724
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$1,513
Assets. Value of investments in 103.12 investment entities at end of year	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$2,487
Asset value of US Government securities at end of year	2012-12-31	$264,140
Asset value of US Government securities at beginning of year	2012-12-31	$630,864
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$7,392,645
Net investment gain/loss from pooled separate accounts	2012-12-31	$0
Net investment gain or loss from common/collective trusts	2012-12-31	$94,345
Net gain/loss from 103.12 investment entities	2012-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$0
Assets. Invements in employer securities at beginning of year	2012-12-31	$0
Assets. Value of employer real property at end of year	2012-12-31	$0
Assets. Value of employer real property at beginning of year	2012-12-31	$0
Contributions received in cash from employer	2012-12-31	$4,330,194
Employer contributions (assets) at end of year	2012-12-31	$567,724
Employer contributions (assets) at beginning of year	2012-12-31	$730,182
Income. Dividends from preferred stock	2012-12-31	$8,274
Income. Dividends from common stock	2012-12-31	$180,912
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$11,990,853
Asset. Corporate debt instrument preferred debt at end of year	2012-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2012-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2012-12-31	$173,051
Asset. Corporate debt instrument debt (other) at beginning of year	2012-12-31	$212,905
Contract administrator fees	2012-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$7,068,722
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$6,477,870
Liabilities. Value of benefit claims payable at end of year	2012-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2012-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2012-12-31	$0
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$21,512,614
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$20,433,356
Liabilities. Value of acquisition indebtedness at end of year	2012-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2012-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BONADIO & CO.
Accountancy firm EIN	2012-12-31	161131146
2011 : HARRIS BEACH 401(K) PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets	2011-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-54,567
Total unrealized appreciation/depreciation of assets	2011-12-31	$-54,567
Total transfer of assets to this plan	2011-12-31	$0
Total transfer of assets from this plan	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Expenses. Interest paid	2011-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$5,480,988
Total loss/gain on sale of assets	2011-12-31	$563,818
Total of all expenses incurred	2011-12-31	$3,401,092
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,300,319
Expenses. Certain deemed distributions of participant loans	2011-12-31	$0
Value of total corrective distributions	2011-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$6,942,522
Value of total assets at end of year	2011-12-31	$94,225,500
Value of total assets at beginning of year	2011-12-31	$92,145,604
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$100,773
Total income from rents	2011-12-31	$0
Total interest from all sources	2011-12-31	$63,503
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$2,015,472
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,883,706
Assets. Real estate other than employer real property at end of year	2011-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2011-12-31	$0
Administrative expenses professional fees incurred	2011-12-31	$70,563
Assets. Corporate prefeered stocks other than exployer securities at end of year	2011-12-31	$140,462
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2011-12-31	$100,980
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$2,348,731
Participant contributions at end of year	2011-12-31	$1,196,948
Participant contributions at beginning of year	2011-12-31	$1,148,583
Participant contributions at end of year	2011-12-31	$179,454
Participant contributions at beginning of year	2011-12-31	$218,179
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$51,282
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$40,372
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$411,801
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$0
Assets. Loans (other than to participants) at end of year	2011-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2011-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$0
Other income not declared elsewhere	2011-12-31	$58,430
Administrative expenses (other) incurred	2011-12-31	$2,022
Liabilities. Value of operating payables at end of year	2011-12-31	$0
Liabilities. Value of operating payables at beginning of year	2011-12-31	$0
Total non interest bearing cash at end of year	2011-12-31	$-3,351
Total non interest bearing cash at beginning of year	2011-12-31	$-7,019
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Income. Non cash contributions	2011-12-31	$0
Value of net income/loss	2011-12-31	$2,079,896
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$94,225,500
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$92,145,604
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Assets. partnership/joint venture interests at end of year	2011-12-31	$350,533
Assets. partnership/joint venture interests at beginning of year	2011-12-31	$2,078,353
Investment advisory and management fees	2011-12-31	$28,188
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$70,721,647
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$68,041,871
Value of interest in pooled separate accounts at end of year	2011-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$0
Interest on participant loans	2011-12-31	$47,826
Income. Interest from loans (other than to participants)	2011-12-31	$0
Interest earned on other investments	2011-12-31	$1,061
Income. Interest from US Government securities	2011-12-31	$453
Income. Interest from corporate debt instruments	2011-12-31	$12,034
Value of interest in master investment trust accounts at end of year	2011-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2011-12-31	$0
Value of interest in common/collective trusts at end of year	2011-12-31	$8,479,980
Value of interest in common/collective trusts at beginning of year	2011-12-31	$8,105,004
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$5,056,724
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$4,643,927
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$4,643,927
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$2,129
Assets. Value of investments in 103.12 investment entities at end of year	2011-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2011-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$2,487
Asset value of US Government securities at end of year	2011-12-31	$630,864
Asset value of US Government securities at beginning of year	2011-12-31	$650,759
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-4,267,328
Net investment gain/loss from pooled separate accounts	2011-12-31	$0
Net investment gain or loss from common/collective trusts	2011-12-31	$159,138
Net gain/loss from 103.12 investment entities	2011-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$0
Assets. Invements in employer securities at beginning of year	2011-12-31	$0
Assets. Value of employer real property at end of year	2011-12-31	$0
Assets. Value of employer real property at beginning of year	2011-12-31	$0
Contributions received in cash from employer	2011-12-31	$4,181,990
Employer contributions (assets) at end of year	2011-12-31	$730,182
Employer contributions (assets) at beginning of year	2011-12-31	$796,291
Income. Dividends from preferred stock	2011-12-31	$6,866
Income. Dividends from common stock	2011-12-31	$124,900
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,297,832
Asset. Corporate debt instrument preferred debt at end of year	2011-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2011-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2011-12-31	$212,905
Asset. Corporate debt instrument debt (other) at beginning of year	2011-12-31	$352,508
Contract administrator fees	2011-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$6,477,870
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$5,975,796
Liabilities. Value of benefit claims payable at end of year	2011-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2011-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2011-12-31	$0
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$19,452,665
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$18,888,847
Liabilities. Value of acquisition indebtedness at end of year	2011-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2011-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BONADIO & CO.
Accountancy firm EIN	2011-12-31	161131146
2010 : HARRIS BEACH 401(K) PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets	2010-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$1,403,018
Total unrealized appreciation/depreciation of assets	2010-12-31	$1,403,018
Total transfer of assets to this plan	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Expenses. Interest paid	2010-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$16,449,406
Total loss/gain on sale of assets	2010-12-31	$-101,255
Total of all expenses incurred	2010-12-31	$3,119,200
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$3,058,635
Expenses. Certain deemed distributions of participant loans	2010-12-31	$0
Value of total corrective distributions	2010-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$6,573,010
Value of total assets at end of year	2010-12-31	$92,145,604
Value of total assets at beginning of year	2010-12-31	$78,815,398
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$60,565
Total interest from all sources	2010-12-31	$73,288
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$2,013,484
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$1,920,099
Assets. Real estate other than employer real property at end of year	2010-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2010-12-31	$0
Administrative expenses professional fees incurred	2010-12-31	$36,770
Assets. Corporate prefeered stocks other than exployer securities at end of year	2010-12-31	$100,980
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2010-12-31	$120,346
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$2,169,997
Participant contributions at end of year	2010-12-31	$1,148,583
Participant contributions at beginning of year	2010-12-31	$1,009,763
Participant contributions at end of year	2010-12-31	$218,179
Participant contributions at beginning of year	2010-12-31	$203,097
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$40,372
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$437,090
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$0
Assets. Loans (other than to participants) at end of year	2010-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$0
Other income not declared elsewhere	2010-12-31	$48,630
Administrative expenses (other) incurred	2010-12-31	$1,515
Liabilities. Value of operating payables at end of year	2010-12-31	$0
Liabilities. Value of operating payables at beginning of year	2010-12-31	$0
Total non interest bearing cash at end of year	2010-12-31	$-7,019
Total non interest bearing cash at beginning of year	2010-12-31	$-36,796
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Income. Non cash contributions	2010-12-31	$0
Value of net income/loss	2010-12-31	$13,330,206
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$92,145,604
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$78,815,398
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at end of year	2010-12-31	$2,078,353
Assets. partnership/joint venture interests at beginning of year	2010-12-31	$1,480,456
Investment advisory and management fees	2010-12-31	$22,280
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$68,041,871
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$56,798,086
Value of interest in pooled separate accounts at end of year	2010-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$0
Interest on participant loans	2010-12-31	$50,888
Income. Interest from loans (other than to participants)	2010-12-31	$0
Interest earned on other investments	2010-12-31	$-73
Income. Interest from US Government securities	2010-12-31	$644
Income. Interest from corporate debt instruments	2010-12-31	$18,239
Value of interest in master investment trust accounts at end of year	2010-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2010-12-31	$0
Value of interest in common/collective trusts at end of year	2010-12-31	$8,105,004
Value of interest in common/collective trusts at beginning of year	2010-12-31	$8,882,880
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$4,643,927
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$4,429,538
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$4,429,538
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$3,590
Assets. Value of investments in 103.12 investment entities at end of year	2010-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$2,487
Asset value of US Government securities at end of year	2010-12-31	$650,759
Asset value of US Government securities at beginning of year	2010-12-31	$582,722
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$6,249,475
Net investment gain/loss from pooled separate accounts	2010-12-31	$0
Net investment gain or loss from common/collective trusts	2010-12-31	$189,756
Net gain/loss from 103.12 investment entities	2010-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$0
Assets. Invements in employer securities at beginning of year	2010-12-31	$0
Assets. Value of employer real property at end of year	2010-12-31	$0
Assets. Value of employer real property at beginning of year	2010-12-31	$0
Contributions received in cash from employer	2010-12-31	$3,965,923
Employer contributions (assets) at end of year	2010-12-31	$796,291
Employer contributions (assets) at beginning of year	2010-12-31	$657,064
Income. Dividends from preferred stock	2010-12-31	$6,238
Income. Dividends from common stock	2010-12-31	$87,147
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$3,056,148
Asset. Corporate debt instrument preferred debt at end of year	2010-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2010-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2010-12-31	$352,508
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$303,040
Contract administrator fees	2010-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$5,975,796
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$4,385,202
Liabilities. Value of benefit claims payable at end of year	2010-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2010-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$14,554,606
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$14,655,861
Liabilities. Value of acquisition indebtedness at end of year	2010-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2010-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BONADIO & CO
Accountancy firm EIN	2010-12-31	161131146
2009 : HARRIS BEACH 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$4,791

Form 5500 Responses for HARRIS BEACH 401(K) PROFIT SHARING PLAN

2023: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Insurance	Yes
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement – Insurance	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: HARRIS BEACH 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

AMERITAS LIFE INSURANCE CORP. (National Association of Insurance Commissioners NAIC id number: 61301 )
Policy contract number	04049406
Policy instance	1
Insurance contract or identification number 04049406 Number of Individuals Covered 1 Insurance policy start date 2023-01-01 Insurance policy end date 2023-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit Yes Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AMERITAS LIFE INSURANCE CORP. (National Association of Insurance Commissioners NAIC id number: 61301 )
Policy contract number	04049406
Policy instance	1
Insurance contract or identification number 04049406 Number of Individuals Covered 1 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit Yes Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AMERITAS LIFE INSURANCE CORP. (National Association of Insurance Commissioners NAIC id number: 61301 )
Policy contract number	04049406
Policy instance	1
Insurance contract or identification number 04049406 Number of Individuals Covered 1 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit Yes Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AMERITAS LIFE INSURANCE CORP. (National Association of Insurance Commissioners NAIC id number: 61301 )
Policy contract number	04049406
Policy instance	1
Insurance contract or identification number 04049406 Number of Individuals Covered 1 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit Yes Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AMERITAS LIFE INSURANCE CORP. (National Association of Insurance Commissioners NAIC id number: 61301 )
Policy contract number	04049406
Policy instance	1
Insurance contract or identification number 04049406 Number of Individuals Covered 1 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit Yes Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AMERITAS LIFE INSURANCE CORP. (National Association of Insurance Commissioners NAIC id number: 61301 )
Policy contract number	04049406
Policy instance	1
Insurance contract or identification number 04049406 Number of Individuals Covered 1 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit Yes Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AMERITAS LIFE INSURANCE CORP. (National Association of Insurance Commissioners NAIC id number: 61301 )
Policy contract number	04049406
Policy instance	1
Insurance contract or identification number 04049406 Number of Individuals Covered 1 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit Yes Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Welfare Benefit Premiums Paid to Carrier USD $0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
UNION CENTRAL LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 80837 )
Policy contract number	P2349
Policy instance	1
Insurance contract or identification number P2349 Number of Individuals Covered 1 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit Yes Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Welfare Benefit Premiums Paid to Carrier USD $2,100 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
UNION CENTRAL LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 80837 )
Policy contract number	P2349
Policy instance	1
Insurance contract or identification number P2349 Number of Individuals Covered 1 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit Yes Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Welfare Benefit Premiums Paid to Carrier USD $2,100
UNION CENTRAL LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 80837 )
Policy contract number	P2349
Policy instance	1
Insurance contract or identification number P2349 Number of Individuals Covered 1 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit Yes Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Welfare Benefit Premiums Paid to Carrier USD $2,100
UNION CENTRAL LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 80837 )
Policy contract number	P2349
Policy instance	1
Insurance contract or identification number P2349 Number of Individuals Covered 2 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit Yes Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Welfare Benefit Premiums Paid to Carrier USD $2,487
UNION CENTRAL LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 80837 )
Policy contract number	P2349
Policy instance	1
Insurance contract or identification number P2349 Number of Individuals Covered 2 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit Yes Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Welfare Benefit Premiums Paid to Carrier USD $2,487
UNION CENTRAL LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 80837 )
Policy contract number	P2349
Policy instance	1
Insurance contract or identification number P2349 Number of Individuals Covered 2 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit Yes Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No