401k Plan data: AUI, INC. RETIREMENT PLAN plan

AUI, INC. RETIREMENT PLAN 401k Plan overview

Plan Name	AUI, INC. RETIREMENT PLAN
Plan identification number	010

AUI, INC. RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AUI, INC. has sponsored the creation of one or more 401k plans.

Company Name: AUI, INC.

Employer identification number (EIN): 850341049

NAIC Classification: 237310
NAIC Description: Highway, Street, and Bridge Construction

Additional information about AUI, INC.

Jurisdiction of Incorporation: Virginia Secretary of State

Incorporation Date: 2011-09-11

Company Identification Number: 0741459

Legal Registered Office Address: 5333 GEORGE WASHINGTON MEMORIAL HWY

YORKTOWN
United States of America (USA)
23692

More information about AUI, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AUI, INC. RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
010 2013-01-01 MICHELE ZULKA-KING MICHELE ZULKA-KING 2014-09-29
010 2012-01-01 MICHELE ZULKA-KING
010 2011-01-01 MICHELE ZULKA-KING
010 2009-01-01 MICHELE ZULKA-KING MICHELE ZULKA-KING 2010-09-15
010 2009-01-01 MICHELE ZULKA-KING MICHELE ZULKA-KING 2010-09-16
010 2009-01-01 MICHELE ZULKA-KING MICHELE ZULKA-KING 2010-09-16
010 2009-01-01 MICHELE ZULKA-KING MICHELE ZULKA-KING 2010-09-16

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
010	2013-01-01	MICHELE ZULKA-KING	MICHELE ZULKA-KING	2014-09-29
010	2012-01-01	MICHELE ZULKA-KING
010	2011-01-01	MICHELE ZULKA-KING
010	2009-01-01	MICHELE ZULKA-KING	MICHELE ZULKA-KING	2010-09-15
010	2009-01-01	MICHELE ZULKA-KING	MICHELE ZULKA-KING	2010-09-16
010	2009-01-01	MICHELE ZULKA-KING	MICHELE ZULKA-KING	2010-09-16
010	2009-01-01	MICHELE ZULKA-KING	MICHELE ZULKA-KING	2010-09-16

Plan Statistics for AUI, INC. RETIREMENT PLAN

401k plan membership statisitcs for AUI, INC. RETIREMENT PLAN

Measure Date Value
2013: AUI, INC. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 349
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 0
Number of participants with account balances 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: AUI, INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 315
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 494
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 187
Total of all active and inactive participants 2012-01-01 681
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 681
Number of participants with account balances 2012-01-01 325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: AUI, INC. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 381
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 190
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 125
Total of all active and inactive participants 2011-01-01 315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 315
Number of participants with account balances 2011-01-01 257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: AUI, INC. RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 600
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 229
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 33
Total of all active and inactive participants 2009-01-01 262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 262
Number of participants with account balances 2009-01-01 211
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: AUI, INC. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	349
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	0
Number of participants with account balances	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: AUI, INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	315
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	494
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	187
Total of all active and inactive participants	2012-01-01	681
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	681
Number of participants with account balances	2012-01-01	325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: AUI, INC. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	381
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	190
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	125
Total of all active and inactive participants	2011-01-01	315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	315
Number of participants with account balances	2011-01-01	257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: AUI, INC. RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	600
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	229
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	33
Total of all active and inactive participants	2009-01-01	262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	262
Number of participants with account balances	2009-01-01	211
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on AUI, INC. RETIREMENT PLAN

Measure	Date	Value
2013 : AUI, INC. RETIREMENT PLAN 2013 401k financial data
Total transfer of assets from this plan	2013-03-31	$524,263
Total income from all sources (including contributions)	2013-03-31	$26,917
Total of all expenses incurred	2013-03-31	$8,389
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-03-31	$5,469
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-03-31	$15,621
Value of total assets at beginning of year	2013-03-31	$505,735
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-03-31	$2,920
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-03-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-03-31	$0
Was this plan covered by a fidelity bond	2013-03-31	Yes
Value of fidelity bond cover	2013-03-31	$500,000
If this is an individual account plan, was there a blackout period	2013-03-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-03-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-03-31	No
Value of net income/loss	2013-03-31	$18,528
Value of net assets at beginning of year (total assets less liabilities)	2013-03-31	$505,735
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-03-31	No
Were any leases to which the plan was party in default or uncollectible	2013-03-31	No
Investment advisory and management fees	2013-03-31	$104
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-03-31	$505,735
Net gain/loss from 103.12 investment entities	2013-03-31	$11,296
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-03-31	No
Was there a failure to transmit to the plan any participant contributions	2013-03-31	No
Has the plan failed to provide any benefit when due under the plan	2013-03-31	No
Contributions received in cash from employer	2013-03-31	$15,621
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-03-31	$5,469
Contract administrator fees	2013-03-31	$2,816
Did the plan have assets held for investment	2013-03-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-03-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-03-31	Disclaimer
Accountancy firm name	2013-03-31	ATKINSON & COMPANY, LTD.
Accountancy firm EIN	2013-03-31	850211867
2012 : AUI, INC. RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$158,341
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$250,449
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$232,606
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$124,320
Value of total assets at end of year	2012-12-31	$505,735
Value of total assets at beginning of year	2012-12-31	$597,843
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$17,843
Total interest from all sources	2012-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Total non interest bearing cash at end of year	2012-12-31	$0
Total non interest bearing cash at beginning of year	2012-12-31	$1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-92,108
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$505,735
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$597,843
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$719
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$422,866
Value of interest in common/collective trusts at end of year	2012-12-31	$0
Value of interest in common/collective trusts at beginning of year	2012-12-31	$174,976
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2012-12-31	$505,735
Assets. Value of investments in 103.12 investment entities at beginning of year	2012-12-31	$0
Net gain/loss from 103.12 investment entities	2012-12-31	$34,021
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$124,320
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$232,606
Contract administrator fees	2012-12-31	$17,124
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ATKINSON & COMPANY, LTD.
Accountancy firm EIN	2012-12-31	850211867
2011 : AUI, INC. RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$179,033
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$467,829
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$417,494
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$170,008
Value of total assets at end of year	2011-12-31	$597,843
Value of total assets at beginning of year	2011-12-31	$886,639
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$50,335
Total interest from all sources	2011-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$11,391
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$11,391
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$3,999
Total non interest bearing cash at end of year	2011-12-31	$1
Total non interest bearing cash at beginning of year	2011-12-31	$22
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-288,796
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$597,843
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$886,639
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$422,866
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$627,042
Value of interest in common/collective trusts at end of year	2011-12-31	$174,976
Value of interest in common/collective trusts at beginning of year	2011-12-31	$259,575
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-3,812
Net investment gain or loss from common/collective trusts	2011-12-31	$1,446
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$170,008
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$413,495
Contract administrator fees	2011-12-31	$50,335
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	ATKINSON & COMPANY, LTD.
Accountancy firm EIN	2011-12-31	850211867
2010 : AUI, INC. RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$401,843
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$284,663
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$238,169
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$321,427
Value of total assets at end of year	2010-12-31	$886,639
Value of total assets at beginning of year	2010-12-31	$769,459
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$46,494
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$12,683
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$12,683
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Administrative expenses (other) incurred	2010-12-31	$46,494
Total non interest bearing cash at end of year	2010-12-31	$22
Total non interest bearing cash at beginning of year	2010-12-31	$1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$117,180
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$886,639
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$769,459
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$627,042
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$538,678
Value of interest in common/collective trusts at end of year	2010-12-31	$259,575
Value of interest in common/collective trusts at beginning of year	2010-12-31	$230,780
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$66,558
Net investment gain or loss from common/collective trusts	2010-12-31	$1,175
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$321,427
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$238,169
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	Yes
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	ATKINSON & COMPANY, LTD.
Accountancy firm EIN	2010-12-31	850211867
2009 : AUI, INC. RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for AUI, INC. RETIREMENT PLAN

2013: AUI, INC. RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	Yes
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: AUI, INC. RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: AUI, INC. RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: AUI, INC. RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

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Company Name:	AUI, INC.
Employer identification number (EIN):	850341049
NAIC Classification:	237310
NAIC Description:	Highway, Street, and Bridge Construction

Jurisdiction of Incorporation:	Virginia Secretary of State
Incorporation Date:	2011-09-11
Company Identification Number:	0741459
Legal Registered Office Address:	5333 GEORGE WASHINGTON MEMORIAL HWY YORKTOWN United States of America (USA) 23692