THE OPPORTUNITY TREE has sponsored the creation of one or more 401k plans.
Measure | Date | Value |
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2022 : AFH 401(K) PLAN 2022 401k financial data |
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Total income from all sources (including contributions) | 2022-06-30 | $-95,300 |
Total of all expenses incurred | 2022-06-30 | $116,916 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-06-30 | $110,883 |
Expenses. Certain deemed distributions of participant loans | 2022-06-30 | $38 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-06-30 | $60,322 |
Value of total assets at end of year | 2022-06-30 | $691,975 |
Value of total assets at beginning of year | 2022-06-30 | $904,191 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-06-30 | $5,995 |
Total interest from all sources | 2022-06-30 | $1,377 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-06-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-06-30 | $0 |
Was this plan covered by a fidelity bond | 2022-06-30 | Yes |
Value of fidelity bond cover | 2022-06-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2022-06-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-06-30 | No |
Contributions received from participants | 2022-06-30 | $60,322 |
Participant contributions at end of year | 2022-06-30 | $18,676 |
Participant contributions at beginning of year | 2022-06-30 | $23,845 |
Participant contributions at end of year | 2022-06-30 | $0 |
Participant contributions at beginning of year | 2022-06-30 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-06-30 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-06-30 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-06-30 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-06-30 | No |
Value of net income/loss | 2022-06-30 | $-212,216 |
Value of net assets at end of year (total assets less liabilities) | 2022-06-30 | $691,975 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-06-30 | $904,191 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-06-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-06-30 | $665,291 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-06-30 | $871,731 |
Interest on participant loans | 2022-06-30 | $1,377 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-06-30 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-06-30 | $8,008 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-06-30 | $8,615 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2022-06-30 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-06-30 | $-156,999 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-06-30 | No |
Contributions received in cash from employer | 2022-06-30 | $0 |
Employer contributions (assets) at end of year | 2022-06-30 | $0 |
Employer contributions (assets) at beginning of year | 2022-06-30 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-06-30 | $110,883 |
Contract administrator fees | 2022-06-30 | $5,995 |
Did the plan have assets held for investment | 2022-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-06-30 | No |
Opinion of an independent qualified public accountant for this plan | 2022-06-30 | Unqualified |
Accountancy firm name | 2022-06-30 | TULL, FORSBERG & OLSON, PLLC |
Accountancy firm EIN | 2022-06-30 | 860130568 |
2021 : AFH 401(K) PLAN 2021 401k financial data |
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Total income from all sources (including contributions) | 2021-06-30 | $266,157 |
Total of all expenses incurred | 2021-06-30 | $67,194 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-06-30 | $64,632 |
Expenses. Certain deemed distributions of participant loans | 2021-06-30 | $87 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-06-30 | $43,603 |
Value of total assets at end of year | 2021-06-30 | $904,191 |
Value of total assets at beginning of year | 2021-06-30 | $705,228 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-06-30 | $2,475 |
Total interest from all sources | 2021-06-30 | $1,275 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-06-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-06-30 | $0 |
Was this plan covered by a fidelity bond | 2021-06-30 | Yes |
Value of fidelity bond cover | 2021-06-30 | $200,000 |
If this is an individual account plan, was there a blackout period | 2021-06-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2021-06-30 | No |
Contributions received from participants | 2021-06-30 | $43,603 |
Participant contributions at end of year | 2021-06-30 | $23,845 |
Participant contributions at beginning of year | 2021-06-30 | $23,527 |
Participant contributions at end of year | 2021-06-30 | $0 |
Participant contributions at beginning of year | 2021-06-30 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-06-30 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-06-30 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-06-30 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-06-30 | No |
Value of net income/loss | 2021-06-30 | $198,963 |
Value of net assets at end of year (total assets less liabilities) | 2021-06-30 | $904,191 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-06-30 | $705,228 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-06-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-06-30 | $871,731 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-06-30 | $673,513 |
Interest on participant loans | 2021-06-30 | $1,275 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-06-30 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-06-30 | $8,615 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-06-30 | $8,188 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2021-06-30 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-06-30 | $221,279 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-06-30 | No |
Contributions received in cash from employer | 2021-06-30 | $0 |
Employer contributions (assets) at end of year | 2021-06-30 | $0 |
Employer contributions (assets) at beginning of year | 2021-06-30 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-06-30 | $64,632 |
Contract administrator fees | 2021-06-30 | $2,475 |
Did the plan have assets held for investment | 2021-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-06-30 | No |
Opinion of an independent qualified public accountant for this plan | 2021-06-30 | Disclaimer |
Accountancy firm name | 2021-06-30 | TULL, FORSBERG & OLSON, PLLC |
Accountancy firm EIN | 2021-06-30 | 860130568 |
2020 : AFH 401(K) PLAN 2020 401k financial data |
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Total income from all sources (including contributions) | 2020-06-30 | $42,699 |
Total of all expenses incurred | 2020-06-30 | $195,183 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-06-30 | $193,254 |
Expenses. Certain deemed distributions of participant loans | 2020-06-30 | $-1,021 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-06-30 | $43,568 |
Value of total assets at end of year | 2020-06-30 | $705,228 |
Value of total assets at beginning of year | 2020-06-30 | $857,712 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-06-30 | $2,950 |
Total interest from all sources | 2020-06-30 | $1,834 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-06-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-06-30 | $0 |
Was this plan covered by a fidelity bond | 2020-06-30 | Yes |
Value of fidelity bond cover | 2020-06-30 | $200,000 |
If this is an individual account plan, was there a blackout period | 2020-06-30 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2020-06-30 | No |
Contributions received from participants | 2020-06-30 | $43,568 |
Participant contributions at end of year | 2020-06-30 | $23,527 |
Participant contributions at beginning of year | 2020-06-30 | $32,042 |
Participant contributions at end of year | 2020-06-30 | $0 |
Participant contributions at beginning of year | 2020-06-30 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-06-30 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-06-30 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-06-30 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-06-30 | No |
Value of net income/loss | 2020-06-30 | $-152,484 |
Value of net assets at end of year (total assets less liabilities) | 2020-06-30 | $705,228 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-06-30 | $857,712 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-06-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-06-30 | $673,513 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-06-30 | $825,670 |
Interest on participant loans | 2020-06-30 | $1,834 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-06-30 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-06-30 | $8,188 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2020-06-30 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-06-30 | $-2,703 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-06-30 | No |
Contributions received in cash from employer | 2020-06-30 | $0 |
Employer contributions (assets) at end of year | 2020-06-30 | $0 |
Employer contributions (assets) at beginning of year | 2020-06-30 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-06-30 | $193,254 |
Contract administrator fees | 2020-06-30 | $2,950 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-06-30 | Yes |
Did the plan have assets held for investment | 2020-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2020-06-30 | Disclaimer |
Accountancy firm name | 2020-06-30 | TULL, FORSBERG & OLSON, PLLC |
Accountancy firm EIN | 2020-06-30 | 860130568 |
2019 : AFH 401(K) PLAN 2019 401k financial data |
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Total income from all sources (including contributions) | 2019-06-30 | $77,385 |
Total of all expenses incurred | 2019-06-30 | $153,350 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-06-30 | $150,367 |
Expenses. Certain deemed distributions of participant loans | 2019-06-30 | $76 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-06-30 | $42,637 |
Value of total assets at end of year | 2019-06-30 | $857,712 |
Value of total assets at beginning of year | 2019-06-30 | $933,677 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-06-30 | $2,907 |
Total interest from all sources | 2019-06-30 | $1,377 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-06-30 | No |
Was this plan covered by a fidelity bond | 2019-06-30 | Yes |
Value of fidelity bond cover | 2019-06-30 | $200,000 |
If this is an individual account plan, was there a blackout period | 2019-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-06-30 | No |
Contributions received from participants | 2019-06-30 | $42,637 |
Participant contributions at end of year | 2019-06-30 | $32,042 |
Participant contributions at beginning of year | 2019-06-30 | $23,414 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-06-30 | No |
Value of net income/loss | 2019-06-30 | $-75,965 |
Value of net assets at end of year (total assets less liabilities) | 2019-06-30 | $857,712 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-06-30 | $933,677 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-06-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-06-30 | $825,670 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-06-30 | $910,263 |
Interest on participant loans | 2019-06-30 | $1,377 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-06-30 | $33,371 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-06-30 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-06-30 | $150,367 |
Contract administrator fees | 2019-06-30 | $2,907 |
Did the plan have assets held for investment | 2019-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-06-30 | Disclaimer |
Accountancy firm name | 2019-06-30 | TULL, FORSBERG & OLSON, PLLC |
Accountancy firm EIN | 2019-06-30 | 860130568 |
2018 : AFH 401(K) PLAN 2018 401k financial data |
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Total income from all sources (including contributions) | 2018-06-30 | $99,892 |
Total of all expenses incurred | 2018-06-30 | $109,201 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-06-30 | $99,435 |
Expenses. Certain deemed distributions of participant loans | 2018-06-30 | $6,449 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-06-30 | $60,233 |
Value of total assets at end of year | 2018-06-30 | $933,677 |
Value of total assets at beginning of year | 2018-06-30 | $942,986 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-06-30 | $3,317 |
Total interest from all sources | 2018-06-30 | $1,608 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-06-30 | No |
Was this plan covered by a fidelity bond | 2018-06-30 | Yes |
Value of fidelity bond cover | 2018-06-30 | $200,000 |
If this is an individual account plan, was there a blackout period | 2018-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-06-30 | No |
Contributions received from participants | 2018-06-30 | $60,233 |
Participant contributions at end of year | 2018-06-30 | $23,414 |
Participant contributions at beginning of year | 2018-06-30 | $46,012 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-06-30 | No |
Value of net income/loss | 2018-06-30 | $-9,309 |
Value of net assets at end of year (total assets less liabilities) | 2018-06-30 | $933,677 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-06-30 | $942,986 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-06-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-06-30 | $910,263 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-06-30 | $896,974 |
Interest on participant loans | 2018-06-30 | $1,608 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-06-30 | $38,051 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-06-30 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2018-06-30 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-06-30 | $99,435 |
Contract administrator fees | 2018-06-30 | $3,317 |
Did the plan have assets held for investment | 2018-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-06-30 | Disclaimer |
Accountancy firm name | 2018-06-30 | TULL, FORSBERG & OLSON, PLLC |
Accountancy firm EIN | 2018-06-30 | 860130568 |
2017 : AFH 401(K) PLAN 2017 401k financial data |
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Total income from all sources (including contributions) | 2017-06-30 | $145,874 |
Total of all expenses incurred | 2017-06-30 | $65,625 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-06-30 | $73,236 |
Expenses. Certain deemed distributions of participant loans | 2017-06-30 | $-13,089 |
Value of total corrective distributions | 2017-06-30 | $3,312 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-06-30 | $84,676 |
Value of total assets at end of year | 2017-06-30 | $942,986 |
Value of total assets at beginning of year | 2017-06-30 | $862,737 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-06-30 | $2,166 |
Total interest from all sources | 2017-06-30 | $1,205 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-06-30 | $8 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-06-30 | $8 |
Was this plan covered by a fidelity bond | 2017-06-30 | Yes |
Value of fidelity bond cover | 2017-06-30 | $200,000 |
If this is an individual account plan, was there a blackout period | 2017-06-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-06-30 | No |
Contributions received from participants | 2017-06-30 | $84,676 |
Participant contributions at end of year | 2017-06-30 | $46,012 |
Participant contributions at beginning of year | 2017-06-30 | $19,807 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-06-30 | No |
Value of net income/loss | 2017-06-30 | $80,249 |
Value of net assets at end of year (total assets less liabilities) | 2017-06-30 | $942,986 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-06-30 | $862,737 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-06-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-06-30 | $896,974 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-06-30 | $842,930 |
Interest on participant loans | 2017-06-30 | $1,205 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-06-30 | $59,985 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-06-30 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2017-06-30 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-06-30 | $73,236 |
Contract administrator fees | 2017-06-30 | $2,166 |
Did the plan have assets held for investment | 2017-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-06-30 | Disclaimer |
Accountancy firm name | 2017-06-30 | TULL, FORSBERG & OLSON, PLLC |
Accountancy firm EIN | 2017-06-30 | 860130568 |
2016 : AFH 401(K) PLAN 2016 401k financial data |
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Total income from all sources (including contributions) | 2016-06-30 | $103,745 |
Total of all expenses incurred | 2016-06-30 | $50,249 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-06-30 | $27,370 |
Expenses. Certain deemed distributions of participant loans | 2016-06-30 | $10,003 |
Value of total corrective distributions | 2016-06-30 | $10,741 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-06-30 | $95,981 |
Value of total assets at end of year | 2016-06-30 | $862,737 |
Value of total assets at beginning of year | 2016-06-30 | $809,241 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-06-30 | $2,135 |
Total interest from all sources | 2016-06-30 | $1,147 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-06-30 | No |
Was this plan covered by a fidelity bond | 2016-06-30 | Yes |
Value of fidelity bond cover | 2016-06-30 | $200,000 |
If this is an individual account plan, was there a blackout period | 2016-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-06-30 | No |
Contributions received from participants | 2016-06-30 | $95,981 |
Participant contributions at end of year | 2016-06-30 | $19,807 |
Participant contributions at beginning of year | 2016-06-30 | $34,713 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-06-30 | No |
Value of net income/loss | 2016-06-30 | $53,496 |
Value of net assets at end of year (total assets less liabilities) | 2016-06-30 | $862,737 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-06-30 | $809,241 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-06-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-06-30 | $842,930 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-06-30 | $774,528 |
Interest on participant loans | 2016-06-30 | $1,147 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-06-30 | $6,617 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-06-30 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2016-06-30 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-06-30 | $27,370 |
Contract administrator fees | 2016-06-30 | $2,135 |
Did the plan have assets held for investment | 2016-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-06-30 | Disclaimer |
Accountancy firm name | 2016-06-30 | TULL, FORSBERG & OLSON, PLLC |
Accountancy firm EIN | 2016-06-30 | 860130568 |
2015 : AFH 401(K) PLAN 2015 401k financial data |
---|
Total income from all sources (including contributions) | 2015-06-30 | $100,836 |
Total of all expenses incurred | 2015-06-30 | $54,058 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-06-30 | $46,939 |
Expenses. Certain deemed distributions of participant loans | 2015-06-30 | $2,038 |
Value of total corrective distributions | 2015-06-30 | $1,721 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-06-30 | $99,449 |
Value of total assets at end of year | 2015-06-30 | $809,241 |
Value of total assets at beginning of year | 2015-06-30 | $762,463 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-06-30 | $3,360 |
Total interest from all sources | 2015-06-30 | $1,584 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-06-30 | No |
Was this plan covered by a fidelity bond | 2015-06-30 | Yes |
Value of fidelity bond cover | 2015-06-30 | $200,000 |
If this is an individual account plan, was there a blackout period | 2015-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-06-30 | No |
Contributions received from participants | 2015-06-30 | $99,449 |
Participant contributions at end of year | 2015-06-30 | $34,713 |
Participant contributions at beginning of year | 2015-06-30 | $43,575 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-06-30 | No |
Value of net income/loss | 2015-06-30 | $46,778 |
Value of net assets at end of year (total assets less liabilities) | 2015-06-30 | $809,241 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-06-30 | $762,463 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-06-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-06-30 | $774,528 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-06-30 | $718,888 |
Interest on participant loans | 2015-06-30 | $1,584 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-06-30 | $-197 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-06-30 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2015-06-30 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-06-30 | $46,939 |
Contract administrator fees | 2015-06-30 | $3,360 |
Did the plan have assets held for investment | 2015-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-06-30 | Disclaimer |
Accountancy firm name | 2015-06-30 | BALDWIN & BALDWIN PLLC |
Accountancy firm EIN | 2015-06-30 | 464370753 |
2014 : AFH 401(K) PLAN 2014 401k financial data |
---|
Total income from all sources (including contributions) | 2014-06-30 | $181,378 |
Total of all expenses incurred | 2014-06-30 | $78,482 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-06-30 | $75,285 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-06-30 | $92,441 |
Value of total assets at end of year | 2014-06-30 | $762,463 |
Value of total assets at beginning of year | 2014-06-30 | $659,567 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-06-30 | $3,197 |
Total interest from all sources | 2014-06-30 | $1,598 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-06-30 | No |
Was this plan covered by a fidelity bond | 2014-06-30 | Yes |
Value of fidelity bond cover | 2014-06-30 | $200,000 |
If this is an individual account plan, was there a blackout period | 2014-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-06-30 | No |
Contributions received from participants | 2014-06-30 | $92,441 |
Participant contributions at end of year | 2014-06-30 | $43,575 |
Participant contributions at beginning of year | 2014-06-30 | $25,980 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-06-30 | No |
Value of net income/loss | 2014-06-30 | $102,896 |
Value of net assets at end of year (total assets less liabilities) | 2014-06-30 | $762,463 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-06-30 | $659,567 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-06-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-06-30 | $718,888 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-06-30 | $633,587 |
Interest on participant loans | 2014-06-30 | $1,598 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-06-30 | $87,339 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-06-30 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-06-30 | $75,285 |
Contract administrator fees | 2014-06-30 | $3,197 |
Did the plan have assets held for investment | 2014-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-06-30 | Disclaimer |
Accountancy firm name | 2014-06-30 | CHRIS SMITH, CPA |
Accountancy firm EIN | 2014-06-30 | 060123608 |
2013 : AFH 401(K) PLAN 2013 401k financial data |
---|
Total income from all sources (including contributions) | 2013-06-30 | $150,860 |
Total of all expenses incurred | 2013-06-30 | $12,898 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-06-30 | $10,942 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-06-30 | $101,157 |
Value of total assets at end of year | 2013-06-30 | $659,567 |
Value of total assets at beginning of year | 2013-06-30 | $521,605 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-06-30 | $1,956 |
Total interest from all sources | 2013-06-30 | $1,324 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-06-30 | No |
Was this plan covered by a fidelity bond | 2013-06-30 | Yes |
Value of fidelity bond cover | 2013-06-30 | $200,000 |
If this is an individual account plan, was there a blackout period | 2013-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-06-30 | No |
Contributions received from participants | 2013-06-30 | $101,157 |
Participant contributions at end of year | 2013-06-30 | $25,980 |
Participant contributions at beginning of year | 2013-06-30 | $39,337 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-06-30 | No |
Value of net income/loss | 2013-06-30 | $137,962 |
Value of net assets at end of year (total assets less liabilities) | 2013-06-30 | $659,567 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-06-30 | $521,605 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-06-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-06-30 | $633,587 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-06-30 | $482,268 |
Interest on participant loans | 2013-06-30 | $1,324 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-06-30 | $48,379 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-06-30 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-06-30 | $10,942 |
Contract administrator fees | 2013-06-30 | $1,956 |
Did the plan have assets held for investment | 2013-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-06-30 | Disclaimer |
Accountancy firm name | 2013-06-30 | CHRIS SMITH, CPA |
Accountancy firm EIN | 2013-06-30 | 060123608 |
2012 : AFH 401(K) PLAN 2012 401k financial data |
---|
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-06-30 | $0 |
Total income from all sources (including contributions) | 2012-06-30 | $97,371 |
Total of all expenses incurred | 2012-06-30 | $37,530 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-06-30 | $32,298 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-06-30 | $94,887 |
Value of total assets at end of year | 2012-06-30 | $521,605 |
Value of total assets at beginning of year | 2012-06-30 | $461,764 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-06-30 | $5,232 |
Total interest from all sources | 2012-06-30 | $1,243 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-06-30 | No |
Administrative expenses professional fees incurred | 2012-06-30 | $1,681 |
Was this plan covered by a fidelity bond | 2012-06-30 | Yes |
Value of fidelity bond cover | 2012-06-30 | $200,000 |
If this is an individual account plan, was there a blackout period | 2012-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-06-30 | No |
Contributions received from participants | 2012-06-30 | $94,887 |
Participant contributions at end of year | 2012-06-30 | $39,337 |
Participant contributions at beginning of year | 2012-06-30 | $21,248 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-06-30 | No |
Value of net income/loss | 2012-06-30 | $59,841 |
Value of net assets at end of year (total assets less liabilities) | 2012-06-30 | $521,605 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-06-30 | $461,764 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-06-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-06-30 | $482,268 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-06-30 | $440,516 |
Interest on participant loans | 2012-06-30 | $1,243 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-06-30 | $1,241 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-06-30 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-06-30 | $32,298 |
Contract administrator fees | 2012-06-30 | $3,551 |
Did the plan have assets held for investment | 2012-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-06-30 | Disclaimer |
Accountancy firm name | 2012-06-30 | CHRIS SMITH, CPA |
Accountancy firm EIN | 2012-06-30 | 060123608 |
2011 : AFH 401(K) PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-06-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-06-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-06-30 | $0 |
Total income from all sources (including contributions) | 2011-06-30 | $144,558 |
Total loss/gain on sale of assets | 2011-06-30 | $0 |
Total of all expenses incurred | 2011-06-30 | $38,370 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-06-30 | $36,872 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-06-30 | $95,483 |
Value of total assets at end of year | 2011-06-30 | $461,764 |
Value of total assets at beginning of year | 2011-06-30 | $355,576 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-06-30 | $1,498 |
Total interest from all sources | 2011-06-30 | $931 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-06-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-06-30 | No |
Was this plan covered by a fidelity bond | 2011-06-30 | Yes |
Value of fidelity bond cover | 2011-06-30 | $200,000 |
If this is an individual account plan, was there a blackout period | 2011-06-30 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-06-30 | No |
Contributions received from participants | 2011-06-30 | $95,483 |
Participant contributions at end of year | 2011-06-30 | $21,248 |
Participant contributions at beginning of year | 2011-06-30 | $26,473 |
Other income not declared elsewhere | 2011-06-30 | $13,044 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-06-30 | No |
Value of net income/loss | 2011-06-30 | $106,188 |
Value of net assets at end of year (total assets less liabilities) | 2011-06-30 | $461,764 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-06-30 | $355,576 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-06-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-06-30 | $440,516 |
Value of interest in pooled separate accounts at beginning of year | 2011-06-30 | $329,103 |
Interest on participant loans | 2011-06-30 | $931 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-06-30 | $42,928 |
Net investment gain/loss from pooled separate accounts | 2011-06-30 | $-7,828 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-06-30 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-06-30 | $36,872 |
Contract administrator fees | 2011-06-30 | $1,498 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-06-30 | Yes |
Did the plan have assets held for investment | 2011-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-06-30 | Disclaimer |
Accountancy firm name | 2011-06-30 | CHRIS SMITH, CPA |
Accountancy firm EIN | 2011-06-30 | 060123608 |
2010 : AFH 401(K) PLAN 2010 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-06-30 | $0 |