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TAOS PUEBLO 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameTAOS PUEBLO 401(K) PROFIT SHARING PLAN
Plan identification number 001

TAOS PUEBLO 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TAOS PUEBLO has sponsored the creation of one or more 401k plans.

Company Name:TAOS PUEBLO
Employer identification number (EIN):850437012
NAIC Classification:921000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TAOS PUEBLO 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01ROBERT PALMER ROBERT PALMER2018-07-25
0012016-01-01ROBERT PALMER ROBERT PALMER2017-07-27
0012015-01-01ROBERT PALMER ROBERT PALMER2016-07-20
0012014-01-01ROBERT PALMER ROBERT PALMER2015-07-22
0012013-01-01ROBERT PALMER ROBERT PALMER2014-07-16
0012012-01-01ROBERT PALMER ROBERT PALMER2013-07-30
0012011-01-01ROBERT PALMER ROBERT PALMER2012-10-12
0012010-01-01ROBERT PALMER ROBERT PALMER2011-10-13
0012009-01-01ROBERT PALMER ROBERT PALMER2010-10-14
0012008-01-01ROBERT PALMER ROBERT PALMER2011-12-16

Plan Statistics for TAOS PUEBLO 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for TAOS PUEBLO 401(K) PROFIT SHARING PLAN

Measure Date Value
2020: TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01307
Total number of active participants reported on line 7a of the Form 55002020-01-01253
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0150
Total of all active and inactive participants2020-01-01303
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01303
Number of participants with account balances2020-01-01205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0111
2019: TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01351
Total number of active participants reported on line 7a of the Form 55002019-01-01310
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0134
Total of all active and inactive participants2019-01-01344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01344
Number of participants with account balances2019-01-01177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-017
2018: TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01333
Total number of active participants reported on line 7a of the Form 55002018-01-01249
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0154
Total of all active and inactive participants2018-01-01303
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01303
Number of participants with account balances2018-01-01194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0113
2017: TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01340
Total number of active participants reported on line 7a of the Form 55002017-01-01231
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0171
Total of all active and inactive participants2017-01-01302
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01302
Number of participants with account balances2017-01-01197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-017
2016: TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01374
Total number of active participants reported on line 7a of the Form 55002016-01-01241
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0173
Total of all active and inactive participants2016-01-01314
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01314
Number of participants with account balances2016-01-01206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-017
2015: TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01404
Total number of active participants reported on line 7a of the Form 55002015-01-01252
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0163
Total of all active and inactive participants2015-01-01315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01315
Number of participants with account balances2015-01-01201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-015
2014: TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01349
Total number of active participants reported on line 7a of the Form 55002014-01-01237
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0161
Total of all active and inactive participants2014-01-01298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01298
Number of participants with account balances2014-01-01205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0113
2013: TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01274
Total number of active participants reported on line 7a of the Form 55002013-01-01285
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0157
Total of all active and inactive participants2013-01-01342
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01342
Number of participants with account balances2013-01-01185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0112
2012: TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01335
Total number of active participants reported on line 7a of the Form 55002012-01-01268
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0162
Total of all active and inactive participants2012-01-01330
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01330
Number of participants with account balances2012-01-01192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0116
2011: TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01335
Total number of active participants reported on line 7a of the Form 55002011-01-01275
Number of other retired or separated participants entitled to future benefits2011-01-0154
Total of all active and inactive participants2011-01-01329
Total participants2011-01-01329
Number of participants with account balances2011-01-01188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0126
2010: TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01307
Total number of active participants reported on line 7a of the Form 55002010-01-01265
Number of retired or separated participants receiving benefits2010-01-011
Number of other retired or separated participants entitled to future benefits2010-01-0163
Total of all active and inactive participants2010-01-01329
Total participants2010-01-01329
Number of participants with account balances2010-01-01197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0113
2009: TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01340
Total number of active participants reported on line 7a of the Form 55002009-01-01228
Number of retired or separated participants receiving benefits2009-01-014
Number of other retired or separated participants entitled to future benefits2009-01-0175
Total of all active and inactive participants2009-01-01307
Total participants2009-01-01307
Number of participants with account balances2009-01-01222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0117
2008: TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2008 401k membership
Total participants, beginning-of-year2008-01-01333
Total number of active participants reported on line 7a of the Form 55002008-01-01190
Number of other retired or separated participants entitled to future benefits2008-01-01133
Total of all active and inactive participants2008-01-01323
Total participants2008-01-01323
Number of participants with account balances2008-01-01273
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-01-0131

Financial Data on TAOS PUEBLO 401(K) PROFIT SHARING PLAN

Measure Date Value
2020 : TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$24,249
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$17,936
Total income from all sources (including contributions)2020-12-31$1,820,957
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,631,594
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,521,254
Value of total corrective distributions2020-12-31$21,376
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$834,257
Value of total assets at end of year2020-12-31$7,085,543
Value of total assets at beginning of year2020-12-31$6,889,867
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$88,964
Total interest from all sources2020-12-31$30,842
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$27,038
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$391,092
Participant contributions at end of year2020-12-31$615,574
Participant contributions at beginning of year2020-12-31$655,360
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$8,464
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$24,249
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$17,936
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$189,363
Value of net assets at end of year (total assets less liabilities)2020-12-31$7,061,294
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$6,871,931
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$6,467,211
Value of interest in pooled separate accounts at beginning of year2020-12-31$6,226,486
Income. Interest from loans (other than to participants)2020-12-31$30,842
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$2,758
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$8,021
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$8,021
Net investment gain/loss from pooled separate accounts2020-12-31$955,858
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$434,701
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,521,254
Contract administrator fees2020-12-31$61,926
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31LOFTIS & LOVATO GROUP LLC
Accountancy firm EIN2020-12-31843463346
2019 : TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$17,936
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$5,438
Total income from all sources (including contributions)2019-12-31$1,830,219
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$578,359
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$476,188
Value of total corrective distributions2019-12-31$9,914
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$744,336
Value of total assets at end of year2019-12-31$6,889,867
Value of total assets at beginning of year2019-12-31$5,625,509
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$92,257
Total interest from all sources2019-12-31$28,994
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$31,881
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$337,907
Participant contributions at end of year2019-12-31$655,360
Participant contributions at beginning of year2019-12-31$596,507
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$17,936
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$5,438
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,251,860
Value of net assets at end of year (total assets less liabilities)2019-12-31$6,871,931
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$5,620,071
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$6,226,486
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$5,027,447
Income. Interest from loans (other than to participants)2019-12-31$28,994
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$8,021
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,555
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,555
Net investment gain/loss from pooled separate accounts2019-12-31$1,056,889
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$406,429
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$476,188
Contract administrator fees2019-12-31$60,376
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31LOFTIS & LOVATO GROUP LLC
Accountancy firm EIN2019-12-31843463346
2018 : TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$5,438
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$6,372
Total income from all sources (including contributions)2018-12-31$375,097
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$683,446
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$633,821
Value of total corrective distributions2018-12-31$5,438
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$730,965
Value of total assets at end of year2018-12-31$5,625,509
Value of total assets at beginning of year2018-12-31$5,934,792
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$44,187
Total interest from all sources2018-12-31$22,731
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$21,034
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$352,382
Participant contributions at end of year2018-12-31$596,507
Participant contributions at beginning of year2018-12-31$564,971
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$5,438
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$6,372
Administrative expenses (other) incurred2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-308,349
Value of net assets at end of year (total assets less liabilities)2018-12-31$5,620,071
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$5,928,420
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$5,027,447
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$5,362,482
Income. Interest from loans (other than to participants)2018-12-31$22,731
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,555
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$7,339
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$7,339
Net investment gain/loss from pooled separate accounts2018-12-31$-378,599
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$378,583
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$633,821
Contract administrator fees2018-12-31$23,153
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31REDW LLC
Accountancy firm EIN2018-12-31850203431
2017 : TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$6,372
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$6,238
Total income from all sources (including contributions)2017-12-31$1,431,864
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$661,736
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$651,806
Value of total corrective distributions2017-12-31$6,372
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$676,096
Value of total assets at end of year2017-12-31$5,934,792
Value of total assets at beginning of year2017-12-31$5,164,530
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$3,558
Total interest from all sources2017-12-31$20,283
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$317,031
Participant contributions at end of year2017-12-31$564,971
Participant contributions at beginning of year2017-12-31$604,946
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$51
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$3,506
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$6,372
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$6,238
Administrative expenses (other) incurred2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$770,128
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,928,420
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$5,158,292
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$5,362,482
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$4,530,867
Interest on participant loans2017-12-31$20,746
Interest earned on other investments2017-12-31$-463
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$7,339
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$8,065
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$8,065
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$20,417
Net investment gain/loss from pooled separate accounts2017-12-31$735,485
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$355,559
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$184
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$651,806
Contract administrator fees2017-12-31$3,558
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31LOFTIS GROUP LLC
Accountancy firm EIN2017-12-31202486011
2016 : TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$6,238
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$6,408
Total income from all sources (including contributions)2016-12-31$937,691
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$436,584
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$426,702
Value of total corrective distributions2016-12-31$6,238
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$665,525
Value of total assets at end of year2016-12-31$5,164,530
Value of total assets at beginning of year2016-12-31$4,663,593
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$3,644
Total interest from all sources2016-12-31$19,427
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$450,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$313,360
Participant contributions at end of year2016-12-31$604,946
Participant contributions at beginning of year2016-12-31$619,092
Participant contributions at end of year2016-12-31$51
Participant contributions at beginning of year2016-12-31$-611
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$6,238
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$6,408
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$501,107
Value of net assets at end of year (total assets less liabilities)2016-12-31$5,158,292
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,657,185
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$4,530,867
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,027,192
Interest on participant loans2016-12-31$19,380
Interest earned on other investments2016-12-31$47
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$8,065
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$4,302
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$4,302
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$20,417
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$14,192
Net investment gain/loss from pooled separate accounts2016-12-31$252,739
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$352,165
Employer contributions (assets) at end of year2016-12-31$184
Employer contributions (assets) at beginning of year2016-12-31$-574
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$426,702
Contract administrator fees2016-12-31$3,644
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31LOFTIS GROUP LLC
Accountancy firm EIN2016-12-31202486011
2015 : TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$6,408
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$8,098
Total income from all sources (including contributions)2015-12-31$584,249
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$346,048
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$335,724
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Value of total corrective distributions2015-12-31$6,408
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$646,193
Value of total assets at end of year2015-12-31$4,663,593
Value of total assets at beginning of year2015-12-31$4,427,082
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,916
Total interest from all sources2015-12-31$18,090
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$450,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$277,141
Participant contributions at end of year2015-12-31$619,092
Participant contributions at beginning of year2015-12-31$482,410
Participant contributions at end of year2015-12-31$-611
Participant contributions at beginning of year2015-12-31$-139
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$48,371
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$6,408
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$8,098
Administrative expenses (other) incurred2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$238,201
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,657,185
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,418,984
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$4,027,192
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,929,178
Interest on participant loans2015-12-31$18,063
Interest earned on other investments2015-12-31$27
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$4,302
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$5,253
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$5,253
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$14,192
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$10,509
Net investment gain/loss from pooled separate accounts2015-12-31$-80,034
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$320,681
Employer contributions (assets) at end of year2015-12-31$-574
Employer contributions (assets) at beginning of year2015-12-31$-129
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$335,724
Contract administrator fees2015-12-31$3,916
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31LOFTIS GROUP LLC
Accountancy firm EIN2015-12-31202486011
2014 : TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$8,098
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$7,158
Total income from all sources (including contributions)2014-12-31$717,007
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$253,999
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$242,225
Value of total corrective distributions2014-12-31$8,098
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$577,056
Value of total assets at end of year2014-12-31$4,427,082
Value of total assets at beginning of year2014-12-31$3,963,134
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,676
Total interest from all sources2014-12-31$15,051
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$450,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$269,700
Participant contributions at end of year2014-12-31$482,410
Participant contributions at beginning of year2014-12-31$446,717
Participant contributions at end of year2014-12-31$-139
Participant contributions at beginning of year2014-12-31$-47
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$8,098
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$7,158
Other income not declared elsewhere2014-12-31$16
Administrative expenses (other) incurred2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$463,008
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,418,984
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,955,976
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,929,178
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,503,577
Interest on participant loans2014-12-31$15,035
Interest earned on other investments2014-12-31$16
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$5,253
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$6,426
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$6,426
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$10,509
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$6,804
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$0
Net investment gain/loss from pooled separate accounts2014-12-31$124,884
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$307,356
Employer contributions (assets) at end of year2014-12-31$-129
Employer contributions (assets) at beginning of year2014-12-31$-343
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$242,225
Contract administrator fees2014-12-31$3,676
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31LOFTIS GROUP LLC
Accountancy firm EIN2014-12-31202486011
2013 : TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$7,158
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$5,437
Total income from all sources (including contributions)2013-12-31$1,070,629
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$496,964
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$486,106
Value of total corrective distributions2013-12-31$7,158
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$557,675
Value of total assets at end of year2013-12-31$3,963,134
Value of total assets at beginning of year2013-12-31$3,387,748
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,700
Total interest from all sources2013-12-31$15,201
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$350,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$247,208
Participant contributions at end of year2013-12-31$446,717
Participant contributions at beginning of year2013-12-31$502,922
Participant contributions at end of year2013-12-31$-47
Participant contributions at beginning of year2013-12-31$371
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$41,400
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$7,158
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$5,434
Other income not declared elsewhere2013-12-31$32
Administrative expenses (other) incurred2013-12-31$0
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$573,665
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,955,976
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,382,311
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,503,577
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,872,726
Interest on participant loans2013-12-31$15,187
Interest earned on other investments2013-12-31$14
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$6,426
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$7,794
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$7,794
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$6,804
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$3,641
Net investment gain or loss from common/collective trusts2013-12-31$497,721
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$269,067
Employer contributions (assets) at end of year2013-12-31$-343
Employer contributions (assets) at beginning of year2013-12-31$294
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$486,106
Contract administrator fees2013-12-31$3,700
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31LOFTIS GROUP LLC
Accountancy firm EIN2013-12-31202486011
2012 : TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$5,437
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$6,923
Total income from all sources (including contributions)2012-12-31$806,422
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$294,324
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$285,372
Value of total corrective distributions2012-12-31$5,434
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$498,164
Value of total assets at end of year2012-12-31$3,387,748
Value of total assets at beginning of year2012-12-31$2,877,136
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,518
Total interest from all sources2012-12-31$15,697
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$350,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$227,311
Participant contributions at end of year2012-12-31$502,922
Participant contributions at beginning of year2012-12-31$483,032
Participant contributions at end of year2012-12-31$371
Participant contributions at beginning of year2012-12-31$21
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$18,637
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$5,434
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$6,920
Other income not declared elsewhere2012-12-31$177
Administrative expenses (other) incurred2012-12-31$0
Liabilities. Value of operating payables at end of year2012-12-31$3
Liabilities. Value of operating payables at beginning of year2012-12-31$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$512,098
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,382,311
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,870,213
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,872,726
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,376,453
Interest on participant loans2012-12-31$15,680
Interest earned on other investments2012-12-31$17
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$7,794
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$15,453
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$15,453
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$3,641
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,917
Net investment gain/loss from pooled separate accounts2012-12-31$292,384
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$252,216
Employer contributions (assets) at end of year2012-12-31$294
Employer contributions (assets) at beginning of year2012-12-31$260
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$285,372
Contract administrator fees2012-12-31$3,518
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31LOFTIS GROUP LLC
Accountancy firm EIN2012-12-31202486011
2011 : TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$6,923
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$11,295
Total income from all sources (including contributions)2011-12-31$416,709
Total of all expenses incurred2011-12-31$511,458
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$501,132
Value of total corrective distributions2011-12-31$6,920
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$502,624
Value of total assets at end of year2011-12-31$2,877,136
Value of total assets at beginning of year2011-12-31$2,976,257
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$3,406
Total interest from all sources2011-12-31$15,105
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$297,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$246,237
Participant contributions at end of year2011-12-31$21
Participant contributions at beginning of year2011-12-31$746
Assets. Loans (other than to participants) at end of year2011-12-31$483,032
Assets. Loans (other than to participants) at beginning of year2011-12-31$451,778
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$6,920
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$6,795
Other income not declared elsewhere2011-12-31$257
Liabilities. Value of operating payables at end of year2011-12-31$3
Liabilities. Value of operating payables at beginning of year2011-12-31$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-94,749
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,870,213
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,964,962
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,376,453
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,512,111
Interest on participant loans2011-12-31$15,056
Interest earned on other investments2011-12-31$49
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$15,453
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$9,139
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$9,139
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,917
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,945
Net investment gain/loss from pooled separate accounts2011-12-31$-101,277
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$256,387
Employer contributions (assets) at end of year2011-12-31$260
Employer contributions (assets) at beginning of year2011-12-31$538
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$501,132
Contract administrator fees2011-12-31$3,406
Liabilities. Value of benefit claims payable at end of year2011-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$4,497
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31LOFTIS GROUP LLC
Accountancy firm EIN2011-12-31202486011
2010 : TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$11,295
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$5,718
Total income from all sources (including contributions)2010-12-31$741,755
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$244,172
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$203,304
Value of total corrective distributions2010-12-31$6,795
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$443,680
Value of total assets at end of year2010-12-31$2,976,257
Value of total assets at beginning of year2010-12-31$2,473,097
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$34,073
Total interest from all sources2010-12-31$15,221
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$7,046
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$200,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$214,390
Participant contributions at end of year2010-12-31$746
Participant contributions at beginning of year2010-12-31$338
Assets. Loans (other than to participants) at end of year2010-12-31$451,778
Assets. Loans (other than to participants) at beginning of year2010-12-31$311,986
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$6,795
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$5,718
Other income not declared elsewhere2010-12-31$153
Liabilities. Value of operating payables at end of year2010-12-31$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$497,583
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,964,962
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,467,379
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,512,111
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,128,586
Interest on participant loans2010-12-31$15,168
Interest earned on other investments2010-12-31$53
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$9,139
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$28,934
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$28,934
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,945
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,717
Net investment gain/loss from pooled separate accounts2010-12-31$282,701
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$229,290
Employer contributions (assets) at end of year2010-12-31$538
Employer contributions (assets) at beginning of year2010-12-31$1,536
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$203,304
Contract administrator fees2010-12-31$27,027
Liabilities. Value of benefit claims payable at end of year2010-12-31$4,497
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31LOFTIS GROUP LLC
Accountancy firm EIN2010-12-31202486011
2008 : TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2008 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2008-12-31$1,763
Total income from all sources (including contributions)2008-12-31$-109,087
Total of all expenses incurred2008-12-31$404,136
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2008-12-31$370,560
Value of total corrective distributions2008-12-31$4,028
Total contributions o plan (from employers,participants, others, non cash contrinutions)2008-12-31$535,600
Value of total assets at end of year2008-12-31$1,952,278
Value of total assets at beginning of year2008-12-31$2,463,738
Total of administrative expenses incurred including professional, contract, advisory and management fees2008-12-31$29,548
Total interest from all sources2008-12-31$23,307
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2008-12-31No
Administrative expenses professional fees incurred2008-12-31$5,444
Was this plan covered by a fidelity bond2008-12-31Yes
Value of fidelity bond cover2008-12-31$200,000
If this is an individual account plan, was there a blackout period2008-12-31No
Were there any nonexempt tranactions with any party-in-interest2008-12-31No
Contributions received from participants2008-12-31$268,838
Participant contributions at end of year2008-12-31$10,160
Participant contributions at beginning of year2008-12-31$5,180
Assets. Loans (other than to participants) at end of year2008-12-31$304,205
Assets. Loans (other than to participants) at beginning of year2008-12-31$323,121
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2008-12-31No
Value of net income/loss2008-12-31$-513,223
Value of net assets at end of year (total assets less liabilities)2008-12-31$1,950,515
Value of net assets at beginning of year (total assets less liabilities)2008-12-31$2,463,738
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2008-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2008-12-31No
Were any leases to which the plan was party in default or uncollectible2008-12-31No
Investment advisory and management fees2008-12-31$117
Value of interest in registered invesment companies (eg mutual funds) at end of year2008-12-31$1,576,779
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2008-12-31$2,093,421
Interest on participant loans2008-12-31$23,249
Interest earned on other investments2008-12-31$58
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2008-12-31$49,168
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2008-12-31$34,223
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2008-12-31$34,223
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2008-12-31$1,496
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2008-12-31$1,781
Net investment gain/loss from pooled separate accounts2008-12-31$-667,994
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2008-12-31No
Was there a failure to transmit to the plan any participant contributions2008-12-31Yes
Has the plan failed to provide any benefit when due under the plan2008-12-31No
Contributions received in cash from employer2008-12-31$266,762
Employer contributions (assets) at end of year2008-12-31$10,470
Employer contributions (assets) at beginning of year2008-12-31$6,012
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2008-12-31$370,560
Contract administrator fees2008-12-31$23,987
Did the plan have assets held for investment2008-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2008-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2008-12-31No
Liabilities. Value of acquisition indebtedness at end of year2008-12-31$1,763
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2008-12-31Yes
Opinion of an independent qualified public accountant for this plan2008-12-31Disclaimer
Accountancy firm name2008-12-31NICK LOFTIS, CPA, LLC
Accountancy firm EIN2008-12-31202486011

Form 5500 Responses for TAOS PUEBLO 401(K) PROFIT SHARING PLAN

2020: TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes
2008: TAOS PUEBLO 401(K) PROFIT SHARING PLAN 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedYes
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo
2008-01-01Plan funding arrangement – InsuranceYes
2008-01-01Plan funding arrangement – TrustYes
2008-01-01Plan benefit arrangement – InsuranceYes
2008-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number24210
Policy instance 1
Insurance contract or identification number24210
Number of Individuals Covered226
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $28,930
Total amount of fees paid to insurance companyUSD $32,231
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $28,930
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?4
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number24210
Policy instance 1
Insurance contract or identification number24210
Number of Individuals Covered190
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $27,826
Total amount of fees paid to insurance companyUSD $23,971
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $27,826
Insurance broker organization code?4
Amount paid for insurance broker fees23971
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number24210
Policy instance 1
Insurance contract or identification number24210
Number of Individuals Covered205
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $27,033
Total amount of fees paid to insurance companyUSD $25,835
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $27,033
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?4
Amount paid for insurance broker fees25835
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number24210
Policy instance 1
Insurance contract or identification number24210
Number of Individuals Covered207
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $25,079
Total amount of fees paid to insurance companyUSD $28,554
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $25,079
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?4
Amount paid for insurance broker fees28554
Insurance broker namePATTISON PENSION SPECIALISTS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number24210
Policy instance 1
Insurance contract or identification number24210
Number of Individuals Covered216
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $17,113
Total amount of fees paid to insurance companyUSD $10,277
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,136
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?4
Amount paid for insurance broker fees10277
Insurance broker nameMORGAN STANLEY WEALTH MANAGEMENT
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number24210
Policy instance 1
Insurance contract or identification number24210
Number of Individuals Covered210
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $15,867
Total amount of fees paid to insurance companyUSD $6,298
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,867
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?4
Amount paid for insurance broker fees6298
Insurance broker namePATTISON PENSION SPECIALISTS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number24210
Policy instance 1
Insurance contract or identification number24210
Number of Individuals Covered192
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $13,363
Total amount of fees paid to insurance companyUSD $6,085
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,363
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?4
Amount paid for insurance broker fees6085
Insurance broker namePATTISON PENSION SPECIALISTS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number24210
Policy instance 1
Insurance contract or identification number24210
Number of Individuals Covered200
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $14,633
Total amount of fees paid to insurance companyUSD $6,887
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,633
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?4
Amount paid for insurance broker fees6887
Insurance broker namePATTISON PENSION SPECIALISTS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number24210
Policy instance 1
Insurance contract or identification number24210
Number of Individuals Covered191
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $21,565
Total amount of fees paid to insurance companyUSD $7,488
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number24210
Policy instance 1
Insurance contract or identification number24210
Number of Individuals Covered197
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $19,328
Total amount of fees paid to insurance companyUSD $15,739
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number24210
Policy instance 1
Insurance contract or identification number24210
Number of Individuals Covered238
Insurance policy start date2008-01-01
Insurance policy end date2008-12-31
Total amount of commissions paid to insurance brokerUSD $17,056
Total amount of fees paid to insurance companyUSD $6,770

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