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DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL 401k Plan overview

Plan NameDEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL
Plan identification number 333

DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

YATES PETROLEUM CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:YATES PETROLEUM CORPORATION
Employer identification number (EIN):850154842
NAIC Classification:211110
NAIC Description: Oil and Gas Extraction, Oil

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
3332017-01-01PATRICIA EDWARDS
3332016-01-01CONNIE ESQUIBEL
3332016-01-01
3332015-01-01CONNIE ESQUIBEL
3332014-01-01CONNIE ESQUIBEL
3332014-01-01CONNIE ESQUIBEL
3332013-01-01CONNIE ESQUIBEL
3332012-01-01CONNIE ESQUIBEL
3332011-01-01CONNIE ESQUIBEL
3332010-01-01CONNIE ESQUIBEL
3332009-01-01DENNIS MAUPIN

Plan Statistics for DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL

401k plan membership statisitcs for DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL

Measure Date Value
2017: DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL 2017 401k membership
Total participants, beginning-of-year2017-01-01425
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL 2016 401k membership
Total participants, beginning-of-year2016-01-01471
Total number of active participants reported on line 7a of the Form 55002016-01-01263
Number of retired or separated participants receiving benefits2016-01-0115
Number of other retired or separated participants entitled to future benefits2016-01-01142
Total of all active and inactive participants2016-01-01420
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-015
Total participants2016-01-01425
Number of participants with account balances2016-01-01425
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0112
2015: DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL 2015 401k membership
Total participants, beginning-of-year2015-01-01777
Total number of active participants reported on line 7a of the Form 55002015-01-01328
Number of retired or separated participants receiving benefits2015-01-018
Number of other retired or separated participants entitled to future benefits2015-01-01131
Total of all active and inactive participants2015-01-01467
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-014
Total participants2015-01-01471
Number of participants with account balances2015-01-01470
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0130
2014: DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL 2014 401k membership
Total participants, beginning-of-year2014-01-01717
Total number of active participants reported on line 7a of the Form 55002014-01-01572
Number of retired or separated participants receiving benefits2014-01-016
Number of other retired or separated participants entitled to future benefits2014-01-01187
Total of all active and inactive participants2014-01-01765
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-016
Total participants2014-01-01771
Number of participants with account balances2014-01-01768
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0118
2013: DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL 2013 401k membership
Total participants, beginning-of-year2013-01-01694
Total number of active participants reported on line 7a of the Form 55002013-01-01545
Number of retired or separated participants receiving benefits2013-01-015
Number of other retired or separated participants entitled to future benefits2013-01-01127
Total of all active and inactive participants2013-01-01677
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-016
Total participants2013-01-01683
Number of participants with account balances2013-01-01705
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0124
2012: DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL 2012 401k membership
Total participants, beginning-of-year2012-01-01714
Total number of active participants reported on line 7a of the Form 55002012-01-01567
Number of retired or separated participants receiving benefits2012-01-017
Number of other retired or separated participants entitled to future benefits2012-01-01112
Total of all active and inactive participants2012-01-01686
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-018
Total participants2012-01-01694
Number of participants with account balances2012-01-01694
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0113
2011: DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL 2011 401k membership
Total participants, beginning-of-year2011-01-01645
Total number of active participants reported on line 7a of the Form 55002011-01-01547
Number of retired or separated participants receiving benefits2011-01-017
Number of other retired or separated participants entitled to future benefits2011-01-01152
Total of all active and inactive participants2011-01-01706
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-018
Total participants2011-01-01714
Number of participants with account balances2011-01-01700
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0114
2010: DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL 2010 401k membership
Total participants, beginning-of-year2010-01-01666
Total number of active participants reported on line 7a of the Form 55002010-01-01486
Number of retired or separated participants receiving benefits2010-01-015
Number of other retired or separated participants entitled to future benefits2010-01-01146
Total of all active and inactive participants2010-01-01637
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-018
Total participants2010-01-01645
Number of participants with account balances2010-01-01638
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0132
2009: DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL 2009 401k membership
Total participants, beginning-of-year2009-01-01701
Number of retired or separated participants receiving benefits2009-01-017
Number of other retired or separated participants entitled to future benefits2009-01-01151
Total of all active and inactive participants2009-01-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-018
Total participants2009-01-01166
Number of participants with account balances2009-01-01641
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0132

Financial Data on DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL

Measure Date Value
2017 : DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL 2017 401k financial data
Total transfer of assets from this plan2017-03-31$63,186,723
Total income from all sources (including contributions)2017-03-31$2,447,614
Total of all expenses incurred2017-03-31$4,731,667
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-03-31$4,725,987
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-03-31$0
Value of total assets at end of year2017-03-31$0
Value of total assets at beginning of year2017-03-31$65,470,776
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-03-31$5,680
Total interest from all sources2017-03-31$34,893
Total dividends received (eg from common stock, registered investment company shares)2017-03-31$114,858
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-03-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-03-31$0
Total dividends received from registered investment company shares (eg mutual funds)2017-03-31$114,858
Was this plan covered by a fidelity bond2017-03-31Yes
Value of fidelity bond cover2017-03-31$1,000,000
If this is an individual account plan, was there a blackout period2017-03-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-03-31$0
Were there any nonexempt tranactions with any party-in-interest2017-03-31No
Administrative expenses (other) incurred2017-03-31$5,680
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Value of net income/loss2017-03-31$-2,284,053
Value of net assets at end of year (total assets less liabilities)2017-03-31$0
Value of net assets at beginning of year (total assets less liabilities)2017-03-31$65,470,776
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-03-31No
Were any leases to which the plan was party in default or uncollectible2017-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-03-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-03-31$51,600,349
Interest earned on other investments2017-03-31$34,893
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-03-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-03-31$13,870,427
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-03-31$2,297,863
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-03-31No
Was there a failure to transmit to the plan any participant contributions2017-03-31No
Has the plan failed to provide any benefit when due under the plan2017-03-31No
Contributions received in cash from employer2017-03-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-03-31$4,725,987
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-03-31Yes
Did the plan have assets held for investment2017-03-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-03-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-03-31Yes
Opinion of an independent qualified public accountant for this plan2017-03-31Disclaimer
Accountancy firm name2017-03-31SPROLES WOODWARD LLP
Accountancy firm EIN2017-03-31750807999
2016 : DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL 2016 401k financial data
Total transfer of assets to this plan2016-12-31$6,291
Total income from all sources (including contributions)2016-12-31$7,689,157
Total of all expenses incurred2016-12-31$10,683,642
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$10,648,232
Value of total corrective distributions2016-12-31$869
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,947,986
Value of total assets at end of year2016-12-31$65,470,776
Value of total assets at beginning of year2016-12-31$68,458,970
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$34,541
Total interest from all sources2016-12-31$202,424
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,002,796
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,002,796
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,807,205
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$10,695
Administrative expenses (other) incurred2016-12-31$34,541
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-2,994,485
Value of net assets at end of year (total assets less liabilities)2016-12-31$65,470,776
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$68,458,970
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$51,600,349
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$55,716,071
Interest earned on other investments2016-12-31$202,424
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$13,870,427
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$12,742,899
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,535,951
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,130,086
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$10,648,232
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SPROLES WOODWARD LLP
Accountancy firm EIN2016-12-31750807999
2015 : DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL 2015 401k financial data
Total transfer of assets from this plan2015-12-31$19,183,662
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$815
Total income from all sources (including contributions)2015-12-31$3,981,653
Total of all expenses incurred2015-12-31$7,052,168
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$7,021,382
Value of total corrective distributions2015-12-31$743
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,608,994
Value of total assets at end of year2015-12-31$68,458,970
Value of total assets at beginning of year2015-12-31$90,713,962
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$30,043
Total interest from all sources2015-12-31$205,816
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,173,392
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,173,392
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,800,156
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$440,676
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$815
Administrative expenses (other) incurred2015-12-31$30,043
Total non interest bearing cash at beginning of year2015-12-31$204,097
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-3,070,515
Value of net assets at end of year (total assets less liabilities)2015-12-31$68,458,970
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$90,713,147
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$55,716,071
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$73,674,806
Interest earned on other investments2015-12-31$205,816
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$12,742,899
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$15,098,130
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,006,549
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$368,162
Employer contributions (assets) at beginning of year2015-12-31$1,736,929
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$7,021,382
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SPROLES WOODWARD LLP
Accountancy firm EIN2015-12-31750807999
2014 : DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$815
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$3,155
Total income from all sources (including contributions)2014-12-31$12,918,378
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$6,595,891
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$6,591,180
Value of total corrective distributions2014-12-31$815
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$7,890,305
Value of total assets at end of year2014-12-31$90,713,962
Value of total assets at beginning of year2014-12-31$84,393,815
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,896
Total interest from all sources2014-12-31$208,404
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,568,280
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,568,280
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,774,145
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$344,343
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$815
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$3,155
Administrative expenses (other) incurred2014-12-31$3,896
Total non interest bearing cash at end of year2014-12-31$204,097
Total non interest bearing cash at beginning of year2014-12-31$126,135
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$6,322,487
Value of net assets at end of year (total assets less liabilities)2014-12-31$90,713,147
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$84,390,660
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$73,674,806
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$64,815,354
Interest earned on other investments2014-12-31$208,404
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$15,098,130
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$16,182,762
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$3,251,389
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,771,817
Employer contributions (assets) at end of year2014-12-31$1,736,929
Employer contributions (assets) at beginning of year2014-12-31$3,269,564
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$6,591,180
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SPROLES WOODWARD LLP
Accountancy firm EIN2014-12-31750807999
2013 : DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL 2013 401k financial data
Total transfer of assets from this plan2013-12-31$11,507,341
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$3,155
Total income from all sources (including contributions)2013-12-31$21,332,816
Total of all expenses incurred2013-12-31$5,552,471
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$5,544,968
Value of total corrective distributions2013-12-31$5,436
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$9,112,908
Value of total assets at end of year2013-12-31$84,393,815
Value of total assets at beginning of year2013-12-31$80,117,656
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,067
Total interest from all sources2013-12-31$276,047
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,214,357
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,214,357
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$4,052,808
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$119,050
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$3,155
Administrative expenses (other) incurred2013-12-31$2,067
Total non interest bearing cash at end of year2013-12-31$126,135
Total non interest bearing cash at beginning of year2013-12-31$69,315
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$15,780,345
Value of net assets at end of year (total assets less liabilities)2013-12-31$84,390,660
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$80,117,656
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$64,815,354
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$57,098,620
Interest earned on other investments2013-12-31$276,047
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$16,182,762
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$20,006,464
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$10,729,504
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$4,941,050
Employer contributions (assets) at end of year2013-12-31$3,269,564
Employer contributions (assets) at beginning of year2013-12-31$2,943,257
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$5,544,968
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SPROLES WOODWARD LLP
Accountancy firm EIN2013-12-31750807999
2012 : DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL 2012 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$9,760
Total income from all sources (including contributions)2012-12-31$16,611,954
Total of all expenses incurred2012-12-31$8,868,953
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$8,817,094
Value of total corrective distributions2012-12-31$51,770
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$9,251,555
Value of total assets at end of year2012-12-31$80,117,656
Value of total assets at beginning of year2012-12-31$72,384,415
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$89
Total interest from all sources2012-12-31$398,565
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,152,494
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,152,494
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,880,466
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$492,200
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$126,125
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$2,294
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$9,760
Administrative expenses (other) incurred2012-12-31$89
Total non interest bearing cash at end of year2012-12-31$69,315
Total non interest bearing cash at beginning of year2012-12-31$4,699
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$7,743,001
Value of net assets at end of year (total assets less liabilities)2012-12-31$80,117,656
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$72,374,655
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$57,098,620
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$49,203,897
Interest earned on other investments2012-12-31$398,565
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$20,006,464
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$20,385,367
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$5,809,340
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$4,878,889
Employer contributions (assets) at end of year2012-12-31$2,943,257
Employer contributions (assets) at beginning of year2012-12-31$2,788,158
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$8,690,969
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SPROLES WOODWARD LLP
Accountancy firm EIN2012-12-31750807999
2011 : DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$9,760
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$9,760
Total income from all sources (including contributions)2011-12-31$8,795,542
Total of all expenses incurred2011-12-31$5,179,197
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$5,155,045
Value of total corrective distributions2011-12-31$23,781
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$8,916,080
Value of total assets at end of year2011-12-31$72,384,415
Value of total assets at beginning of year2011-12-31$68,768,070
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$371
Total interest from all sources2011-12-31$546,838
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,336,933
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,336,933
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$3,882,740
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$465,061
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$92,642
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$2,294
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$2,294
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$9,760
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$9,760
Administrative expenses (other) incurred2011-12-31$371
Total non interest bearing cash at end of year2011-12-31$4,699
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$3,616,345
Value of net assets at end of year (total assets less liabilities)2011-12-31$72,374,655
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$68,758,310
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$49,203,897
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$45,614,119
Interest earned on other investments2011-12-31$546,838
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$20,385,367
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$20,020,579
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,004,309
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$4,568,279
Employer contributions (assets) at end of year2011-12-31$2,788,158
Employer contributions (assets) at beginning of year2011-12-31$3,131,078
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$5,062,403
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SPROLES WOODARD LLP
Accountancy firm EIN2011-12-31750807999
2010 : DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$9,760
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$9,760
Total income from all sources (including contributions)2010-12-31$15,620,706
Total of all expenses incurred2010-12-31$7,872,691
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$7,872,533
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$9,275,648
Value of total assets at end of year2010-12-31$68,768,070
Value of total assets at beginning of year2010-12-31$61,020,055
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$158
Total interest from all sources2010-12-31$1,827,543
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$4,322,454
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,067,993
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$120,355
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$2,294
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$2,294
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$9,760
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$9,760
Administrative expenses (other) incurred2010-12-31$158
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$7,748,015
Value of net assets at end of year (total assets less liabilities)2010-12-31$68,758,310
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$61,010,295
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$45,614,119
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$38,583,455
Interest earned on other investments2010-12-31$1,827,543
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$20,020,579
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$20,294,272
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$4,517,515
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$3,885,201
Employer contributions (assets) at end of year2010-12-31$3,131,078
Employer contributions (assets) at beginning of year2010-12-31$2,140,034
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$7,752,178
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SPROLES WOODARD LLP
Accountancy firm EIN2010-12-31750807999
2009 : DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL

2017: DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL 2010 form 5500 responses
2010-01-01Type of plan entityMulitple employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: DEFERRED SALARY PROFIT-SHARING PLAN FOR EMPLOYEES OF YATES PETROLEUM CORPORATION ET AL 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberJK61912
Policy instance 1
Insurance contract or identification numberJK61912
Number of Individuals Covered470
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberJK61912
Policy instance 1
Insurance contract or identification numberJK61912
Number of Individuals Covered768
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberJK61912
Policy instance 1
Insurance contract or identification numberJK61912
Number of Individuals Covered705
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberJK61912
Policy instance 1
Insurance contract or identification numberJK61912
Number of Individuals Covered694
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberJK61912
Policy instance 1
Insurance contract or identification numberJK61912
Number of Individuals Covered700
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $7,464
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberJK61912
Policy instance 1
Insurance contract or identification numberJK61912
Number of Individuals Covered638
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $10,890
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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