PNM RESOURCES, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan PNM RESOURCES, INC. COMPREHENSIVE RETIREE HEALTH PLAN
401k plan membership statisitcs for PNM RESOURCES, INC. COMPREHENSIVE RETIREE HEALTH PLAN
| Measure | Date | Value |
|---|
| 2022 : PNM RESOURCES, INC. COMPREHENSIVE RETIREE HEALTH PLAN 2022 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2022-12-31 | $-27,684,829 |
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $-27,684,829 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $229,845 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $392,633 |
| Total income from all sources (including contributions) | 2022-12-31 | $-25,140,442 |
| Total of all expenses incurred | 2022-12-31 | $4,003,771 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $3,535,638 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $940,578 |
| Value of total assets at end of year | 2022-12-31 | $79,218,983 |
| Value of total assets at beginning of year | 2022-12-31 | $108,525,984 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $468,133 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $1,603,809 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,603,809 |
| Administrative expenses professional fees incurred | 2022-12-31 | $42,900 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $1,500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $940,578 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $5,013 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $142 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-12-31 | $229,845 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-12-31 | $392,633 |
| Administrative expenses (other) incurred | 2022-12-31 | $425,233 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-29,144,213 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $78,989,138 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $108,133,351 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $79,213,970 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $108,525,842 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $3,535,638 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | MOSS ADAMS, LLP |
| Accountancy firm EIN | 2022-12-31 | 910189318 |
| 2021 : PNM RESOURCES, INC. COMPREHENSIVE RETIREE HEALTH PLAN 2021 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2021-12-31 | $4,711,458 |
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $4,711,458 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $392,633 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $307,850 |
| Total income from all sources (including contributions) | 2021-12-31 | $7,908,821 |
| Total of all expenses incurred | 2021-12-31 | $5,797,789 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $4,587,959 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,550,506 |
| Value of total assets at end of year | 2021-12-31 | $108,525,984 |
| Value of total assets at beginning of year | 2021-12-31 | $106,330,169 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $1,209,830 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,646,857 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,646,857 |
| Administrative expenses professional fees incurred | 2021-12-31 | $7,850 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $1,500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $1,550,506 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $142 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $281 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $392,633 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $307,850 |
| Administrative expenses (other) incurred | 2021-12-31 | $1,118,526 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $2,111,032 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $108,133,351 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $106,022,319 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Investment advisory and management fees | 2021-12-31 | $83,454 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $108,525,842 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $106,329,888 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $4,587,959 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2021-12-31 | 910189318 |
| 2020 : PNM RESOURCES, INC. COMPREHENSIVE RETIREE HEALTH PLAN 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $8,606,820 |
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $8,606,820 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $307,850 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $373,120 |
| Total income from all sources (including contributions) | 2020-12-31 | $13,708,483 |
| Total of all expenses incurred | 2020-12-31 | $4,747,064 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $4,611,262 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,701,493 |
| Value of total assets at end of year | 2020-12-31 | $106,330,169 |
| Value of total assets at beginning of year | 2020-12-31 | $97,434,020 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $135,802 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Administrative expenses professional fees incurred | 2020-12-31 | $8,052 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $1,500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $1,701,493 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $281 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $1,512 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $307,850 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $373,120 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $8,961,419 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $106,022,319 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $97,060,900 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2020-12-31 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2020-12-31 | $12,307,676 |
| Investment advisory and management fees | 2020-12-31 | $127,750 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $106,329,888 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $44,506,757 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2020-12-31 | $0 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2020-12-31 | $40,618,075 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $2,068,576 |
| Net gain/loss from 103.12 investment entities | 2020-12-31 | $1,331,594 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $4,611,262 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2020-12-31 | 910189318 |
| 2019 : PNM RESOURCES, INC. COMPREHENSIVE RETIREE HEALTH PLAN 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $5,304,104 |
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $5,304,104 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $373,120 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $529,153 |
| Total income from all sources (including contributions) | 2019-12-31 | $24,523,680 |
| Total of all expenses incurred | 2019-12-31 | $5,207,164 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $4,713,935 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,819,343 |
| Value of total assets at end of year | 2019-12-31 | $97,434,020 |
| Value of total assets at beginning of year | 2019-12-31 | $78,273,537 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $493,229 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Administrative expenses professional fees incurred | 2019-12-31 | $100,890 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $1,500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $1,819,343 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $1,512 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $1,352 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $373,120 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $529,153 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $19,316,516 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $97,060,900 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $77,744,384 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2019-12-31 | $12,307,676 |
| Assets. partnership/joint venture interests at beginning of year | 2019-12-31 | $9,578,317 |
| Investment advisory and management fees | 2019-12-31 | $392,339 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $44,506,757 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $36,109,857 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2019-12-31 | $40,618,075 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2019-12-31 | $32,584,011 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $7,216,170 |
| Net gain/loss from 103.12 investment entities | 2019-12-31 | $10,184,063 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $4,713,935 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2019-12-31 | 910189318 |
| 2018 : PNM RESOURCES, INC. COMPREHENSIVE RETIREE HEALTH PLAN 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $2,575,035 |
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $2,575,035 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $529,153 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $963,823 |
| Total income from all sources (including contributions) | 2018-12-31 | $-5,475,694 |
| Total of all expenses incurred | 2018-12-31 | $5,540,271 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $5,282,238 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $2,917,656 |
| Value of total assets at end of year | 2018-12-31 | $78,273,537 |
| Value of total assets at beginning of year | 2018-12-31 | $89,724,172 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $258,033 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Administrative expenses professional fees incurred | 2018-12-31 | $98,794 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $1,500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $2,917,656 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $1,352 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $1,289 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $529,153 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $963,823 |
| Administrative expenses (other) incurred | 2018-12-31 | $975 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-11,015,965 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $77,744,384 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $88,760,349 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2018-12-31 | $9,578,317 |
| Assets. partnership/joint venture interests at beginning of year | 2018-12-31 | $11,866,615 |
| Investment advisory and management fees | 2018-12-31 | $158,264 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $36,109,857 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $42,656,600 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2018-12-31 | $32,584,011 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2018-12-31 | $35,199,668 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-8,352,728 |
| Net gain/loss from 103.12 investment entities | 2018-12-31 | $-2,615,657 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $5,282,238 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2018-12-31 | 910189318 |
| 2017 : PNM RESOURCES, INC. COMPREHENSIVE RETIREE HEALTH PLAN 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $4,864,720 |
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $4,864,720 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $963,823 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $1,369,431 |
| Total income from all sources (including contributions) | 2017-12-31 | $19,646,107 |
| Total of all expenses incurred | 2017-12-31 | $7,100,281 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $6,834,441 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $4,132,728 |
| Value of total assets at end of year | 2017-12-31 | $89,724,172 |
| Value of total assets at beginning of year | 2017-12-31 | $77,583,954 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $265,840 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Administrative expenses professional fees incurred | 2017-12-31 | $6,825 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $15,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $3,447,358 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $1,289 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $1,048 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $963,823 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $1,369,431 |
| Administrative expenses (other) incurred | 2017-12-31 | $137,533 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $12,545,826 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $88,760,349 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $76,214,523 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2017-12-31 | $11,866,615 |
| Assets. partnership/joint venture interests at beginning of year | 2017-12-31 | $9,503,179 |
| Investment advisory and management fees | 2017-12-31 | $121,482 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $42,656,600 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $39,751,007 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2017-12-31 | $35,199,668 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2017-12-31 | $28,328,720 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $3,978,010 |
| Net gain/loss from 103.12 investment entities | 2017-12-31 | $6,670,649 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $685,370 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $6,834,441 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2017-12-31 | 910189318 |
| 2016 : PNM RESOURCES, INC. COMPREHENSIVE RETIREE HEALTH PLAN 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $2,500,099 |
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $2,500,099 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $1,369,431 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $1,367,934 |
| Total income from all sources (including contributions) | 2016-12-31 | $11,964,012 |
| Total of all expenses incurred | 2016-12-31 | $8,114,489 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $7,825,063 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $5,650,491 |
| Value of total assets at end of year | 2016-12-31 | $77,583,954 |
| Value of total assets at beginning of year | 2016-12-31 | $73,732,934 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $289,426 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Administrative expenses professional fees incurred | 2016-12-31 | $95,361 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $15,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $3,210,597 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $1,048 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $175 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $1,369,431 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $1,367,934 |
| Other income not declared elsewhere | 2016-12-31 | $-8,328 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $3,849,523 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $76,214,523 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $72,365,000 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2016-12-31 | $9,503,179 |
| Assets. partnership/joint venture interests at beginning of year | 2016-12-31 | $9,733,458 |
| Investment advisory and management fees | 2016-12-31 | $194,065 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $39,751,007 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $35,879,133 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2016-12-31 | $28,328,720 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2016-12-31 | $28,120,168 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,823,699 |
| Net gain/loss from 103.12 investment entities | 2016-12-31 | $1,998,051 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $2,439,894 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $7,825,063 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2016-12-31 | 910189318 |
| 2015 : PNM RESOURCES, INC. COMPREHENSIVE RETIREE HEALTH PLAN 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $2,729,789 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $2,729,789 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $1,367,934 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $959,469 |
| Total income from all sources (including contributions) | 2015-12-31 | $5,733,289 |
| Total of all expenses incurred | 2015-12-31 | $7,899,833 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $7,780,240 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $6,354,939 |
| Value of total assets at end of year | 2015-12-31 | $73,732,934 |
| Value of total assets at beginning of year | 2015-12-31 | $75,491,013 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $119,593 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $1,446,512 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Administrative expenses professional fees incurred | 2015-12-31 | $4,800 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $15,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $2,759,062 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $175 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $30 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $1,367,934 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $959,469 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-2,166,544 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $72,365,000 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $74,531,544 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2015-12-31 | $9,733,458 |
| Assets. partnership/joint venture interests at beginning of year | 2015-12-31 | $9,483,733 |
| Investment advisory and management fees | 2015-12-31 | $114,793 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $35,879,133 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $35,434,518 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2015-12-31 | $28,120,168 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2015-12-31 | $28,724,573 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2015-12-31 | $4,757,578 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-5,843,271 |
| Net gain/loss from 103.12 investment entities | 2015-12-31 | $1,045,320 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $3,595,877 |
| Income. Dividends from common stock | 2015-12-31 | $1,446,512 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $3,022,662 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $1,848,159 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2015-12-31 | 910189318 |
| 2014 : PNM RESOURCES, INC. COMPREHENSIVE RETIREE HEALTH PLAN 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $2,480,009 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $2,480,009 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $959,469 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $1,099,783 |
| Total income from all sources (including contributions) | 2014-12-31 | $13,566,322 |
| Total loss/gain on sale of assets | 2014-12-31 | $-360,948 |
| Total of all expenses incurred | 2014-12-31 | $6,601,415 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $6,445,656 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $6,543,571 |
| Value of total assets at end of year | 2014-12-31 | $75,491,013 |
| Value of total assets at beginning of year | 2014-12-31 | $68,666,420 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $155,759 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,237,889 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $1,210,890 |
| Administrative expenses professional fees incurred | 2014-12-31 | $10,000 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $15,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $2,947,694 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $30 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $274,868 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $959,469 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $1,099,783 |
| Administrative expenses (other) incurred | 2014-12-31 | $85,004 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $6,964,907 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $74,531,544 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $67,566,637 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2014-12-31 | $9,483,733 |
| Assets. partnership/joint venture interests at beginning of year | 2014-12-31 | $9,911,613 |
| Investment advisory and management fees | 2014-12-31 | $60,755 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $35,434,518 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $23,566,101 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2014-12-31 | $28,724,573 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2014-12-31 | $29,671,356 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2014-12-31 | $4,757,577 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $1,159,197 |
| Net gain/loss from 103.12 investment entities | 2014-12-31 | $2,506,604 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $3,595,877 |
| Income. Dividends from common stock | 2014-12-31 | $26,999 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,688,079 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $1,848,159 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $5,242,482 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Aggregate proceeds on sale of assets | 2014-12-31 | $10,629,894 |
| Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $10,990,842 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2014-12-31 | 910189318 |
| 2013 : PNM RESOURCES, INC. COMPREHENSIVE RETIREE HEALTH PLAN 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $4,197,588 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $4,197,588 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $1,099,783 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $1,898,801 |
| Total income from all sources (including contributions) | 2013-12-31 | $18,332,230 |
| Total loss/gain on sale of assets | 2013-12-31 | $1,023,288 |
| Total of all expenses incurred | 2013-12-31 | $7,335,012 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $7,167,403 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $6,505,378 |
| Value of total assets at end of year | 2013-12-31 | $68,666,420 |
| Value of total assets at beginning of year | 2013-12-31 | $58,468,220 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $167,609 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $827,485 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $801,610 |
| Administrative expenses professional fees incurred | 2013-12-31 | $7,275 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $15,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $2,909,501 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $274,868 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $3,600,195 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $1,099,783 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $1,898,801 |
| Administrative expenses (other) incurred | 2013-12-31 | $89,759 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $10,997,218 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $67,566,637 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $56,569,419 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2013-12-31 | $9,911,613 |
| Assets. partnership/joint venture interests at beginning of year | 2013-12-31 | $8,430,902 |
| Investment advisory and management fees | 2013-12-31 | $70,575 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $23,566,101 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $19,466,612 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $11,591,636 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2013-12-31 | $29,671,356 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2013-12-31 | $11,715,391 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $2,559,906 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $-5,820,409 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $5,117,633 |
| Net gain/loss from 103.12 investment entities | 2013-12-31 | $6,481,267 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $3,595,877 |
| Income. Dividends from common stock | 2013-12-31 | $25,875 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $4,607,497 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $5,242,482 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $3,663,484 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Aggregate proceeds on sale of assets | 2013-12-31 | $6,324,237 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $5,300,949 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2013-12-31 | 910189318 |
| 2012 : PNM RESOURCES, INC. COMPREHENSIVE RETIREE HEALTH PLAN 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $736,270 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $736,270 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $1,898,801 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $1,246,711 |
| Total income from all sources (including contributions) | 2012-12-31 | $14,219,689 |
| Total loss/gain on sale of assets | 2012-12-31 | $375,001 |
| Total of all expenses incurred | 2012-12-31 | $7,023,287 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $6,874,649 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $6,227,902 |
| Value of total assets at end of year | 2012-12-31 | $58,468,220 |
| Value of total assets at beginning of year | 2012-12-31 | $50,619,728 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $148,638 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $1,183,043 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $1,116,558 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $15,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $2,670,075 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $3,600,195 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $910 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $1,898,801 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $1,246,711 |
| Administrative expenses (other) incurred | 2012-12-31 | $93,801 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $7,196,402 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $56,569,419 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $49,373,017 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2012-12-31 | $8,430,902 |
| Assets. partnership/joint venture interests at beginning of year | 2012-12-31 | $6,389,458 |
| Investment advisory and management fees | 2012-12-31 | $54,837 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $19,466,612 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $30,199,879 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $11,591,636 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $790,144 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2012-12-31 | $11,715,391 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2012-12-31 | $9,416,130 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2012-12-31 | $2,222,146 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,100,766 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $1,581,317 |
| Net gain/loss from 103.12 investment entities | 2012-12-31 | $3,015,390 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $3,557,827 |
| Income. Dividends from common stock | 2012-12-31 | $66,485 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $4,652,503 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $3,663,484 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $3,823,207 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Aggregate proceeds on sale of assets | 2012-12-31 | $5,032,583 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $4,657,582 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2012-12-31 | 910189318 |
| 2011 : PNM RESOURCES, INC. COMPREHENSIVE RETIREE HEALTH PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-999,728 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-999,728 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $1,246,711 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $830,949 |
| Total income from all sources (including contributions) | 2011-12-31 | $7,442,394 |
| Total loss/gain on sale of assets | 2011-12-31 | $-796 |
| Total of all expenses incurred | 2011-12-31 | $6,982,816 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $6,837,347 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $5,464,961 |
| Value of total assets at end of year | 2011-12-31 | $50,619,728 |
| Value of total assets at beginning of year | 2011-12-31 | $49,744,388 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $145,469 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $1,113,191 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $1,095,385 |
| Administrative expenses professional fees incurred | 2011-12-31 | $2,003 |
| Was this plan covered by a fidelity bond | 2011-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $2,486,709 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $910 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $14,103 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $1,246,711 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $830,949 |
| Administrative expenses (other) incurred | 2011-12-31 | $99,294 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $459,578 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $49,373,017 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $48,913,439 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2011-12-31 | $6,389,458 |
| Assets. partnership/joint venture interests at beginning of year | 2011-12-31 | $5,685,191 |
| Investment advisory and management fees | 2011-12-31 | $44,172 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $30,199,879 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $30,954,317 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $790,144 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $9,841,518 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2011-12-31 | $9,416,130 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $2,367,918 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $1,550,182 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $715 |
| Net gain/loss from 103.12 investment entities | 2011-12-31 | $313,869 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $2,978,252 |
| Income. Dividends from common stock | 2011-12-31 | $17,806 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $4,469,429 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $3,823,207 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $3,249,259 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Aggregate proceeds on sale of assets | 2011-12-31 | $3,364,212 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $3,365,008 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2011-12-31 | 910189318 |
| 2010 : PNM RESOURCES, INC. COMPREHENSIVE RETIREE HEALTH PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $1,797,747 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $1,797,747 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $830,949 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $956,368 |
| Total income from all sources (including contributions) | 2010-12-31 | $12,289,294 |
| Total loss/gain on sale of assets | 2010-12-31 | $162,186 |
| Total of all expenses incurred | 2010-12-31 | $5,489,938 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $5,340,596 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $4,714,448 |
| Value of total assets at end of year | 2010-12-31 | $49,744,388 |
| Value of total assets at beginning of year | 2010-12-31 | $43,070,451 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $149,342 |
| Total interest from all sources | 2010-12-31 | $12,927 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $1,036,281 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $1,001,068 |
| Administrative expenses professional fees incurred | 2010-12-31 | $10,227 |
| Was this plan covered by a fidelity bond | 2010-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $1,989,184 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $14,103 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $24,089 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $830,949 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $956,368 |
| Administrative expenses (other) incurred | 2010-12-31 | $99,657 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $6,799,356 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $48,913,439 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $42,114,083 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2010-12-31 | $5,685,191 |
| Assets. partnership/joint venture interests at beginning of year | 2010-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $30,954,317 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $27,359,511 |
| Income. Interest from corporate debt instruments | 2010-12-31 | $12,927 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $9,841,518 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $12,784,632 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $2,295,201 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $3,479,526 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $1,086,179 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $2,725,264 |
| Income. Dividends from common stock | 2010-12-31 | $35,213 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $3,045,395 |
| Asset. Corporate debt instrument preferred debt at end of year | 2010-12-31 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2010-12-31 | $643,927 |
| Contract administrator fees | 2010-12-31 | $39,458 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $3,249,259 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $2,258,292 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Aggregate proceeds on sale of assets | 2010-12-31 | $3,426,646 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $3,264,460 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2010-12-31 | 910189318 |
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | AGP10005-10581 |
| Policy instance | 4 |
| Insurance contract or identification number | AGP10005-10581 | | Number of Individuals Covered | 7 | | Insurance policy start date | 2022-01-01 | | Insurance policy end date | 2022-12-31 | | Total amount of commissions paid to insurance broker | USD $1,521 | | Total amount of fees paid to insurance company | USD $0 | | Other welfare benefits provided | BENISTAR MEDICARE SUPPLEMENT | | Welfare Benefit Premiums Paid to Carrier | USD $11,489 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $831 | | Insurance broker organization code? | 3 |
|
| RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 ) |
| Policy contract number | EXRK |
| Policy instance | 3 |
| Insurance contract or identification number | EXRK | | Number of Individuals Covered | 461 | | Insurance policy start date | 2022-01-01 | | Insurance policy end date | 2022-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Welfare Benefit Premiums Paid to Carrier | USD $317,918 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 ) |
| Policy contract number | AGP3231 - 3881 |
| Policy instance | 2 |
| Insurance contract or identification number | AGP3231 - 3881 | | Number of Individuals Covered | 1820 | | Insurance policy start date | 2022-01-01 | | Insurance policy end date | 2022-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Other welfare benefits provided | BENISTAR MEDICARE SUPPLEMENT | | Welfare Benefit Premiums Paid to Carrier | USD $4,297,700 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| VISION SERVICE PLAN (National Association of Insurance Commissioners NAIC id number: 32395 ) |
| Policy contract number | 12192686 |
| Policy instance | 1 |
| Insurance contract or identification number | 12192686 | | Number of Individuals Covered | 892 | | Insurance policy start date | 2022-01-01 | | Insurance policy end date | 2022-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Vision Insurance Welfare Benefit | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | AGP3231 -10581 |
| Policy instance | 2 |
| Insurance contract or identification number | AGP3231 -10581 | | Number of Individuals Covered | 1826 | | Insurance policy start date | 2021-01-01 | | Insurance policy end date | 2021-12-31 | | Total amount of commissions paid to insurance broker | USD $1,822 | | Total amount of fees paid to insurance company | USD $0 | | Other welfare benefits provided | BENISTAR MEDICARE SUPPLEMENT | | Welfare Benefit Premiums Paid to Carrier | USD $4,236,591 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $933 | | Insurance broker organization code? | 3 |
|
| VISION SERVICE PLAN (National Association of Insurance Commissioners NAIC id number: 32395 ) |
| Policy contract number | 12192686 |
| Policy instance | 1 |
| Insurance contract or identification number | 12192686 | | Number of Individuals Covered | 884 | | Insurance policy start date | 2021-01-01 | | Insurance policy end date | 2021-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Vision Insurance Welfare Benefit | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| VISION SERVICE PLAN (National Association of Insurance Commissioners NAIC id number: 32395 ) |
| Policy contract number | 12192686 |
| Policy instance | 1 |
| Insurance contract or identification number | 12192686 | | Number of Individuals Covered | 875 | | Insurance policy start date | 2020-01-01 | | Insurance policy end date | 2020-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Vision Insurance Welfare Benefit | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| EXPRESS SCRIPTS, INC. (National Association of Insurance Commissioners NAIC id number: 60025 ) |
| Policy contract number | BXMA |
| Policy instance | 3 |
| Insurance contract or identification number | BXMA | | Number of Individuals Covered | 1817 | | Insurance policy start date | 2020-01-01 | | Insurance policy end date | 2020-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Welfare Benefit Premiums Paid to Carrier | USD $2,057,516 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | AGP3867 -10581 |
| Policy instance | 2 |
| Insurance contract or identification number | AGP3867 -10581 | | Number of Individuals Covered | 1827 | | Insurance policy start date | 2020-01-01 | | Insurance policy end date | 2020-12-31 | | Total amount of commissions paid to insurance broker | USD $1,840 | | Total amount of fees paid to insurance company | USD $0 | | Other welfare benefits provided | BENISTAR MEDICARE SUPPLEMENT | | Welfare Benefit Premiums Paid to Carrier | USD $4,081,876 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $926 | | Insurance broker organization code? | 3 |
|
| EXPRESS SCRIPTS, INC. (National Association of Insurance Commissioners NAIC id number: 60025 ) |
| Policy contract number | BXMA |
| Policy instance | 3 |
| Insurance contract or identification number | BXMA | | Number of Individuals Covered | 1800 | | Insurance policy start date | 2019-01-01 | | Insurance policy end date | 2019-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Welfare Benefit Premiums Paid to Carrier | USD $2,010,422 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| VISION SERVICE PLAN (National Association of Insurance Commissioners NAIC id number: 32395 ) |
| Policy contract number | 12192686 |
| Policy instance | 1 |
| Insurance contract or identification number | 12192686 | | Number of Individuals Covered | 892 | | Insurance policy start date | 2019-01-01 | | Insurance policy end date | 2019-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Vision Insurance Welfare Benefit | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | AGP3867 -10581 |
| Policy instance | 2 |
| Insurance contract or identification number | AGP3867 -10581 | | Number of Individuals Covered | 1847 | | Insurance policy start date | 2019-01-01 | | Insurance policy end date | 2019-12-31 | | Total amount of commissions paid to insurance broker | USD $1,875 | | Total amount of fees paid to insurance company | USD $0 | | Other welfare benefits provided | BENISTAR MEDICARE SUPPLEMENT | | Welfare Benefit Premiums Paid to Carrier | USD $3,898,853 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,012 | | Insurance broker organization code? | 3 |
|
| EXPRESS SCRIPTS, INC. (National Association of Insurance Commissioners NAIC id number: 60025 ) |
| Policy contract number | BXMA |
| Policy instance | 3 |
| Insurance contract or identification number | BXMA | | Number of Individuals Covered | 1759 | | Insurance policy start date | 2018-01-01 | | Insurance policy end date | 2018-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Welfare Benefit Premiums Paid to Carrier | USD $1,918,863 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| VISION SERVICE PLAN (National Association of Insurance Commissioners NAIC id number: 32395 ) |
| Policy contract number | 12192686 |
| Policy instance | 1 |
| Insurance contract or identification number | 12192686 | | Number of Individuals Covered | 893 | | Insurance policy start date | 2018-01-01 | | Insurance policy end date | 2018-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Vision Insurance Welfare Benefit | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | AGP-3231 |
| Policy instance | 2 |
| Insurance contract or identification number | AGP-3231 | | Number of Individuals Covered | 1770 | | Insurance policy start date | 2018-01-01 | | Insurance policy end date | 2018-12-31 | | Total amount of commissions paid to insurance broker | USD $11,455 | | Total amount of fees paid to insurance company | USD $0 | | Other welfare benefits provided | BENISTAR MEDICARE SUPPLEMENT | | Welfare Benefit Premiums Paid to Carrier | USD $3,692,784 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $9,438 | | Insurance broker organization code? | 3 |
|
| EXPRESS SCRIPTS, INC. (National Association of Insurance Commissioners NAIC id number: 60025 ) |
| Policy contract number | BXMA |
| Policy instance | 3 |
| Insurance contract or identification number | BXMA | | Number of Individuals Covered | 1706 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Welfare Benefit Premiums Paid to Carrier | USD $1,763,149 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | AGP-3231 |
| Policy instance | 2 |
| Insurance contract or identification number | AGP-3231 | | Number of Individuals Covered | 1768 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Total amount of commissions paid to insurance broker | USD $111,674 | | Total amount of fees paid to insurance company | USD $0 | | Other welfare benefits provided | BENISTAR MEDICARE SUPPLEMENT | | Welfare Benefit Premiums Paid to Carrier | USD $3,694,430 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $110,635 | | Insurance broker organization code? | 3 | | Insurance broker name | WEB-TPA EMPLOYER SERVICES LLC |
|
| VISION SERVICE PLAN (National Association of Insurance Commissioners NAIC id number: 32395 ) |
| Policy contract number | 12192686 |
| Policy instance | 1 |
| Insurance contract or identification number | 12192686 | | Number of Individuals Covered | 896 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Vision Insurance Welfare Benefit | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| VISION SERVICE PLAN (National Association of Insurance Commissioners NAIC id number: 32395 ) |
| Policy contract number | 12192686 |
| Policy instance | 1 |
| Insurance contract or identification number | 12192686 | | Number of Individuals Covered | 822 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Vision Insurance Welfare Benefit | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | AGP-3231 |
| Policy instance | 2 |
| Insurance contract or identification number | AGP-3231 | | Number of Individuals Covered | 1651 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $99,509 | | Total amount of fees paid to insurance company | USD $0 | | Other welfare benefits provided | BENISTAR MEDICARE SUPPLEMENT | | Welfare Benefit Premiums Paid to Carrier | USD $3,301,076 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $98,855 | | Insurance broker organization code? | 3 | | Insurance broker name | WEB-TPA EMPLOYER SERVICES LLC |
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| EXPRESS SCRIPTS, INC. (National Association of Insurance Commissioners NAIC id number: 60025 ) |
| Policy contract number | BXMA |
| Policy instance | 3 |
| Insurance contract or identification number | BXMA | | Number of Individuals Covered | 1552 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Welfare Benefit Premiums Paid to Carrier | USD $1,419,222 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| EXPRESS SCRIPTS, INC. (National Association of Insurance Commissioners NAIC id number: 60025 ) |
| Policy contract number | BXMA |
| Policy instance | 3 |
| Insurance contract or identification number | BXMA | | Number of Individuals Covered | 1511 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Welfare Benefit Premiums Paid to Carrier | USD $1,283,753 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | AGP-3231 |
| Policy instance | 2 |
| Insurance contract or identification number | AGP-3231 | | Number of Individuals Covered | 1511 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $87,565 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Other welfare benefits provided | BENISTAR MEDICARE SUPPLEMENT | | Welfare Benefit Premiums Paid to Carrier | USD $3,473,725 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $87,565 | | Insurance broker organization code? | 3 | | Insurance broker name | DANIELS INSURANCE, INC. |
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| VISION SERVICE PLAN (National Association of Insurance Commissioners NAIC id number: 32395 ) |
| Policy contract number | 12192686 |
| Policy instance | 1 |
| Insurance contract or identification number | 12192686 | | Number of Individuals Covered | 754 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Vision Insurance Welfare Benefit | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| UNITEDHEALTHCARE INSURANCE COMPANY OF NY (National Association of Insurance Commissioners NAIC id number: 32395 ) |
| Policy contract number | S5820 |
| Policy instance | 2 |
| Insurance contract or identification number | S5820 | | Number of Individuals Covered | 1474 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $1,424 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Other welfare benefits provided | AARP MEDICARE SUPPLEMENT | | Welfare Benefit Premiums Paid to Carrier | USD $2,028,634 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 1424 | | Additional information about fees paid to insurance broker | MEMBERSHIP FEES | | Insurance broker organization code? | 4 | | Insurance broker name | AARP |
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| UNITEDHEALTHCARE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 79413 ) |
| Policy contract number | S5820 |
| Policy instance | 1 |
| Insurance contract or identification number | S5820 | | Number of Individuals Covered | 1444 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Welfare Benefit Premiums Paid to Carrier | USD $531,272 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| VISION SERVICE PLAN (National Association of Insurance Commissioners NAIC id number: 32395 ) |
| Policy contract number | 12192686 |
| Policy instance | 3 |
| Insurance contract or identification number | 12192686 | | Number of Individuals Covered | 728 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Vision Insurance Welfare Benefit | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| BLUECROSS BLUESHIELD OF TEXAS (National Association of Insurance Commissioners NAIC id number: 70670 ) |
| Policy contract number | 175000 |
| Policy instance | 2 |
| Insurance contract or identification number | 175000 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Health Insurance Welfare Benefit | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | Yes |
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| DELTA DENTAL OF NEW MEXICO (National Association of Insurance Commissioners NAIC id number: 47287 ) |
| Policy contract number | 8517 - RETIREES |
| Policy instance | 1 |
| Insurance contract or identification number | 8517 - RETIREES | | Number of Individuals Covered | 1504 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Dental Insurance Welfare Benefit | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| LOVELACE INSURANCE GROUP (National Association of Insurance Commissioners NAIC id number: 12265 ) |
| Policy contract number | 20553500 |
| Policy instance | 8 |
| Insurance contract or identification number | 20553500 | | Number of Individuals Covered | 326 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Health Insurance Welfare Benefit | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| VISION SERVICE PLAN (National Association of Insurance Commissioners NAIC id number: 32395 ) |
| Policy contract number | 12192686 |
| Policy instance | 6 |
| Insurance contract or identification number | 12192686 | | Number of Individuals Covered | 687 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Vision Insurance Welfare Benefit | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| BLUECROSS BLUESHIELD OF TEXAS (National Association of Insurance Commissioners NAIC id number: 70670 ) |
| Policy contract number | 098834 |
| Policy instance | 7 |
| Insurance contract or identification number | 098834 | | Number of Individuals Covered | 393 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Health Insurance Welfare Benefit | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | Yes |
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| UNITEDHEALTHCARE INSURANCE COMPANY OF NY (National Association of Insurance Commissioners NAIC id number: 32395 ) |
| Policy contract number | S5820 |
| Policy instance | 5 |
| Insurance contract or identification number | S5820 | | Number of Individuals Covered | 1465 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $1,440 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Other welfare benefits provided | AARP MEDICARE SUPPLEMENT | | Welfare Benefit Premiums Paid to Carrier | USD $1,718,045 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 1440 | | Additional information about fees paid to insurance broker | MEMBERSHIP FEES | | Insurance broker organization code? | 4 | | Insurance broker name | AARP |
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| UNITEDHEALTHCARE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 79413 ) |
| Policy contract number | S5820 |
| Policy instance | 4 |
| Insurance contract or identification number | S5820 | | Number of Individuals Covered | 1352 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Welfare Benefit Premiums Paid to Carrier | USD $504,101 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| PRESBYTERIAN (National Association of Insurance Commissioners NAIC id number: 95330 ) |
| Policy contract number | GR002188 |
| Policy instance | 3 |
| Insurance contract or identification number | GR002188 | | Number of Individuals Covered | 539 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $1,840 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Health Insurance Welfare Benefit | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,840 | | Insurance broker organization code? | 3 | | Insurance broker name | PHP EMPLOYEES |
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| DELTA DENTAL OF NEW MEXICO (National Association of Insurance Commissioners NAIC id number: 47287 ) |
| Policy contract number | 8517 - RETIREES |
| Policy instance | 1 |
| Insurance contract or identification number | 8517 - RETIREES | | Number of Individuals Covered | 1462 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Dental Insurance Welfare Benefit | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| VISION SERVICE PLAN (National Association of Insurance Commissioners NAIC id number: 32395 ) |
| Policy contract number | 12192686 |
| Policy instance | 6 |
| Insurance contract or identification number | 12192686 | | Number of Individuals Covered | 654 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $990 | | Total amount of fees paid to insurance company | USD $873 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Vision Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $120,475 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| UNITEDHEALTHCARE INSURANCE COMPANY OF NY (National Association of Insurance Commissioners NAIC id number: 32395 ) |
| Policy contract number | S5820 |
| Policy instance | 5 |
| Insurance contract or identification number | S5820 | | Number of Individuals Covered | 1361 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $704 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Other welfare benefits provided | AARP MEDICARE SUPPLEMENT | | Welfare Benefit Premiums Paid to Carrier | USD $1,802,854 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| UNITEDHEALTHCARE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 79413 ) |
| Policy contract number | S5820 |
| Policy instance | 4 |
| Insurance contract or identification number | S5820 | | Number of Individuals Covered | 1260 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Welfare Benefit Premiums Paid to Carrier | USD $517,355 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| PRESBYTERIAN (National Association of Insurance Commissioners NAIC id number: 95330 ) |
| Policy contract number | GR002188 |
| Policy instance | 3 |
| Insurance contract or identification number | GR002188 | | Number of Individuals Covered | 295 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $1,037 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Welfare Benefit Premiums Paid to Carrier | USD $47,709 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| BLUECROSS BLUESHIELD OF TEXAS (National Association of Insurance Commissioners NAIC id number: 70670 ) |
| Policy contract number | 175000 |
| Policy instance | 2 |
| Insurance contract or identification number | 175000 | | Number of Individuals Covered | 843 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Health Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $74,072 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| VISION SERVICE PLAN (National Association of Insurance Commissioners NAIC id number: 39616 ) |
| Policy contract number | 12192686 |
| Policy instance | 6 |
| Insurance contract or identification number | 12192686 | | Number of Individuals Covered | 612 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Vision Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $113,083 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| UNITEDHEALTHCARE INSURANCE COMPANY OF NY (National Association of Insurance Commissioners NAIC id number: 32395 ) |
| Policy contract number | S5820 |
| Policy instance | 5 |
| Insurance contract or identification number | S5820 | | Number of Individuals Covered | 1327 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $1,216 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Other welfare benefits provided | AARP MEDICARE SUPPLEMENT | | Welfare Benefit Premiums Paid to Carrier | USD $1,744,639 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 1216 | | Additional information about fees paid to insurance broker | MEMBERSHIP FEES | | Insurance broker organization code? | 4 | | Insurance broker name | AARP |
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| UNITEDHEALTHCARE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 79413 ) |
| Policy contract number | S5820 |
| Policy instance | 4 |
| Insurance contract or identification number | S5820 | | Number of Individuals Covered | 1150 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Welfare Benefit Premiums Paid to Carrier | USD $502,671 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| DELTA DENTAL OF NEW MEXICO (National Association of Insurance Commissioners NAIC id number: 47287 ) |
| Policy contract number | 8517 - RETIREES |
| Policy instance | 1 |
| Insurance contract or identification number | 8517 - RETIREES | | Number of Individuals Covered | 1449 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Dental Insurance Welfare Benefit | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| BLUECROSS BLUESHIELD OF TEXAS (National Association of Insurance Commissioners NAIC id number: 70670 ) |
| Policy contract number | N75000,001,002 |
| Policy instance | 2 |
| Insurance contract or identification number | N75000,001,002 | | Number of Individuals Covered | 845 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Health Insurance Welfare Benefit | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| PRESBYTERIAN (National Association of Insurance Commissioners NAIC id number: 95330 ) |
| Policy contract number | GR002188 |
| Policy instance | 3 |
| Insurance contract or identification number | GR002188 | | Number of Individuals Covered | 324 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $1,097 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Welfare Benefit Premiums Paid to Carrier | USD $47,891 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,097 | | Insurance broker organization code? | 3 | | Insurance broker name | PHP |
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