ASSERTIO MANAGEMENT, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ASSERTIO MANAGEMENT, LLC 401(K) RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2023 : ASSERTIO MANAGEMENT, LLC 401(K) RETIREMENT PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $3,743,174 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $2,466,384 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $2,408,088 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $1,343,449 |
| Value of total assets at end of year | 2023-12-31 | $16,096,743 |
| Value of total assets at beginning of year | 2023-12-31 | $14,819,953 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $58,296 |
| Total interest from all sources | 2023-12-31 | $745 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $255,236 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $255,236 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $767,550 |
| Participant contributions at end of year | 2023-12-31 | $13,585 |
| Participant contributions at beginning of year | 2023-12-31 | $19,368 |
| Participant contributions at end of year | 2023-12-31 | $49,795 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $147,505 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $1,276,790 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $16,096,743 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $14,819,953 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $14,916,582 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $13,640,405 |
| Interest on participant loans | 2023-12-31 | $745 |
| Value of interest in common/collective trusts at end of year | 2023-12-31 | $1,083,810 |
| Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $1,160,180 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $2,113,921 |
| Net investment gain or loss from common/collective trusts | 2023-12-31 | $29,823 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $428,394 |
| Employer contributions (assets) at end of year | 2023-12-31 | $32,971 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $2,408,088 |
| Contract administrator fees | 2023-12-31 | $58,296 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | FORVIS MAZARS, LLP |
| Accountancy firm EIN | 2023-12-31 | 440160260 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $3,743,174 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $2,466,384 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $2,408,088 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $1,343,449 |
| Value of total assets at end of year | 2023-01-01 | $16,096,743 |
| Value of total assets at beginning of year | 2023-01-01 | $14,819,953 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $58,296 |
| Total interest from all sources | 2023-01-01 | $745 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $255,236 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $255,236 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $767,550 |
| Participant contributions at end of year | 2023-01-01 | $13,585 |
| Participant contributions at beginning of year | 2023-01-01 | $19,368 |
| Participant contributions at end of year | 2023-01-01 | $49,795 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $147,505 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $1,276,790 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $16,096,743 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $14,819,953 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $14,916,582 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $13,640,405 |
| Interest on participant loans | 2023-01-01 | $745 |
| Value of interest in common/collective trusts at end of year | 2023-01-01 | $1,083,810 |
| Value of interest in common/collective trusts at beginning of year | 2023-01-01 | $1,160,180 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $2,113,921 |
| Net investment gain or loss from common/collective trusts | 2023-01-01 | $29,823 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $428,394 |
| Employer contributions (assets) at end of year | 2023-01-01 | $32,971 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $2,408,088 |
| Contract administrator fees | 2023-01-01 | $58,296 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | FORVIS MAZARS, LLP |
| Accountancy firm EIN | 2023-01-01 | 440160260 |
| 2022 : ASSERTIO MANAGEMENT, LLC 401(K) RETIREMENT PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-2,380,634 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $730,833 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $667,600 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $665,173 |
| Value of total assets at end of year | 2022-01-01 | $14,819,953 |
| Value of total assets at beginning of year | 2022-01-01 | $17,931,420 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $63,233 |
| Total interest from all sources | 2022-01-01 | $707 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $220,659 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $220,659 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $353,140 |
| Participant contributions at end of year | 2022-01-01 | $19,368 |
| Participant contributions at beginning of year | 2022-01-01 | $15,999 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $130,740 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-01-01 | $236 |
| Other income not declared elsewhere | 2022-01-01 | $28 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-3,111,467 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $14,819,953 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $17,931,420 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $13,640,405 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $17,127,545 |
| Interest on participant loans | 2022-01-01 | $707 |
| Value of interest in common/collective trusts at end of year | 2022-01-01 | $1,160,180 |
| Value of interest in common/collective trusts at beginning of year | 2022-01-01 | $787,876 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-3,285,368 |
| Net investment gain or loss from common/collective trusts | 2022-01-01 | $18,167 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $181,293 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $667,364 |
| Contract administrator fees | 2022-01-01 | $63,233 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | FORVIS LLP |
| Accountancy firm EIN | 2022-01-01 | 440160260 |
| 2021 : ASSERTIO MANAGEMENT, LLC 401(K) RETIREMENT PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-01-01 | $0 |
| Total income from all sources (including contributions) | 2021-01-01 | $3,233,220 |
| Total loss/gain on sale of assets | 2021-01-01 | $0 |
| Total of all expenses incurred | 2021-01-01 | $6,816,494 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-01-01 | $6,732,648 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-01-01 | $620,391 |
| Value of total assets at end of year | 2021-01-01 | $17,931,420 |
| Value of total assets at beginning of year | 2021-01-01 | $21,514,694 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-01-01 | $83,846 |
| Total interest from all sources | 2021-01-01 | $637 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-01-01 | $204,436 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-01-01 | $204,436 |
| Was this plan covered by a fidelity bond | 2021-01-01 | Yes |
| Value of fidelity bond cover | 2021-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2021-01-01 | No |
| Contributions received from participants | 2021-01-01 | $438,184 |
| Participant contributions at end of year | 2021-01-01 | $15,999 |
| Participant contributions at beginning of year | 2021-01-01 | $80,712 |
| Participant contributions at beginning of year | 2021-01-01 | $36,406 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-01-01 | No |
| Value of net income/loss | 2021-01-01 | $-3,583,274 |
| Value of net assets at end of year (total assets less liabilities) | 2021-01-01 | $17,931,420 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-01-01 | $21,514,694 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-01-01 | $17,127,545 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-01-01 | $19,653,114 |
| Interest on participant loans | 2021-01-01 | $637 |
| Value of interest in common/collective trusts at end of year | 2021-01-01 | $787,876 |
| Value of interest in common/collective trusts at beginning of year | 2021-01-01 | $1,524,685 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-01-01 | $2,386,492 |
| Net investment gain or loss from common/collective trusts | 2021-01-01 | $21,264 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2021-01-01 | No |
| Contributions received in cash from employer | 2021-01-01 | $182,207 |
| Employer contributions (assets) at beginning of year | 2021-01-01 | $219,777 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-01-01 | $6,732,648 |
| Contract administrator fees | 2021-01-01 | $83,846 |
| Did the plan have assets held for investment | 2021-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-01-01 | 1 |
| Accountancy firm name | 2021-01-01 | FORVIS, LLP |
| Accountancy firm EIN | 2021-01-01 | 440160260 |
| 2020 : ASSERTIO MANAGEMENT, LLC 401(K) RETIREMENT PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-01-01 | $0 |
| Total income from all sources (including contributions) | 2020-01-01 | $6,611,452 |
| Total loss/gain on sale of assets | 2020-01-01 | $0 |
| Total of all expenses incurred | 2020-01-01 | $4,886,859 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-01-01 | $4,797,815 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-01-01 | $3,698,379 |
| Value of total assets at end of year | 2020-01-01 | $21,514,694 |
| Value of total assets at beginning of year | 2020-01-01 | $19,790,101 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-01-01 | $89,044 |
| Total interest from all sources | 2020-01-01 | $4,022 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-01-01 | $257,175 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-01-01 | $257,175 |
| Was this plan covered by a fidelity bond | 2020-01-01 | Yes |
| Value of fidelity bond cover | 2020-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-01-01 | No |
| Contributions received from participants | 2020-01-01 | $1,389,972 |
| Participant contributions at end of year | 2020-01-01 | $80,712 |
| Participant contributions at beginning of year | 2020-01-01 | $54,438 |
| Participant contributions at end of year | 2020-01-01 | $36,406 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-01-01 | $1,949,981 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-01-01 | No |
| Value of net income/loss | 2020-01-01 | $1,724,593 |
| Value of net assets at end of year (total assets less liabilities) | 2020-01-01 | $21,514,694 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-01-01 | $19,790,101 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-01-01 | $19,653,114 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-01-01 | $17,843,066 |
| Interest on participant loans | 2020-01-01 | $4,022 |
| Value of interest in common/collective trusts at end of year | 2020-01-01 | $1,524,685 |
| Value of interest in common/collective trusts at beginning of year | 2020-01-01 | $1,512,710 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-01-01 | $2,641,015 |
| Net investment gain or loss from common/collective trusts | 2020-01-01 | $10,861 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2020-01-01 | No |
| Contributions received in cash from employer | 2020-01-01 | $358,426 |
| Employer contributions (assets) at end of year | 2020-01-01 | $219,777 |
| Employer contributions (assets) at beginning of year | 2020-01-01 | $379,887 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-01-01 | $4,797,815 |
| Contract administrator fees | 2020-01-01 | $89,044 |
| Did the plan have assets held for investment | 2020-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-01-01 | 1 |
| Accountancy firm name | 2020-01-01 | BKD, LLP |
| Accountancy firm EIN | 2020-01-01 | 440160260 |
