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LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 401k Plan overview

Plan NameLEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN
Plan identification number 002

LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

LEWIS ROCA ROTHGERBER CHRISTIE LLP has sponsored the creation of one or more 401k plans.

Company Name:LEWIS ROCA ROTHGERBER CHRISTIE LLP
Employer identification number (EIN):860095078
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01PATRICIA A. COATES
0022016-01-01PATRICIA A. COATES PATRICIA A. COATES2017-10-13
0022015-01-01PATRICIA A. COATES
0022014-01-01GLENN D. FORCUCCI
0022013-06-01GLENN D. FORCUCCI GLENN D. FORCUCCI2014-10-15
0022012-06-01GLENN D. FORCUCCI
0022011-06-01GLENN D. FORCUCCI
0022010-06-01GLENN D. FORCUCCI GLENN D. FORCUCCI2012-03-09
0022009-06-01GLENN D. FORCUCCI GLENN D. FORCUCCI2011-03-01

Plan Statistics for LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN

401k plan membership statisitcs for LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN

Measure Date Value
2022: LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01760
Total number of active participants reported on line 7a of the Form 55002022-01-01441
Number of retired or separated participants receiving benefits2022-01-0137
Number of other retired or separated participants entitled to future benefits2022-01-01281
Total of all active and inactive participants2022-01-01759
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-019
Total participants2022-01-01768
Number of participants with account balances2022-01-01757
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-012
2021: LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01737
Total number of active participants reported on line 7a of the Form 55002021-01-01438
Number of retired or separated participants receiving benefits2021-01-0133
Number of other retired or separated participants entitled to future benefits2021-01-01281
Total of all active and inactive participants2021-01-01752
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-018
Total participants2021-01-01760
Number of participants with account balances2021-01-01747
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-014
2020: LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01753
Total number of active participants reported on line 7a of the Form 55002020-01-01432
Number of retired or separated participants receiving benefits2020-01-0128
Number of other retired or separated participants entitled to future benefits2020-01-01272
Total of all active and inactive participants2020-01-01732
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-015
Total participants2020-01-01737
Number of participants with account balances2020-01-01729
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01762
Total number of active participants reported on line 7a of the Form 55002019-01-01451
Number of retired or separated participants receiving benefits2019-01-0127
Number of other retired or separated participants entitled to future benefits2019-01-01270
Total of all active and inactive participants2019-01-01748
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-015
Total participants2019-01-01753
Number of participants with account balances2019-01-01746
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-016
2018: LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01779
Total number of active participants reported on line 7a of the Form 55002018-01-01472
Number of retired or separated participants receiving benefits2018-01-0120
Number of other retired or separated participants entitled to future benefits2018-01-01264
Total of all active and inactive participants2018-01-01756
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-016
Total participants2018-01-01762
Number of participants with account balances2018-01-01747
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-014
2017: LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01762
Total number of active participants reported on line 7a of the Form 55002017-01-01492
Number of retired or separated participants receiving benefits2017-01-0118
Number of other retired or separated participants entitled to future benefits2017-01-01265
Total of all active and inactive participants2017-01-01775
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-014
Total participants2017-01-01779
Number of participants with account balances2017-01-01762
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-016
2016: LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01682
Total number of active participants reported on line 7a of the Form 55002016-01-01532
Number of retired or separated participants receiving benefits2016-01-0116
Number of other retired or separated participants entitled to future benefits2016-01-01210
Total of all active and inactive participants2016-01-01758
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-014
Total participants2016-01-01762
Number of participants with account balances2016-01-01620
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-014
2015: LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01448
Total number of active participants reported on line 7a of the Form 55002015-01-01427
Number of retired or separated participants receiving benefits2015-01-0116
Number of other retired or separated participants entitled to future benefits2015-01-01235
Total of all active and inactive participants2015-01-01678
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-014
Total participants2015-01-01682
Number of participants with account balances2015-01-01664
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01487
Total number of active participants reported on line 7a of the Form 55002014-01-01272
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-01172
Total of all active and inactive participants2014-01-01446
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01448
Number of participants with account balances2014-01-01441
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-06-01469
Total number of active participants reported on line 7a of the Form 55002013-06-01305
Number of retired or separated participants receiving benefits2013-06-013
Number of other retired or separated participants entitled to future benefits2013-06-01177
Total of all active and inactive participants2013-06-01485
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-06-012
Total participants2013-06-01487
Number of participants with account balances2013-06-01467
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-06-010
2012: LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-06-01513
Total number of active participants reported on line 7a of the Form 55002012-06-01302
Number of retired or separated participants receiving benefits2012-06-011
Number of other retired or separated participants entitled to future benefits2012-06-01165
Total of all active and inactive participants2012-06-01468
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-06-011
Total participants2012-06-01469
Number of participants with account balances2012-06-01452
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-06-010
2011: LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-06-01505
Total number of active participants reported on line 7a of the Form 55002011-06-01312
Number of retired or separated participants receiving benefits2011-06-011
Number of other retired or separated participants entitled to future benefits2011-06-01198
Total of all active and inactive participants2011-06-01511
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-06-012
Total participants2011-06-01513
Number of participants with account balances2011-06-01509
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-06-010
2010: LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-06-01532
Total number of active participants reported on line 7a of the Form 55002010-06-01334
Number of retired or separated participants receiving benefits2010-06-010
Number of other retired or separated participants entitled to future benefits2010-06-01168
Total of all active and inactive participants2010-06-01502
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-06-013
Total participants2010-06-01505
Number of participants with account balances2010-06-01505
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-06-010
2009: LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-06-01565
Total number of active participants reported on line 7a of the Form 55002009-06-01364
Number of retired or separated participants receiving benefits2009-06-010
Number of other retired or separated participants entitled to future benefits2009-06-01164
Total of all active and inactive participants2009-06-01528
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-06-014
Total participants2009-06-01532
Number of participants with account balances2009-06-01532
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-06-010

Financial Data on LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN

Measure Date Value
2022 : LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-51,010,368
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$21,600,300
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$21,423,044
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$8,704,647
Value of total assets at end of year2022-12-31$320,054,221
Value of total assets at beginning of year2022-12-31$392,664,889
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$177,256
Total interest from all sources2022-12-31$43,328
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$3,475,351
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$3,475,351
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$2,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$5,649,561
Participant contributions at end of year2022-12-31$888,949
Participant contributions at beginning of year2022-12-31$1,015,346
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$152,303
Assets. Other investments not covered elsewhere at end of year2022-12-31$22,770,627
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$26,137,140
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,206,395
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$82,138
Other income not declared elsewhere2022-12-31$-4,496,920
Administrative expenses (other) incurred2022-12-31$177,256
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-72,610,668
Value of net assets at end of year (total assets less liabilities)2022-12-31$320,054,221
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$392,664,889
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$109,868,318
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$134,710,549
Interest on participant loans2022-12-31$43,328
Value of interest in common/collective trusts at end of year2022-12-31$186,526,327
Value of interest in common/collective trusts at beginning of year2022-12-31$225,939,390
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-25,000,803
Net investment gain or loss from common/collective trusts2022-12-31$-33,735,971
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,848,691
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$4,710,161
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$21,340,906
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31EIDE BAILLY, LLP
Accountancy firm EIN2022-12-31450250958
2021 : LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$55,466,900
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$15,701,071
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$15,473,640
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$14,087,531
Value of total assets at end of year2021-12-31$392,664,889
Value of total assets at beginning of year2021-12-31$352,899,060
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$227,431
Total interest from all sources2021-12-31$54,758
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$5,214,553
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$5,214,553
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$2,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$5,585,312
Participant contributions at end of year2021-12-31$1,015,346
Participant contributions at beginning of year2021-12-31$1,276,063
Participant contributions at end of year2021-12-31$152,303
Participant contributions at beginning of year2021-12-31$172,741
Assets. Other investments not covered elsewhere at end of year2021-12-31$26,137,140
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$21,279,640
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,981,971
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$5,580
Other income not declared elsewhere2021-12-31$2,913,313
Administrative expenses (other) incurred2021-12-31$227,431
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$39,765,829
Value of net assets at end of year (total assets less liabilities)2021-12-31$392,664,889
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$352,899,060
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$134,710,549
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$118,926,302
Interest on participant loans2021-12-31$54,758
Value of interest in common/collective trusts at end of year2021-12-31$225,939,390
Value of interest in common/collective trusts at beginning of year2021-12-31$206,974,191
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$12,002,683
Net investment gain or loss from common/collective trusts2021-12-31$21,194,062
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$6,520,248
Employer contributions (assets) at end of year2021-12-31$4,710,161
Employer contributions (assets) at beginning of year2021-12-31$4,270,123
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$15,468,060
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31EIDE BAILLY, LLP
Accountancy firm EIN2021-12-31450250958
2020 : LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$50,453,092
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$11,221,400
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$11,009,856
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$11,931,344
Value of total assets at end of year2020-12-31$352,899,060
Value of total assets at beginning of year2020-12-31$313,667,368
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$211,544
Total interest from all sources2020-12-31$62,097
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$3,069,212
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$3,069,212
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$5,363,868
Participant contributions at end of year2020-12-31$1,276,063
Participant contributions at beginning of year2020-12-31$1,114,496
Participant contributions at end of year2020-12-31$172,741
Participant contributions at beginning of year2020-12-31$147,531
Assets. Other investments not covered elsewhere at end of year2020-12-31$21,279,640
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$20,105,642
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$91,968
Other income not declared elsewhere2020-12-31$2,457,578
Administrative expenses (other) incurred2020-12-31$211,544
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$39,231,692
Value of net assets at end of year (total assets less liabilities)2020-12-31$352,899,060
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$313,667,368
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$118,926,302
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$103,802,033
Interest on participant loans2020-12-31$62,097
Value of interest in common/collective trusts at end of year2020-12-31$206,974,191
Value of interest in common/collective trusts at beginning of year2020-12-31$183,796,987
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$9,520,386
Net investment gain/loss from pooled separate accounts2020-12-31$-560,373
Net investment gain or loss from common/collective trusts2020-12-31$23,972,848
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$6,475,508
Employer contributions (assets) at end of year2020-12-31$4,270,123
Employer contributions (assets) at beginning of year2020-12-31$4,700,679
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$11,009,856
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31EIDE BAILLY, LLP
Accountancy firm EIN2020-12-31450250958
2019 : LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$65,893,371
Total income from all sources (including contributions)2019-12-31$65,893,371
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$13,481,934
Total of all expenses incurred2019-12-31$13,481,934
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$13,300,543
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$14,019,168
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$14,019,168
Value of total assets at end of year2019-12-31$313,667,368
Value of total assets at end of year2019-12-31$313,667,368
Value of total assets at beginning of year2019-12-31$261,255,931
Value of total assets at beginning of year2019-12-31$261,255,931
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$181,391
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$181,391
Total interest from all sources2019-12-31$65,363
Total interest from all sources2019-12-31$65,363
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$3,842,882
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$3,842,882
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$3,842,882
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$3,842,882
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
If this is an individual account plan, was there a blackout period2019-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$5,276,188
Contributions received from participants2019-12-31$5,276,188
Participant contributions at end of year2019-12-31$1,114,496
Participant contributions at end of year2019-12-31$1,114,496
Participant contributions at beginning of year2019-12-31$1,355,411
Participant contributions at beginning of year2019-12-31$1,355,411
Participant contributions at end of year2019-12-31$147,531
Participant contributions at end of year2019-12-31$147,531
Participant contributions at beginning of year2019-12-31$46,077
Participant contributions at beginning of year2019-12-31$46,077
Assets. Other investments not covered elsewhere at end of year2019-12-31$20,105,642
Assets. Other investments not covered elsewhere at end of year2019-12-31$20,105,642
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$17,055,407
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$17,055,407
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,177,976
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,177,976
Other income not declared elsewhere2019-12-31$2,990,152
Other income not declared elsewhere2019-12-31$2,990,152
Administrative expenses (other) incurred2019-12-31$181,391
Administrative expenses (other) incurred2019-12-31$181,391
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$52,411,437
Value of net income/loss2019-12-31$52,411,437
Value of net assets at end of year (total assets less liabilities)2019-12-31$313,667,368
Value of net assets at end of year (total assets less liabilities)2019-12-31$313,667,368
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$261,255,931
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$261,255,931
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$103,802,033
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$103,802,033
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$82,548,911
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$82,548,911
Interest on participant loans2019-12-31$65,363
Interest on participant loans2019-12-31$65,363
Value of interest in common/collective trusts at end of year2019-12-31$183,796,987
Value of interest in common/collective trusts at end of year2019-12-31$183,796,987
Value of interest in common/collective trusts at beginning of year2019-12-31$155,612,301
Value of interest in common/collective trusts at beginning of year2019-12-31$155,612,301
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$14,306,308
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$14,306,308
Net investment gain/loss from pooled separate accounts2019-12-31$711,494
Net investment gain/loss from pooled separate accounts2019-12-31$711,494
Net investment gain or loss from common/collective trusts2019-12-31$29,958,004
Net investment gain or loss from common/collective trusts2019-12-31$29,958,004
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$6,565,004
Contributions received in cash from employer2019-12-31$6,565,004
Employer contributions (assets) at end of year2019-12-31$4,700,679
Employer contributions (assets) at end of year2019-12-31$4,700,679
Employer contributions (assets) at beginning of year2019-12-31$4,637,824
Employer contributions (assets) at beginning of year2019-12-31$4,637,824
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$13,300,543
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$13,300,543
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31EIDE BAILLY, LLP
Accountancy firm name2019-12-31EIDE BAILLY, LLP
Accountancy firm EIN2019-12-31450250958
Accountancy firm EIN2019-12-31450250958
2018 : LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-1,725,987
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$16,681,807
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$16,484,218
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$12,538,186
Value of total assets at end of year2018-12-31$261,255,931
Value of total assets at beginning of year2018-12-31$279,663,725
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$197,589
Total interest from all sources2018-12-31$66,083
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$4,193,746
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$4,193,746
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$5,057,831
Participant contributions at end of year2018-12-31$1,355,411
Participant contributions at beginning of year2018-12-31$1,381,721
Participant contributions at end of year2018-12-31$46,077
Participant contributions at beginning of year2018-12-31$125,649
Assets. Other investments not covered elsewhere at end of year2018-12-31$17,055,407
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$18,572,687
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,041,277
Other income not declared elsewhere2018-12-31$-438,677
Administrative expenses (other) incurred2018-12-31$197,589
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-18,407,794
Value of net assets at end of year (total assets less liabilities)2018-12-31$261,255,931
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$279,663,725
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$82,548,911
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$87,020,548
Interest on participant loans2018-12-31$66,083
Value of interest in common/collective trusts at end of year2018-12-31$155,612,301
Value of interest in common/collective trusts at beginning of year2018-12-31$167,819,373
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-9,331,706
Net investment gain/loss from pooled separate accounts2018-12-31$-459,450
Net investment gain or loss from common/collective trusts2018-12-31$-8,294,169
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$6,439,078
Employer contributions (assets) at end of year2018-12-31$4,637,824
Employer contributions (assets) at beginning of year2018-12-31$4,743,747
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$16,484,218
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31EIDE BAILLY LLP
Accountancy firm EIN2018-12-31450250958
2017 : LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$24,379,151
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$820,083
Total income from all sources (including contributions)2017-12-31$53,018,250
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$15,111,879
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$14,955,022
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$12,069,586
Value of total assets at end of year2017-12-31$279,663,725
Value of total assets at beginning of year2017-12-31$218,198,286
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$156,857
Total interest from all sources2017-12-31$65,093
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$3,097,338
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$3,097,338
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$5,067,258
Participant contributions at end of year2017-12-31$1,381,721
Participant contributions at beginning of year2017-12-31$1,148,273
Participant contributions at end of year2017-12-31$125,649
Participant contributions at beginning of year2017-12-31$108,262
Assets. Other investments not covered elsewhere at end of year2017-12-31$18,572,687
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$13,580,618
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$464,082
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$546
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$820,083
Other income not declared elsewhere2017-12-31$5,359,113
Administrative expenses (other) incurred2017-12-31$156,857
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$37,906,371
Value of net assets at end of year (total assets less liabilities)2017-12-31$279,663,725
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$217,378,203
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$87,020,548
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$66,802,412
Interest on participant loans2017-12-31$65,093
Value of interest in common/collective trusts at end of year2017-12-31$167,819,373
Value of interest in common/collective trusts at beginning of year2017-12-31$132,579,113
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$8,713,513
Net investment gain/loss from pooled separate accounts2017-12-31$865,354
Net investment gain or loss from common/collective trusts2017-12-31$22,848,253
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$6,538,246
Employer contributions (assets) at end of year2017-12-31$4,743,747
Employer contributions (assets) at beginning of year2017-12-31$3,979,608
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$14,954,476
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31VAVRINEK, TRINE, DAY & CO., LLP
Accountancy firm EIN2017-12-31952648289
2016 : LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$820,083
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$24,842,922
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$12,876,053
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$12,775,929
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$9,963,613
Value of total assets at end of year2016-12-31$218,198,286
Value of total assets at beginning of year2016-12-31$205,411,334
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$100,124
Total interest from all sources2016-12-31$48,753
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,327,168
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,327,168
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$4,048,289
Participant contributions at end of year2016-12-31$1,148,273
Participant contributions at beginning of year2016-12-31$1,277,213
Participant contributions at end of year2016-12-31$108,262
Participant contributions at beginning of year2016-12-31$69,408
Assets. Other investments not covered elsewhere at end of year2016-12-31$13,580,618
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$11,826,534
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$501,457
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$820,083
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$535,855
Administrative expenses (other) incurred2016-12-31$100,124
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$11,966,869
Value of net assets at end of year (total assets less liabilities)2016-12-31$217,378,203
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$205,411,334
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$66,802,412
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$54,624,390
Interest on participant loans2016-12-31$48,753
Value of interest in common/collective trusts at end of year2016-12-31$132,579,113
Value of interest in common/collective trusts at beginning of year2016-12-31$133,500,441
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,403,728
Net investment gain/loss from pooled separate accounts2016-12-31$91,249
Net investment gain or loss from common/collective trusts2016-12-31$9,472,556
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$5,413,867
Employer contributions (assets) at end of year2016-12-31$3,979,608
Employer contributions (assets) at beginning of year2016-12-31$4,113,348
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$12,775,929
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31VAVRINEK, TRINE, DAY & CO., LLP
Accountancy firm EIN2016-12-31952648289
2015 : LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$71,436,390
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$18,273
Total income from all sources (including contributions)2015-12-31$9,517,841
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$11,563,367
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$11,366,411
Expenses. Certain deemed distributions of participant loans2015-12-31$8,465
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$9,658,984
Value of total assets at end of year2015-12-31$205,411,334
Value of total assets at beginning of year2015-12-31$136,038,743
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$188,491
Total interest from all sources2015-12-31$56,422
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,953,612
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,953,612
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,932,013
Participant contributions at end of year2015-12-31$1,277,213
Participant contributions at beginning of year2015-12-31$1,119,955
Participant contributions at end of year2015-12-31$69,408
Participant contributions at beginning of year2015-12-31$65,415
Assets. Other investments not covered elsewhere at end of year2015-12-31$11,826,534
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$208,436
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$6,808
Other income not declared elsewhere2015-12-31$83,398
Administrative expenses (other) incurred2015-12-31$188,491
Liabilities. Value of operating payables at end of year2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$18,273
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$71,668,738
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-2,045,526
Value of net assets at end of year (total assets less liabilities)2015-12-31$205,411,334
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$136,020,470
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$54,624,390
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$59,573,366
Interest on participant loans2015-12-31$56,422
Value of interest in common/collective trusts at end of year2015-12-31$133,500,441
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,428,641
Net investment gain/loss from pooled separate accounts2015-12-31$130,509
Net investment gain or loss from common/collective trusts2015-12-31$63,557
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$5,518,535
Employer contributions (assets) at end of year2015-12-31$4,113,348
Employer contributions (assets) at beginning of year2015-12-31$3,604,461
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$11,366,411
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31VAVRINEK, TRINE, DAY & CO., LLP
Accountancy firm EIN2015-12-31952648289
2014 : LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$4,084
Total unrealized appreciation/depreciation of assets2014-12-31$4,084
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$18,273
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$154,405
Total income from all sources (including contributions)2014-12-31$13,798,489
Total loss/gain on sale of assets2014-12-31$2,013,781
Total of all expenses incurred2014-12-31$7,385,464
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$6,975,511
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$6,212,139
Value of total assets at end of year2014-12-31$136,038,743
Value of total assets at beginning of year2014-12-31$129,761,850
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$409,953
Total interest from all sources2014-12-31$47,912
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$3,737,559
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$3,226,310
Administrative expenses professional fees incurred2014-12-31$18,273
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,464,220
Participant contributions at end of year2014-12-31$1,119,955
Participant contributions at beginning of year2014-12-31$966,718
Participant contributions at end of year2014-12-31$65,415
Participant contributions at beginning of year2014-12-31$51,220
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$91,608
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$5,760
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$6,808
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$98,178
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$85,680
Other income not declared elsewhere2014-12-31$3,003
Administrative expenses (other) incurred2014-12-31$182,057
Liabilities. Value of operating payables at end of year2014-12-31$18,273
Liabilities. Value of operating payables at beginning of year2014-12-31$68,725
Total non interest bearing cash at end of year2014-12-31$71,668,738
Total non interest bearing cash at beginning of year2014-12-31$16,810
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$6,413,025
Value of net assets at end of year (total assets less liabilities)2014-12-31$136,020,470
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$129,607,445
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$209,623
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$59,573,366
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$103,460,021
Interest on participant loans2014-12-31$47,912
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,780,011
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,742,159
Employer contributions (assets) at end of year2014-12-31$3,604,461
Employer contributions (assets) at beginning of year2014-12-31$700,771
Income. Dividends from common stock2014-12-31$511,249
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$6,975,511
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$24,376,524
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$50,073,514
Aggregate carrying amount (costs) on sale of assets2014-12-31$48,059,733
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31VAVRINEK, TRINE, DAY & CO., LLP
Accountancy firm EIN2014-12-31952648289
2013 : LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$1,658,519
Total unrealized appreciation/depreciation of assets2013-12-31$1,658,519
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$154,405
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$268,799
Total income from all sources (including contributions)2013-12-31$9,981,863
Total loss/gain on sale of assets2013-12-31$375,268
Total of all expenses incurred2013-12-31$4,283,555
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,836,275
Value of total corrective distributions2013-12-31$218,306
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,014,970
Value of total assets at end of year2013-12-31$129,761,850
Value of total assets at beginning of year2013-12-31$124,177,936
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$228,974
Total interest from all sources2013-12-31$24,403
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,759,130
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,486,029
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,105,369
Participant contributions at end of year2013-12-31$966,718
Participant contributions at beginning of year2013-12-31$1,047,016
Participant contributions at end of year2013-12-31$51,220
Participant contributions at beginning of year2013-12-31$128,696
Assets. Other investments not covered elsewhere at end of year2013-12-31$91,608
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$87,352
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$124,359
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$98,178
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$185,885
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$85,680
Other income not declared elsewhere2013-12-31$1,495
Administrative expenses (other) incurred2013-12-31$72,651
Liabilities. Value of operating payables at end of year2013-12-31$68,725
Liabilities. Value of operating payables at beginning of year2013-12-31$97,868
Total non interest bearing cash at end of year2013-12-31$16,810
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,698,308
Value of net assets at end of year (total assets less liabilities)2013-12-31$129,607,445
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$123,909,137
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$156,323
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$103,460,021
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$96,720,215
Interest on participant loans2013-12-31$24,403
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$242
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,148,078
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$785,242
Employer contributions (assets) at end of year2013-12-31$700,771
Employer contributions (assets) at beginning of year2013-12-31$3,704,523
Income. Dividends from common stock2013-12-31$273,101
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,836,033
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$24,376,524
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$22,304,249
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$170,931
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$4,147,666
Aggregate carrying amount (costs) on sale of assets2013-12-31$3,772,398
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GAINTNER, BANDLER, REED & PETERS
Accountancy firm EIN2013-12-31860176934
Unrealized appreciation/depreciation of other (non real estate) assets2013-05-31$4,151,957
Total unrealized appreciation/depreciation of assets2013-05-31$4,151,957
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-05-31$268,799
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-05-31$44,652
Total income from all sources (including contributions)2013-05-31$23,436,024
Total loss/gain on sale of assets2013-05-31$624,092
Total of all expenses incurred2013-05-31$10,919,647
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-05-31$10,594,938
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-05-31$6,570,720
Value of total assets at end of year2013-05-31$124,177,936
Value of total assets at beginning of year2013-05-31$111,437,412
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-05-31$324,709
Total interest from all sources2013-05-31$38,320
Total dividends received (eg from common stock, registered investment company shares)2013-05-31$3,495,379
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-05-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-05-31$2,965,258
Was this plan covered by a fidelity bond2013-05-31Yes
Value of fidelity bond cover2013-05-31$2,000,000
If this is an individual account plan, was there a blackout period2013-05-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-05-31$0
Were there any nonexempt tranactions with any party-in-interest2013-05-31No
Contributions received from participants2013-05-31$2,590,678
Participant contributions at end of year2013-05-31$1,047,016
Participant contributions at beginning of year2013-05-31$1,020,884
Participant contributions at end of year2013-05-31$128,696
Participant contributions at beginning of year2013-05-31$181,684
Assets. Other investments not covered elsewhere at end of year2013-05-31$87,352
Assets. Other investments not covered elsewhere at beginning of year2013-05-31$87,352
Income. Received or receivable in cash from other sources (including rollovers)2013-05-31$120,111
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-05-31$185,885
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-05-31$71,632
Other income not declared elsewhere2013-05-31$10,002
Administrative expenses (other) incurred2013-05-31$111,817
Liabilities. Value of operating payables at end of year2013-05-31$97,868
Liabilities. Value of operating payables at beginning of year2013-05-31$44,652
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-05-31No
Value of net income/loss2013-05-31$12,516,377
Value of net assets at end of year (total assets less liabilities)2013-05-31$123,909,137
Value of net assets at beginning of year (total assets less liabilities)2013-05-31$111,392,760
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-05-31No
Were any leases to which the plan was party in default or uncollectible2013-05-31No
Investment advisory and management fees2013-05-31$212,892
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-05-31$96,720,215
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-05-31$87,605,634
Interest on participant loans2013-05-31$38,320
Expenses. Payments to insurance carriers foe the provision of benefits2013-05-31$482
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-05-31$8,545,554
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-05-31Yes
Was there a failure to transmit to the plan any participant contributions2013-05-31No
Has the plan failed to provide any benefit when due under the plan2013-05-31No
Contributions received in cash from employer2013-05-31$3,859,931
Employer contributions (assets) at end of year2013-05-31$3,704,523
Employer contributions (assets) at beginning of year2013-05-31$3,929,216
Income. Dividends from common stock2013-05-31$530,121
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-05-31$10,594,456
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-05-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2013-05-31$22,304,249
Assets. Corporate common stocks other than exployer securities at beginning of year2013-05-31$18,541,010
Liabilities. Value of benefit claims payable at end of year2013-05-31$170,931
Did the plan have assets held for investment2013-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-05-31No
Aggregate proceeds on sale of assets2013-05-31$4,563,492
Aggregate carrying amount (costs) on sale of assets2013-05-31$3,939,400
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-05-31Yes
Opinion of an independent qualified public accountant for this plan2013-05-31Disclaimer
Accountancy firm name2013-05-31GAINTNER, BANDLER, REED & PETERS
Accountancy firm EIN2013-05-31860176934
2012 : LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-05-31$596,052
Total unrealized appreciation/depreciation of assets2012-05-31$596,052
Total transfer of assets to this plan2012-05-31$54,542,722
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-05-31$44,652
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-05-31$0
Total income from all sources (including contributions)2012-05-31$7,662,780
Total loss/gain on sale of assets2012-05-31$123,707
Total of all expenses incurred2012-05-31$6,402,277
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-05-31$6,216,370
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-05-31$6,914,860
Value of total assets at end of year2012-05-31$111,437,412
Value of total assets at beginning of year2012-05-31$55,589,535
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-05-31$185,907
Total interest from all sources2012-05-31$34,677
Total dividends received (eg from common stock, registered investment company shares)2012-05-31$2,320,030
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-05-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-05-31$2,057,832
Was this plan covered by a fidelity bond2012-05-31Yes
Value of fidelity bond cover2012-05-31$2,000,000
If this is an individual account plan, was there a blackout period2012-05-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-05-31$0
Were there any nonexempt tranactions with any party-in-interest2012-05-31No
Contributions received from participants2012-05-31$2,814,668
Participant contributions at end of year2012-05-31$1,020,884
Participant contributions at beginning of year2012-05-31$615,202
Participant contributions at end of year2012-05-31$181,684
Participant contributions at beginning of year2012-05-31$3,116
Assets. Other investments not covered elsewhere at end of year2012-05-31$87,352
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-05-31$71,632
Administrative expenses (other) incurred2012-05-31$67,965
Liabilities. Value of operating payables at end of year2012-05-31$44,652
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-05-31No
Value of net income/loss2012-05-31$1,260,503
Value of net assets at end of year (total assets less liabilities)2012-05-31$111,392,760
Value of net assets at beginning of year (total assets less liabilities)2012-05-31$55,589,535
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-05-31No
Were any leases to which the plan was party in default or uncollectible2012-05-31No
Investment advisory and management fees2012-05-31$117,942
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-05-31$87,605,634
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-05-31$50,222,900
Interest on participant loans2012-05-31$34,556
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-05-31$3,546,175
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-05-31$3,546,175
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-05-31$121
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-05-31$-2,326,546
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-05-31Yes
Was there a failure to transmit to the plan any participant contributions2012-05-31No
Has the plan failed to provide any benefit when due under the plan2012-05-31No
Contributions received in cash from employer2012-05-31$4,100,192
Employer contributions (assets) at end of year2012-05-31$3,929,216
Employer contributions (assets) at beginning of year2012-05-31$1,202,142
Income. Dividends from common stock2012-05-31$262,198
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-05-31$6,216,370
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-05-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2012-05-31$18,541,010
Did the plan have assets held for investment2012-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-05-31No
Aggregate proceeds on sale of assets2012-05-31$452,521
Aggregate carrying amount (costs) on sale of assets2012-05-31$328,814
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-05-31Yes
Opinion of an independent qualified public accountant for this plan2012-05-31Disclaimer
Accountancy firm name2012-05-31GAINTNER, BANDLER, REED & PETERS
Accountancy firm EIN2012-05-31860176934
2011 : LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-05-31$0
Total transfer of assets to this plan2011-05-31$0
Total transfer of assets from this plan2011-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-05-31$0
Total income from all sources (including contributions)2011-05-31$14,435,185
Total loss/gain on sale of assets2011-05-31$0
Total of all expenses incurred2011-05-31$4,523,453
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-05-31$4,523,453
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-05-31$4,298,748
Value of total assets at end of year2011-05-31$55,589,535
Value of total assets at beginning of year2011-05-31$45,677,803
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-05-31$0
Total interest from all sources2011-05-31$27,973
Total dividends received (eg from common stock, registered investment company shares)2011-05-31$734,233
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-05-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-05-31$734,233
Was this plan covered by a fidelity bond2011-05-31Yes
Value of fidelity bond cover2011-05-31$2,000,000
If this is an individual account plan, was there a blackout period2011-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-05-31$0
Were there any nonexempt tranactions with any party-in-interest2011-05-31No
Contributions received from participants2011-05-31$2,925,480
Participant contributions at end of year2011-05-31$615,202
Participant contributions at beginning of year2011-05-31$502,033
Participant contributions at end of year2011-05-31$3,116
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-05-31No
Value of net income/loss2011-05-31$9,911,732
Value of net assets at end of year (total assets less liabilities)2011-05-31$55,589,535
Value of net assets at beginning of year (total assets less liabilities)2011-05-31$45,677,803
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-05-31No
Were any leases to which the plan was party in default or uncollectible2011-05-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-05-31$50,222,900
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-05-31$40,673,136
Interest on participant loans2011-05-31$27,540
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-05-31$3,546,175
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-05-31$3,190,492
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-05-31$3,190,492
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-05-31$433
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-05-31$9,374,231
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-05-31No
Was there a failure to transmit to the plan any participant contributions2011-05-31No
Has the plan failed to provide any benefit when due under the plan2011-05-31No
Contributions received in cash from employer2011-05-31$1,373,268
Employer contributions (assets) at end of year2011-05-31$1,202,142
Employer contributions (assets) at beginning of year2011-05-31$1,312,142
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-05-31$4,523,453
Did the plan have assets held for investment2011-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-05-31Yes
Opinion of an independent qualified public accountant for this plan2011-05-31Disclaimer
Accountancy firm name2011-05-31GAINTNER, BANDLER REED & PETERS
Accountancy firm EIN2011-05-31860176934
2010 : LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-05-31$0

Form 5500 Responses for LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN

2022: LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2013 form 5500 responses
2013-06-01Type of plan entitySingle employer plan
2013-06-01Submission has been amendedNo
2013-06-01This submission is the final filingNo
2013-06-01This return/report is a short plan year return/report (less than 12 months)Yes
2013-06-01Plan is a collectively bargained planNo
2013-06-01Plan funding arrangement – InsuranceYes
2013-06-01Plan funding arrangement – TrustYes
2013-06-01Plan benefit arrangement – InsuranceYes
2013-06-01Plan benefit arrangement - TrustYes
2012: LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2012 form 5500 responses
2012-06-01Type of plan entitySingle employer plan
2012-06-01Submission has been amendedNo
2012-06-01This submission is the final filingNo
2012-06-01This return/report is a short plan year return/report (less than 12 months)No
2012-06-01Plan is a collectively bargained planNo
2012-06-01Plan funding arrangement – InsuranceYes
2012-06-01Plan funding arrangement – TrustYes
2012-06-01Plan benefit arrangement – InsuranceYes
2012-06-01Plan benefit arrangement - TrustYes
2011: LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2011 form 5500 responses
2011-06-01Type of plan entitySingle employer plan
2011-06-01Submission has been amendedNo
2011-06-01This submission is the final filingNo
2011-06-01This return/report is a short plan year return/report (less than 12 months)No
2011-06-01Plan is a collectively bargained planNo
2011-06-01Plan funding arrangement – TrustYes
2011-06-01Plan benefit arrangement - TrustYes
2010: LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2010 form 5500 responses
2010-06-01Type of plan entitySingle employer plan
2010-06-01Submission has been amendedNo
2010-06-01This submission is the final filingNo
2010-06-01This return/report is a short plan year return/report (less than 12 months)No
2010-06-01Plan is a collectively bargained planNo
2010-06-01Plan funding arrangement – TrustYes
2010-06-01Plan benefit arrangement - TrustYes
2009: LEWIS ROCA ROTHGERBER LLP RETIREMENT PLAN 2009 form 5500 responses
2009-06-01Type of plan entitySingle employer plan
2009-06-01Submission has been amendedNo
2009-06-01This submission is the final filingNo
2009-06-01This return/report is a short plan year return/report (less than 12 months)No
2009-06-01Plan is a collectively bargained planNo
2009-06-01Plan funding arrangement – TrustYes
2009-06-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number007197083
Policy instance 1
Insurance contract or identification number007197083
Number of Individuals Covered0
Insurance policy start date2014-01-01
Insurance policy end date2014-05-05
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number007197083
Policy instance 1
Insurance contract or identification number007197083
Number of Individuals Covered1
Insurance policy start date2013-06-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $242
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number007197083
Policy instance 1
Insurance contract or identification number007197083
Number of Individuals Covered1
Insurance policy start date2012-06-01
Insurance policy end date2013-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $482
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number007197083
Policy instance 1
Insurance contract or identification number007197083
Number of Individuals Covered1
Insurance policy start date2011-06-01
Insurance policy end date2012-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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