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RTI SURGICAL, INC. SECTION 401(K) PLAN 401k Plan overview

Plan NameRTI SURGICAL, INC. SECTION 401(K) PLAN
Plan identification number 001

RTI SURGICAL, INC. SECTION 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

RTI SURGICAL, INC. has sponsored the creation of one or more 401k plans.

Company Name:RTI SURGICAL, INC.
Employer identification number (EIN):844049000
NAIC Classification:621510
NAIC Description: Medical and Diagnostic Laboratories

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RTI SURGICAL, INC. SECTION 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012024-01-01KELSEY BROWN
0012023-01-01
0012023-01-01RUTH SOLINSKI
0012022-01-01
0012022-01-01RUTH SOLINSKI
0012021-01-01
0012021-01-01RUTH SOLINSKI
0012020-08-01
0012020-08-01

Financial Data on RTI SURGICAL, INC. SECTION 401(K) PLAN

Measure Date Value
2023 : RTI SURGICAL, INC. SECTION 401(K) PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$14,677,229
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$2,492,600
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$2,348,696
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$6,922,755
Value of total assets at end of year2023-12-31$50,944,610
Value of total assets at beginning of year2023-12-31$38,759,981
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$143,904
Total interest from all sources2023-12-31$57,981
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$1,574,028
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$1,574,028
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$3,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$3,598,578
Participant contributions at end of year2023-12-31$771,090
Participant contributions at beginning of year2023-12-31$798,576
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$725,915
Other income not declared elsewhere2023-12-31$439
Total non interest bearing cash at end of year2023-12-31$17,660
Total non interest bearing cash at beginning of year2023-12-31$43,915
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$12,184,629
Value of net assets at end of year (total assets less liabilities)2023-12-31$50,944,610
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$38,759,981
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$45,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$49,218,293
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$37,123,559
Interest on participant loans2023-12-31$45,900
Interest earned on other investments2023-12-31$12,081
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$937,567
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$775,700
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$6,122,026
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$2,598,262
Employer contributions (assets) at end of year2023-12-31$0
Employer contributions (assets) at beginning of year2023-12-31$18,231
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$2,348,696
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31BAKER TILLY US, LLP
Accountancy firm EIN2023-12-31301413443
Total unrealized appreciation/depreciation of assets2023-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total income from all sources (including contributions)2023-01-01$14,677,229
Total loss/gain on sale of assets2023-01-01$0
Total of all expenses incurred2023-01-01$2,492,600
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-01$2,348,696
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-01$6,922,755
Value of total assets at end of year2023-01-01$50,944,610
Value of total assets at beginning of year2023-01-01$38,759,981
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-01$143,904
Total interest from all sources2023-01-01$57,981
Total dividends received (eg from common stock, registered investment company shares)2023-01-01$1,574,028
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2023-01-01$1,574,028
Was this plan covered by a fidelity bond2023-01-01Yes
Value of fidelity bond cover2023-01-01$3,000,000
If this is an individual account plan, was there a blackout period2023-01-01No
Were there any nonexempt tranactions with any party-in-interest2023-01-01No
Contributions received from participants2023-01-01$3,598,578
Participant contributions at end of year2023-01-01$771,090
Participant contributions at beginning of year2023-01-01$798,576
Income. Received or receivable in cash from other sources (including rollovers)2023-01-01$725,915
Other income not declared elsewhere2023-01-01$439
Total non interest bearing cash at end of year2023-01-01$17,660
Total non interest bearing cash at beginning of year2023-01-01$43,915
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Value of net income/loss2023-01-01$12,184,629
Value of net assets at end of year (total assets less liabilities)2023-01-01$50,944,610
Value of net assets at beginning of year (total assets less liabilities)2023-01-01$38,759,981
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-01No
Were any leases to which the plan was party in default or uncollectible2023-01-01No
Investment advisory and management fees2023-01-01$45,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-01-01$49,218,293
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-01-01$37,123,559
Interest on participant loans2023-01-01$45,900
Interest earned on other investments2023-01-01$12,081
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-01-01$937,567
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-01-01$775,700
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-01-01$6,122,026
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-01No
Was there a failure to transmit to the plan any participant contributions2023-01-01No
Has the plan failed to provide any benefit when due under the plan2023-01-01No
Contributions received in cash from employer2023-01-01$2,598,262
Employer contributions (assets) at end of year2023-01-01$0
Employer contributions (assets) at beginning of year2023-01-01$18,231
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-01$2,348,696
Did the plan have assets held for investment2023-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-01No
Opinion of an independent qualified public accountant for this plan2023-01-011
Accountancy firm name2023-01-01BAKER TILLY US, LLP
Accountancy firm EIN2023-01-01301413443
2022 : RTI SURGICAL, INC. SECTION 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,339,228
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$5,192,041
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$5,089,220
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,222,037
Value of total assets at end of year2022-12-31$38,759,981
Value of total assets at beginning of year2022-12-31$45,291,250
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$102,821
Total interest from all sources2022-12-31$48,600
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$820,650
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$820,650
Administrative expenses professional fees incurred2022-12-31$69,071
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$3,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,273,439
Participant contributions at end of year2022-12-31$798,576
Participant contributions at beginning of year2022-12-31$1,112,154
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$109,148
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$693,495
Other income not declared elsewhere2022-12-31$3,694
Total non interest bearing cash at end of year2022-12-31$43,915
Total non interest bearing cash at beginning of year2022-12-31$2,347
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-6,531,269
Value of net assets at end of year (total assets less liabilities)2022-12-31$38,759,981
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$45,291,250
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$33,750
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$37,123,559
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$43,146,888
Interest on participant loans2022-12-31$48,600
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$775,700
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$840,866
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-8,434,209
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,255,103
Employer contributions (assets) at end of year2022-12-31$18,231
Employer contributions (assets) at beginning of year2022-12-31$79,847
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$5,089,220
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BAKER TILLY US, LLP
Accountancy firm EIN2022-12-31390859910
Total unrealized appreciation/depreciation of assets2022-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total income from all sources (including contributions)2022-01-01$-1,339,228
Total loss/gain on sale of assets2022-01-01$0
Total of all expenses incurred2022-01-01$5,192,041
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$5,089,220
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$6,222,037
Value of total assets at end of year2022-01-01$38,759,981
Value of total assets at beginning of year2022-01-01$45,291,250
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$102,821
Total interest from all sources2022-01-01$48,600
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$820,650
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2022-01-01$820,650
Administrative expenses professional fees incurred2022-01-01$69,071
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$3,000,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Contributions received from participants2022-01-01$3,273,439
Participant contributions at end of year2022-01-01$798,576
Participant contributions at beginning of year2022-01-01$1,112,154
Participant contributions at end of year2022-01-01$0
Participant contributions at beginning of year2022-01-01$109,148
Income. Received or receivable in cash from other sources (including rollovers)2022-01-01$693,495
Other income not declared elsewhere2022-01-01$3,694
Total non interest bearing cash at end of year2022-01-01$43,915
Total non interest bearing cash at beginning of year2022-01-01$2,347
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Value of net income/loss2022-01-01$-6,531,269
Value of net assets at end of year (total assets less liabilities)2022-01-01$38,759,981
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$45,291,250
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Investment advisory and management fees2022-01-01$33,750
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-01$37,123,559
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-01$43,146,888
Interest on participant loans2022-01-01$48,600
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-01-01$775,700
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-01-01$840,866
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-01$-8,434,209
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01Yes
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Contributions received in cash from employer2022-01-01$2,255,103
Employer contributions (assets) at end of year2022-01-01$18,231
Employer contributions (assets) at beginning of year2022-01-01$79,847
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$5,089,220
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01No
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01BAKER TILLY US, LLP
Accountancy firm EIN2022-01-01390859910
2021 : RTI SURGICAL, INC. SECTION 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$11,578
Total income from all sources (including contributions)2021-12-31$11,651,576
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$4,567,241
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$4,449,725
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$5,312,368
Value of total assets at end of year2021-12-31$45,291,250
Value of total assets at beginning of year2021-12-31$38,218,493
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$117,516
Total interest from all sources2021-12-31$26,432
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$4,745,713
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$4,745,713
Administrative expenses professional fees incurred2021-12-31$76,266
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$3,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,881,560
Participant contributions at end of year2021-12-31$1,112,154
Participant contributions at beginning of year2021-12-31$1,256,058
Participant contributions at end of year2021-12-31$109,148
Participant contributions at beginning of year2021-12-31$97,689
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$454,269
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$1,655
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$11,578
Other income not declared elsewhere2021-12-31$411
Total non interest bearing cash at end of year2021-12-31$2,347
Total non interest bearing cash at beginning of year2021-12-31$3,483
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$7,084,335
Value of net assets at end of year (total assets less liabilities)2021-12-31$45,291,250
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$38,206,915
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$41,250
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$43,146,888
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$35,992,696
Interest on participant loans2021-12-31$26,432
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$840,866
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$795,667
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,566,652
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,976,539
Employer contributions (assets) at end of year2021-12-31$79,847
Employer contributions (assets) at beginning of year2021-12-31$71,245
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$4,449,725
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BAKER TILLY US, LLP
Accountancy firm EIN2021-12-31390859910
2020 : RTI SURGICAL, INC. SECTION 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$33,796,938
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$11,578
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$6,380,058
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,048,778
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,006,927
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,839,324
Value of total assets at end of year2020-12-31$38,139,796
Value of total assets at beginning of year2020-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$41,851
Total interest from all sources2020-12-31$25,446
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$199,580
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$199,580
Administrative expenses professional fees incurred2020-12-31$26,851
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$3,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,027,389
Participant contributions at end of year2020-12-31$1,256,058
Participant contributions at beginning of year2020-12-31$0
Participant contributions at end of year2020-12-31$18,992
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$18,823
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$1,655
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$11,578
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$654
Total non interest bearing cash at end of year2020-12-31$3,483
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$4,331,280
Value of net assets at end of year (total assets less liabilities)2020-12-31$38,128,218
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$15,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$35,992,696
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$0
Interest on participant loans2020-12-31$25,446
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$795,667
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$4,315,054
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$793,112
Employer contributions (assets) at end of year2020-12-31$71,245
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,006,927
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No

Form 5500 Responses for RTI SURGICAL, INC. SECTION 401(K) PLAN

2023: RTI SURGICAL, INC. SECTION 401(K) PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: RTI SURGICAL, INC. SECTION 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RTI SURGICAL, INC. SECTION 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RTI SURGICAL, INC. SECTION 401(K) PLAN 2020 form 5500 responses
2020-08-01Type of plan entitySingle employer plan
2020-08-01First time form 5500 has been submittedYes
2020-08-01Submission has been amendedNo
2020-08-01This submission is the final filingNo
2020-08-01This return/report is a short plan year return/report (less than 12 months)Yes
2020-08-01Plan is a collectively bargained planNo
2020-08-01Plan funding arrangement – InsuranceYes
2020-08-01Plan funding arrangement – TrustYes
2020-08-01Plan benefit arrangement – InsuranceYes
2020-08-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberK00228
Policy instance 1
Insurance contract or identification numberK00228
Number of Individuals Covered24
Insurance policy start date2023-08-01
Insurance policy end date2023-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberK00228
Policy instance 1
Insurance contract or identification numberK00228
Number of Individuals Covered24
Insurance policy start date2022-08-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberK00228
Policy instance 1
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberK00228
Policy instance 1

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