401k Plan data: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN plan

PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 401k Plan overview

Plan Name	PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN
Plan identification number	610

PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Temporary disability (accident and sickness)

401k Sponsoring company profile

PNM RESOURCES, INC. has sponsored the creation of one or more 401k plans.

Company Name: PNM RESOURCES, INC.

Employer identification number (EIN): 850468296

NAIC Classification: 221100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
610 2022-01-01
610 2021-01-01
610 2020-01-01
610 2019-01-01
610 2018-01-01
610 2017-01-01 ELISABETH EDEN
610 2016-01-01 LAURIE MONFILETTO
610 2015-01-01 LAURIE MONFILETTO
610 2014-01-01 LAURIE MONFILETTO
610 2013-01-01 LAURIE MONFILETTO LAURIE MONFILETTO 2015-01-08
610 2012-01-01 CHARLES T. LEE CHARLES T. LEE 2013-07-30
610 2011-01-01 CHARLES T. LEE CHARLES T. LEE 2012-07-18
610 2010-01-01 RONALD GLEN PORTER RONALD GLEN PORTER 2011-07-21
610 2009-01-01
610 2009-01-01 LESLIE LUITHLE
610 2009-01-01 LESLIE LUITHLE

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
610	2022-01-01
610	2021-01-01
610	2020-01-01
610	2019-01-01
610	2018-01-01
610	2017-01-01	ELISABETH EDEN
610	2016-01-01	LAURIE MONFILETTO
610	2015-01-01	LAURIE MONFILETTO
610	2014-01-01	LAURIE MONFILETTO
610	2013-01-01	LAURIE MONFILETTO	LAURIE MONFILETTO	2015-01-08
610	2012-01-01	CHARLES T. LEE	CHARLES T. LEE	2013-07-30
610	2011-01-01	CHARLES T. LEE	CHARLES T. LEE	2012-07-18
610	2010-01-01	RONALD GLEN PORTER	RONALD GLEN PORTER	2011-07-21
610	2009-01-01
610	2009-01-01	LESLIE LUITHLE
610	2009-01-01	LESLIE LUITHLE

Plan Statistics for PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN

401k plan membership statisitcs for PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN

Measure Date Value
2022: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 1,274
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 1,278
Total of all active and inactive participants 2022-01-01 1,278
2021: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 1,323
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 1,279
Total of all active and inactive participants 2021-01-01 1,279
2020: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 1,276
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 1,326
Total of all active and inactive participants 2020-01-01 1,326
2019: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,281
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 1,281
Total of all active and inactive participants 2019-01-01 1,281
2018: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,282
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 1,282
Total of all active and inactive participants 2018-01-01 1,282
2017: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,827
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 1,300
Total of all active and inactive participants 2017-01-01 1,300
2016: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,857
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 1,171
Total of all active and inactive participants 2016-01-01 1,171
2015: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,294
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1,299
Total of all active and inactive participants 2015-01-01 1,299
2014: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,388
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,382
Total of all active and inactive participants 2014-01-01 1,382
2013: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,403
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,388
Total of all active and inactive participants 2013-01-01 1,388
2012: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,954
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,907
Total of all active and inactive participants 2012-01-01 1,907
2011: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2,145
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,954
Total of all active and inactive participants 2011-01-01 1,954
2010: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 2,102
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 2,116
Total of all active and inactive participants 2010-01-01 2,116
2009: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2,278
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 2,102
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 2,102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 2,102
Number of participants with account balances 2009-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2022: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	1,274
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	1,278
Total of all active and inactive participants	2022-01-01	1,278
2021: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	1,323
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	1,279
Total of all active and inactive participants	2021-01-01	1,279
2020: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	1,276
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	1,326
Total of all active and inactive participants	2020-01-01	1,326
2019: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,281
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	1,281
Total of all active and inactive participants	2019-01-01	1,281
2018: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,282
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	1,282
Total of all active and inactive participants	2018-01-01	1,282
2017: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,827
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	1,300
Total of all active and inactive participants	2017-01-01	1,300
2016: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,857
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1,171
Total of all active and inactive participants	2016-01-01	1,171
2015: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,294
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,299
Total of all active and inactive participants	2015-01-01	1,299
2014: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,388
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,382
Total of all active and inactive participants	2014-01-01	1,382
2013: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,403
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,388
Total of all active and inactive participants	2013-01-01	1,388
2012: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,954
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,907
Total of all active and inactive participants	2012-01-01	1,907
2011: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2,145
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,954
Total of all active and inactive participants	2011-01-01	1,954
2010: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	2,102
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	2,116
Total of all active and inactive participants	2010-01-01	2,116
2009: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2,278
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	2,102
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	2,102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	2,102
Number of participants with account balances	2009-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Form 5500 Responses for PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN

2022: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2022-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2021: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2021-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2020: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2020-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2019: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2019-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2018: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2018-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2017: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2017-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2016: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2016-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2015: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2015-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2014: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2014-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2013: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2013-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2012: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2012-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2011: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2011-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2010: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2010-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2009: PNM RESOURCES, INC. SHORT-TERM ILLNESS/INJURY PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2009-01-01	Plan benefit arrangement – General assets of the sponsor	Yes

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Company Name:	PNM RESOURCES, INC.
Employer identification number (EIN):	850468296
NAIC Classification:	221100