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NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameNAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN
Plan identification number 001

NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NAVAJO TECHNICAL UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:NAVAJO TECHNICAL UNIVERSITY
Employer identification number (EIN):850303705
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-06-01
0012021-06-01
0012021-06-01
0012020-06-01
0012019-06-01
0012018-06-01
0012017-06-01TONY MAJOR
0012016-06-01TONY MAJOR
0012015-06-01TONY MAJOR
0012014-06-01DR. LAWRENCE ISAAC
0012014-06-01DR. LAWRENCE ISAAC
0012013-06-01DR. LAWRENCE ISAAC
0012012-06-01DR. LAWRENCE ISAAC, JR.
0012011-06-01DR. LAWRENCE ISAAC, JR.
0012009-06-01DR. LAWRENCE ISAAC, JR. DR. LAWRENCE ISAAC, JR.2011-03-16

Plan Statistics for NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-06-01410
Total number of active participants reported on line 7a of the Form 55002022-06-01325
Number of retired or separated participants receiving benefits2022-06-010
Number of other retired or separated participants entitled to future benefits2022-06-01104
Total of all active and inactive participants2022-06-01429
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-06-010
Total participants2022-06-01429
Number of participants with account balances2022-06-01374
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-06-011
2021: NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-06-01499
Total number of active participants reported on line 7a of the Form 55002021-06-01428
Number of retired or separated participants receiving benefits2021-06-019
Number of other retired or separated participants entitled to future benefits2021-06-0194
Total of all active and inactive participants2021-06-01531
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-06-010
Total participants2021-06-01531
Number of participants with account balances2021-06-01321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-06-014
2020: NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-06-01435
Total number of active participants reported on line 7a of the Form 55002020-06-01277
Number of retired or separated participants receiving benefits2020-06-018
Number of other retired or separated participants entitled to future benefits2020-06-01119
Total of all active and inactive participants2020-06-01404
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-06-010
Total participants2020-06-01404
Number of participants with account balances2020-06-01315
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-06-017
2019: NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-06-01447
Total number of active participants reported on line 7a of the Form 55002019-06-01489
Number of retired or separated participants receiving benefits2019-06-011
Number of other retired or separated participants entitled to future benefits2019-06-0171
Total of all active and inactive participants2019-06-01561
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-06-010
Total participants2019-06-01561
Number of participants with account balances2019-06-01293
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-06-010
2018: NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-06-01420
Total number of active participants reported on line 7a of the Form 55002018-06-01481
Number of retired or separated participants receiving benefits2018-06-0132
Number of other retired or separated participants entitled to future benefits2018-06-0143
Total of all active and inactive participants2018-06-01556
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-06-011
Total participants2018-06-01557
Number of participants with account balances2018-06-01258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-06-012
2017: NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-06-01395
Total number of active participants reported on line 7a of the Form 55002017-06-01428
Number of retired or separated participants receiving benefits2017-06-0132
Number of other retired or separated participants entitled to future benefits2017-06-0140
Total of all active and inactive participants2017-06-01500
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-06-010
Total participants2017-06-01500
Number of participants with account balances2017-06-01256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-06-014
2016: NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-06-01307
Total number of active participants reported on line 7a of the Form 55002016-06-01326
Number of retired or separated participants receiving benefits2016-06-0121
Number of other retired or separated participants entitled to future benefits2016-06-0136
Total of all active and inactive participants2016-06-01383
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-06-010
Total participants2016-06-01383
Number of participants with account balances2016-06-01245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-06-015
2015: NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-06-01295
Total number of active participants reported on line 7a of the Form 55002015-06-01292
Number of retired or separated participants receiving benefits2015-06-0111
Number of other retired or separated participants entitled to future benefits2015-06-0127
Total of all active and inactive participants2015-06-01330
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-06-010
Total participants2015-06-01330
Number of participants with account balances2015-06-01235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-06-010
2014: NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-06-01202
Total number of active participants reported on line 7a of the Form 55002014-06-01176
Number of retired or separated participants receiving benefits2014-06-0114
Number of other retired or separated participants entitled to future benefits2014-06-0122
Total of all active and inactive participants2014-06-01212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-06-010
Total participants2014-06-01212
Number of participants with account balances2014-06-01206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-06-011
2013: NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-06-01183
Total number of active participants reported on line 7a of the Form 55002013-06-01175
Number of retired or separated participants receiving benefits2013-06-015
Number of other retired or separated participants entitled to future benefits2013-06-0118
Total of all active and inactive participants2013-06-01198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-06-010
Total participants2013-06-01198
Number of participants with account balances2013-06-01189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-06-011
2012: NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-06-01159
Total number of active participants reported on line 7a of the Form 55002012-06-01129
Number of retired or separated participants receiving benefits2012-06-019
Number of other retired or separated participants entitled to future benefits2012-06-0124
Total of all active and inactive participants2012-06-01162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-06-010
Total participants2012-06-01162
Number of participants with account balances2012-06-01162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-06-011
2011: NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-06-01148
Total number of active participants reported on line 7a of the Form 55002011-06-01121
Number of retired or separated participants receiving benefits2011-06-0112
Number of other retired or separated participants entitled to future benefits2011-06-0120
Total of all active and inactive participants2011-06-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-06-010
Total participants2011-06-01153
Number of participants with account balances2011-06-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-06-014
2009: NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-06-01138
Total number of active participants reported on line 7a of the Form 55002009-06-01102
Number of retired or separated participants receiving benefits2009-06-012
Number of other retired or separated participants entitled to future benefits2009-06-0130
Total of all active and inactive participants2009-06-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-06-010
Total participants2009-06-01134
Number of participants with account balances2009-06-01134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-06-012

Financial Data on NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN

Measure Date Value
2023 : NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-05-31$0
Total income from all sources (including contributions)2023-05-31$1,143,432
Total loss/gain on sale of assets2023-05-31$0
Total of all expenses incurred2023-05-31$1,097,457
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-05-31$987,908
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-05-31$1,152,165
Value of total assets at end of year2023-05-31$8,451,846
Value of total assets at beginning of year2023-05-31$8,405,871
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-05-31$109,549
Total interest from all sources2023-05-31$0
Total dividends received (eg from common stock, registered investment company shares)2023-05-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-05-31No
Was this plan covered by a fidelity bond2023-05-31Yes
Value of fidelity bond cover2023-05-31$500,000
If this is an individual account plan, was there a blackout period2023-05-31No
Were there any nonexempt tranactions with any party-in-interest2023-05-31No
Contributions received from participants2023-05-31$352,353
Participant contributions at end of year2023-05-31$0
Participant contributions at beginning of year2023-05-31$33
Income. Received or receivable in cash from other sources (including rollovers)2023-05-31$4,362
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-05-31No
Value of net income/loss2023-05-31$45,975
Value of net assets at end of year (total assets less liabilities)2023-05-31$8,451,846
Value of net assets at beginning of year (total assets less liabilities)2023-05-31$8,405,871
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-05-31No
Were any leases to which the plan was party in default or uncollectible2023-05-31No
Investment advisory and management fees2023-05-31$96,674
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-05-31$8,328,440
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-05-31$8,238,029
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-05-31$-8,733
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-05-31No
Was there a failure to transmit to the plan any participant contributions2023-05-31No
Has the plan failed to provide any benefit when due under the plan2023-05-31No
Contributions received in cash from employer2023-05-31$795,450
Employer contributions (assets) at end of year2023-05-31$123,406
Employer contributions (assets) at beginning of year2023-05-31$167,809
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-05-31$987,908
Contract administrator fees2023-05-31$12,875
Did the plan have assets held for investment2023-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-05-31No
Opinion of an independent qualified public accountant for this plan2023-05-31Unqualified
Accountancy firm name2023-05-31SJT GROUP, LLC
Accountancy firm EIN2023-05-31843482539
2022 : NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-05-31$0
Total income from all sources (including contributions)2022-05-31$429,170
Total loss/gain on sale of assets2022-05-31$0
Total of all expenses incurred2022-05-31$746,906
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-05-31$624,957
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-05-31$1,176,240
Value of total assets at end of year2022-05-31$8,405,871
Value of total assets at beginning of year2022-05-31$8,723,607
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-05-31$121,949
Total interest from all sources2022-05-31$0
Total dividends received (eg from common stock, registered investment company shares)2022-05-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-05-31No
Was this plan covered by a fidelity bond2022-05-31Yes
Value of fidelity bond cover2022-05-31$500,000
If this is an individual account plan, was there a blackout period2022-05-31No
Were there any nonexempt tranactions with any party-in-interest2022-05-31No
Contributions received from participants2022-05-31$287,451
Participant contributions at end of year2022-05-31$33
Participant contributions at beginning of year2022-05-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-05-31$197,974
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-05-31No
Value of net income/loss2022-05-31$-317,736
Value of net assets at end of year (total assets less liabilities)2022-05-31$8,405,871
Value of net assets at beginning of year (total assets less liabilities)2022-05-31$8,723,607
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-05-31No
Were any leases to which the plan was party in default or uncollectible2022-05-31No
Investment advisory and management fees2022-05-31$114,624
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-05-31$8,238,029
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-05-31$8,561,984
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-05-31$-747,070
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-05-31No
Was there a failure to transmit to the plan any participant contributions2022-05-31No
Has the plan failed to provide any benefit when due under the plan2022-05-31No
Contributions received in cash from employer2022-05-31$690,815
Employer contributions (assets) at end of year2022-05-31$167,809
Employer contributions (assets) at beginning of year2022-05-31$161,623
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-05-31$624,957
Contract administrator fees2022-05-31$7,325
Did the plan have assets held for investment2022-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-05-31No
Opinion of an independent qualified public accountant for this plan2022-05-31Disclaimer
Accountancy firm name2022-05-31SJT GROUP, LLC
Accountancy firm EIN2022-05-31843482539
2021 : NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-05-31$0
Total income from all sources (including contributions)2021-05-31$2,817,995
Total loss/gain on sale of assets2021-05-31$0
Total of all expenses incurred2021-05-31$658,226
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-05-31$536,277
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-05-31$916,148
Value of total assets at end of year2021-05-31$8,723,607
Value of total assets at beginning of year2021-05-31$6,563,838
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-05-31$121,949
Total interest from all sources2021-05-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-05-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-05-31No
Was this plan covered by a fidelity bond2021-05-31Yes
Value of fidelity bond cover2021-05-31$500,000
If this is an individual account plan, was there a blackout period2021-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-05-31$0
Were there any nonexempt tranactions with any party-in-interest2021-05-31No
Contributions received from participants2021-05-31$263,303
Participant contributions at end of year2021-05-31$0
Participant contributions at beginning of year2021-05-31$11,824
Income. Received or receivable in cash from other sources (including rollovers)2021-05-31$9,311
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-05-31No
Value of net income/loss2021-05-31$2,159,769
Value of net assets at end of year (total assets less liabilities)2021-05-31$8,723,607
Value of net assets at beginning of year (total assets less liabilities)2021-05-31$6,563,838
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-05-31No
Were any leases to which the plan was party in default or uncollectible2021-05-31No
Investment advisory and management fees2021-05-31$114,624
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-05-31$8,561,984
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-05-31$6,391,829
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-05-31$1,901,847
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-05-31No
Was there a failure to transmit to the plan any participant contributions2021-05-31Yes
Has the plan failed to provide any benefit when due under the plan2021-05-31No
Contributions received in cash from employer2021-05-31$643,534
Employer contributions (assets) at end of year2021-05-31$161,623
Employer contributions (assets) at beginning of year2021-05-31$160,185
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-05-31$536,277
Contract administrator fees2021-05-31$7,325
Did the plan have assets held for investment2021-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-05-31No
Opinion of an independent qualified public accountant for this plan2021-05-31Disclaimer
Accountancy firm name2021-05-31SJT GROUP, LLC
Accountancy firm EIN2021-05-31843482539
2020 : NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-05-31$0
Total income from all sources (including contributions)2020-05-31$1,214,687
Total loss/gain on sale of assets2020-05-31$0
Total of all expenses incurred2020-05-31$568,243
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-05-31$466,258
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-05-31$898,235
Value of total assets at end of year2020-05-31$6,563,838
Value of total assets at beginning of year2020-05-31$5,917,394
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-05-31$101,985
Total interest from all sources2020-05-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-05-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-05-31No
Was this plan covered by a fidelity bond2020-05-31Yes
Value of fidelity bond cover2020-05-31$500,000
If this is an individual account plan, was there a blackout period2020-05-31No
Were there any nonexempt tranactions with any party-in-interest2020-05-31No
Contributions received from participants2020-05-31$275,842
Participant contributions at end of year2020-05-31$11,824
Participant contributions at beginning of year2020-05-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-05-31$31,256
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-05-31No
Value of net income/loss2020-05-31$646,444
Value of net assets at end of year (total assets less liabilities)2020-05-31$6,563,838
Value of net assets at beginning of year (total assets less liabilities)2020-05-31$5,917,394
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-05-31No
Were any leases to which the plan was party in default or uncollectible2020-05-31No
Investment advisory and management fees2020-05-31$96,026
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-05-31$6,391,829
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-05-31$5,895,388
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-05-31$316,452
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-05-31No
Was there a failure to transmit to the plan any participant contributions2020-05-31Yes
Has the plan failed to provide any benefit when due under the plan2020-05-31No
Contributions received in cash from employer2020-05-31$591,137
Employer contributions (assets) at end of year2020-05-31$160,185
Employer contributions (assets) at beginning of year2020-05-31$22,006
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-05-31$466,258
Contract administrator fees2020-05-31$5,959
Did the plan have assets held for investment2020-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-05-31Yes
Opinion of an independent qualified public accountant for this plan2020-05-31Disclaimer
Accountancy firm name2020-05-31SLOAN & COMPANY
Accountancy firm EIN2020-05-31850282627
2019 : NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-05-31$0
Total income from all sources (including contributions)2019-05-31$909,281
Total loss/gain on sale of assets2019-05-31$0
Total of all expenses incurred2019-05-31$578,995
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-05-31$485,215
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-05-31$811,135
Value of total assets at end of year2019-05-31$5,917,394
Value of total assets at beginning of year2019-05-31$5,587,108
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-05-31$93,780
Total interest from all sources2019-05-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-05-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-05-31No
Was this plan covered by a fidelity bond2019-05-31Yes
Value of fidelity bond cover2019-05-31$500,000
If this is an individual account plan, was there a blackout period2019-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-05-31$0
Were there any nonexempt tranactions with any party-in-interest2019-05-31No
Contributions received from participants2019-05-31$292,576
Participant contributions at end of year2019-05-31$0
Participant contributions at beginning of year2019-05-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-05-31No
Value of net income/loss2019-05-31$330,286
Value of net assets at end of year (total assets less liabilities)2019-05-31$5,917,394
Value of net assets at beginning of year (total assets less liabilities)2019-05-31$5,587,108
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-05-31No
Were any leases to which the plan was party in default or uncollectible2019-05-31No
Investment advisory and management fees2019-05-31$88,087
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-05-31$5,895,388
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-05-31$5,531,943
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-05-31$98,146
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-05-31No
Was there a failure to transmit to the plan any participant contributions2019-05-31No
Has the plan failed to provide any benefit when due under the plan2019-05-31No
Contributions received in cash from employer2019-05-31$518,559
Employer contributions (assets) at end of year2019-05-31$22,006
Employer contributions (assets) at beginning of year2019-05-31$55,165
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-05-31$485,215
Contract administrator fees2019-05-31$5,693
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-05-31No
Did the plan have assets held for investment2019-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-05-31Yes
Opinion of an independent qualified public accountant for this plan2019-05-31Disclaimer
Accountancy firm name2019-05-31SLOAN & COMPANY
Accountancy firm EIN2019-05-31850282627
2018 : NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-05-31$0
Total income from all sources (including contributions)2018-05-31$1,309,100
Total loss/gain on sale of assets2018-05-31$0
Total of all expenses incurred2018-05-31$636,892
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-05-31$553,040
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-05-31$841,021
Value of total assets at end of year2018-05-31$5,587,108
Value of total assets at beginning of year2018-05-31$4,914,900
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-05-31$83,852
Total interest from all sources2018-05-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-05-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-05-31No
Was this plan covered by a fidelity bond2018-05-31Yes
Value of fidelity bond cover2018-05-31$500,000
If this is an individual account plan, was there a blackout period2018-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-05-31$0
Were there any nonexempt tranactions with any party-in-interest2018-05-31No
Contributions received from participants2018-05-31$302,338
Participant contributions at end of year2018-05-31$0
Participant contributions at beginning of year2018-05-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-05-31No
Value of net income/loss2018-05-31$672,208
Value of net assets at end of year (total assets less liabilities)2018-05-31$5,587,108
Value of net assets at beginning of year (total assets less liabilities)2018-05-31$4,914,900
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-05-31No
Were any leases to which the plan was party in default or uncollectible2018-05-31No
Investment advisory and management fees2018-05-31$78,855
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-05-31$5,531,943
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-05-31$4,840,444
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-05-31$468,079
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-05-31No
Was there a failure to transmit to the plan any participant contributions2018-05-31No
Has the plan failed to provide any benefit when due under the plan2018-05-31No
Contributions received in cash from employer2018-05-31$538,683
Employer contributions (assets) at end of year2018-05-31$55,165
Employer contributions (assets) at beginning of year2018-05-31$74,456
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-05-31$553,040
Contract administrator fees2018-05-31$4,997
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-05-31No
Did the plan have assets held for investment2018-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-05-31Yes
Opinion of an independent qualified public accountant for this plan2018-05-31Disclaimer
Accountancy firm name2018-05-31SLOAN & COMPANY
Accountancy firm EIN2018-05-31850282627
2017 : NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-05-31$0
Total income from all sources (including contributions)2017-05-31$1,317,054
Total loss/gain on sale of assets2017-05-31$0
Total of all expenses incurred2017-05-31$287,177
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-05-31$226,616
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-05-31$790,755
Value of total assets at end of year2017-05-31$4,914,900
Value of total assets at beginning of year2017-05-31$3,885,023
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-05-31$60,561
Total interest from all sources2017-05-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-05-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-05-31No
Was this plan covered by a fidelity bond2017-05-31Yes
Value of fidelity bond cover2017-05-31$390,000
If this is an individual account plan, was there a blackout period2017-05-31Yes
Were there any nonexempt tranactions with any party-in-interest2017-05-31No
Contributions received from participants2017-05-31$288,123
Participant contributions at end of year2017-05-31$0
Participant contributions at beginning of year2017-05-31$418
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-05-31No
Value of net income/loss2017-05-31$1,029,877
Value of net assets at end of year (total assets less liabilities)2017-05-31$4,914,900
Value of net assets at beginning of year (total assets less liabilities)2017-05-31$3,885,023
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-05-31No
Were any leases to which the plan was party in default or uncollectible2017-05-31No
Investment advisory and management fees2017-05-31$25,758
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-05-31$4,840,444
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-05-31$3,789,163
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-05-31$526,299
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-05-31No
Was there a failure to transmit to the plan any participant contributions2017-05-31No
Has the plan failed to provide any benefit when due under the plan2017-05-31No
Contributions received in cash from employer2017-05-31$502,632
Employer contributions (assets) at end of year2017-05-31$74,456
Employer contributions (assets) at beginning of year2017-05-31$95,442
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-05-31$226,616
Contract administrator fees2017-05-31$34,803
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-05-31Yes
Did the plan have assets held for investment2017-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-05-31Yes
Opinion of an independent qualified public accountant for this plan2017-05-31Disclaimer
Accountancy firm name2017-05-31SLOAN & COMPANY
Accountancy firm EIN2017-05-31850282627
2016 : NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-05-31$0
Total income from all sources (including contributions)2016-05-31$688,394
Total loss/gain on sale of assets2016-05-31$0
Total of all expenses incurred2016-05-31$182,324
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-05-31$180,844
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-05-31$770,434
Value of total assets at end of year2016-05-31$3,885,023
Value of total assets at beginning of year2016-05-31$3,378,953
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-05-31$1,480
Total interest from all sources2016-05-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-05-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-05-31No
Administrative expenses professional fees incurred2016-05-31$1,480
Was this plan covered by a fidelity bond2016-05-31Yes
Value of fidelity bond cover2016-05-31$340,000
If this is an individual account plan, was there a blackout period2016-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-05-31$0
Were there any nonexempt tranactions with any party-in-interest2016-05-31No
Contributions received from participants2016-05-31$247,798
Participant contributions at end of year2016-05-31$418
Participant contributions at beginning of year2016-05-31$17,385
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-05-31No
Value of net income/loss2016-05-31$506,070
Value of net assets at end of year (total assets less liabilities)2016-05-31$3,885,023
Value of net assets at beginning of year (total assets less liabilities)2016-05-31$3,378,953
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-05-31No
Were any leases to which the plan was party in default or uncollectible2016-05-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-05-31$3,789,163
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-05-31$3,278,124
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-05-31$-82,040
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-05-31No
Was there a failure to transmit to the plan any participant contributions2016-05-31No
Has the plan failed to provide any benefit when due under the plan2016-05-31No
Contributions received in cash from employer2016-05-31$522,636
Employer contributions (assets) at end of year2016-05-31$95,442
Employer contributions (assets) at beginning of year2016-05-31$83,444
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-05-31$180,844
Did the plan have assets held for investment2016-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-05-31Yes
Opinion of an independent qualified public accountant for this plan2016-05-31Disclaimer
Accountancy firm name2016-05-31SLOAN & COMPANY
Accountancy firm EIN2016-05-31850282627
2015 : NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-05-31$0
Total income from all sources (including contributions)2015-05-31$781,107
Total loss/gain on sale of assets2015-05-31$0
Total of all expenses incurred2015-05-31$145,493
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-05-31$145,493
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-05-31$686,807
Value of total assets at end of year2015-05-31$3,378,953
Value of total assets at beginning of year2015-05-31$2,743,339
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-05-31$0
Total interest from all sources2015-05-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-05-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-05-31No
Administrative expenses professional fees incurred2015-05-31$1,420
Was this plan covered by a fidelity bond2015-05-31Yes
Value of fidelity bond cover2015-05-31$340,000
If this is an individual account plan, was there a blackout period2015-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-05-31$0
Were there any nonexempt tranactions with any party-in-interest2015-05-31No
Contributions received from participants2015-05-31$217,581
Participant contributions at end of year2015-05-31$17,385
Participant contributions at beginning of year2015-05-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-05-31$11,009
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-05-31No
Value of net income/loss2015-05-31$635,614
Value of net assets at end of year (total assets less liabilities)2015-05-31$3,378,953
Value of net assets at beginning of year (total assets less liabilities)2015-05-31$2,743,339
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-05-31No
Were any leases to which the plan was party in default or uncollectible2015-05-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-05-31$3,278,124
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-05-31$2,656,806
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-05-31$94,300
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-05-31No
Was there a failure to transmit to the plan any participant contributions2015-05-31Yes
Has the plan failed to provide any benefit when due under the plan2015-05-31No
Contributions received in cash from employer2015-05-31$458,217
Employer contributions (assets) at end of year2015-05-31$83,444
Employer contributions (assets) at beginning of year2015-05-31$86,533
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-05-31$145,493
Did the plan have assets held for investment2015-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-05-31Yes
Opinion of an independent qualified public accountant for this plan2015-05-31Disclaimer
Accountancy firm name2015-05-31SLOAN & COMPANY
Accountancy firm EIN2015-05-31850282627
2014 : NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-05-31$7,403
Total unrealized appreciation/depreciation of assets2014-05-31$7,403
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-05-31$0
Total income from all sources (including contributions)2014-05-31$838,167
Total loss/gain on sale of assets2014-05-31$0
Total of all expenses incurred2014-05-31$250,140
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-05-31$250,140
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-05-31$641,954
Value of total assets at end of year2014-05-31$2,743,339
Value of total assets at beginning of year2014-05-31$2,155,312
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-05-31$0
Total interest from all sources2014-05-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-05-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-05-31No
Was this plan covered by a fidelity bond2014-05-31Yes
Value of fidelity bond cover2014-05-31$280,000
If this is an individual account plan, was there a blackout period2014-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-05-31$0
Were there any nonexempt tranactions with any party-in-interest2014-05-31No
Contributions received from participants2014-05-31$190,006
Participant contributions at end of year2014-05-31$0
Participant contributions at beginning of year2014-05-31$150,806
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-05-31No
Value of net income/loss2014-05-31$588,027
Value of net assets at end of year (total assets less liabilities)2014-05-31$2,743,339
Value of net assets at beginning of year (total assets less liabilities)2014-05-31$2,155,312
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-05-31No
Were any leases to which the plan was party in default or uncollectible2014-05-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-05-31$2,656,806
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-05-31$1,654,910
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-05-31$188,810
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-05-31No
Was there a failure to transmit to the plan any participant contributions2014-05-31No
Has the plan failed to provide any benefit when due under the plan2014-05-31No
Contributions received in cash from employer2014-05-31$451,948
Employer contributions (assets) at end of year2014-05-31$86,533
Employer contributions (assets) at beginning of year2014-05-31$349,596
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-05-31$250,140
Did the plan have assets held for investment2014-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-05-31Yes
Opinion of an independent qualified public accountant for this plan2014-05-31Disclaimer
Accountancy firm name2014-05-31SLOAN & COMPANY
Accountancy firm EIN2014-05-31850282627
2013 : NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-05-31$0
Total income from all sources (including contributions)2013-05-31$733,576
Total loss/gain on sale of assets2013-05-31$0
Total of all expenses incurred2013-05-31$124,367
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-05-31$124,367
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-05-31$500,402
Value of total assets at end of year2013-05-31$2,155,312
Value of total assets at beginning of year2013-05-31$1,546,103
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-05-31$0
Total interest from all sources2013-05-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-05-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-05-31No
Was this plan covered by a fidelity bond2013-05-31No
If this is an individual account plan, was there a blackout period2013-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-05-31$0
Were there any nonexempt tranactions with any party-in-interest2013-05-31No
Contributions received from participants2013-05-31$150,806
Participant contributions at end of year2013-05-31$150,806
Participant contributions at beginning of year2013-05-31$548
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-05-31No
Value of net income/loss2013-05-31$609,209
Value of net assets at end of year (total assets less liabilities)2013-05-31$2,155,312
Value of net assets at beginning of year (total assets less liabilities)2013-05-31$1,546,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-05-31No
Were any leases to which the plan was party in default or uncollectible2013-05-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-05-31$1,654,910
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-05-31$1,538,085
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-05-31$233,174
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-05-31No
Was there a failure to transmit to the plan any participant contributions2013-05-31Yes
Has the plan failed to provide any benefit when due under the plan2013-05-31No
Contributions received in cash from employer2013-05-31$349,596
Employer contributions (assets) at end of year2013-05-31$349,596
Employer contributions (assets) at beginning of year2013-05-31$7,470
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-05-31$124,367
Did the plan have assets held for investment2013-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-05-31Yes
Opinion of an independent qualified public accountant for this plan2013-05-31Disclaimer
Accountancy firm name2013-05-31SLOAN & COMPANY
Accountancy firm EIN2013-05-31850282627
2012 : NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-05-31$0
Total income from all sources (including contributions)2012-05-31$294,355
Total loss/gain on sale of assets2012-05-31$0
Total of all expenses incurred2012-05-31$168,327
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-05-31$167,007
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-05-31$336,721
Value of total assets at end of year2012-05-31$1,546,103
Value of total assets at beginning of year2012-05-31$1,420,075
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-05-31$1,320
Total interest from all sources2012-05-31$864
Total dividends received (eg from common stock, registered investment company shares)2012-05-31$-43,230
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-05-31No
Was this plan covered by a fidelity bond2012-05-31No
If this is an individual account plan, was there a blackout period2012-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-05-31$0
Were there any nonexempt tranactions with any party-in-interest2012-05-31No
Contributions received from participants2012-05-31$125,661
Participant contributions at end of year2012-05-31$548
Participant contributions at beginning of year2012-05-31$5,064
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-05-31$2,232
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-05-31No
Value of net income/loss2012-05-31$126,028
Value of net assets at end of year (total assets less liabilities)2012-05-31$1,546,103
Value of net assets at beginning of year (total assets less liabilities)2012-05-31$1,420,075
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-05-31No
Were any leases to which the plan was party in default or uncollectible2012-05-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-05-31$1,538,085
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-05-31$1,277,463
Interest earned on other investments2012-05-31$864
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-05-31No
Was there a failure to transmit to the plan any participant contributions2012-05-31No
Has the plan failed to provide any benefit when due under the plan2012-05-31No
Contributions received in cash from employer2012-05-31$211,060
Employer contributions (assets) at end of year2012-05-31$7,470
Employer contributions (assets) at beginning of year2012-05-31$137,548
Income. Dividends from common stock2012-05-31$-43,230
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-05-31$164,775
Contract administrator fees2012-05-31$1,320
Did the plan have assets held for investment2012-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-05-31Yes
Opinion of an independent qualified public accountant for this plan2012-05-31Disclaimer
Accountancy firm name2012-05-31SLOAN & COMPANY
Accountancy firm EIN2012-05-31850282627
2011 : NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-05-31$0
Total income from all sources (including contributions)2011-05-31$396,930
Total loss/gain on sale of assets2011-05-31$0
Total of all expenses incurred2011-05-31$168,647
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-05-31$159,145
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-05-31$263,831
Value of total assets at end of year2011-05-31$1,420,075
Value of total assets at beginning of year2011-05-31$1,191,792
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-05-31$9,502
Total interest from all sources2011-05-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-05-31$133,099
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-05-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-05-31$133,099
Was this plan covered by a fidelity bond2011-05-31No
If this is an individual account plan, was there a blackout period2011-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-05-31$0
Were there any nonexempt tranactions with any party-in-interest2011-05-31No
Contributions received from participants2011-05-31$53,545
Participant contributions at end of year2011-05-31$5,064
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-05-31No
Value of net income/loss2011-05-31$228,283
Value of net assets at end of year (total assets less liabilities)2011-05-31$1,420,075
Value of net assets at beginning of year (total assets less liabilities)2011-05-31$1,191,792
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-05-31No
Were any leases to which the plan was party in default or uncollectible2011-05-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-05-31$1,277,463
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-05-31$1,153,101
Value of interest in pooled separate accounts at end of year2011-05-31$0
Value of interest in pooled separate accounts at beginning of year2011-05-31$1,153,101
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-05-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-05-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-05-31No
Was there a failure to transmit to the plan any participant contributions2011-05-31No
Has the plan failed to provide any benefit when due under the plan2011-05-31No
Contributions received in cash from employer2011-05-31$210,286
Employer contributions (assets) at end of year2011-05-31$137,548
Employer contributions (assets) at beginning of year2011-05-31$38,691
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-05-31$159,145
Contract administrator fees2011-05-31$9,502
Did the plan have assets held for investment2011-05-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-05-31Yes
Opinion of an independent qualified public accountant for this plan2011-05-31Disclaimer
Accountancy firm name2011-05-31SLOAN AND COMPANY
Accountancy firm EIN2011-05-31850282627
2010 : NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-05-31$0

Form 5500 Responses for NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN

2022: NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-06-01Type of plan entitySingle employer plan
2022-06-01Submission has been amendedNo
2022-06-01This submission is the final filingNo
2022-06-01This return/report is a short plan year return/report (less than 12 months)No
2022-06-01Plan is a collectively bargained planNo
2022-06-01Plan funding arrangement – TrustYes
2022-06-01Plan benefit arrangement - TrustYes
2021: NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-06-01Type of plan entitySingle employer plan
2021-06-01Submission has been amendedNo
2021-06-01This submission is the final filingNo
2021-06-01This return/report is a short plan year return/report (less than 12 months)No
2021-06-01Plan is a collectively bargained planNo
2021-06-01Plan funding arrangement – TrustYes
2021-06-01Plan benefit arrangement - TrustYes
2020: NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-06-01Type of plan entitySingle employer plan
2020-06-01Submission has been amendedNo
2020-06-01This submission is the final filingNo
2020-06-01This return/report is a short plan year return/report (less than 12 months)No
2020-06-01Plan is a collectively bargained planNo
2020-06-01Plan funding arrangement – TrustYes
2020-06-01Plan benefit arrangement - TrustYes
2019: NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-06-01Type of plan entitySingle employer plan
2019-06-01Submission has been amendedNo
2019-06-01This submission is the final filingNo
2019-06-01This return/report is a short plan year return/report (less than 12 months)No
2019-06-01Plan is a collectively bargained planNo
2019-06-01Plan funding arrangement – TrustYes
2019-06-01Plan benefit arrangement - TrustYes
2018: NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-06-01Type of plan entitySingle employer plan
2018-06-01Submission has been amendedNo
2018-06-01This submission is the final filingNo
2018-06-01This return/report is a short plan year return/report (less than 12 months)No
2018-06-01Plan is a collectively bargained planNo
2018-06-01Plan funding arrangement – TrustYes
2018-06-01Plan benefit arrangement - TrustYes
2017: NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-06-01Type of plan entitySingle employer plan
2017-06-01Submission has been amendedNo
2017-06-01This submission is the final filingNo
2017-06-01This return/report is a short plan year return/report (less than 12 months)No
2017-06-01Plan is a collectively bargained planNo
2017-06-01Plan funding arrangement – TrustYes
2017-06-01Plan benefit arrangement - TrustYes
2016: NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-06-01Type of plan entitySingle employer plan
2016-06-01Submission has been amendedNo
2016-06-01This submission is the final filingNo
2016-06-01This return/report is a short plan year return/report (less than 12 months)No
2016-06-01Plan is a collectively bargained planNo
2016-06-01Plan funding arrangement – TrustYes
2016-06-01Plan benefit arrangement - TrustYes
2015: NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-06-01Type of plan entitySingle employer plan
2015-06-01Submission has been amendedNo
2015-06-01This submission is the final filingNo
2015-06-01This return/report is a short plan year return/report (less than 12 months)No
2015-06-01Plan is a collectively bargained planNo
2015-06-01Plan funding arrangement – TrustYes
2015-06-01Plan benefit arrangement - TrustYes
2014: NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-06-01Type of plan entitySingle employer plan
2014-06-01Submission has been amendedYes
2014-06-01This submission is the final filingNo
2014-06-01This return/report is a short plan year return/report (less than 12 months)No
2014-06-01Plan is a collectively bargained planNo
2014-06-01Plan funding arrangement – TrustYes
2014-06-01Plan benefit arrangement - TrustYes
2013: NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-06-01Type of plan entitySingle employer plan
2013-06-01Submission has been amendedNo
2013-06-01This submission is the final filingNo
2013-06-01This return/report is a short plan year return/report (less than 12 months)No
2013-06-01Plan is a collectively bargained planNo
2013-06-01Plan funding arrangement – TrustYes
2013-06-01Plan benefit arrangement - TrustYes
2012: NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-06-01Type of plan entitySingle employer plan
2012-06-01Submission has been amendedNo
2012-06-01This submission is the final filingNo
2012-06-01This return/report is a short plan year return/report (less than 12 months)No
2012-06-01Plan is a collectively bargained planNo
2012-06-01Plan funding arrangement – TrustYes
2012-06-01Plan benefit arrangement - TrustYes
2011: NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-06-01Type of plan entitySingle employer plan
2011-06-01Submission has been amendedYes
2011-06-01This submission is the final filingNo
2011-06-01This return/report is a short plan year return/report (less than 12 months)No
2011-06-01Plan is a collectively bargained planNo
2011-06-01Plan funding arrangement – TrustYes
2011-06-01Plan benefit arrangement - TrustYes
2009: NAVAJO TECHNICAL UNIVERSITY 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-06-01Type of plan entitySingle employer plan
2009-06-01Submission has been amendedNo
2009-06-01This submission is the final filingNo
2009-06-01This return/report is a short plan year return/report (less than 12 months)No
2009-06-01Plan is a collectively bargained planNo
2009-06-01Plan funding arrangement – InsuranceYes
2009-06-01Plan funding arrangement – TrustYes
2009-06-01Plan benefit arrangement – InsuranceYes
2009-06-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberIG4A 10847
Policy instance 1
Insurance contract or identification numberIG4A 10847
Number of Individuals Covered6
Insurance policy start date2010-06-01
Insurance policy end date2011-05-31
Total amount of commissions paid to insurance brokerUSD $532
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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