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PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 401k Plan overview

Plan NamePNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN
Plan identification number 001

PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Code section 401(h) arrangement - Plan contains separate accounts under Code section 401(h) to provide employee health benefits.
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PNM RESOURCES, INC. has sponsored the creation of one or more 401k plans.

Company Name:PNM RESOURCES, INC.
Employer identification number (EIN):850468296
NAIC Classification:221100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012017-01-01ELISABETH EDEN
0012016-01-01LAURIE MONFILETTO
0012015-01-01LAURIE MONFILETTO
0012014-01-01LAURIE MONFILETTO
0012013-01-01LAURIE MONFILETTO LAURIE MONFILETTO2015-01-08
0012012-01-01CHARLES T. LEE CHARLES T. LEE2013-10-11
0012011-01-01CHARLES T. LEE CHARLES T. LEE2012-10-15
0012009-01-01LESLY LUITHLE
0012009-01-01LESLY LUITHLE
0012009-01-01LESLY LUITHLE

Plan Statistics for PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN

401k plan membership statisitcs for PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN

Measure Date Value
2022: PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2022 401k membership
Market value of plan assets2022-12-31576,707,711
Acturial value of plan assets2022-12-31550,600,802
Funding target for retired participants and beneficiaries receiving payment2022-12-31433,568,780
Number of terminated vested participants2022-12-31100
Fundng target for terminated vested participants2022-12-316,946,852
Active participant vested funding target2022-12-3136,704,516
Number of active participants2022-12-31221
Total funding liabilities for active participants2022-12-3136,707,464
Total participant count2022-12-313,253
Total funding target for all participants2022-12-31477,223,096
Prefunding balance at beginning of prior year after applicable adjustments2022-12-3156,550,456
Prefunding balanced used to offset prior years funding requirement2022-12-313,884,207
Amount remaining of prefunding balance2022-12-3152,666,249
Present value of excess contributions2022-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2022-12-310
Balance of carryovers at beginning of current year2022-12-310
Balance of prefunding at beginning of current year2022-12-3155,868,357
Liquidity shortfalls end of Q12022-12-310
Liquidity shortfalls end of Q22022-12-310
Liquidity shortfalls end of Q32022-12-310
Liquidity shortfalls end of Q42022-12-310
Remaining amount of unpaid minimum required contributions2022-12-310
Minimum required contributions for current year target normal cost2022-12-312,446,000
Unpaid minimum required contributions for current year2022-12-310
Total participants, beginning-of-year2022-01-013,082
Total number of active participants reported on line 7a of the Form 55002022-01-01146
Number of retired or separated participants receiving benefits2022-01-012,355
Number of other retired or separated participants entitled to future benefits2022-01-0198
Total of all active and inactive participants2022-01-012,599
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01395
Total participants2022-01-012,994
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2021 401k membership
Market value of plan assets2021-12-31587,530,312
Acturial value of plan assets2021-12-31528,777,281
Funding target for retired participants and beneficiaries receiving payment2021-12-31444,483,258
Number of terminated vested participants2021-12-31109
Fundng target for terminated vested participants2021-12-317,016,207
Active participant vested funding target2021-12-3141,598,305
Number of active participants2021-12-31261
Total funding liabilities for active participants2021-12-3141,602,752
Total participant count2021-12-313,335
Total funding target for all participants2021-12-31493,102,217
Balance at beginning of prior year after applicable adjustments2021-12-310
Prefunding balance at beginning of prior year after applicable adjustments2021-12-3154,923,886
Carryover balanced portion elected for use to offset prior years funding requirement2021-12-310
Prefunding balanced used to offset prior years funding requirement2021-12-317,806,359
Amount remaining of prefunding balance2021-12-3147,117,527
Present value of excess contributions2021-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-12-310
Reductions in caryover balances due to elections or deemed elections2021-12-310
Reductions in prefunding balances due to elections or deemed elections2021-12-310
Balance of carryovers at beginning of current year2021-12-310
Balance of prefunding at beginning of current year2021-12-3156,550,456
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-310
Liquidity shortfalls end of Q12021-12-310
Liquidity shortfalls end of Q22021-12-310
Liquidity shortfalls end of Q32021-12-310
Liquidity shortfalls end of Q42021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-311,423,000
Net shortfall amortization installment of oustanding balance2021-12-3120,875,392
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-313,884,207
Carryover balance elected to use to offset funding requirement2021-12-310
Prefunding balance elected to use to offset funding requirement2021-12-313,884,207
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
Total participants, beginning-of-year2021-01-013,165
Total number of active participants reported on line 7a of the Form 55002021-01-01221
Number of retired or separated participants receiving benefits2021-01-012,374
Number of other retired or separated participants entitled to future benefits2021-01-01100
Total of all active and inactive participants2021-01-012,695
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01387
Total participants2021-01-013,082
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2020 401k membership
Market value of plan assets2020-12-31531,466,811
Acturial value of plan assets2020-12-31511,025,015
Funding target for retired participants and beneficiaries receiving payment2020-12-31452,334,061
Number of terminated vested participants2020-12-31125
Fundng target for terminated vested participants2020-12-319,969,872
Active participant vested funding target2020-12-3141,994,691
Number of active participants2020-12-31281
Total funding liabilities for active participants2020-12-3142,002,913
Total participant count2020-12-313,395
Total funding target for all participants2020-12-31504,306,846
Prefunding balance at beginning of prior year after applicable adjustments2020-12-3155,176,069
Prefunding balanced used to offset prior years funding requirement2020-12-319,075,779
Amount remaining of prefunding balance2020-12-3146,100,290
Present value of excess contributions2020-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-310
Balance of carryovers at beginning of current year2020-12-310
Balance of prefunding at beginning of current year2020-12-3154,923,886
Contributions allocated toward unpaid minimum require contributions from prior years2020-12-310
Contributions made to avoid restrictions adjusted to valuation date2020-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-12-310
Liquidity shortfalls end of Q12020-12-310
Liquidity shortfalls end of Q22020-12-310
Liquidity shortfalls end of Q32020-12-310
Liquidity shortfalls end of Q42020-12-310
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-313,000,000
Net shortfall amortization installment of oustanding balance2020-12-3148,205,717
Total funding amount beforereflecting carryover/prefunding balances2020-12-317,806,359
Prefunding balance elected to use to offset funding requirement2020-12-317,806,359
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
Total participants, beginning-of-year2020-01-013,226
Total number of active participants reported on line 7a of the Form 55002020-01-01261
Number of retired or separated participants receiving benefits2020-01-012,415
Number of other retired or separated participants entitled to future benefits2020-01-01106
Total of all active and inactive participants2020-01-012,782
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-01383
Total participants2020-01-013,165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2019 401k membership
Market value of plan assets2019-12-31489,978,421
Acturial value of plan assets2019-12-31516,931,380
Funding target for retired participants and beneficiaries receiving payment2019-12-31474,315,548
Number of terminated vested participants2019-12-31125
Fundng target for terminated vested participants2019-12-319,461,617
Active participant vested funding target2019-12-3146,341,131
Number of active participants2019-12-31308
Total funding liabilities for active participants2019-12-3146,352,868
Total participant count2019-12-313,438
Total funding target for all participants2019-12-31530,130,033
Balance at beginning of prior year after applicable adjustments2019-12-310
Prefunding balance at beginning of prior year after applicable adjustments2019-12-3161,864,644
Carryover balanced portion elected for use to offset prior years funding requirement2019-12-310
Prefunding balanced used to offset prior years funding requirement2019-12-313,863,941
Amount remaining of prefunding balance2019-12-3158,000,703
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-12-310
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-310
Balance of prefunding at beginning of current year2019-12-3155,176,069
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-310
Liquidity shortfalls end of Q12019-12-310
Liquidity shortfalls end of Q22019-12-310
Liquidity shortfalls end of Q32019-12-310
Liquidity shortfalls end of Q42019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-312,754,000
Net shortfall amortization installment of oustanding balance2019-12-3168,374,722
Waiver amortization installment2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-3113,868,423
Carryover balance elected to use to offset funding requirement2019-12-310
Prefunding balance elected to use to offset funding requirement2019-12-3113,868,423
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
Total participants, beginning-of-year2019-01-013,270
Total number of active participants reported on line 7a of the Form 55002019-01-01281
Number of retired or separated participants receiving benefits2019-01-012,481
Number of other retired or separated participants entitled to future benefits2019-01-01125
Total of all active and inactive participants2019-01-012,887
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-01339
Total participants2019-01-013,226
2018: PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2018 401k membership
Market value of plan assets2018-12-31562,016,120
Acturial value of plan assets2018-12-31535,959,875
Funding target for retired participants and beneficiaries receiving payment2018-12-31466,300,260
Number of terminated vested participants2018-12-31135
Fundng target for terminated vested participants2018-12-3111,896,868
Active participant vested funding target2018-12-3147,419,627
Number of active participants2018-12-31327
Total funding liabilities for active participants2018-12-3147,424,452
Total participant count2018-12-313,485
Total funding target for all participants2018-12-31525,621,580
Prefunding balance at beginning of prior year after applicable adjustments2018-12-3164,359,450
Prefunding balanced used to offset prior years funding requirement2018-12-3110,116,009
Amount remaining of prefunding balance2018-12-3154,243,441
Balance of carryovers at beginning of current year2018-12-310
Balance of prefunding at beginning of current year2018-12-3161,864,644
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-310
Liquidity shortfalls end of Q12018-12-310
Liquidity shortfalls end of Q22018-12-310
Liquidity shortfalls end of Q32018-12-310
Liquidity shortfalls end of Q42018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-312,660,000
Net shortfall amortization installment of oustanding balance2018-12-3151,526,349
Total funding amount beforereflecting carryover/prefunding balances2018-12-313,863,941
Prefunding balance elected to use to offset funding requirement2018-12-313,863,941
Unpaid minimum required contributions for current year2018-12-310
2017: PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2017 401k membership
Market value of plan assets2017-12-31543,601,477
Acturial value of plan assets2017-12-31560,228,223
Funding target for retired participants and beneficiaries receiving payment2017-12-31462,297,151
Number of terminated vested participants2017-12-31256
Fundng target for terminated vested participants2017-12-3120,243,952
Active participant vested funding target2017-12-3152,790,089
Number of active participants2017-12-31372
Total funding liabilities for active participants2017-12-3152,797,711
Total participant count2017-12-313,634
Total funding target for all participants2017-12-31535,338,814
Prefunding balance at beginning of prior year after applicable adjustments2017-12-3168,790,362
Prefunding balanced used to offset prior years funding requirement2017-12-318,273,719
Amount remaining of prefunding balance2017-12-3160,516,643
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-310
Balance of carryovers at beginning of current year2017-12-310
Balance of prefunding at beginning of current year2017-12-3164,359,450
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-310
Liquidity shortfalls end of Q12017-12-310
Liquidity shortfalls end of Q22017-12-310
Liquidity shortfalls end of Q32017-12-310
Liquidity shortfalls end of Q42017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-312,563,000
Net shortfall amortization installment of oustanding balance2017-12-3139,470,041
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-3110,116,000
Carryover balance elected to use to offset funding requirement2017-12-310
Prefunding balance elected to use to offset funding requirement2017-12-3110,116,009
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-013,471
Total number of active participants reported on line 7a of the Form 55002017-01-01327
Number of retired or separated participants receiving benefits2017-01-012,554
Number of other retired or separated participants entitled to future benefits2017-01-01135
Total of all active and inactive participants2017-01-013,016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-01301
Total participants2017-01-013,317
2016: PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2016 401k membership
Market value of plan assets2016-12-31557,923,371
Acturial value of plan assets2016-12-31576,405,153
Funding target for retired participants and beneficiaries receiving payment2016-12-31460,273,258
Number of terminated vested participants2016-12-31294
Fundng target for terminated vested participants2016-12-3125,788,682
Active participant vested funding target2016-12-3153,039,834
Number of active participants2016-12-31399
Total funding liabilities for active participants2016-12-3153,051,607
Total participant count2016-12-313,688
Total funding target for all participants2016-12-31539,113,547
Prefunding balance at beginning of prior year after applicable adjustments2016-12-3175,737,777
Prefunding balanced used to offset prior years funding requirement2016-12-316,006,037
Amount remaining of prefunding balance2016-12-3169,731,740
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-310
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-3168,790,362
Liquidity shortfalls end of Q12016-12-310
Liquidity shortfalls end of Q22016-12-310
Liquidity shortfalls end of Q32016-12-310
Liquidity shortfalls end of Q42016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-312,637,000
Net shortfall amortization installment of oustanding balance2016-12-3131,498,756
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-318,272,552
Prefunding balance elected to use to offset funding requirement2016-12-318,272,552
Unpaid minimum required contributions for current year2016-12-310
Total participants, beginning-of-year2016-01-013,523
Total number of active participants reported on line 7a of the Form 55002016-01-01372
Number of retired or separated participants receiving benefits2016-01-012,545
Number of other retired or separated participants entitled to future benefits2016-01-01252
Total of all active and inactive participants2016-01-013,169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-01302
Total participants2016-01-013,471
2015: PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013,584
Total number of active participants reported on line 7a of the Form 55002015-01-01399
Number of retired or separated participants receiving benefits2015-01-012,551
Number of other retired or separated participants entitled to future benefits2015-01-01289
Total of all active and inactive participants2015-01-013,239
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-01284
Total participants2015-01-013,523
2014: PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013,626
Total number of active participants reported on line 7a of the Form 55002014-01-01464
Number of retired or separated participants receiving benefits2014-01-012,550
Number of other retired or separated participants entitled to future benefits2014-01-01292
Total of all active and inactive participants2014-01-013,306
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-01278
Total participants2014-01-013,584
2013: PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013,727
Total number of active participants reported on line 7a of the Form 55002013-01-01526
Number of retired or separated participants receiving benefits2013-01-012,523
Number of other retired or separated participants entitled to future benefits2013-01-01313
Total of all active and inactive participants2013-01-013,362
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-01264
Total participants2013-01-013,626
2012: PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-013,759
Total number of active participants reported on line 7a of the Form 55002012-01-01571
Number of retired or separated participants receiving benefits2012-01-012,475
Number of other retired or separated participants entitled to future benefits2012-01-01431
Total of all active and inactive participants2012-01-013,477
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-01250
Total participants2012-01-013,727
2011: PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-013,781
Total number of active participants reported on line 7a of the Form 55002011-01-01628
Number of retired or separated participants receiving benefits2011-01-012,410
Number of other retired or separated participants entitled to future benefits2011-01-01483
Total of all active and inactive participants2011-01-013,521
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-01238
Total participants2011-01-013,759
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-013,905
Total number of active participants reported on line 7a of the Form 55002009-01-01758
Number of retired or separated participants receiving benefits2009-01-012,312
Number of other retired or separated participants entitled to future benefits2009-01-01560
Total of all active and inactive participants2009-01-013,630
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-01219
Total participants2009-01-013,849
Number of participants with account balances2009-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN

Measure Date Value
2022 : PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-8,788,381
Total unrealized appreciation/depreciation of assets2022-12-31$-8,788,381
Total transfer of assets to this plan2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-115,425,245
Total loss/gain on sale of assets2022-12-31$-11,633,211
Total of all expenses incurred2022-12-31$50,840,767
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$48,721,484
Value of total assets at end of year2022-12-31$410,671,966
Value of total assets at beginning of year2022-12-31$576,937,978
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$2,119,283
Total interest from all sources2022-12-31$324,398
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$67,949
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$607
Administrative expenses (other) incurred2022-12-31$1,897,018
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-166,266,012
Value of net assets at end of year (total assets less liabilities)2022-12-31$410,671,966
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$576,937,978
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$154,316
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$33,453
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$53,700
Interest earned on other investments2022-12-31$324,398
Value of interest in master investment trust accounts at end of year2022-12-31$410,466,245
Value of interest in master investment trust accounts at beginning of year2022-12-31$576,707,711
Value of interest in common/collective trusts at end of year2022-12-31$171,661
Value of interest in common/collective trusts at beginning of year2022-12-31$176,567
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-20,246
Net investment gain or loss from common/collective trusts2022-12-31$2,715
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31Yes
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$48,721,484
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$45,998,473
Aggregate carrying amount (costs) on sale of assets2022-12-31$57,631,684
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MOSS ADAMS LLP
Accountancy firm EIN2022-12-31910189318
2021 : PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$-2,170,109
Total unrealized appreciation/depreciation of assets2021-12-31$-2,170,109
Total transfer of assets to this plan2021-12-31$1,006,042
Total income from all sources (including contributions)2021-12-31$33,325,146
Total loss/gain on sale of assets2021-12-31$-5,787,322
Total of all expenses incurred2021-12-31$45,163,696
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$43,613,690
Value of total assets at end of year2021-12-31$576,937,978
Value of total assets at beginning of year2021-12-31$587,770,486
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,550,006
Total interest from all sources2021-12-31$462,191
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Administrative expenses (other) incurred2021-12-31$1,318,745
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-11,838,550
Value of net assets at end of year (total assets less liabilities)2021-12-31$576,937,978
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$587,770,486
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$231,261
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$53,700
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$56,372
Interest earned on other investments2021-12-31$462,191
Value of interest in master investment trust accounts at end of year2021-12-31$576,707,711
Value of interest in master investment trust accounts at beginning of year2021-12-31$587,530,311
Value of interest in common/collective trusts at end of year2021-12-31$176,567
Value of interest in common/collective trusts at beginning of year2021-12-31$183,803
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$-2,673
Net investment gain or loss from common/collective trusts2021-12-31$15
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$43,613,690
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$17,304,212
Aggregate carrying amount (costs) on sale of assets2021-12-31$23,091,534
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MOSS ADAMS LLP
Accountancy firm EIN2021-12-31910189318
2020 : PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$7,340,292
Total unrealized appreciation/depreciation of assets2020-12-31$7,340,292
Total income from all sources (including contributions)2020-12-31$101,859,597
Total loss/gain on sale of assets2020-12-31$14,598,320
Total of all expenses incurred2020-12-31$45,780,845
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$42,348,963
Value of total assets at end of year2020-12-31$587,770,486
Value of total assets at beginning of year2020-12-31$531,691,734
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$3,431,882
Total interest from all sources2020-12-31$883,607
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$545,430
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$271
Other income not declared elsewhere2020-12-31$1,312
Administrative expenses (other) incurred2020-12-31$2,732,257
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$56,078,752
Value of net assets at end of year (total assets less liabilities)2020-12-31$587,770,486
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$531,691,734
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$154,195
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$56,372
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$34,722
Interest earned on other investments2020-12-31$883,607
Value of interest in master investment trust accounts at end of year2020-12-31$587,530,311
Value of interest in master investment trust accounts at beginning of year2020-12-31$531,466,811
Value of interest in common/collective trusts at end of year2020-12-31$183,803
Value of interest in common/collective trusts at beginning of year2020-12-31$189,930
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$21,513
Net investment gain or loss from common/collective trusts2020-12-31$866
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$42,348,963
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$37,146,673
Aggregate carrying amount (costs) on sale of assets2020-12-31$22,548,353
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MOSS ADAMS LLP
Accountancy firm EIN2020-12-31910189318
2019 : PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$-101,696
Total unrealized appreciation/depreciation of assets2019-12-31$-101,696
Total income from all sources (including contributions)2019-12-31$89,282,097
Total loss/gain on sale of assets2019-12-31$13,827,293
Total of all expenses incurred2019-12-31$47,789,877
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$44,838,900
Value of total assets at end of year2019-12-31$531,691,734
Value of total assets at beginning of year2019-12-31$490,199,514
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$2,950,977
Total interest from all sources2019-12-31$898,951
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$508,906
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$271
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$339
Administrative expenses (other) incurred2019-12-31$2,319,458
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$-276
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$41,492,220
Value of net assets at end of year (total assets less liabilities)2019-12-31$531,691,734
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$490,199,514
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$122,613
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$34,722
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$24,872
Interest earned on other investments2019-12-31$898,951
Value of interest in master investment trust accounts at end of year2019-12-31$531,466,811
Value of interest in master investment trust accounts at beginning of year2019-12-31$489,978,421
Value of interest in common/collective trusts at end of year2019-12-31$189,930
Value of interest in common/collective trusts at beginning of year2019-12-31$168,798
Assets. Value of investments in 103.12 investment entities at beginning of year2019-12-31$27,360
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$5,660
Net investment gain or loss from common/collective trusts2019-12-31$4,176
Net gain/loss from 103.12 investment entities2019-12-31$8,017
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$44,838,900
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$31,578,230
Aggregate carrying amount (costs) on sale of assets2019-12-31$17,750,937
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MOSS ADAMS LLP
Accountancy firm EIN2019-12-31910189318
2018 : PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$5,421,524
Total unrealized appreciation/depreciation of assets2018-12-31$5,421,524
Total income from all sources (including contributions)2018-12-31$-26,423,865
Total loss/gain on sale of assets2018-12-31$-3,399,348
Total of all expenses incurred2018-12-31$46,989,906
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$44,340,099
Value of total assets at end of year2018-12-31$490,199,514
Value of total assets at beginning of year2018-12-31$563,613,285
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$2,649,807
Total interest from all sources2018-12-31$314,984
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$5,042
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$5,042
Administrative expenses professional fees incurred2018-12-31$331,788
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$339
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$422
Administrative expenses (other) incurred2018-12-31$2,274,256
Total non interest bearing cash at end of year2018-12-31$-276
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-73,413,771
Value of net assets at end of year (total assets less liabilities)2018-12-31$490,199,514
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$563,613,285
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at beginning of year2018-12-31$366,461
Investment advisory and management fees2018-12-31$43,763
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$24,872
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$721,270
Interest earned on other investments2018-12-31$314,984
Value of interest in master investment trust accounts at end of year2018-12-31$489,978,421
Value of interest in master investment trust accounts at beginning of year2018-12-31$562,016,120
Value of interest in common/collective trusts at end of year2018-12-31$168,798
Value of interest in common/collective trusts at beginning of year2018-12-31$38,373
Assets. Value of investments in 103.12 investment entities at end of year2018-12-31$27,360
Assets. Value of investments in 103.12 investment entities at beginning of year2018-12-31$470,639
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-29,411
Net gain/loss from 103.12 investment entities2018-12-31$424,648
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$44,340,099
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$-2,785,054
Aggregate carrying amount (costs) on sale of assets2018-12-31$614,294
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOSS ADAMS LLP
Accountancy firm EIN2018-12-31910189318
2017 : PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$145,695
Total unrealized appreciation/depreciation of assets2017-12-31$145,695
Total income from all sources (including contributions)2017-12-31$72,886,794
Total loss/gain on sale of assets2017-12-31$286,678
Total of all expenses incurred2017-12-31$57,897,949
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$55,017,758
Value of total assets at end of year2017-12-31$563,613,285
Value of total assets at beginning of year2017-12-31$548,624,440
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,880,191
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$21,867
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$21,867
Administrative expenses professional fees incurred2017-12-31$555,361
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$422
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$456
Administrative expenses (other) incurred2017-12-31$2,324,830
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$14,988,845
Value of net assets at end of year (total assets less liabilities)2017-12-31$563,613,285
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$548,624,440
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$366,461
Assets. partnership/joint venture interests at beginning of year2017-12-31$1,075,779
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$721,270
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,324,290
Value of interest in master investment trust accounts at end of year2017-12-31$562,016,120
Value of interest in master investment trust accounts at beginning of year2017-12-31$543,601,477
Value of interest in common/collective trusts at end of year2017-12-31$38,373
Value of interest in common/collective trusts at beginning of year2017-12-31$486,348
Assets. Value of investments in 103.12 investment entities at end of year2017-12-31$470,639
Assets. Value of investments in 103.12 investment entities at beginning of year2017-12-31$1,136,090
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$277,930
Net gain/loss from 103.12 investment entities2017-12-31$-96,775
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$55,017,758
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$900,971
Aggregate carrying amount (costs) on sale of assets2017-12-31$614,293
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOSS ADAMS LLP
Accountancy firm EIN2017-12-31910189318
2016 : PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$240,721
Total unrealized appreciation/depreciation of assets2016-12-31$240,721
Total income from all sources (including contributions)2016-12-31$34,420,799
Total loss/gain on sale of assets2016-12-31$328,928
Total of all expenses incurred2016-12-31$53,416,481
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$50,967,425
Value of total assets at end of year2016-12-31$548,624,440
Value of total assets at beginning of year2016-12-31$567,620,122
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,449,056
Total interest from all sources2016-12-31$-1,061
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$60,994
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$60,994
Administrative expenses professional fees incurred2016-12-31$461,625
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$456
Other income not declared elsewhere2016-12-31$-1,135
Administrative expenses (other) incurred2016-12-31$1,987,431
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-18,995,682
Value of net assets at end of year (total assets less liabilities)2016-12-31$548,624,440
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$567,620,122
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$1,075,779
Assets. partnership/joint venture interests at beginning of year2016-12-31$2,180,430
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,324,290
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,168,023
Value of interest in master investment trust accounts at end of year2016-12-31$543,601,477
Value of interest in master investment trust accounts at beginning of year2016-12-31$557,923,371
Value of interest in common/collective trusts at end of year2016-12-31$486,348
Value of interest in common/collective trusts at beginning of year2016-12-31$651,781
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$-1,061
Assets. Value of investments in 103.12 investment entities at end of year2016-12-31$1,136,090
Assets. Value of investments in 103.12 investment entities at beginning of year2016-12-31$3,696,517
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$295,274
Net investment gain or loss from common/collective trusts2016-12-31$1,388
Net gain/loss from 103.12 investment entities2016-12-31$-462,247
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$50,967,425
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$1,072,258
Aggregate carrying amount (costs) on sale of assets2016-12-31$743,330
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOSS ADAMS LLP
Accountancy firm EIN2016-12-31910189318
2015 : PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$602,041
Total unrealized appreciation/depreciation of assets2015-12-31$602,041
Total income from all sources (including contributions)2015-12-31$-8,275,306
Total loss/gain on sale of assets2015-12-31$-9
Total of all expenses incurred2015-12-31$55,751,237
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$53,840,154
Value of total assets at end of year2015-12-31$567,620,122
Value of total assets at beginning of year2015-12-31$631,646,665
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,911,083
Total interest from all sources2015-12-31$-2
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$162,698
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$162,698
Administrative expenses professional fees incurred2015-12-31$273,703
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$15
Administrative expenses (other) incurred2015-12-31$1,637,380
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-64,026,543
Value of net assets at end of year (total assets less liabilities)2015-12-31$567,620,122
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$631,646,665
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$2,180,430
Assets. partnership/joint venture interests at beginning of year2015-12-31$2,124,488
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,168,023
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$5,164,712
Value of interest in master investment trust accounts at end of year2015-12-31$557,923,371
Value of interest in master investment trust accounts at beginning of year2015-12-31$587,909,164
Value of interest in common/collective trusts at end of year2015-12-31$651,781
Value of interest in common/collective trusts at beginning of year2015-12-31$385,533
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$-2
Assets. Value of investments in 103.12 investment entities at end of year2015-12-31$3,696,517
Assets. Value of investments in 103.12 investment entities at beginning of year2015-12-31$6,062,753
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-359,387
Net investment gain or loss from common/collective trusts2015-12-31$207
Net gain/loss from 103.12 investment entities2015-12-31$-362,336
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Employer contributions (assets) at beginning of year2015-12-31$30,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$53,840,154
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$-9
Aggregate carrying amount (costs) on sale of assets2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MOSS ADAMS LLP
Accountancy firm EIN2015-12-31910189318
2014 : PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$546,100
Total unrealized appreciation/depreciation of assets2014-12-31$546,100
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$32,881
Total income from all sources (including contributions)2014-12-31$109,228,275
Total loss/gain on sale of assets2014-12-31$120,629
Total of all expenses incurred2014-12-31$49,534,384
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$47,839,608
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$30,000,000
Value of total assets at end of year2014-12-31$631,646,665
Value of total assets at beginning of year2014-12-31$571,985,655
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,694,776
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$230,658
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$224,296
Administrative expenses professional fees incurred2014-12-31$247,086
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$15
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$942
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$32,881
Administrative expenses (other) incurred2014-12-31$1,434,041
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$120
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$59,693,891
Value of net assets at end of year (total assets less liabilities)2014-12-31$631,646,665
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$571,952,774
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$2,124,488
Assets. partnership/joint venture interests at beginning of year2014-12-31$3,057,491
Investment advisory and management fees2014-12-31$13,649
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$5,164,712
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$9,102,165
Value of interest in master investment trust accounts at end of year2014-12-31$587,909,164
Value of interest in master investment trust accounts at beginning of year2014-12-31$556,353,144
Value of interest in common/collective trusts at end of year2014-12-31$385,533
Value of interest in common/collective trusts at beginning of year2014-12-31$438,596
Assets. Value of investments in 103.12 investment entities at end of year2014-12-31$6,062,753
Assets. Value of investments in 103.12 investment entities at beginning of year2014-12-31$1,181,570
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$840,504
Net investment gain or loss from common/collective trusts2014-12-31$56
Net gain/loss from 103.12 investment entities2014-12-31$-390,943
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$30,000,000
Employer contributions (assets) at end of year2014-12-31$30,000,000
Income. Dividends from common stock2014-12-31$6,362
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$47,839,608
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$1,851,627
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$3,449,382
Aggregate carrying amount (costs) on sale of assets2014-12-31$3,328,753
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MOSS ADAMS LLP
Accountancy firm EIN2014-12-31910189318
2013 : PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$1,235,937
Total unrealized appreciation/depreciation of assets2013-12-31$1,235,937
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$32,881
Total income from all sources (including contributions)2013-12-31$30,090,503
Total loss/gain on sale of assets2013-12-31$265,097
Total of all expenses incurred2013-12-31$46,370,083
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$45,147,502
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$6,400,000
Value of total assets at end of year2013-12-31$571,985,655
Value of total assets at beginning of year2013-12-31$588,232,354
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,222,581
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$189,483
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$182,742
Administrative expenses professional fees incurred2013-12-31$271,077
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$942
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$32,881
Administrative expenses (other) incurred2013-12-31$931,433
Total non interest bearing cash at end of year2013-12-31$120
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-16,279,580
Value of net assets at end of year (total assets less liabilities)2013-12-31$571,952,774
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$588,232,354
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$3,057,491
Assets. partnership/joint venture interests at beginning of year2013-12-31$2,651,018
Investment advisory and management fees2013-12-31$20,071
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$9,102,165
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$8,414,266
Value of interest in master investment trust accounts at end of year2013-12-31$556,353,144
Value of interest in master investment trust accounts at beginning of year2013-12-31$518,094,945
Value of interest in common/collective trusts at end of year2013-12-31$438,596
Value of interest in common/collective trusts at beginning of year2013-12-31$827,699
Assets. Value of investments in 103.12 investment entities at end of year2013-12-31$1,181,570
Assets. Value of investments in 103.12 investment entities at beginning of year2013-12-31$3,346,937
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,043,075
Net investment gain or loss from common/collective trusts2013-12-31$63
Net gain/loss from 103.12 investment entities2013-12-31$242,980
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$6,400,000
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$53,600,000
Income. Dividends from common stock2013-12-31$6,741
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$45,147,502
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$1,851,627
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$1,297,489
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$1,656,993
Aggregate carrying amount (costs) on sale of assets2013-12-31$1,391,896
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MOSS ADAMS LLP
Accountancy firm EIN2013-12-31910189318
2012 : PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$386,449
Total unrealized appreciation/depreciation of assets2012-12-31$386,449
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$4,266
Total income from all sources (including contributions)2012-12-31$147,343,069
Total loss/gain on sale of assets2012-12-31$240,068
Total of all expenses incurred2012-12-31$45,902,909
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$43,786,904
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$89,600,000
Value of total assets at end of year2012-12-31$588,232,354
Value of total assets at beginning of year2012-12-31$486,796,460
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,116,005
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$297,501
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$269,479
Administrative expenses professional fees incurred2012-12-31$344,618
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$400,352
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$4,266
Administrative expenses (other) incurred2012-12-31$1,749,198
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$101,440,160
Value of net assets at end of year (total assets less liabilities)2012-12-31$588,232,354
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$486,792,194
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$2,651,018
Assets. partnership/joint venture interests at beginning of year2012-12-31$2,739,912
Investment advisory and management fees2012-12-31$22,189
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$8,414,266
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$9,598,274
Value of interest in master investment trust accounts at end of year2012-12-31$518,094,945
Value of interest in master investment trust accounts at beginning of year2012-12-31$427,386,084
Value of interest in common/collective trusts at end of year2012-12-31$827,699
Value of interest in common/collective trusts at beginning of year2012-12-31$132,215
Assets. Value of investments in 103.12 investment entities at end of year2012-12-31$3,346,937
Assets. Value of investments in 103.12 investment entities at beginning of year2012-12-31$3,374,806
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,347,689
Net investment gain or loss from common/collective trusts2012-12-31$128
Net gain/loss from 103.12 investment entities2012-12-31$472,130
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$89,600,000
Employer contributions (assets) at end of year2012-12-31$53,600,000
Employer contributions (assets) at beginning of year2012-12-31$41,700,000
Income. Dividends from common stock2012-12-31$28,022
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$43,786,904
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$1,297,489
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$1,464,817
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$3,337,552
Aggregate carrying amount (costs) on sale of assets2012-12-31$3,097,484
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MOSS ADAMS LLP
Accountancy firm EIN2012-12-31910189318
2011 : PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-400,876
Total unrealized appreciation/depreciation of assets2011-12-31$-400,876
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$4,266
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$130
Total income from all sources (including contributions)2011-12-31$104,647,583
Total loss/gain on sale of assets2011-12-31$37,702
Total of all expenses incurred2011-12-31$45,003,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$43,002,819
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$70,282,147
Value of total assets at end of year2011-12-31$486,796,460
Value of total assets at beginning of year2011-12-31$427,148,377
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,000,817
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$367,587
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$360,377
Administrative expenses professional fees incurred2011-12-31$332,620
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$400,352
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$6,051
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$4,266
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$130
Administrative expenses (other) incurred2011-12-31$1,649,846
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$59,643,947
Value of net assets at end of year (total assets less liabilities)2011-12-31$486,792,194
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$427,148,247
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$2,739,912
Assets. partnership/joint venture interests at beginning of year2011-12-31$3,182,230
Investment advisory and management fees2011-12-31$18,351
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$9,598,274
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$12,393,022
Value of interest in master investment trust accounts at end of year2011-12-31$427,386,084
Value of interest in master investment trust accounts at beginning of year2011-12-31$392,788,286
Value of interest in common/collective trusts at end of year2011-12-31$132,215
Value of interest in common/collective trusts at beginning of year2011-12-31$4,440,711
Assets. Value of investments in 103.12 investment entities at end of year2011-12-31$3,374,806
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$544,875
Net investment gain or loss from common/collective trusts2011-12-31$238
Net gain/loss from 103.12 investment entities2011-12-31$188,742
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$70,282,147
Employer contributions (assets) at end of year2011-12-31$41,700,000
Employer contributions (assets) at beginning of year2011-12-31$12,928,449
Income. Dividends from common stock2011-12-31$7,210
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$43,002,819
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$1,464,817
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$1,409,628
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$1,366,900
Aggregate carrying amount (costs) on sale of assets2011-12-31$1,329,198
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MOSS ADAMS LLP
Accountancy firm EIN2011-12-31910189318
2010 : PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$-7,885,071
Total unrealized appreciation/depreciation of assets2010-12-31$-7,885,071
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$130
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$2,837
Total income from all sources (including contributions)2010-12-31$88,383,320
Total loss/gain on sale of assets2010-12-31$2,240,674
Total of all expenses incurred2010-12-31$44,193,917
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$41,974,683
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$30,879,318
Value of total assets at end of year2010-12-31$427,148,377
Value of total assets at beginning of year2010-12-31$382,961,681
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,219,234
Total interest from all sources2010-12-31$6,729
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$381,391
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$366,152
Administrative expenses professional fees incurred2010-12-31$331,925
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$6,051
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$12,982
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$130
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$2,837
Other income not declared elsewhere2010-12-31$1,666,685
Administrative expenses (other) incurred2010-12-31$1,869,951
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$44,189,403
Value of net assets at end of year (total assets less liabilities)2010-12-31$427,148,247
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$382,958,844
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$3,182,230
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Investment advisory and management fees2010-12-31$17,358
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$12,393,022
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$11,504,788
Value of interest in pooled separate accounts at end of year2010-12-31$0
Value of interest in pooled separate accounts at beginning of year2010-12-31$2,167,999
Income. Interest from corporate debt instruments2010-12-31$6,731
Value of interest in master investment trust accounts at end of year2010-12-31$392,788,286
Value of interest in master investment trust accounts at beginning of year2010-12-31$358,686,237
Value of interest in common/collective trusts at end of year2010-12-31$4,440,711
Value of interest in common/collective trusts at beginning of year2010-12-31$9,390,488
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$-2
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,822,082
Net investment gain/loss from pooled separate accounts2010-12-31$4,755,024
Net investment gain or loss from common/collective trusts2010-12-31$461,186
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$30,879,318
Employer contributions (assets) at end of year2010-12-31$12,928,449
Employer contributions (assets) at beginning of year2010-12-31$0
Income. Dividends from common stock2010-12-31$15,239
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$41,974,683
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$219,570
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$1,409,628
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$979,617
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$1,444,138
Aggregate carrying amount (costs) on sale of assets2010-12-31$-796,536
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MOSS ADAMS LLP
Accountancy firm EIN2010-12-31910189318
2009 : PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN

2022: PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2017: PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: PNM RESOURCES, INC. EMPLOYEES' RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

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